CIK: 0001009258 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Dec 30, 2020
Total Value ($000): $4,106,901 (74.3% shares, 25.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | INVITAE CORP | 163,385,000 | $267,693 | 6.5% | $1.64 | — | NOTE 2.000% 9/0 | 46185LAB9 |
| — | MYLAN NV | 13,274,000 | $196,853 | 4.8% | $21.10 | — | SHS EURO | N59465109 |
| — | IMMUNOMEDICS INC | 2,304,900 | $195,986 | 4.8% | $15.07 | — | COM | 452907108 |
| — | NEVRO CORP | 115,776,000 | $172,933 | 4.2% | $1.02 | — | NOTE 1.750% 6/0 | 64157FAA1 |
| — | HORIZON THERAPEUTICS PUB L | 1,832,767 | $142,369 | 3.5% | $25.14 | — | SHS | G46188101 |
| AFIB | ACUTUS MEDICAL INC | 4,341,799 | $129,386 | 3.2% | $30.36 | 0.0% | COM | 005111109 |
| — | AERIE PHARMACEUTICALS INC | 149,600,000 | $120,099 | 2.9% | $0.80 | — | NOTE 1.500%10/0 | 00771VAB4 |
| — | DFP HEALTHCARE ACQUISITNS CO | 10,460,000 | $114,328 | 2.8% | $9.85 | — | UNIT 03/31/2025 | 23343Q209 |
| CNC | CENTENE CORP DEL | 1,828,000 | $106,627 | 2.6% | $58.24 | +6.7% | COM | 15135B101 |
| — | MYOKARDIA INC | 704,000 | $95,976 | 2.3% | $68.57 | — | COM | 62857M105 |
| — | NUVASIVE INC | 85,000,000 | $87,389 | 2.1% | $1.04 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | DEXCOM INC | 34,000,000 | $85,863 | 2.1% | $1.48 | — | NOTE 0.750%12/0 | 252131AH0 |
| LRMR | LARIMAR THERAPEUTICS INC | 5,144,539 | $78,043 | 1.9% | $11.65 | +8.7% | COM | 517125100 |
| NKTX | NKARTA INC | 2,418,772 | $72,708 | 1.8% | $29.47 | 0.0% | COM | 65487U108 |
| PCRX | PACIRA BIOSCIENCES | 1,197,825 | $72,013 | 1.8% | $41.55 | +39.9% | COM | 695127100 |
| — | APELLIS PHARMACEUTICALS INC | 64,825,000 | $69,727 | 1.7% | $1.08 | — | NOTE 3.500% 9/1 | 03753UAB2 |
| — | GRAYBUG VISION INC | 5,281,713 | $67,131 | 1.6% | $12.71 | — | COM SHS | 38942Q103 |
| MIRM | MIRUM PHARMACEUTICALS INC | 3,448,912 | $66,461 | 1.6% | $12.27 | +75.0% | COM | 604749101 |
| — | ALEXION PHARMACEUTICALS INC | 579,248 | $66,283 | 1.6% | $113.73 | — | COM | 015351109 |
| — | INSMED INC | 61,000,000 | $65,987 | 1.6% | $0.83 | — | NOTE 1.750% 1/1 | 457669AA7 |
| RVMD | REVOLUTION MEDICINES INC | 1,796,383 | $62,514 | 1.5% | $27.68 | +0.1% | COM | 76155X100 |
| — | SPRINGWORKS THERAPEUTICS INC | 1,234,262 | $58,837 | 1.4% | $29.02 | — | COM | 85205L107 |
| — | OAK STR HEALTH INC | 951,063 | $50,825 | 1.2% | $53.44 | — | COM | 67181A107 |
| ANNX | ANNEXON INC | 1,617,826 | $48,907 | 1.2% | $23.46 | 0.0% | COM | 03589W102 |
