Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q2 2013 (Next →)
Filing Date: Jul 22, 2013
Total Value: $65.83M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SDY | SPDR SERIES TRUST | 34,427 | $2.283M | 3.5% | $66.31 | $67.34 | -1.6% | S&P DIVID ETF | 78464A763 |
| SCHX | SCHWAB STRATEGIC TR | 46,685 | $1.783M | 2.7% | $38.19 * | $6.40 | -0.5% | US LRG CAP ETF | 808524201 |
| — | POWERSHARES ETF TRUST | 55,070 | $1.72M | 2.6% | $31.23 | $31.23 | — | DWA TECH LDRS | 73935X153 |
| XOM | EXXON MOBIL CORP | 16,926 | $1.529M | 2.3% | $90.33 * | $53.69 | +0.7% | COM | 30231G102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 18,035 | $1.526M | 2.3% | $84.61 * | $79.76 | +1.8% | COM | 883556102 |
| — | RYDEX ETF TRUST | 22,756 | $1.394M | 2.1% | $61.26 | $61.26 | — | GUG S&P500 EQ WT | 78355W106 |
| HON | HONEYWELL INTL INC | 17,456 | $1.385M | 2.1% | $79.34 * | $53.13 | +3.6% | COM | 438516106 |
| MSFT | MICROSOFT CORP | 39,227 | $1.355M | 2.1% | $34.54 * | $26.70 | +5.8% | COM | 594918104 |
| XLY | SELECT SECTOR SPDR TR | 23,710 | $1.337M | 2.0% | $56.39 * | $27.68 | +1.9% | SBI CONS DISCR | 81369Y407 |
| NOC | NORTHROP GRUMMAN CORP | 15,860 | $1.313M | 2.0% | $82.79 * | $62.64 | +6.8% | COM | 666807102 |
| CSCO | CISCO SYS INC | 53,150 | $1.293M | 2.0% | $24.33 * | $15.24 | +8.2% | COM | 17275R102 |
| COST | COSTCO WHSL CORP NEW | 11,569 | $1.279M | 1.9% | $110.55 * | $86.56 | +1.3% | COM | 22160K105 |
| — | DISCOVER FINL SVCS | 26,760 | $1.275M | 1.9% | $47.65 | $47.65 | — | COM | 254709108 |
| HBAN | HUNTINGTON BANCSHARES INC | 160,800 | $1.265M | 1.9% | $7.87 * | $4.66 | +6.1% | COM | 446150104 |
| IGM | ISHARES TR | 16,935 | $1.26M | 1.9% | $74.40 * | $12.34 | +0.5% | S&P NA TECH FD | 464287549 |
| KR | KROGER CO | 36,280 | $1.253M | 1.9% | $34.54 * | $13.44 | +1.6% | COM | 501044101 |
| GIS | GENERAL MLS INC | 25,365 | $1.231M | 1.9% | $48.53 * | $31.98 | -1.3% | COM | 370334104 |
| KLAC | KLA-TENCOR CORP | 21,730 | $1.211M | 1.8% | $55.73 * | $33.95 | +2.4% | COM | 482480100 |
| IYJ | ISHARES TR | 14,180 | $1.176M | 1.8% | $82.93 * | $41.37 | +0.2% | DJ US INDUSTRL | 464287754 |
| — | WESTAR ENERGY INC | 35,875 | $1.147M | 1.7% | $31.97 | $31.97 | — | COM | 95709T100 |
| GLW | CORNING INC | 80,015 | $1.139M | 1.7% | $14.23 * | $10.49 | -1.7% | COM | 219350105 |
| XLF | SELECT SECTOR SPDR TR | 54,295 | $1.056M | 1.6% | $19.45 * | $15.52 | +1.8% | SBI INT-FINL | 81369Y605 |
| IWB | ISHARES TR | 10,222 | $919K | 1.4% | $89.90 | $89.55 | +0.4% | RUSSELL 1000 | 464287622 |
