Location: New York, NY
CIK: 0001059543 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 6, 2014
Total Value: $105M (99.5% shares, 0.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TAYLOR CAP GROUP INC | 517,888 | $12.39M | 11.8% | $23.92 | $26.58 | — | COM | 876851106 |
| BAC | BANK OF AMERICA CORPORATION | 481,334 | $8.279M | 7.9% | $17.20 * | $12.02 | +12.8% | COM | 060505104 |
| CNO | CNO FINL GROUP INC | 294,171 | $5.324M | 5.1% | $18.10 * | $12.54 | +13.5% | COM | 12621E103 |
| PNC | PNC FINL SVCS GROUP INC | 46,366 | $4.034M | 3.8% | $87.00 * | $51.88 | +16.8% | COM | 693475105 |
| — | M & T BK CORP | 76,254 | $3.645M | 3.5% | $47.80 | $43.32 | — | *W EXP 12/23/201 | 55261F112 |
| — | CAPITAL ONE FINL CORP | 102,256 | $3.615M | 3.4% | $35.35 | $35.44 | — | *W EXP 11/14/201 | 14040H139 |
| — | JPMORGAN CHASE & CO | 127,489 | $2.575M | 2.5% | $20.20 | $19.47 | — | *W EXP 10/28/201 | 46634E114 |
| — | BB&T CORP | 62,656 | $2.517M | 2.4% | $40.17 | $37.31 | — | COM | 054937107 |
| KEY | KEYCORP NEW | 162,960 | $2.321M | 2.2% | $14.24 * | $8.05 | +13.3% | COM | 493267108 |
| — | COMERICA INC | 95,642 | $2.142M | 2.0% | $22.40 | $19.05 | — | *W EXP 11/14/201 | 200340115 |
| FITB | FIFTH THIRD BANCORP | 88,386 | $2.029M | 1.9% | $22.96 * | $13.07 | +18.4% | COM | 316773100 |
| — | SOUTHERN NATL BANCORP OF VA | 189,055 | $1.926M | 1.8% | $10.19 | $10.03 | — | COM | 843395104 |
| — | SYNOVUS FINL CORP | 575,323 | $1.906M | 1.8% | $3.31 | $3.49 | — | COM | 87161C105 |
| NWBI | NORTHWEST BANCSHARES INC MD | 127,217 | $1.857M | 1.8% | $14.60 * | $6.88 | +4.6% | COM | 667340103 |
| COF | CAPITAL ONE FINL CORP | 23,310 | $1.778M | 1.7% | $76.28 * | $57.38 | +8.9% | COM | 14040H105 |
| — | INVESTORS BANCORP INC | 60,871 | $1.682M | 1.6% | $27.63 | $25.58 | — | COM | 46146P102 |
| BAC | BANK OF AMERICA CORPORATION | 225,400 | $1.537M | 1.5% | $6.82 * | $12.02 | +12.8% | Call | 060505104 |
| SBCF | SEACOAST BKG CORP FLA | 137,526 | $1.513M | 1.4% | $11.00 | $11.25 | -2.2% | COM NEW | 811707801 |
| — | HARTFORD FINL SVCS GROUP INC | 49,955 | $1.332M | 1.3% | $26.66 | $27.52 | — | *W EXP 06/26/201 | 416515120 |
| NBTB | NBT BANCORP INC | 53,997 | $1.321M | 1.3% | $24.46 | $24.54 | -0.3% | COM | 628778102 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 34,300 | $1.308M | 1.2% | $38.13 * | $21.50 | +17.4% | COM | 744573106 |
| JPM | JPMORGAN CHASE & CO | 20,634 | $1.253M | 1.2% | $60.73 * | $39.63 | +11.6% | COM | 46625H100 |
| JPM | JPMORGAN CHASE & CO | 103,100 | $1.236M | 1.2% | $11.99 * | $39.63 | +11.6% | Call | 46625H100 |
| HWC | HANCOCK HLDG CO | 31,683 | $1.161M | 1.1% | $36.64 | $33.72 | +8.7% | COM | 410120109 |
| C | CITIGROUP INC | 23,375 | $1.112M | 1.1% | $47.57 * | $37.66 | -5.9% | COM NEW | 172967424 |
| — | SUNTRUST BKS INC | 27,098 | $1.078M | 1.0% | $39.78 | $36.80 | — | COM | 867914103 |
| USB | US BANCORP DEL | 24,800 | $1.063M | 1.0% | $42.86 * | $25.38 | +12.9% | COM NEW | 902973304 |
