Location: New York, NY
CIK: 0001059543 · Show all filings
Period: Q4 2013 (Next →)
Filing Date: Feb 7, 2014
Total Value: $101M (97.8% shares, 2.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TAYLOR CAP GROUP INC | 517,888 | $13.77M | 13.6% | $26.58 | — | COM | 876851106 |
| BAC | BANK OF AMERICA CORPORATION | 376,259 | $5.858M | 5.8% | $11.68 | 0.0% | COM | 060505104 |
| CNO | CNO FINL GROUP INC | 294,671 | $5.213M | 5.2% | $12.54 | 0.0% | COM | 12621E103 |
| PNC | PNC FINL SVCS GROUP INC | 46,366 | $3.597M | 3.6% | $51.88 | 0.0% | COM | 693475105 |
| — | CAPITAL ONE FINL CORP | 94,430 | $3.347M | 3.3% | $35.44 | — | *W EXP 11/14/201 | 14040H139 |
| — | M & T BK CORP | 71,054 | $3.055M | 3.0% | $43.00 | — | *W EXP 12/23/201 | 55261F112 |
| — | BB&T CORP | 62,656 | $2.338M | 2.3% | $37.31 | — | COM | 054937107 |
| KEY | KEYCORP NEW | 170,201 | $2.284M | 2.3% | $8.05 | 0.0% | COM | 493267108 |
| — | JPMORGAN CHASE & CO | 116,220 | $2.254M | 2.2% | $19.39 | — | *W EXP 10/28/201 | 46634E114 |
| — | FIRST FINL HLDGS INC NEW | 32,836 | $2.184M | 2.2% | $66.51 | — | COM | 32023E105 |
| NWBI | NORTHWEST BANCSHARES INC MD | 127,217 | $1.88M | 1.9% | $6.88 | 0.0% | COM | 667340103 |
| C | CITIGROUP INC | 35,785 | $1.865M | 1.8% | $37.66 | 0.0% | COM NEW | 172967424 |
| FITB | FIFTH THIRD BANCORP | 88,386 | $1.859M | 1.8% | $13.07 | 0.0% | COM | 316773100 |
| — | COMERICA INC | 95,642 | $1.822M | 1.8% | $19.05 | — | *W EXP 11/14/201 | 200340115 |
| COF | CAPITAL ONE FINL CORP | 22,810 | $1.747M | 1.7% | $57.34 | 0.0% | COM | 14040H105 |
| — | SOUTHERN NATL BANCORP OF VA | 168,875 | $1.69M | 1.7% | $10.01 | — | COM | 843395104 |
| — | INVESTORS BANCORP INC | 60,871 | $1.557M | 1.5% | $25.58 | — | COM | 46146P102 |
| — | PEOPLES UNITED FINANCIAL INC | 97,075 | $1.468M | 1.5% | $15.12 | — | COM | 712704105 |
| NBTB | NBT BANCORP INC | 53,997 | $1.399M | 1.4% | $24.54 | 0.0% | COM | 628778102 |
| — | HARTFORD FINL SVCS GROUP INC | 49,955 | $1.375M | 1.4% | $27.52 | — | *W EXP 06/26/201 | 416515120 |
| BAC | BANK OF AMERICA CORPORATION | 192,400 | $1.366M | 1.4% | $11.68 | 0.0% | Call | 060505104 |
| — | SYNOVUS FINL CORP | 356,022 | $1.282M | 1.3% | $3.60 | — | COM | 87161C105 |
| JPM | JPMORGAN CHASE & CO | 20,634 | $1.207M | 1.2% | $39.63 | 0.0% | COM | 46625H100 |
| HWC | HANCOCK HLDG CO | 31,683 | $1.162M | 1.1% | $33.72 | 0.0% | COM | 410120109 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 34,300 | $1.099M | 1.1% | $21.50 | 0.0% | COM | 744573106 |
| SBCF | SEACOAST BKG CORP FLA | 89,490 | $1.092M | 1.1% | $11.18 | 0.0% | COM NEW | 811707801 |
| JPM | JPMORGAN CHASE & CO | 85,500 | $1.074M | 1.1% | $39.63 | 0.0% | Call | 46625H100 |
| — | SUNTRUST BKS INC | 27,418 | $1.009M | 1.0% | $36.80 | — | COM | 867914103 |
