Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 31, 2013
Total Value: $85.76M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWR | ISHARES | 38,960 | $5.418M | 6.3% | $139.07 * | $34.17 | +1.8% | RUS MID-CAP ETF | 464287499 |
| SCHM | SCHWAB STRATEGIC TR | 68,801 | $2.382M | 2.8% | $34.62 * | $11.11 | +3.9% | US MID-CAP ETF | 808524508 |
| SCHX | SCHWAB STRATEGIC TR | 49,611 | $1.995M | 2.3% | $40.21 * | $6.41 | +4.5% | US LRG CAP ETF | 808524201 |
| — | POWERSHARES ETF TRUST | 57,114 | $1.933M | 2.3% | $33.84 | $31.33 | — | DWA TECH LDRS | 73935X153 |
| SDY | SPDR SERIES TRUST | 25,462 | $1.755M | 2.0% | $68.93 | $67.34 | +2.4% | S&P DIVID ETF | 78464A763 |
| TMO | THERMO FISHER SCIENTIFIC INC | 18,843 | $1.736M | 2.0% | $92.13 * | $80.06 | +10.6% | COM | 883556102 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 19,652 | $1.614M | 1.9% | $82.13 * | $32.90 | +10.6% | CL A | 192446102 |
| NOC | NORTHROP GRUMMAN CORP | 16,492 | $1.571M | 1.8% | $95.26 * | $63.10 | +22.8% | COM | 666807102 |
| TRN | TRINITY INDS INC | 34,449 | $1.562M | 1.8% | $45.34 * | $10.40 | +10.6% | COM | 896522109 |
| HON | HONEYWELL INTL INC | 18,694 | $1.552M | 1.8% | $83.02 * | $53.42 | +8.4% | COM | 438516106 |
| — | DISCOVER FINL SVCS | 27,936 | $1.412M | 1.6% | $50.54 | $47.77 | — | COM | 254709108 |
| — | XEROX CORP | 136,125 | $1.401M | 1.6% | $10.29 | $10.29 | — | COM | 984121103 |
| COST | COSTCO WHSL CORP NEW | 12,150 | $1.399M | 1.6% | $115.14 * | $86.80 | +5.5% | COM | 22160K105 |
| IGM | ISHARES | 17,510 | $1.397M | 1.6% | $79.78 * | $12.37 | +7.5% | N AMER TECH ETF | 464287549 |
| HBAN | HUNTINGTON BANCSHARES INC | 168,772 | $1.394M | 1.6% | $8.26 * | $4.69 | +11.3% | COM | 446150104 |
| — | GENERAL ELECTRIC CO | 58,170 | $1.39M | 1.6% | $23.90 | $23.77 | — | COM | 369604103 |
| XLY | SELECT SECTOR SPDR TR | 22,098 | $1.34M | 1.6% | $60.64 * | $27.68 | +9.5% | SBI CONS DISCR | 81369Y407 |
| CSCO | CISCO SYS INC | 56,648 | $1.327M | 1.5% | $23.43 * | $15.34 | +4.2% | COM | 17275R102 |
| GIS | GENERAL MLS INC | 26,853 | $1.287M | 1.5% | $47.93 * | $32.03 | -1.9% | COM | 370334104 |
| GLW | CORNING INC | 86,395 | $1.261M | 1.5% | $14.60 * | $10.50 | +1.3% | COM | 219350105 |
| IYJ | ISHARES | 13,255 | $1.2M | 1.4% | $90.53 * | $41.37 | +9.4% | U.S. INDS ETF | 464287754 |
| — | RYDEX ETF TRUST | 18,354 | $1.197M | 1.4% | $65.22 | $61.26 | — | GUG S&P500 EQ WT | 78355W106 |
| XLF | SELECT SECTOR SPDR TR | 58,369 | $1.162M | 1.4% | $19.91 * | $15.58 | +3.8% | SBI INT-FINL | 81369Y605 |
| — | DIREXION SHS ETF TR | 21,098 | $1.127M | 1.3% | $53.42 | $50.34 | — | ALL CP INSIDER | 25459Y769 |
| VCR | VANGUARD WORLD FDS | 11,117 | $1.099M | 1.3% | $98.86 | $89.89 | +9.9% | CONSUM DIS ETF | 92204A108 |
| EMR | EMERSON ELEC CO | 16,672 | $1.079M | 1.3% | $64.72 * | $43.83 | +6.1% | COM | 291011104 |
