Location: New York, NY
CIK: 0001054587 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Mar 5, 2021
Total Value: $7.087B
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| TSLA | TESLA INC | 3,034,800 | $1.59B | 22.4% | $524.00 | — | — | PUT | 88160R101 |
| — | ADVANCED MICRO DEVICES INC | 55,122,000 | $315M | 4.4% | $5.72 | — | — | NOTE 2.125% 9/0 | 007903BD8 |
| AMZN | AMAZON COM INC | 153,774 | $300M | 4.2% | $1949.72 | — | — | COM | 023135106 |
| NFLX | NETFLIX INC | 779,442 | $293M | 4.1% | $375.50 | — | — | COM | 64110L106 |
| BABA | ALIBABA GROUP HLDG LTD | 1,478,844 | $288M | 4.1% | $194.48 | — | — | SPONSORED ADS | 01609W102 |
| — | TESLA INC | 172,644,000 | $270M | 3.8% | $1.57 | — | — | NOTE 1.250% 3/0 | 88160RAC5 |
| META | FACEBOOK INC | 1,343,513 | $224M | 3.2% | $166.80 | — | — | CL A | 30303M102 |
| — | RAYTHEON CO | 1,625,555 | $213M | 3.0% | $131.15 | — | — | COM NEW | 755111507 |
| LOW | LOWES COS INC | 2,235,981 | $192M | 2.7% | $86.05 | — | — | COM | 548661107 |
| MA | MASTERCARD INC | 775,492 | $187M | 2.6% | $241.56 | — | — | CL A | 57636Q104 |
| UBER | UBER TECHNOLOGIES INC | 6,502,223 | $182M | 2.6% | $27.92 | — | — | COM | 90353T100 |
| MSFT | MICROSOFT CORP | 1,035,578 | $163M | 2.3% | $157.71 | — | — | COM | 594918104 |
| LQD | ISHARES TR | 1,232,045 | $152M | 2.1% | $123.51 | — | — | IBOXX INV CP ETF | 464287242 |
| — | LIBERTY MEDIA CORP DEL | 5,221,915 | $142M | 2.0% | $27.23 | — | — | COM SER C FRMLA | 531229854 |
| FIS | FIDELITY NATL INFORMATION SV | 1,083,460 | $132M | 1.9% | $121.64 | — | — | COM | 31620M106 |
| — | SPIRIT AEROSYSTEMS HLDGS INC | 5,021,706 | $120M | 1.7% | $23.93 | — | — | COM CL A | 848574109 |
| MO | ALTRIA GROUP INC | 3,008,319 | $116M | 1.6% | $38.67 | — | — | COM | 02209S103 |
| GOOGL | ALPHABET INC | 100,013 | $116M | 1.6% | $1161.95 | — | — | CAP STK CL A | 02079K305 |
| CRM | SALESFORCE COM INC | 794,973 | $114M | 1.6% | $143.98 | — | — | COM | 79466L302 |
| NYT | NEW YORK TIMES CO | 3,606,925 | $111M | 1.6% | $30.71 | — | — | CL A | 650111107 |
| HLT | HILTON WORLDWIDE HLDGS INC | 1,178,340 | $80.41M | 1.1% | $68.24 | — | — | COM | 43300A203 |
| ATHM | AUTOHOME INC | 1,091,924 | $77.55M | 1.1% | $71.02 | — | — | SP ADR RP CL A | 05278C107 |
| — | TESLA INC | 42,500,000 | $73.26M | 1.0% | $1.72 | — | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | ANAPLAN INC | 1,933,502 | $58.51M | 0.8% | $30.26 | — | — | COM | 03272L108 |
| CRL | CHARLES RIV LABS INTL INC | 460,468 | $58.12M | 0.8% | $126.21 | — | — | COM | 159864107 |
| VST | VISTRA ENERGY CORP | 3,705,029 | $57.61M | 0.8% | $15.55 | — | — | COM | 92840M102 |