| — | DIREXION SHS ETF TR | 18,382 | $917K | 1.4% | $49.89 | $49.89 | — | ALL CP INSIDER | 25459Y769 |
| — | KINDER MORGAN ENERGY PARTNER | 10,175 | $869K | 1.3% | $85.41 | $85.41 | — | UT LTD PARTNER | 494550106 |
| VCR | VANGUARD WORLD FDS | 9,442 | $861K | 1.3% | $91.19 | $88.80 | +2.6% | CONSUM DIS ETF | 92204A108 |
| IYY | ISHARES TR | 10,658 | $860K | 1.3% | $80.69 * | $40.56 | -0.5% | DJ US INDEX FD | 464287846 |
| — | KINDER MORGAN MANAGEMENT LLC | 10,272 | $859K | 1.3% | $83.63 | $83.63 | — | SHS | 49455U100 |
| VIS | VANGUARD WORLD FDS | 10,235 | $835K | 1.3% | $81.58 | $80.77 | +1.0% | INDUSTRIAL ETF | 92204A603 |
| VDC | VANGUARD WORLD FDS | 8,022 | $818K | 1.2% | $101.97 | $103.32 | -1.3% | CONSUM STP ETF | 92204A207 |
| PFF | ISHARES TR | 20,610 | $810K | 1.2% | $39.30 | $40.20 | -2.3% | US PFD STK IDX | 464288687 |
| VGT | VANGUARD WORLD FDS | 10,883 | $805K | 1.2% | $73.97 * | $9.26 | -0.1% | INF TECH ETF | 92204A702 |
| VOX | VANGUARD WORLD FDS | 10,207 | $805K | 1.2% | $78.87 | $78.54 | +0.5% | TELCOMM ETF | 92204A884 |
| — | SENIOR HSG PPTYS TR | 30,471 | $790K | 1.2% | $25.93 | $25.93 | — | SH BEN INT | 81721M109 |
| VPU | VANGUARD WORLD FDS | 9,359 | $769K | 1.2% | $82.17 | $85.08 | -3.4% | UTILITIES ETF | 92204A876 |
| — | NEW YORK CMNTY BANCORP INC | 54,850 | $768K | 1.2% | $14.00 | $14.00 | — | COM | 649445103 |
| VNQ | VANGUARD INDEX FDS | 11,109 | $763K | 1.2% | $68.68 | $72.65 | -5.4% | REIT ETF | 922908553 |
| IGIB | ISHARES TR | 6,985 | $752K | 1.1% | $107.66 * | $55.19 | -2.4% | BARCLYS INTER CR | 464288638 |
| VHT | VANGUARD WORLD FDS | 8,156 | $705K | 1.1% | $86.44 | $86.29 | +0.1% | HEALTH CAR ETF | 92204A504 |
| VEU | VANGUARD INTL EQUITY INDEX F | 15,054 | $666K | 1.0% | $44.24 | $46.78 | -5.5% | ALLWRLD EX US | 922042775 |
| — | REYNOLDS AMERICAN INC | 13,615 | $659K | 1.0% | $48.40 | $48.40 | — | COM | 761713106 |
| — | LINN ENERGY LLC | 17,460 | $651K | 1.0% | $37.29 | $37.29 | — | UNIT LTD LIAB | 536020100 |
| VB | VANGUARD INDEX FDS | 6,776 | $635K | 1.0% | $93.71 | $92.50 | +1.3% | SMALL CP ETF | 922908751 |
| ARI | APOLLO COML REAL EST FIN INC | 37,286 | $592K | 0.9% | $15.88 | $15.88 | — | COM | 03762U105 |
| SCHM | SCHWAB STRATEGIC TR | 18,405 | $588K | 0.9% | $31.95 * | $10.66 | -0.1% | US MID-CAP ETF | 808524508 |
| SPSB | SPDR SERIES TRUST | 19,145 | $586K | 0.9% | $30.61 | $30.75 | -0.5% | BARC SHT TR CP | 78464A474 |
| IBB | ISHARES TR | 3,340 | $581K | 0.9% | $173.95 * | $57.81 | +0.3% | NASDQ BIO INDX | 464287556 |