| — | ACCELERON PHARMA INC | 421,619 | $47,445 | 1.2% | $52.80 | — | COM | 00434H108 |
| — | INTERCEPT PHARMACEUTICALS IN | 57,791,000 | $46,521 | 1.1% | $0.87 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| BKD | BROOKDALE SR LIVING INC | 17,720,000 | $45,009 | 1.1% | $5.78 | -52.3% | COM | 112463104 |
| — | CLOVIS ONCOLOGY INC | 49,064,000 | $44,114 | 1.1% | $0.87 | — | NOTE 2.500% 9/1 | 189464AB6 |
| — | REATA PHARMACEUTICALS INC | 448,000 | $43,644 | 1.1% | $102.75 | — | CL A | 75615P103 |
| RYTM | RHYTHM PHARMACEUTICALS INC | 1,897,047 | $41,109 | 1.0% | $22.40 | +2.4% | COM | 76243J105 |
| — | AXONICS MODULATION TECHNOLOG | 776,000 | $39,607 | 1.0% | $26.48 | — | COM | 05465P101 |
| — | BLUEPRINT MEDICINES CORP | 405,386 | $37,579 | 0.9% | $64.03 | — | COM | 09627Y109 |
| AHCO | ADAPTHEALTH CORP | 1,710,674 | $37,310 | 0.9% | $12.02 | +74.6% | COM CL A | 00653Q102 |
| ACH | OWENS & MINOR INC NEW | 1,477,000 | $37,087 | 0.9% | $7.31 | +99.4% | COM | 690732102 |
| — | XERIS PHARMACEUTICALS INC | 18,000,000 | $36,116 | 0.9% | $0.99 | — | NOTE 5.000% 7/1 | 98422LAA5 |
| — | DEERFIELD HEALTHCARE TECHNOL | 3,360,000 | $35,717 | 0.9% | $10.63 | — | UNIT 07/16/2025 | 244413209 |
| GKOS | GLAUKOS CORP | 695,523 | $34,442 | 0.8% | $45.57 | -3.6% | COM | 377322102 |
| — | IVERIC BIO INC | 5,767,409 | $32,528 | 0.8% | $5.34 | — | COM | 46583P102 |
| — | INOZYME PHARMA INC | 1,150,299 | $30,241 | 0.7% | $26.29 | — | COM | 45790W108 |
| — | GENERATION BIO CO | 961,215 | $29,711 | 0.7% | $21.00 | — | COM | 37148K100 |
| KOD | KODIAK SCIENCES INC | 497,000 | $29,427 | 0.7% | $50.19 | 0.0% | COM | 50015M109 |
| — | QUIDEL CORP | 130,521 | $28,634 | 0.7% | $219.38 | — | COM | 74838J101 |
| — | ORCHARD THERAPEUTICS PLC | 6,949,416 | $28,562 | 0.7% | $15.55 | — | ADS | 68570P101 |
| PBYI | PUMA BIOTECHNOLOGY INC | 2,826,327 | $28,518 | 0.7% | $10.18 | 0.0% | COM | 74587V107 |
| — | BIODELIVERY SCIENCES INTL IN | 7,635,750 | $28,481 | 0.7% | $3.81 | — | COM | 09060J106 |
| MOH | MOLINA HEALTHCARE INC | 153,000 | $28,005 | 0.7% | $143.27 | +27.0% | COM | 60855R100 |
| EDIT | EDITAS MEDICINE INC | 988,841 | $27,747 | 0.7% | $26.29 | +23.9% | COM | 28106W103 |
| VCEL | VERICEL CORP | 1,490,118 | $27,612 | 0.7% | $14.93 | +10.9% | COM | 92346J108 |
| — | DECIPHERA PHARMACEUTICALS IN | 528,585 | $27,116 | 0.7% | $34.81 | — | COM | 24344T101 |
| FATE | FATE THERAPEUTICS INC | 668,067 | $26,703 | 0.7% | $13.45 | +159.7% | COM | 31189P102 |
| EHTH | EHEALTH INC | 333,411 | $26,339 | 0.6% | $81.05 | 0.0% | COM | 28238P109 |