| — | MICROCHIP TECHNOLOGY INC | 38,980,000 | $55.89M | 0.8% | $1.43 | — | — | NOTE 1.625% 2/1 | 595017AD6 |
| IQ | IQIYI INC | 2,903,200 | $51.68M | 0.7% | $17.80 | — | — | PUT | 46267X108 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 237,006 | $50.1M | 0.7% | $211.41 | — | — | CL A | 55825T103 |
| — | PRICELINE GRP INC | 39,773,000 | $44.31M | 0.6% | $1.11 | — | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | ALLERGAN PLC | 234,328 | $41.5M | 0.6% | $177.10 | — | — | SHS | G0177J108 |
| GDS | GDS HLDGS LTD | 653,000 | $37.85M | 0.5% | $57.97 | — | — | PUT | 36165L108 |
| — | COUPA SOFTWARE INC | 256,797 | $35.88M | 0.5% | $139.73 | — | — | COM | 22266L106 |
| — | TELADOC HEALTH INC | 10,000,000 | $35.28M | 0.5% | $3.53 | — | — | NOTE 3.000%12/1 | 87918AAB1 |
| AVGO | BROADCOM INC | 141,228 | $33.48M | 0.5% | $237.10 | — | — | COM | 11135F101 |
| — | SEMPRA ENERGY | 351,610 | $33.34M | 0.5% | $94.81 | — | — | 6% PFD CONV A | 816851406 |
| — | SYNAPTICS INC | 29,489,000 | $30.76M | 0.4% | $1.04 | — | — | NOTE 0.500% 6/1 | 87157DAD1 |
| — | WORKDAY INC | 26,500,000 | $29.54M | 0.4% | $1.11 | — | — | NOTE 0.250%10/0 | 98138HAF8 |
| — | GDS HLDGS LTD | 21,900,000 | $28.18M | 0.4% | $1.29 | — | — | NOTE 2.000% 6/0 | 36165LAB4 |
| BILI | BILIBILI INC | 1,184,900 | $27.75M | 0.4% | $23.42 | — | — | PUT | 090040106 |
| WYNN | WYNN RESORTS LTD | 454,057 | $27.33M | 0.4% | $60.19 | — | — | COM | 983134107 |
| — | BECTON DICKINSON & CO | 440,888 | $24.25M | 0.3% | $55.00 | — | — | PFD SHS CONV A | 075887208 |
| JOYY | JOYY INC | 434,300 | $23.13M | 0.3% | $53.26 | — | — | PUT | 46591M109 |
| — | ISTAR INC | 23,500,000 | $22.68M | 0.3% | $0.97 | — | — | NOTE 3.125% 9/1 | 45031UCB5 |
| — | TESLA INC | 12,250,000 | $22.51M | 0.3% | $1.84 | — | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | ON SEMICONDUCTOR CORP | 21,729,000 | $21.68M | 0.3% | $1.00 | — | — | NOTE 1.000%12/0 | 682189AK1 |
| — | RH | 26,000,000 | $21.35M | 0.3% | $0.82 | — | — | NOTE 6/1 | 74967XAA1 |
| PAM | PAMPA ENERGIA S A | 1,887,839 | $21.33M | 0.3% | $11.30 | — | — | SPONS ADR LVL I | 697660207 |
| LKNCY | LUCKIN COFFEE INC | 771,100 | $20.97M | 0.3% | $27.19 | — | — | PUT | 54951L109 |
| HST | HOST HOTELS & RESORTS INC | 1,854,398 | $20.47M | 0.3% | $11.04 | — | — | COM | 44107P104 |
| — | CHEGG INC | 14,250,000 | $20.33M | 0.3% | $1.43 | — | — | NOTE 0.250% 5/1 | 163092AB5 |
| — | FORTIVE CORP | 27,500 | $20.21M | 0.3% | $734.80 | — | — | 5% PFD CNV SER A | 34959J207 |
| — | MOMO INC | 931,300 | $20.2M | 0.3% | $21.69 | — | — | PUT | 60879B107 |
| IHRT | IHEARTMEDIA INC | 2,718,487 | $19.87M | 0.3% | $7.31 | — | — | COM CL A | 45174J509 |