| VIS | VANGUARD WORLD FDS | 11,975 | $1.07M | 1.2% | $89.35 | $81.63 | +9.5% | INDUSTRIAL ETF | 92204A603 |
| VGT | VANGUARD WORLD FDS | 12,944 | $1.045M | 1.2% | $80.73 * | $9.35 | +7.9% | INF TECH ETF | 92204A702 |
| VDC | VANGUARD WORLD FDS | 10,034 | $1.04M | 1.2% | $103.65 | $103.68 | -0.0% | CONSUM STP ETF | 92204A207 |
| VHT | VANGUARD WORLD FDS | 11,127 | $1.036M | 1.2% | $93.11 | $87.75 | +6.1% | HEALTH CAR ETF | 92204A504 |
| — | UNILEVER PLC | 26,750 | $1.032M | 1.2% | $38.58 | $38.58 | — | SPON ADR NEW | 904767704 |
| — | WESTAR ENERGY INC | 33,575 | $1.029M | 1.2% | $30.65 | $31.97 | — | COM | 95709T100 |
| IWB | ISHARES | 10,435 | $983K | 1.1% | $94.20 | $89.63 | +5.1% | RUS 1000 ETF | 464287622 |
| — | KINDER MORGAN MANAGEMENT LLC | 12,756 | $956K | 1.1% | $74.95 | $81.94 | — | SHS | 49455U100 |
| VB | VANGUARD INDEX FDS | 9,001 | $923K | 1.1% | $102.54 | $94.29 | +8.7% | SMALL CP ETF | 922908751 |
| IGIB | ISHARES | 8,460 | $913K | 1.1% | $107.92 * | $54.94 | -1.8% | INTERM CR BD ETF | 464288638 |
| KBE | SPDR SERIES TRUST | 28,960 | $870K | 1.0% | $30.04 | $30.61 | -1.9% | S&P BK ETF | 78464A797 |
| IYY | ISHARES | 10,088 | $860K | 1.0% | $85.25 * | $40.56 | +5.1% | DOW JONES US ETF | 464287846 |
| — | NEW YORK CMNTY BANCORP INC | 52,613 | $795K | 0.9% | $15.11 | $14.00 | — | COM | 649445103 |
| — | KINDER MORGAN ENERGY PARTNER | 9,935 | $793K | 0.9% | $79.82 | $85.41 | — | UT LTD PARTNER | 494550106 |
| IBB | ISHARES | 3,743 | $785K | 0.9% | $209.72 * | $58.64 | +19.2% | NASDQ BIOTEC ETF | 464287556 |
| IJR | ISHARES | 7,725 | $771K | 0.9% | $99.81 * | $45.75 | +9.1% | CORE S&P SCP ETF | 464287804 |
| EWD | ISHARES | 21,687 | $743K | 0.9% | $34.26 | $32.69 | +4.8% | MSCI SWEDEN ETF | 464286756 |
| IHF | ISHARES | 8,385 | $732K | 0.9% | $87.30 * | $16.61 | +5.1% | US HLTHCR PR ETF | 464288828 |
| EWL | ISHARES | 22,936 | $717K | 0.8% | $31.26 | $29.97 | +4.4% | MSCI SZ CAP ETF | 464286749 |
| VBK | VANGUARD INDEX FDS | 6,137 | $702K | 0.8% | $114.39 | $110.41 | +3.7% | SML CP GRW ETF | 922908595 |
| HYG | ISHARES | 7,650 | $701K | 0.8% | $91.63 | $91.71 | -0.1% | IBOXX HI YD ETF | 464288513 |
| — | REYNOLDS AMERICAN INC | 14,220 | $694K | 0.8% | $48.80 | $48.42 | — | COM | 761713106 |
| SPSB | SPDR SERIES TRUST | 22,455 | $690K | 0.8% | $30.73 | $30.74 | +0.0% | BARC SHT TR CP | 78464A474 |
| IYK | ISHARES | 7,600 | $679K | 0.8% | $89.34 * | $29.42 | +1.2% | U.S. CNSM GD ETF | 464287812 |
| VEU | VANGUARD INTL EQUITY INDEX F | 13,594 | $661K | 0.8% | $48.62 | $46.78 | +3.9% | ALLWRLD EX US | 922042775 |
| IYC | ISHARES | 5,965 | $656K | 0.8% | $109.97 * | $25.88 | +6.2% | U.S. CNSM SV ETF | 464287580 |
| IHE | ISHARES | 6,099 | $649K | 0.8% | $106.41 * | $33.92 | +4.6% | U.S. PHARMA ETF | 464288836 |