| OSUR | ORASURE TECHNOLOGIES INC | 2,160,983 | $26,299 | 0.6% | $13.67 | 0.0% | COM | 68554V108 |
| HOLX | HOLOGIC INC | 388,000 | $25,790 | 0.6% | $49.07 | +29.0% | COM | 436440101 |
| — | INTERSECT ENT INC | 1,573,534 | $25,664 | 0.6% | $27.12 | — | COM | 46071F103 |
| — | MERIDIAN BIOSCIENCE INC | 1,508,398 | $25,613 | 0.6% | $23.29 | — | COM | 589584101 |
| — | ADVERUM BIOTECHNOLOGIES INC | 2,404,439 | $24,766 | 0.6% | $10.18 | — | COM | 00773U108 |
| — | TCR2 THERAPEUTICS INC | 1,200,000 | $24,384 | 0.6% | $20.32 | — | COM | 87808K106 |
| BDTX | BLACK DIAMOND THERAPEUTICS I | 802,511 | $24,260 | 0.6% | $30.29 | +0.5% | COM | 09203E105 |
| — | ACCOLADE INC | 624,001 | $24,255 | 0.6% | $38.87 | — | COM | 00437E102 |
| — | AMERICAN WELL CORP | 791,115 | $23,449 | 0.6% | $29.64 | — | CL A | 03044L105 |
| PTGX | PROTAGONIST THERAPEUTICS INC | 1,179,971 | $23,068 | 0.6% | $13.42 | +39.8% | COM | 74366E102 |
| — | PACIRA BIOSCIENCES | 20,000,000 | $22,835 | 0.6% | $0.95 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | LONGVIEW ACQUISITION CORP | 2,200,000 | $22,330 | 0.5% | $10.10 | — | UNIT 99/99/9999 | 543195200 |
| — | CONSTELLATION PHARMCETICLS I | 1,005,487 | $20,371 | 0.5% | $36.96 | — | COM | 210373106 |
| — | NEVRO CORP | 12,000,000 | $18,784 | 0.5% | $1.37 | — | NOTE 2.750% 4/0 | 64157FAC7 |
| NNOX | NANO X IMAGING LTD | 762,000 | $17,922 | 0.4% | $33.43 | 0.0% | ORD SHS | M70700105 |
| — | PTC THERAPEUTICS INC | 14,527,000 | $16,476 | 0.4% | $1.11 | — | NOTE 3.000% 8/1 | 69366JAB7 |
| ALEC | ALECTOR INC | 1,461,978 | $15,402 | 0.4% | $18.78 | -13.9% | COM | 014442107 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 4,456,519 | $15,308 | 0.4% | $3.54 | +21.0% | COM | 09058V103 |
| SLQT | SELECTQUOTE INC | 750,000 | $15,188 | 0.4% | $26.84 | -22.4% | COM | 816307300 |
| NTRA | NATERA INC | 208,333 | $15,050 | 0.4% | $33.42 | +70.1% | COM | 632307104 |
| ARVN | ARVINAS INC | 614,156 | $14,500 | 0.4% | $21.34 | +35.8% | COM | 04335A105 |
| — | ATHENEX INC | 1,150,000 | $13,915 | 0.3% | $12.10 | — | COM | 04685N103 |
| ARDX | ARDELYX INC | 2,561,554 | $13,448 | 0.3% | $6.54 | -8.2% | COM | 039697107 |
| RNAM | AVIDITY BIOSCIENCES INC | 474,186 | $13,348 | 0.3% | $28.83 | +0.2% | COM | 05370A108 |
| TARA | PROTARA THERAPEUTICS INC | 782,670 | $13,172 | 0.3% | $27.48 | -15.6% | COM STK | 74365U107 |
| — | LUMOS PHARMA INC | 936,291 | $12,940 | 0.3% | $8.50 | — | COM | 55028X109 |