| — | ETSY INC | 15,000,000 | $18.94M | 0.3% | $1.26 | — | — | NOTE 3/0 | 29786AAC0 |
| NKE | NIKE INC | 213,300 | $17.65M | 0.2% | $82.74 | — | — | CL B | 654106103 |
| — | CLEVELAND CLIFFS INC | 25,775,000 | $17.64M | 0.2% | $0.68 | — | — | DBCV 1.500% 1/1 | 185899AA9 |
| NBIS | YANDEX N V | 509,600 | $17.35M | 0.2% | $34.05 | — | — | PUT | N97284108 |
| UMC | UNITED MICROELECTRONICS CORP | 7,958,667 | $17.27M | 0.2% | $2.17 | — | — | SPON ADR NEW | 910873405 |
| — | WAYFAIR INC | 24,500,000 | $16.87M | 0.2% | $0.69 | — | — | NOTE 1.125%11/0 | 94419LAD3 |
| — | LIBERTY MEDIA CORP | 28,383,000 | $16.48M | 0.2% | $0.58 | — | — | DEB 4.000%11/1 | 530715AG6 |
| — | COUPA SOFTWARE INC | 16,395,000 | $16.39M | 0.2% | $1.00 | — | — | NOTE 0.375% 1/1 | 22266LAB2 |
| — | WORLD WRESTLING ENTMT INC | 10,000,000 | $15.29M | 0.2% | $1.53 | — | — | NOTE 3.375%12/1 | 98156QAB4 |
| — | CROWN CASTLE INTL CORP NEW | 11,250 | $14.6M | 0.2% | $1297.87 | — | — | 6.875% CON PFD A | 22822V309 |
| — | NRG ENERGY INC | 14,339,000 | $13.93M | 0.2% | $0.97 | — | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | FAR PT ACQUISITION CORP | 1,371,325 | $13.88M | 0.2% | $10.12 | — | — | COM CL A | 30734W109 |
| — | CENTERPOINT ENERGY INC | 425,000 | $12.57M | 0.2% | $29.58 | — | — | DEP RP PFD CV B | 15189T503 |
| — | NUVASIVE INC | 12,000,000 | $12.53M | 0.2% | $1.04 | — | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | LORAL SPACE & COMMUNICATNS I | 769,298 | $12.5M | 0.2% | $16.25 | — | — | COM | 543881106 |
| — | BHP GROUP PLC | 403,674 | $12.25M | 0.2% | $30.34 | — | — | SPONSORED ADR | 05545E209 |
| — | MICROCHIP TECHNOLOGY INC | 12,500,000 | $11.81M | 0.2% | $0.95 | — | — | NOTE 2.250% 2/1 | 595017AH7 |
| LEN/B | LENNAR CORP | 385,901 | $11.16M | 0.2% | $28.92 | — | — | CL B | 526057302 |
| SHO | SUNSTONE HOTEL INVS INC NEW | 1,250,000 | $10.89M | 0.2% | $8.71 | — | — | COM | 867892101 |
| — | SLACK TECHNOLOGIES INC | 389,400 | $10.45M | 0.1% | $26.84 | — | — | PUT | 83088V102 |
| — | SLACK TECHNOLOGIES INC | 389,400 | $10.45M | 0.1% | $26.84 | — | — | COM CL A | 83088V102 |
| — | NEXTERA ENERGY INC | 200,000 | $9.899M | 0.1% | $49.49 | — | — | UNIT 09/01/2022S | 65339F796 |
| — | BK OF AMERICA CORP | 7,449 | $9.632M | 0.1% | $1293.06 | — | — | 7.25%CNV PFD L | 060505682 |
| — | BIOMARIN PHARMACEUTICAL INC | 8,000,000 | $8.509M | 0.1% | $1.06 | — | — | NOTE 1.500%10/1 | 09061GAF8 |
| — | RESTORATION HARDWARE HLDGS I | 8,000,000 | $8.374M | 0.1% | $1.05 | — | — | DBCV 7/1 | 761283AC4 |
| BZUN | BAOZUN INC | 298,000 | $8.326M | 0.1% | $27.94 | — | — | PUT | 06684L103 |