| USB | US BANCORP DEL | 24,800 | $1.002M | 1.0% | $25.38 | 0.0% | COM NEW | 902973304 |
| — | CIT GROUP INC | 16,100 | $839K | 0.8% | $52.11 | — | COM NEW | 125581801 |
| C | CITIGROUP INC | 55,800 | $838K | 0.8% | $37.66 | 0.0% | Call | 172967424 |
| MET | METLIFE INC | 15,280 | $824K | 0.8% | $30.13 | 0.0% | COM | 59156R108 |
| — | HAMPTON ROADS BANKSHARES INC | 448,510 | $785K | 0.8% | $1.75 | — | COM NEW | 409321502 |
| THG | HANOVER INS GROUP INC | 13,026 | $778K | 0.8% | $42.09 | 0.0% | COM | 410867105 |
| — | LEADING BRANDS INC | 199,414 | $772K | 0.8% | $3.87 | — | COM NEW | 52170U207 |
| — | RITE AID CORP | 142,890 | $723K | 0.7% | $5.06 | — | COM | 767754104 |
| HBAN | HUNTINGTON BANCSHARES INC | 74,330 | $717K | 0.7% | $5.68 | 0.0% | COM | 446150104 |
| — | PARTNERRE LTD | 6,761 | $713K | 0.7% | $105.46 | — | COM | G6852T105 |
| RF | REGIONS FINL CORP NEW | 71,191 | $704K | 0.7% | $6.45 | 0.0% | COM | 7591EP100 |
| — | UNITED FINANCIAL BANCORP INC | 36,323 | $686K | 0.7% | $18.89 | — | COM | 91030T109 |
| EFSC | ENTERPRISE FINL SVCS CORP | 33,249 | $679K | 0.7% | $15.16 | 0.0% | COM | 293712105 |
| — | HUDSON VALLEY HOLDING CORP | 32,443 | $660K | 0.7% | $20.34 | — | COM | 444172100 |
| IMPM | IMPAC MTG HLDGS INC | 96,365 | $576K | 0.6% | $6.73 | 0.0% | COM NEW | 45254P508 |
| META | FACEBOOK INC | 10,500 | $574K | 0.6% | $49.86 | 0.0% | CL A | 30303M102 |
| BPOP | POPULAR INC | 19,430 | $558K | 0.6% | $20.37 | 0.0% | COM NEW | 733174700 |
| AIG | AMERICAN INTL GROUP INC | 35,000 | $543K | 0.5% | $37.86 | 0.0% | Call | 026874784 |
| — | SUSQUEHANNA BANCSHARES INC P | 38,647 | $496K | 0.5% | $12.83 | — | COM | 869099101 |
| WFC | WELLS FARGO & CO NEW | 60,000 | $493K | 0.5% | $30.76 | 0.0% | Call | 949746101 |
| — | BANK OF AMERICA CORPORATION | 73,241 | $474K | 0.5% | $6.47 | — | *W EXP 01/16/201 | 060505146 |
| MS | MORGAN STANLEY | 32,700 | $468K | 0.5% | $21.80 | 0.0% | Call | 617446448 |
| STT | STATE STR CORP | 6,100 | $448K | 0.4% | $50.63 | 0.0% | COM | 857477103 |
| — | DISCOVER FINL SVCS | 8,000 | $448K | 0.4% | $56.00 | — | COM | 254709108 |
| MET | METLIFE INC | 34,400 | $445K | 0.4% | $30.13 | 0.0% | Call | 59156R108 |
| HAFC | HANMI FINL CORP | 19,473 | $426K | 0.4% | $18.99 | 0.0% | COM NEW | 410495204 |
| CMA | COMERICA INC | 8,850 | $421K | 0.4% | $28.67 | 0.0% | COM | 200340107 |
| — | WELLS FARGO & CO NEW | 26,400 | $420K | 0.4% | $15.91 | — | *W EXP 10/28/201 | 949746119 |
| MS | MORGAN STANLEY | 13,315 | $418K | 0.4% | $21.80 | 0.0% | COM NEW | 617446448 |
| ALL | ALLSTATE CORP | 7,600 | $415K | 0.4% | $41.10 | 0.0% | COM | 020002101 |
| RF | REGIONS FINL CORP NEW | 169,100 | $409K | 0.4% | $6.45 | 0.0% | Call | 7591EP100 |
| — | CONNECTONE BANCORP INC | 10,000 | $396K | 0.4% | $39.60 | — | COM | 20786U101 |