| IJH | ISHARES | 5,194 | $645K | 0.8% | $124.18 * | $23.62 | +5.1% | CORE S&P MCP ETF | 464287507 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 5,560 | $631K | 0.7% | $113.49 | $110.65 | +2.6% | CL B NEW | 084670702 |
| — | ROYAL DUTCH SHELL PLC | 9,040 | $622K | 0.7% | $68.81 | $66.42 | — | SPON ADR B | 780259107 |
| VXF | VANGUARD INDEX FDS | 7,838 | $604K | 0.7% | $77.06 | $74.61 | +3.4% | EXTEND MKT ETF | 922908652 |
| VZ | VERIZON COMMUNICATIONS INC | 12,766 | $596K | 0.7% | $46.69 * | $26.87 | -7.0% | COM | 92343V104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 9,766 | $596K | 0.7% | $61.03 | $61.91 | — | COM | 293792107 |
| T | AT&T INC | 17,100 | $578K | 0.7% | $33.80 * | $10.96 | -2.6% | COM | 00206R102 |
| VOE | VANGUARD INDEX FDS | 7,859 | $576K | 0.7% | $73.29 | $72.23 | +1.4% | MCAP VL IDXVIP | 922908512 |
| — | ENERGY TRANSFER PRTNRS L P | 11,019 | $574K | 0.7% | $52.09 | $50.60 | — | UNIT LTD PARTN | 29273R109 |
| ARI | APOLLO COML REAL EST FIN INC | 37,426 | $571K | 0.7% | $15.26 | $15.88 | — | COM | 03762U105 |
| — | VECTOR GROUP LTD | 34,480 | $555K | 0.6% | $16.10 | $16.20 | — | COM | 92240M108 |
| COP | CONOCOPHILLIPS | 7,933 | $551K | 0.6% | $69.46 * | $44.49 | +4.4% | COM | 20825C104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,771 | $513K | 0.6% | $185.13 * | $114.54 | -4.9% | COM | 459200101 |
| FDN | FIRST TR EXCHANGE TRADED FD | 9,520 | $512K | 0.6% | $53.78 | $50.26 | +7.0% | DJ INTERNT IDX | 33733E302 |
| ORI | OLD REP INTL CORP | 32,360 | $498K | 0.6% | $15.39 * | $6.16 | +8.1% | COM | 680223104 |
| AZN | ASTRAZENECA PLC | 9,441 | $490K | 0.6% | $51.90 | $51.90 | — | SPONSORED ADR | 046353108 |
| PAYX | PAYCHEX INC | 11,735 | $477K | 0.6% | $40.65 * | $27.01 | +3.1% | COM | 704326107 |
| — | GOOGLE INC | 536 | $469K | 0.5% | $875.00 | $878.73 | — | CL A | 38259P508 |
| — | BLACKROCK ENHANCED EQT DIV T | 59,862 | $450K | 0.5% | $7.52 | $7.61 | — | COM | 09251A104 |
| FXD | FIRST TR EXCHANGE TRADED FD | 14,510 | $430K | 0.5% | $29.63 | $28.79 | +3.0% | CONSUMR DISCRE | 33734X101 |
| MO | ALTRIA GROUP INC | 12,410 | $426K | 0.5% | $34.33 * | $16.27 | -2.0% | COM | 02209S103 |
| XOM | EXXON MOBIL CORP | 4,906 | $422K | 0.5% | $86.02 * | $53.69 | -3.4% | COM | 30231G102 |
| FXH | FIRST TR EXCHANGE TRADED FD | 9,550 | $414K | 0.5% | $43.35 | $42.17 | +2.7% | HLTH CARE ALPH | 33734X143 |
| FBT | FIRST TR EXCHANGE TRADED FD | 6,320 | $410K | 0.5% | $64.87 | $63.25 | +2.5% | NY ARCA BIOTECH | 33733E203 |
| FXG | FIRST TR EXCHANGE TRADED FD | 12,260 | $403K | 0.5% | $32.87 | $32.81 | +0.2% | CONSUMR STAPLE | 33734X119 |
| VDE | VANGUARD WORLD FDS | 3,363 | $401K | 0.5% | $119.24 | $113.35 | +5.3% | ENERGY ETF | 92204A306 |
| GILD | GILEAD SCIENCES INC | 6,307 | $397K | 0.5% | $62.95 * | $41.52 | +5.2% | COM | 375558103 |
| BMY | BRISTOL MYERS SQUIBB CO | 8,544 | $395K | 0.5% | $46.23 * | $28.88 | +6.7% | COM | 110122108 |