| — | GUIDEWIRE SOFTWARE INC | 8,500,000 | $8.287M | 0.1% | $0.97 | — | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | EXACT SCIENCES CORP | 10,000,000 | $7.95M | 0.1% | $0.80 | — | — | NOTE 0.375% 3/0 | 30063PAC9 |
| BZUN | BAOZUN INC | 276,000 | $7.712M | 0.1% | $27.94 | — | — | CALL | 06684L103 |
| — | MOMO INC | 9,000,000 | $7.23M | 0.1% | $0.80 | — | — | NOTE 1.250% 7/0 | 60879BAB3 |
| IRBTQ | IROBOT CORP | 175,800 | $7.19M | 0.1% | $40.90 | — | — | PUT | 462726100 |
| — | DMY TECHNOLOGY GROUP INC | 700,000 | $6.881M | 0.1% | $9.83 | — | — | UNIT 99/99/9999 | 233253202 |
| BKNG | BOOKING HLDGS INC | 5,000 | $6.727M | 0.1% | $1345.40 | — | — | CALL | 09857L108 |
| HSBC | HSBC HLDGS PLC | 236,376 | $6.621M | 0.1% | $28.01 | — | — | SPON ADR NEW | 404280406 |
| ENPH | ENPHASE ENERGY INC | 200,000 | $6.458M | 0.1% | $32.29 | — | — | COM | 29355A107 |
| ENPH | ENPHASE ENERGY INC | 200,000 | $6.458M | 0.1% | $32.29 | — | — | PUT | 29355A107 |
| — | UNITED STATES STL CORP NEW | 990,900 | $6.253M | 0.1% | $6.31 | — | — | COM | 912909108 |
| — | UNITED STATES STL CORP NEW | 990,900 | $6.253M | 0.1% | $6.31 | — | — | PUT | 912909108 |
| ILMN | ILLUMINA INC | 20,000 | $5.462M | 0.1% | $273.10 | — | — | PUT | 452327109 |
| IRBTQ | IROBOT CORP | 130,800 | $5.35M | 0.1% | $40.90 | — | — | COM | 462726100 |
| LKNCY | LUCKIN COFFEE INC | 165,500 | $4.5M | 0.1% | $27.19 | — | — | SPONSORED ADS | 54951L109 |
| RNG | RINGCENTRAL INC | 20,500 | $4.344M | 0.1% | $211.90 | — | — | CL A | 76680R206 |
| VRT | VERTIV HOLDINGS CO | 544,266 | $4.305M | 0.1% | $7.91 | — | — | COM CL A | 92537N108 |
| — | GRUBHUB INC | 104,400 | $4.252M | 0.1% | $40.73 | — | — | COM | 400110102 |
| — | GRUBHUB INC | 104,400 | $4.252M | 0.1% | $40.73 | — | — | PUT | 400110102 |
| CRON | CRONOS GROUP INC | 729,300 | $4.135M | 0.1% | $5.67 | — | — | PUT | 22717L101 |
| — | COLFAX CORP | 45,000 | $4.131M | 0.1% | $91.80 | — | — | UNIT 01/15/2022T | 194014205 |
| CRON | CRONOS GROUP INC | 710,000 | $4.026M | 0.1% | $5.67 | — | — | COM | 22717L101 |
| HTT | QUDIAN INC | 2,015,100 | $3.627M | 0.1% | $1.80 | — | — | PUT | 747798106 |
| — | SOLARCITY CORP | 2,000,000 | $3.59M | 0.1% | $1.79 | — | — | NOTE 12/0 | 83416TAE0 |
| DDOG | DATADOG INC | 93,500 | $3.364M | 0.0% | $35.98 | — | — | CL A COM | 23804L103 |
| DDOG | DATADOG INC | 93,500 | $3.364M | 0.0% | $35.98 | — | — | PUT | 23804L103 |
| — | CANOPY GROWTH CORP | 231,400 | $3.337M | 0.0% | $14.42 | — | — | COM | 138035100 |
| — | INVITAE CORP | 243,200 | $3.325M | 0.0% | $13.67 | — | — | PUT | 46185L103 |
| — | INVITAE CORP | 243,200 | $3.325M | 0.0% | $13.67 | — | — | COM | 46185L103 |