| — | ENDURANCE SPECIALTY HLDGS LT | 6,600 | $387K | 0.4% | $58.64 | — | SHS | G30397106 |
| AIG | AMERICAN INTL GROUP INC | 7,520 | $384K | 0.4% | $37.86 | 0.0% | COM NEW | 026874784 |
| GNE | GENIE ENERGY LTD | 35,739 | $365K | 0.4% | $11.22 | 0.0% | CL B | 372284208 |
| — | MONARCH FINANCIAL HOLDINGS I | 29,420 | $362K | 0.4% | $12.30 | — | COM | 60907Q100 |
| — | DISCOVER FINL SVCS | 27,000 | $359K | 0.4% | $56.00 | — | Call | 254709108 |
| — | LEGG MASON INC | 8,200 | $357K | 0.4% | $43.54 | — | COM | 524901105 |
| — | BB&T CORP | 46,100 | $343K | 0.3% | $37.31 | — | Call | 054937107 |
| LNC | LINCOLN NATL CORP IND | 6,600 | $341K | 0.3% | $31.80 | 0.0% | COM | 534187109 |
| — | MERIDIAN INTERSTAT BANCORP I | 14,985 | $338K | 0.3% | $22.56 | — | COM | 58964Q104 |
| — | BBCN BANCORP INC | 19,981 | $331K | 0.3% | $16.57 | — | COM | 073295107 |
| FITB | FIFTH THIRD BANCORP | 56,000 | $302K | 0.3% | $13.07 | 0.0% | Call | 316773100 |
| — | ALLIED WRLD ASSUR COM HLDG A | 2,500 | $282K | 0.3% | $112.80 | — | SHS | H01531104 |
| GS | GOLDMAN SACHS GROUP INC | 7,400 | $278K | 0.3% | — | — | Call | 38141G104 |
| PFBX | PEOPLES FINL CORP MISS | 21,000 | $274K | 0.3% | $11.10 | 0.0% | COM | 71103B102 |
| — | BROOKLINE BANCORP INC DEL | 28,505 | $272K | 0.3% | $9.54 | — | COM | 11373M107 |
| — | C&J ENERGY SVCS INC | 11,500 | $266K | 0.3% | $23.13 | — | COM | 12467B304 |
| MRK | MERCK & CO INC NEW | 25,000 | $261K | 0.3% | — | — | Call | 58933Y105 |
| LEN | LENNAR CORP | 6,600 | $261K | 0.3% | $30.45 | 0.0% | CL A | 526057104 |
| T | AT&T INC | 7,295 | $256K | 0.3% | $11.17 | 0.0% | COM | 00206R102 |
| WFC | WELLS FARGO & CO NEW | 5,619 | $255K | 0.3% | $30.76 | 0.0% | COM | 949746101 |
| — | MIDSOUTH BANCORP INC | 14,042 | $251K | 0.2% | $17.87 | — | COM | 598039105 |
| — | ESSA BANCORP INC | 20,179 | $233K | 0.2% | $11.55 | — | COM | 29667D104 |
| TRV | TRAVELERS COMPANIES INC | 15,000 | $233K | 0.2% | $66.77 | 0.0% | Call | 89417E109 |
| — | ACE LTD | 16,600 | $222K | 0.2% | $103.41 | — | Call | H0023R105 |
| BDX | BECTON DICKINSON & CO | 2,000 | $221K | 0.2% | $85.77 | 0.0% | COM | 075887109 |
| — | MADISON SQUARE GARDEN CO | 3,667 | $211K | 0.2% | $57.54 | — | CL A | 55826P100 |
| — | PNC FINL SVCS GROUP INC | 11,890 | $211K | 0.2% | $17.75 | — | *W EXP 12/31/201 | 693475121 |
| UPS | UNITED PARCEL SERVICE INC | 2,000 | $210K | 0.2% | $64.45 | 0.0% | CL B | 911312106 |
| PNC | PNC FINL SVCS GROUP INC | 12,000 | $209K | 0.2% | $51.88 | 0.0% | Call | 693475105 |
| KEY | KEYCORP NEW | 30,000 | $189K | 0.2% | $8.05 | 0.0% | Call | 493267108 |
| KLIC | KULICKE & SOFFA INDS INC | 13,900 | $185K | 0.2% | $10.95 | 0.0% | COM | 501242101 |
| BK | BANK NEW YORK MELLON CORP | 30,000 | $176K | 0.2% | $24.30 | 0.0% | Call | 064058100 |
| — | FIRST CLOVER LEAF FIN CORP | 17,752 | $174K | 0.2% | $9.80 | — | COM | 31969M105 |