| — | ROYAL DUTCH SHELL PLC | 8,510 | $564K | 0.9% | $66.27 | $66.27 | — | SPON ADR B | 780259107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 4,900 | $548K | 0.8% | $111.84 | $110.02 | +1.7% | CL B NEW | 084670702 |
| — | CLAYMORE EXCHANGE TRD FD TR | 23,487 | $544K | 0.8% | $23.16 | $23.16 | — | GUG MULTI ASSET | 18383M506 |
| — | CORRECTIONS CORP AMER NEW | 16,000 | $542K | 0.8% | $33.88 | $33.88 | — | COM NEW | 22025Y407 |
| — | ENERGY TRANSFER PRTNRS L P | 10,489 | $530K | 0.8% | $50.53 | $50.53 | — | UNIT LTD PARTN | 29273R109 |
| VZ | VERIZON COMMUNICATIONS INC | 10,420 | $525K | 0.8% | $50.38 * | $27.04 | -1.3% | COM | 92343V104 |
| — | VECTOR GROUP LTD | 32,336 | $524K | 0.8% | $16.20 | $16.20 | — | COM | 92240M108 |
| EWL | ISHARES INC | 16,930 | $485K | 0.7% | $28.65 | $29.89 | -4.1% | MSCI SWITZ CAPP | 464286749 |
| EPD | ENTERPRISE PRODS PARTNERS L | 7,806 | $485K | 0.7% | $62.13 | $62.13 | — | COM | 293792107 |
| EWD | ISHARES INC | 16,235 | $484K | 0.7% | $29.81 | $32.55 | -8.4% | MSCI SWEDEN | 464286756 |
| — | NORTHERN LTS ETF TR | 18,693 | $483K | 0.7% | $25.84 | $25.84 | — | ARROW DJ GLOBL | 66537H105 |
| — | BLACKROCK ENHANCED EQT DIV T | 61,258 | $466K | 0.7% | $7.61 | $7.61 | — | COM | 09251A104 |
| IHF | ISHARES TR | 5,460 | $459K | 0.7% | $84.07 * | $16.15 | +4.0% | DJ HEALTH CARE | 464288828 |
| IJR | ISHARES TR | 4,905 | $443K | 0.7% | $90.32 * | $44.28 | +2.0% | CORE S&P SCP ETF | 464287804 |
| IYK | ISHARES TR | 4,900 | $425K | 0.6% | $86.73 * | $29.13 | -0.7% | CONS GOODS IDX | 464287812 |
| IYC | ISHARES TR | 3,940 | $404K | 0.6% | $102.54 * | $25.34 | +1.2% | CONS SRVC IDX | 464287580 |
| EFA | ISHARES TR | 6,910 | $396K | 0.6% | $57.31 | $60.47 | -5.2% | MSCI EAFE INDEX | 464287465 |
| IHE | ISHARES TR | 3,974 | $396K | 0.6% | $99.65 * | $33.23 | -0.0% | DJ PHARMA INDX | 464288836 |
| MO | ALTRIA GROUP INC | 11,210 | $392K | 0.6% | $34.97 * | $16.28 | -1.6% | COM | 02209S103 |
| IJH | ISHARES TR | 3,394 | $392K | 0.6% | $115.50 * | $23.21 | -0.5% | CORE S&P MCP ETF | 464287507 |
| IEF | ISHARES TR | 3,715 | $381K | 0.6% | $102.56 | $106.55 | -3.8% | BARCLYS 7-10 YR | 464287440 |
| VDE | VANGUARD WORLD FDS | 3,253 | $366K | 0.6% | $112.51 | $113.19 | -0.7% | ENERGY ETF | 92204A306 |
| ACWV | ISHARES INC | 6,020 | $360K | 0.5% | $59.80 | $62.11 | -3.7% | CTR WLD MINVL | 464286525 |
| EEM | ISHARES TR | 9,282 | $357K | 0.5% | $38.46 | $41.50 | -7.2% | MSCI EMERG MKT | 464287234 |
| — | GOOGLE INC | 376 | $331K | 0.5% | $880.32 | $880.32 | — | CL A | 38259P508 |
| — | PPL CORP | 5,679 | $298K | 0.5% | $52.47 | $52.47 | — | UNIT 99/99/9999 | 69351T601 |