| APPN | APPIAN CORP | 78,400 | $3.154M | 0.0% | $40.23 | — | — | PUT | 03782L101 |
| APPN | APPIAN CORP | 78,400 | $3.154M | 0.0% | $40.23 | — | — | CL A | 03782L101 |
| GOOS | CANADA GOOSE HOLDINGS INC | 155,300 | $3.089M | 0.0% | $19.89 | — | — | SHS SUB VTG | 135086106 |
| GOOS | CANADA GOOSE HOLDINGS INC | 155,300 | $3.089M | 0.0% | $19.89 | — | — | PUT | 135086106 |
| SDCCQ | SMILEDIRECTCLUB INC | 644,700 | $3.011M | 0.0% | $4.67 | — | — | CL A COM | 83192H106 |
| SDCCQ | SMILEDIRECTCLUB INC | 644,700 | $3.011M | 0.0% | $4.67 | — | — | PUT | 83192H106 |
| — | MEDALLIA INC | 148,010 | $2.966M | 0.0% | $20.04 | — | — | COM | 584021109 |
| ILMN | ILLUMINA INC | 10,474 | $2.861M | 0.0% | $273.15 | — | — | COM | 452327109 |
| FIZZ | NATIONAL BEVERAGE CORP | 66,400 | $2.832M | 0.0% | $42.65 | — | — | PUT | 635017106 |
| FIZZ | NATIONAL BEVERAGE CORP | 66,400 | $2.832M | 0.0% | $42.65 | — | — | COM | 635017106 |
| EEFT | EURONET WORLDWIDE INC | 32,500 | $2.786M | 0.0% | $85.72 | — | — | CALL | 298736109 |
| — | NEXTERA ENERGY INC | 62,661 | $2.745M | 0.0% | $43.81 | — | — | UNIT 99/99/9999 | 65339F770 |
| — | CANOPY GROWTH CORP | 188,300 | $2.715M | 0.0% | $14.42 | — | — | PUT | 138035100 |
| W | WAYFAIR INC | 50,000 | $2.672M | 0.0% | $53.44 | — | — | PUT | 94419L101 |
| BYND | BEYOND MEAT INC | 39,500 | $2.631M | 0.0% | $66.61 | — | — | COM | 08862E109 |
| BYND | BEYOND MEAT INC | 39,500 | $2.631M | 0.0% | $66.61 | — | — | PUT | 08862E109 |
| OPTU | ALTICE USA INC | 112,385 | $2.505M | 0.0% | $22.29 | — | — | CL A | 02156K103 |
| — | LIBERTY MEDIA CORP | 4,235,000 | $2.446M | 0.0% | $0.58 | — | — | DEB 3.750% 2/1 | 530715AL5 |
| CNDT | CONDUENT INC | 959,404 | $2.351M | 0.0% | $2.45 | — | — | COM | 206787103 |
| BAND | BANDWIDTH INC | 31,442 | $2.116M | 0.0% | $67.30 | — | — | COM CL A | 05988J103 |
| — | OASIS PETROLEUM INC | 12,775,000 | $2.043M | 0.0% | $0.16 | — | — | NOTE 2.625% 9/1 | 674215AJ7 |
| PCG | PG&E CORP | 216,800 | $1.949M | 0.0% | $8.99 | — | — | PUT | 69331C108 |
| PCG | PG&E CORP | 216,800 | $1.949M | 0.0% | $8.99 | — | — | COM | 69331C108 |
| — | ZIONS BANCORPORATION N A | 5,955,651 | $1.921M | 0.0% | $0.32 | — | — | *W EXP 05/21/202 | 989701115 |
| — | RITE AID CORP | 124,700 | $1.871M | 0.0% | $15.00 | — | — | PUT | 767754872 |
| — | RITE AID CORP | 124,700 | $1.871M | 0.0% | $15.00 | — | — | COM | 767754872 |
| — | INOVIO PHARMACEUTICALS INC | 251,000 | $1.867M | 0.0% | $7.44 | — | — | COM NEW | 45773H201 |
| IRBTQ | IROBOT CORP | 45,000 | $1.841M | 0.0% | $40.91 | — | — | CALL | 462726100 |
| — | INOVIO PHARMACEUTICALS INC | 246,500 | $1.834M | 0.0% | $7.44 | — | — | PUT | 45773H201 |