| PROF | PROFOUND MED CORP | 695,000 | $12,260 | 0.3% | $15.89 | 0.0% | COM NEW | 74319B502 |
| SEM | SELECT MED HLDGS CORP | 565,000 | $11,763 | 0.3% | $8.69 | +4.3% | COM | 81619Q105 |
| — | FUSION PHARMACEUTICALS INC | 972,046 | $11,684 | 0.3% | $17.47 | — | COM | 36118A100 |
| — | IMARA INC | 517,653 | $10,529 | 0.3% | $16.81 | — | COM | 45249V107 |
| — | ITAMAR MED LTD | 499,136 | $10,197 | 0.2% | $11.67 | — | SPONSORED ADS | 465437101 |
| — | HIGHCAPE CAP ACQUISITION COR | 1,000,000 | $10,120 | 0.2% | $10.12 | — | UNIT 09/30/2027 | 42984L204 |
| ADCT | ADC THERAPEUTICS SA | 300,000 | $9,897 | 0.2% | $38.22 | +13.2% | SHS | H0036K147 |
| — | METACRINE INC | 927,469 | $9,469 | 0.2% | $10.21 | — | COM | 59101E103 |
| — | GOHEALTH INC | 700,000 | $9,118 | 0.2% | $13.03 | — | COM CL A | 38046W105 |
| — | ATHIRA PHARMA INC | 450,000 | $8,307 | 0.2% | $18.46 | — | COM | 04746L104 |
| DYN | DYNE THERAPEUTICS INC | 411,267 | $8,303 | 0.2% | $21.96 | 0.0% | COM | 26818M108 |
| — | SIENTRA INC | 2,320,222 | $7,889 | 0.2% | $9.62 | — | COM | 82621J105 |
| STIM | NEURONETICS INC | 1,575,000 | $7,655 | 0.2% | $6.99 | -45.7% | COM | 64131A105 |
| — | OXFORD IMMUNOTEC GLOBAL PLC | 628,139 | $7,349 | 0.2% | $12.32 | — | ORD SHS | G6855A103 |
| — | OUTSET MED INC | 125,000 | $6,250 | 0.2% | $50.00 | — | COM | 690145107 |
| — | PANACEA ACQUISITION CORP | 500,000 | $6,000 | 0.1% | $12.00 | — | UNIT 99/99/9999 | 698102209 |
| — | AERIE PHARMACEUTICALS INC | 494,216 | $5,817 | 0.1% | $27.41 | — | COM | 00771V108 |
| TSHA | TAYSHA GENE THERAPIES INC | 250,000 | $5,600 | 0.1% | $23.52 | 0.0% | COM SHS | 877619106 |
| — | ARYA SCIENCES ACQUISTION CO | 500,000 | $5,500 | 0.1% | $11.60 | — | UNIT 06/09/2027 | G31655114 |
| CABA | CABALETTA BIO INC | 464,252 | $5,032 | 0.1% | $11.85 | -3.0% | COM | 12674W109 |
| — | GENMARK DIAGNOSTICS INC | 175,806 | $2,496 | 0.1% | $14.20 | — | COM | 372309104 |
| VKTX | VIKING THERAPEUTICS INC | 348,441 | $2,028 | 0.0% | $6.89 | 0.0% | COM | 92686J106 |
| — | MALLINCKRODT PUB LTD CO | 1,970,687 | $1,918 | 0.0% | $9.18 | — | SHS | G5785G107 |
| PMVP | PMV PHARMACEUTICALS INC | 50,000 | $1,775 | 0.0% | $36.80 | 0.0% | COM | 69353Y103 |
| CERS | CERUS CORP | 85,143 | $533 | 0.0% | $4.53 | +46.5% | COM | 157085101 |
| — | ALIMERA SCIENCES INC | 68,413 | $332 | 0.0% | $4.85 | — | COM NEW | 016259202 |
| — | NEOS THERAPEUTICS INC | 320,993 | $170 | 0.0% | $1.95 | — | COM | 64052L106 |
| — | WINDTREE THERAPEUTICS INC | 20,148 | $111 | 0.0% | $7.00 | — | COM | 97382D303 |