| — | TAL INTL GROUP INC | 7,910 | $370K | 0.4% | $46.78 | $44.66 | — | COM | 874083108 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 27,770 | $363K | 0.4% | $13.07 | $11.28 | +15.7% | SPONSORED ADR | 82706C108 |
| HD | HOME DEPOT INC | 4,765 | $361K | 0.4% | $75.76 * | $56.78 | +0.5% | COM | 437076102 |
| DIS | DISNEY WALT CO | 5,505 | $355K | 0.4% | $64.49 * | $56.43 | +1.5% | COM DISNEY | 254687106 |
| EXK | ENDEAVOUR SILVER CORP | 81,000 | $348K | 0.4% | $4.30 | $4.54 | -5.2% | COM | 29258Y103 |
| — | TORTOISE ENERGY INFRSTRCTR C | 7,372 | $338K | 0.4% | $45.85 | $46.28 | — | COM | 89147L100 |
| CMCSA | COMCAST CORP NEW | 7,435 | $335K | 0.4% | $45.06 * | $16.55 | +4.1% | CL A | 20030N101 |
| — | TRIANGLE CAP CORP | 11,335 | $333K | 0.4% | $29.38 | $27.67 | — | COM | 895848109 |
| PPL | PPL CORP | 10,332 | $314K | 0.4% | $30.39 * | $16.45 | -0.5% | COM | 69351T106 |
| AXP | AMERICAN EXPRESS CO | 4,157 | $314K | 0.4% | $75.54 * | $63.24 | +0.4% | COM | 025816109 |
| — | NATIONAL HEALTHCARE CORP | 20,855 | $305K | 0.4% | $14.62 | $14.90 | — | PFD CONV SER A | 635906209 |
| — | SENIOR HSG PPTYS TR | 12,949 | $302K | 0.4% | $23.32 | $25.93 | — | SH BEN INT | 81721M109 |
| ABBV | ABBVIE INC | 6,616 | $296K | 0.3% | $44.74 * | $27.16 | +1.0% | COM | 00287Y109 |
| UNP | UNION PAC CORP | 1,737 | $270K | 0.3% | $155.44 * | $60.12 | -1.4% | COM | 907818108 |
| AIG | AMERICAN INTL GROUP INC | 5,305 | $258K | 0.3% | $48.63 * | $36.03 | +2.5% | COM NEW | 026874784 |
| — | WILLIAMS PARTNERS L P | 4,500 | $238K | 0.3% | $52.89 | $51.56 | — | COM UNIT L P | 96950F104 |
| PAA | PLAINS ALL AMERN PIPELINE L | 4,400 | $232K | 0.3% | $52.73 | $55.91 | — | UNIT LTD PARTN | 726503105 |
| OHI | OMEGA HEALTHCARE INVS INC | 7,712 | $230K | 0.3% | $29.82 | $30.89 | — | COM | 681936100 |
| VTR | VENTAS INC | 3,718 | $229K | 0.3% | $61.59 * | $49.18 | -16.8% | COM | 92276F100 |
| EWG | ISHARES | 8,045 | $224K | 0.3% | $27.84 | $26.46 | +5.1% | MSCI GERMANY ETF | 464286806 |
| PFE | PFIZER INC | 7,762 | $223K | 0.3% | $28.73 * | $16.46 | -0.2% | COM | 717081103 |
| BHP | BHP BILLITON LTD | 3,145 | $209K | 0.2% | $66.45 * | $60.96 | +3.4% | SPONSORED ADR | 088606108 |
| — | ALCOA INC | 18,800 | $153K | 0.2% | $8.14 | $7.85 | — | COM | 013817101 |
| — | PIMCO INCOME STRATEGY FUND | 11,347 | $131K | 0.2% | $11.54 | $11.97 | — | COM | 72201H108 |
| KGC | KINROSS GOLD CORP | 23,647 | $119K | 0.1% | $5.03 | $5.82 | -13.2% | COM NO PAR | 496902404 |
| — | ABERDEEN ASIA PACIFIC INCOM | 16,800 | $102K | 0.1% | $6.07 | $6.15 | — | COM | 003009107 |
| — | THOMPSON CREEK METALS CO INC | 13,400 | $48,000 | 0.1% | $3.58 | $3.58 | — | COM | 884768102 |
| — | DRYSHIPS INC | 10,000 | $35,000 | 0.0% | $3.50 | $1.90 | — | SHS | Y2109Q101 |
| — | TIMBERLINE RES CORP | 39,000 | $8,000 | 0.0% | $0.21 | $0.18 | — | COM | 887133106 |