| — | INTRA CELLULAR THERAPIES INC | 105,000 | $1.614M | 0.0% | $15.37 | — | — | COM | 46116X101 |
| NBR 6 05/01/21 A | NABORS INDUSTRIES LTD | 406,243 | $1.477M | 0.0% | $3.64 | — | — | 6% PFD CNV SR A | G6359F129 |
| — | CANOPY GROWTH CORP | 100,000 | $1.442M | 0.0% | $14.42 | — | — | CALL | 138035100 |
| — | CHESAPEAKE ENERGY CORP | 28,124,000 | $1.406M | 0.0% | $0.05 | — | — | NOTE 5.500% 9/1 | 165167CY1 |
| GME | GAMESTOP CORP NEW | 391,000 | $1.369M | 0.0% | $3.50 | — | — | CL A | 36467W109 |
| GME | GAMESTOP CORP NEW | 391,100 | $1.369M | 0.0% | $3.50 | — | — | PUT | 36467W109 |
| — | BED BATH & BEYOND INC | 322,200 | $1.356M | 0.0% | $4.21 | — | — | COM | 075896100 |
| — | BED BATH & BEYOND INC | 322,200 | $1.356M | 0.0% | $4.21 | — | — | PUT | 075896100 |
| CCL | CARNIVAL CORP | 100,000 | $1.317M | 0.0% | $13.17 | — | — | PUT | 143658300 |
| CCL | CARNIVAL CORP | 100,000 | $1.317M | 0.0% | $13.17 | — | — | UNIT 99/99/9999 | 143658300 |
| EEFT | EURONET WORLDWIDE INC | 14,565 | $1.249M | 0.0% | $85.75 | — | — | COM | 298736109 |
| RPLA | REPLAY ACQUISITION CORP | 125,000 | $1.236M | 0.0% | $9.89 | — | — | COM | G75130107 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 13,800 | $1.166M | 0.0% | $84.49 | — | — | CALL | 09061G101 |
| WVE | WAVE LIFE SCIENCES LTD | 120,200 | $1.126M | 0.0% | $9.37 | — | — | SHS | Y95308105 |
| — | CHANGE HEALTHCARE INC | 112,500 | $1.124M | 0.0% | $9.99 | — | — | COM | 15912K100 |
| XYZ | SQUARE INC | 20,700 | $1.084M | 0.0% | $52.37 | — | — | CL A | 852234103 |
| — | AMC ENTMT HLDGS INC | 331,100 | $1.046M | 0.0% | $3.16 | — | — | PUT | 00165C104 |
| APT | ALPHA PRO TECH LTD | 83,500 | $1.009M | 0.0% | $12.08 | — | — | COM | 020772109 |
| APT | ALPHA PRO TECH LTD | 83,500 | $1.009M | 0.0% | $12.08 | — | — | PUT | 020772109 |
| — | AMC ENTMT HLDGS INC | 316,100 | $999K | 0.0% | $3.16 | — | — | CL A COM | 00165C104 |
| — | INOVIO PHARMACEUTICALS INC | 130,000 | $967K | 0.0% | $7.44 | — | — | CALL | 45773H201 |
| — | AURORA CANNABIS INC | 999,400 | $905K | 0.0% | $0.91 | — | — | PUT | 05156X108 |
| — | AURORA CANNABIS INC | 907,100 | $822K | 0.0% | $0.91 | — | — | COM | 05156X108 |
| SFIX | STITCH FIX INC | 57,700 | $733K | 0.0% | $12.70 | — | — | PUT | 860897107 |
| SFIX | STITCH FIX INC | 57,700 | $733K | 0.0% | $12.70 | — | — | COM CL A | 860897107 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 8,249 | $697K | 0.0% | $84.50 | — | — | COM | 09061G101 |
| PAYS | PAYSIGN INC | 129,900 | $670K | 0.0% | $5.16 | — | — | COM | 70451A104 |
| — | TAILORED BRANDS INC | 346,500 | $603K | 0.0% | $1.74 | — | — | COM | 87403A107 |