| — | TRIANGLE CAP CORP | 10,395 | $286K | 0.4% | $27.51 | $27.51 | — | COM | 895848109 |
| — | NATIONAL HEALTHCARE CORP | 19,025 | $284K | 0.4% | $14.93 | $14.93 | — | PFD CONV SER A | 635906209 |
| EXK | ENDEAVOUR SILVER CORP | 80,500 | $276K | 0.4% | $3.43 | $4.54 | -24.4% | COM | 29258Y103 |
| PFE | PFIZER INC | 9,703 | $272K | 0.4% | $28.03 * | $16.46 | -3.5% | COM | 717081103 |
| VTR | VENTAS INC | 3,729 | $259K | 0.4% | $69.46 * | $49.18 | -7.0% | COM | 92276F100 |
| — | TORTOISE ENERGY INFRSTRCTR C | 5,361 | $249K | 0.4% | $46.45 | $46.45 | — | COM | 89147L100 |
| PAA | PLAINS ALL AMERN PIPELINE L | 4,400 | $246K | 0.4% | $55.91 | $55.91 | — | UNIT LTD PARTN | 726503105 |
| — | GENERAL ELECTRIC CO | 10,276 | $238K | 0.4% | $23.16 | $23.16 | — | COM | 369604103 |
| BMY | BRISTOL MYERS SQUIBB CO | 5,270 | $236K | 0.4% | $44.78 * | $28.67 | +3.0% | COM | 110122108 |
| — | TAL INTL GROUP INC | 5,360 | $234K | 0.4% | $43.66 | $43.66 | — | COM | 874083108 |
| — | WILLIAMS PARTNERS L P | 4,500 | $232K | 0.4% | $51.56 | $51.56 | — | COM UNIT L P | 96950F104 |
| AMGN | AMGEN INC | 2,264 | $223K | 0.3% | $98.50 * | $73.34 | -4.7% | COM | 031162100 |
| HD | HOME DEPOT INC | 2,845 | $220K | 0.3% | $77.33 * | $56.05 | +3.5% | COM | 437076102 |
| THD | ISHARES INC | 2,764 | $217K | 0.3% | $78.51 | $88.24 | -11.1% | MSCI THAI CAPPED | 464286624 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,121 | $214K | 0.3% | $190.90 * | $118.94 | -6.0% | COM | 459200101 |
| DIS | DISNEY WALT CO | 3,390 | $214K | 0.3% | $63.13 * | $56.11 | -0.0% | COM DISNEY | 254687106 |
| CVS | CVS CAREMARK CORPORATION | 3,690 | $211K | 0.3% | $57.18 * | $41.44 | -1.2% | COM | 126650100 |
| ECNS | ISHARES TR | 6,024 | $211K | 0.3% | $35.03 | $35.03 | — | MSCI CHIN SMCP | 46429B200 |
| OHI | OMEGA HEALTHCARE INVS INC | 6,632 | $206K | 0.3% | $31.06 | $31.06 | — | COM | 681936100 |
| — | WINDSTREAM CORP | 21,373 | $165K | 0.3% | $7.72 | $7.72 | — | COM | 97381W104 |
| — | PIMCO INCOME STRATEGY FUND | 11,617 | $139K | 0.2% | $11.97 | $11.97 | — | COM | 72201H108 |
| — | ALCOA INC | 17,000 | $133K | 0.2% | $7.82 | $7.82 | — | COM | 013817101 |
| KGC | KINROSS GOLD CORP | 23,647 | $121K | 0.2% | $5.12 | $5.82 | -12.4% | COM NO PAR | 496902404 |
| — | ABERDEEN ASIA PACIFIC INCOM | 10,500 | $65,000 | 0.1% | $6.19 | $6.19 | — | COM | 003009107 |
| — | DRYSHIPS INC | 10,000 | $19,000 | 0.0% | $1.90 | $1.90 | — | SHS | Y2109Q101 |
| — | TIMBERLINE RES CORP | 14,000 | $2,000 | 0.0% | $0.14 | $0.14 | — | COM | 887133106 |