| — | HUDSON CITY BANCORP | 17,764 | $168K | 0.2% | $9.46 | — | COM | 443683107 |
| ALL | ALLSTATE CORP | 20,000 | $168K | 0.2% | $41.10 | 0.0% | Call | 020002101 |
| — | WATERSTONE FINANCIAL INC | 15,100 | $168K | 0.2% | $11.13 | — | COM | 941888109 |
| — | XEROX CORP | 12,700 | $155K | 0.2% | $12.20 | — | COM | 984121103 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,800 | $149K | 0.1% | $34.16 | 0.0% | COM | 110122108 |
| ABT | ABBOTT LABS | 20,000 | $148K | 0.1% | — | — | Call | 002824100 |
| MSFT | MICROSOFT CORP | 20,000 | $144K | 0.1% | — | — | Call | 594918104 |
| BMY | BRISTOL MYERS SQUIBB CO | 10,000 | $139K | 0.1% | $34.16 | 0.0% | Call | 110122108 |
| — | SOUTHCOAST FINANCIAL CORP | 23,000 | $133K | 0.1% | $5.78 | — | COM | 84129R100 |
| — | FIRST NIAGARA FINL GP INC | 10,725 | $114K | 0.1% | $10.63 | — | COM | 33582V108 |
| — | EASTERN VA BANKSHARES INC | 16,000 | $112K | 0.1% | $7.00 | — | COM | 277196101 |
| CERS | CERUS CORP | 16,837 | $109K | 0.1% | $6.28 | 0.0% | COM | 157085101 |
| TRV | TRAVELERS COMPANIES INC | 1,200 | $109K | 0.1% | $66.77 | 0.0% | COM | 89417E109 |
| HUN | HUNTSMAN CORP | 15,000 | $107K | 0.1% | — | — | Call | 447011107 |
| — | ACE LTD | 996 | $103K | 0.1% | $103.41 | — | SHS | H0023R105 |
| — | TOTAL SYS SVCS INC | 10,000 | $103K | 0.1% | $33.54 | — | Call | 891906109 |
| — | SUNTRUST BKS INC | 10,000 | $99,000 | 0.1% | $36.80 | — | Call | 867914103 |
| — | BARCLAYS BK PLC | 47,100 | $98,000 | 0.1% | — | — | Call | 06742E711 |
| — | CIT GROUP INC | 10,000 | $92,000 | 0.1% | $52.11 | — | Call | 125581801 |
| — | INVENSENSE INC | 10,000 | $89,000 | 0.1% | — | — | Call | 46123D205 |
| — | YOU ON DEMAND HLDGS INC | 35,150 | $79,000 | 0.1% | $2.25 | — | COM NEW | 98741R207 |
| META | FACEBOOK INC | 5,000 | $74,000 | 0.1% | $49.86 | 0.0% | Put | 30303M102 |
| — | SUNTRUST BKS INC | 7,354 | $72,000 | 0.1% | $9.79 | — | *W EXP 12/31/201 | 867914129 |
| BK | BANK NEW YORK MELLON CORP | 2,000 | $70,000 | 0.1% | $24.30 | 0.0% | COM | 064058100 |
| BPOP | POPULAR INC | 15,000 | $59,000 | 0.1% | $20.37 | 0.0% | Call | 733174700 |
| HOLX | HOLOGIC INC | 11,000 | $52,000 | 0.1% | — | — | Call | 436440101 |
| — | XEROX CORP | 15,000 | $47,000 | 0.0% | $12.20 | — | Call | 984121103 |
| — | TALISMAN ENERGY INC | 20,000 | $43,000 | 0.0% | — | — | Call | 87425E103 |
| UPS | UNITED PARCEL SERVICE INC | 2,000 | $41,000 | 0.0% | $64.45 | 0.0% | Call | 911312106 |
| CSCO | CISCO SYS INC | 10,000 | $37,000 | 0.0% | — | — | Call | 17275R102 |
| — | PATRIOT NATL BANCORP INC | 24,285 | $25,000 | 0.0% | $1.03 | — | COM | 70336F104 |
| — | TOTAL SYS SVCS INC | 477 | $16,000 | 0.0% | $33.54 | — | COM | 891906109 |
| — | AMERICAN INTL GROUP INC | 442 | $9,000 | 0.0% | $20.36 | — | *W EXP 01/19/202 | 026874156 |