| — | TAILORED BRANDS INC | 346,500 | $603K | 0.0% | $1.74 | — | — | PUT | 87403A107 |
| — | DIAMOND EAGLE ACQUISITION CO | 45,200 | $558K | 0.0% | $12.35 | — | — | PUT | 25258L109 |
| — | DIAMOND EAGLE ACQUISITION CO | 45,200 | $558K | 0.0% | $12.35 | — | — | COM CL A | 25258L109 |
| — | KALA PHARMACEUTICALS INC | 63,100 | $555K | 0.0% | $8.80 | — | — | PUT | 483119103 |
| — | KALA PHARMACEUTICALS INC | 63,100 | $555K | 0.0% | $8.80 | — | — | COM | 483119103 |
| RVLV | REVOLVE GROUP INC | 62,700 | $542K | 0.0% | $8.64 | — | — | PUT | 76156B107 |
| RVLV | REVOLVE GROUP INC | 62,700 | $542K | 0.0% | $8.64 | — | — | CL A | 76156B107 |
| — | VIRGIN GALACTIC HOLDINGS INC | 34,600 | $511K | 0.0% | $14.77 | — | — | PUT | 92766K106 |
| — | VIRGIN GALACTIC HOLDINGS INC | 34,600 | $511K | 0.0% | $14.77 | — | — | COM | 92766K106 |
| — | APHRIA INC | 161,700 | $495K | 0.0% | $3.06 | — | — | COM | 03765K104 |
| — | LINE CORP | 9,900 | $477K | 0.0% | $48.18 | — | — | SPONSORED ADR | 53567X101 |
| — | QIAGEN NV | 11,109 | $462K | 0.0% | $41.59 | — | — | SHS NEW | N72482123 |
| — | PYXUS INTL INC | 136,600 | $425K | 0.0% | $3.11 | — | — | PUT | 74737V106 |
| — | PYXUS INTL INC | 136,600 | $425K | 0.0% | $3.11 | — | — | COM | 74737V106 |
| — | APHRIA INC | 133,500 | $409K | 0.0% | $3.06 | — | — | PUT | 03765K104 |
| — | TALEND S A | 15,416 | $346K | 0.0% | $22.44 | — | — | ADS | 874224207 |
| — | MALLINCKRODT PUB LTD CO | 162,200 | $321K | 0.0% | $1.98 | — | — | PUT | G5785G107 |
| — | MALLINCKRODT PUB LTD CO | 162,200 | $321K | 0.0% | $1.98 | — | — | SHS | G5785G107 |
| — | SMART GLOBAL HLDGS INC | 12,900 | $313K | 0.0% | $24.26 | — | — | SHS | G8232Y101 |
| — | ZYNERBA PHARMACEUTICALS INC | 78,800 | $302K | 0.0% | $3.83 | — | — | PUT | 98986X109 |
| — | ZYNERBA PHARMACEUTICALS INC | 78,800 | $302K | 0.0% | $3.83 | — | — | COM | 98986X109 |
| BZUN | BAOZUN INC | 9,953 | $279K | 0.0% | $28.03 | — | — | SPONSORED ADR | 06684L103 |
| GOGO | GOGO INC | 126,400 | $268K | 0.0% | $2.12 | — | — | COM | 38046C109 |
| GOGO | GOGO INC | 126,400 | $268K | 0.0% | $2.12 | — | — | PUT | 38046C109 |
| — | NEW AGE BEVERAGES CORP | 189,800 | $264K | 0.0% | $1.39 | — | — | PUT | 64157V108 |
| PGEN | PRECIGEN INC | 77,258 | $263K | 0.0% | $3.40 | — | — | COM | 74017N105 |
| — | GOL LINHAS AEREAS INTLG S A | 61,224 | $261K | 0.0% | $4.26 | — | — | SPON ADR PFD NEW | 38045R206 |
| — | FUELCELL ENERGY INC | 169,000 | $255K | 0.0% | $1.51 | — | — | COM | 35952H601 |
| — | FUELCELL ENERGY INC | 169,000 | $255K | 0.0% | $1.51 | — | — | PUT | 35952H601 |
| — | NEW AGE BEVERAGES CORP | 179,800 | $250K | 0.0% | $1.39 | — | — | COM | 64157V108 |