| — | QEP RES INC | 72,800 | $863K | 0.8% | $11.85 | $11.85 | — | COM | 74733V100 |
| MET | METLIFE INC | 15,280 | $807K | 0.8% | $52.81 * | $30.13 | +5.8% | COM | 59156R108 |
| THG | HANOVER INS GROUP INC | 13,026 | $800K | 0.8% | $61.42 * | $42.09 | +5.4% | COM | 410867105 |
| — | HAMPTON ROADS BANKSHARES INC | 502,698 | $799K | 0.8% | $1.59 | $1.73 | — | COM NEW | 409321502 |
| — | CIT GROUP INC | 16,100 | $789K | 0.8% | $49.01 | $52.11 | — | COM NEW | 125581801 |
| — | LEADING BRANDS INC | 195,189 | $775K | 0.7% | $3.97 | $3.87 | — | COM NEW | 52170U207 |
| — | RITE AID CORP | 118,992 | $746K | 0.7% | $6.27 | $5.06 | — | COM | 767754104 |
| HBAN | HUNTINGTON BANCSHARES INC | 74,330 | $741K | 0.7% | $9.97 * | $5.68 | +12.1% | COM | 446150104 |
| WFC | WELLS FARGO & CO NEW | 62,500 | $723K | 0.7% | $11.57 * | $30.76 | +16.3% | Call | 949746101 |
| — | PARTNERRE LTD | 6,761 | $700K | 0.7% | $103.53 | $105.46 | — | COM | G6852T105 |
| — | HUDSON VALLEY HOLDING CORP | 36,043 | $687K | 0.7% | $19.06 | $20.22 | — | COM | 444172100 |
| — | UNITED FINANCIAL BANCORP INC | 36,323 | $668K | 0.6% | $18.39 | $18.89 | — | COM | 91030T109 |
| EFSC | ENTERPRISE FINL SVCS CORP | 33,049 | $663K | 0.6% | $20.06 * | $15.16 | +8.9% | COM | 293712105 |
| — | BANK OF AMERICA CORPORATION | 73,241 | $602K | 0.6% | $8.22 | $6.47 | — | *W EXP 01/16/201 | 060505146 |
| MS | MORGAN STANLEY | 18,851 | $588K | 0.6% | $31.19 * | $22.07 | +3.8% | COM NEW | 617446448 |
| IMPM | IMPAC MTG HLDGS INC | 96,365 | $577K | 0.5% | $5.99 * | $6.73 | -2.8% | COM NEW | 45254P508 |
| — | QEP RES INC | 172,100 | $550K | 0.5% | $3.20 | $11.85 | — | Call | 74733V100 |
| MS | MORGAN STANLEY | 44,000 | $538K | 0.5% | $12.23 * | $22.07 | +3.8% | Call | 617446448 |
| — | MERIDIAN INTERSTAT BANCORP I | 20,767 | $531K | 0.5% | $25.57 | $23.39 | — | COM | 58964Q104 |
| — | WELLS FARGO & CO NEW | 26,400 | $492K | 0.5% | $18.64 | $15.91 | — | *W EXP 10/28/201 | 949746119 |
| — | CONNECTONE BANCORP INC | 10,000 | $490K | 0.5% | $49.00 | $39.60 | — | COM | 20786U101 |
| — | FIRST DEFIANCE FINL CORP | 17,541 | $475K | 0.5% | $27.08 | $27.08 | — | COM | 32006W106 |
| — | DISCOVER FINL SVCS | 8,000 | $466K | 0.4% | $58.25 | $56.00 | — | COM | 254709108 |
| AXP | AMERICAN EXPRESS CO | 35,000 | $464K | 0.4% | $13.26 * | $75.50 | +0.8% | Call | 025816109 |
| — | BB&T CORP | 46,100 | $461K | 0.4% | $10.00 | $37.31 | — | Call | 054937107 |
| HAFC | HANMI FINL CORP | 19,473 | $454K | 0.4% | $23.31 | $18.99 | +22.7% | COM NEW | 410495204 |
| BPOP | POPULAR INC | 14,584 | $452K | 0.4% | $30.99 * | $20.37 | +14.7% | COM NEW | 733174700 |
| — | SUSQUEHANNA BANCSHARES INC P | 38,647 | $439K | 0.4% | $11.36 | $12.83 | — | COM | 869099101 |
| — | GENERAL ELECTRIC CO | 80,000 | $436K | 0.4% | $5.45 | — | — | Call | 369604103 |
| ALL | ALLSTATE CORP | 7,600 | $430K | 0.4% | $56.58 * | $41.10 | +7.0% | COM | 020002101 |
| STT | STATE STR CORP | 6,100 | $424K | 0.4% | $69.51 * | $50.63 | +0.0% | COM | 857477103 |