| — | ORGANIGRAM HLDGS INC | 118,700 | $237K | 0.0% | $2.00 | — | — | COM | 68620P101 |
| — | ORGANIGRAM HLDGS INC | 118,700 | $237K | 0.0% | $2.00 | — | — | PUT | 68620P101 |
| — | INSEEGO CORP | 35,800 | $223K | 0.0% | $6.23 | — | — | PUT | 45782B104 |
| — | INSEEGO CORP | 35,800 | $223K | 0.0% | $6.23 | — | — | COM | 45782B104 |
| — | AXONICS MODULATION TECHNOLOG | 8,000 | $203K | 0.0% | $25.38 | — | — | PUT | 05465P101 |
| — | AXONICS MODULATION TECHNOLOG | 8,000 | $203K | 0.0% | $25.38 | — | — | COM | 05465P101 |
| — | NEBULA ACQUISITION CORP | 175,000 | $168K | 0.0% | $0.96 | — | — | *W EXP 03/12/202 | 629076118 |
| — | FAR PT ACQUISITION CORP | 264,797 | $153K | 0.0% | $0.58 | — | — | *W EXP 06/01/202 | 30734W117 |
| BE | BLOOM ENERGY CORP | 26,100 | $137K | 0.0% | $5.25 | — | — | COM CL A | 093712107 |
| BE | BLOOM ENERGY CORP | 26,100 | $137K | 0.0% | $5.25 | — | — | PUT | 093712107 |
| — | DIAMOND OFFSHORE DRILLING IN | 66,900 | $122K | 0.0% | $1.82 | — | — | PUT | 25271C102 |
| — | DIAMOND OFFSHORE DRILLING IN | 66,900 | $122K | 0.0% | $1.82 | — | — | CALL | 25271C102 |
| — | YRC WORLDWIDE INC | 70,700 | $119K | 0.0% | $1.68 | — | — | COM PAR $.01 | 984249607 |
| — | YRC WORLDWIDE INC | 70,700 | $119K | 0.0% | $1.68 | — | — | PUT | 984249607 |
| HTT | QUDIAN INC | 65,030 | $117K | 0.0% | $1.80 | — | — | ADR | 747798106 |
| VALPQ | VALARIS PLC | 238,700 | $107K | 0.0% | $0.45 | — | — | SHS CLASS A | G9402V109 |
| VALPQ | VALARIS PLC | 238,700 | $107K | 0.0% | $0.45 | — | — | PUT | G9402V109 |
| — | TILRAY INC | 14,500 | $100K | 0.0% | $6.90 | — | — | COM CL 2 | 88688T100 |
| — | TILRAY INC | 14,500 | $100K | 0.0% | $6.90 | — | — | PUT | 88688T100 |
| — | HOSTESS BRANDS INC | 100,500 | $58,000 | 0.0% | $0.58 | — | — | *W EXP 11/04/202 | 44109J114 |
| DLTH | DULUTH HLDGS INC | 10,700 | $43,000 | 0.0% | $4.02 | — | — | COM CL B | 26443V101 |
| DLTH | DULUTH HLDGS INC | 10,700 | $43,000 | 0.0% | $4.02 | — | — | PUT | 26443V101 |
| — | AMYRIS INC | 15,000 | $38,000 | 0.0% | $2.53 | — | — | PUT | 03236M200 |
| — | AMYRIS INC | 15,000 | $38,000 | 0.0% | $2.53 | — | — | COM NEW | 03236M200 |
| — | REPLAY ACQUISITION CORP | 62,500 | $33,000 | 0.0% | $0.53 | — | — | *W EXP 03/01/202 | G75130115 |
| — | PARTY CITY HOLDCO INC | 55,400 | $25,000 | 0.0% | $0.45 | — | — | PUT | 702149105 |
| — | PARTY CITY HOLDCO INC | 55,400 | $25,000 | 0.0% | $0.45 | — | — | COM | 702149105 |
| — | HEXO CORP | 21,900 | $18,000 | 0.0% | $0.82 | — | — | PUT | 428304109 |
| — | HEXO CORP | 21,900 | $18,000 | 0.0% | $0.82 | — | — | COM | 428304109 |
| ON | ON SEMICONDUCTOR CORP | 1,000 | $12,000 | 0.0% | $12.00 | — | — | PUT | 682189105 |