| CMA | COMERICA INC | 7,850 | $406K | 0.4% | $51.72 * | $28.67 | +18.7% | COM | 200340107 |
| — | LEGG MASON INC | 8,200 | $402K | 0.4% | $49.02 | $43.54 | — | COM | 524901105 |
| — | ESSA BANCORP INC | 36,132 | $393K | 0.4% | $10.88 | $11.25 | — | COM | 29667D104 |
| MET | METLIFE INC | 35,400 | $379K | 0.4% | $10.71 * | $30.13 | +5.8% | Call | 59156R108 |
| AIG | AMERICAN INTL GROUP INC | 7,520 | $376K | 0.4% | $50.00 * | $37.86 | +0.7% | COM NEW | 026874784 |
| — | XL GROUP PLC | 12,000 | $375K | 0.4% | $31.25 | $31.25 | — | SHS | G98290102 |
| — | DISCOVER FINL SVCS | 28,100 | $371K | 0.4% | $13.20 | $56.00 | — | Call | 254709108 |
| — | MONARCH FINANCIAL HOLDINGS I | 29,420 | $361K | 0.3% | $12.27 | $12.30 | — | COM | 60907Q100 |
| GNE | GENIE ENERGY LTD | 35,739 | $356K | 0.3% | $9.96 | $11.22 | -11.1% | CL B | 372284208 |
| — | ENDURANCE SPECIALTY HLDGS LT | 6,600 | $355K | 0.3% | $53.79 | $58.64 | — | SHS | G30397106 |
| — | BBCN BANCORP INC | 19,981 | $342K | 0.3% | $17.12 | $16.57 | — | COM | 073295107 |
| — | C&J ENERGY SVCS INC | 11,500 | $335K | 0.3% | $29.13 | $23.13 | — | COM | 12467B304 |
| LNC | LINCOLN NATL CORP IND | 6,600 | $334K | 0.3% | $50.61 * | $31.80 | +6.1% | COM | 534187109 |
| META | FACEBOOK INC | 5,500 | $331K | 0.3% | $60.18 | $49.86 | +20.0% | CL A | 30303M102 |
| FITB | FIFTH THIRD BANCORP | 74,000 | $330K | 0.3% | $4.46 * | $13.07 | +18.4% | Call | 316773100 |
| PNC | PNC FINL SVCS GROUP INC | 12,000 | $321K | 0.3% | $26.75 * | $51.88 | +16.8% | Call | 693475105 |
| — | ACE LTD | 33,200 | $315K | 0.3% | $9.49 | $103.41 | — | Call | H0023R105 |
| — | TECHE HLDG CO | 3,631 | $287K | 0.3% | $79.04 | $79.04 | — | COM | 878330109 |
| — | PNC FINL SVCS GROUP INC | 11,890 | $281K | 0.3% | $23.63 | $17.75 | — | *W EXP 12/31/201 | 693475121 |
| PFBX | PEOPLES FINL CORP MISS | 21,000 | $279K | 0.3% | $13.29 * | $11.10 | +6.1% | COM | 71103B102 |
| WFC | WELLS FARGO & CO NEW | 5,619 | $279K | 0.3% | $49.65 * | $30.76 | +16.3% | COM | 949746101 |
| TRV | TRAVELERS COMPANIES INC | 26,600 | $276K | 0.3% | $10.38 * | $66.77 | -1.6% | Call | 89417E109 |
| — | BROOKLINE BANCORP INC DEL | 28,505 | $269K | 0.3% | $9.44 | $9.54 | — | COM | 11373M107 |
| LEN | LENNAR CORP | 6,600 | $261K | 0.2% | $39.55 * | $30.45 | +11.9% | CL A | 526057104 |
| — | ALLIED WRLD ASSUR COM HLDG A | 2,500 | $258K | 0.2% | $103.20 | $112.80 | — | SHS | H01531104 |
| T | AT&T INC | 7,295 | $256K | 0.2% | $35.09 * | $11.17 | +2.6% | COM | 00206R102 |
| ALL | ALLSTATE CORP | 25,000 | $254K | 0.2% | $10.16 * | $41.10 | +7.0% | Call | 020002101 |
| CERS | CERUS CORP | 51,837 | $249K | 0.2% | $4.80 | $6.38 | -24.8% | COM | 157085101 |
| — | MAIDEN HOLDINGS LTD | 19,500 | $243K | 0.2% | $12.46 | $12.46 | — | SHS | G5753U112 |
| — | MIDSOUTH BANCORP INC | 14,042 | $236K | 0.2% | $16.81 | $17.87 | — | COM | 598039105 |
| BDX | BECTON DICKINSON & CO | 2,000 | $234K | 0.2% | $117.00 * | $85.77 | +11.1% | COM | 075887109 |
| KEY | KEYCORP NEW | 30,000 | $216K | 0.2% | $7.20 * | $8.05 | +13.3% | Call | 493267108 |
| C | CITIGROUP INC | 22,800 | $215K | 0.2% | $9.43 * | $37.66 | -5.9% | Call | 172967424 |
| DVN | DEVON ENERGY CORP NEW | 3,200 | $214K | 0.2% | $66.88 * | $41.69 | +8.1% | COM | 25179M103 |
| — | MADISON SQUARE GARDEN CO | 3,667 | $208K | 0.2% | $56.72 | $57.54 | — | CL A | 55826P100 |
| — | SOUTHCOAST FINANCIAL CORP | 28,079 | $205K | 0.2% | $7.30 | $6.06 | — | COM | 84129R100 |
| — | BED BATH & BEYOND INC | 15,000 | $194K | 0.2% | $12.93 | — | — | Call | 075896100 |
| WSBF | WATERSTONE FINL INC MD | 18,561 | $193K | 0.2% | $10.40 | $10.47 | -0.7% | COM | 94188P101 |
| BMY | BRISTOL MYERS SQUIBB CO | 20,000 | $192K | 0.2% | $9.60 * | $34.16 | +2.7% | Call | 110122108 |
| — | PEOPLES UNITED FINANCIAL INC | 12,937 | $192K | 0.2% | $14.84 | $15.12 | — | COM | 712704105 |
| SWKS | SKYWORKS SOLUTIONS INC | 10,000 | $175K | 0.2% | $17.50 | — | — | Call | 83088M102 |
| — | FIRST CLOVER LEAF FIN CORP | 17,752 | $169K | 0.2% | $9.52 | $9.80 | — | COM | 31969M105 |
| — | HUDSON CITY BANCORP | 17,000 | $167K | 0.2% | $9.82 | $9.46 | — | COM | 443683107 |
| MRK | MERCK & CO INC NEW | 10,000 | $167K | 0.2% | $16.70 | — | — | Call | 58933Y105 |
| — | KEARNY FINL CORP | 10,946 | $162K | 0.2% | $14.80 | $14.80 | — | COM | 487169104 |
| — | INVENSENSE INC | 15,000 | $158K | 0.2% | $10.53 | — | — | Call | 46123D205 |
| ABT | ABBOTT LABS | 20,000 | $149K | 0.1% | $7.45 | — | — | Call | 002824100 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,800 | $145K | 0.1% | $51.79 * | $34.16 | +2.7% | COM | 110122108 |
| MSFT | MICROSOFT CORP | 15,200 | $145K | 0.1% | $9.54 | — | — | Call | 594918104 |
| — | SUNTRUST BKS INC | 10,000 | $127K | 0.1% | $12.70 | $36.80 | — | Call | 867914103 |
| — | YOU ON DEMAND HLDGS INC | 27,121 | $123K | 0.1% | $4.54 | $2.25 | — | COM NEW | 98741R207 |
| — | CLIFTON SVGS BANCORP INC | 10,000 | $117K | 0.1% | $11.70 | $11.70 | — | COM | 18712Q103 |
| — | EASTERN VA BANKSHARES INC | 16,000 | $103K | 0.1% | $6.44 | $7.00 | — | COM | 277196101 |
| TRV | TRAVELERS COMPANIES INC | 1,200 | $102K | 0.1% | $85.00 * | $66.77 | -1.6% | COM | 89417E109 |
| — | ACE LTD | 996 | $99,000 | 0.1% | $99.40 | $103.41 | — | SHS | H0023R105 |
| — | CIT GROUP INC | 15,000 | $98,000 | 0.1% | $6.53 | $52.11 | — | Call | 125581801 |
| HUN | HUNTSMAN CORP | 15,000 | $96,000 | 0.1% | $6.40 | — | — | Call | 447011107 |
| — | SUNTRUST BKS INC | 7,354 | $80,000 | 0.1% | $10.88 | $9.79 | — | *W EXP 12/31/201 | 867914129 |
| — | TOTAL SYS SVCS INC | 10,000 | $75,000 | 0.1% | $7.50 | $33.54 | — | Call | 891906109 |
| — | BARCLAYS BK PLC | 47,100 | $72,000 | 0.1% | $1.53 | — | — | Call | 06742E711 |
| — | E M C CORP MASS | 15,000 | $67,000 | 0.1% | $4.47 | — | — | Call | 268648102 |
| DVN | DEVON ENERGY CORP NEW | 3,000 | $49,000 | 0.0% | $16.33 * | $41.69 | +8.1% | Call | 25179M103 |
| HOLX | HOLOGIC INC | 11,000 | $46,000 | 0.0% | $4.18 | — | — | Call | 436440101 |
| — | DENBURY RES INC | 15,000 | $40,000 | 0.0% | $2.67 | — | — | Call | 247916208 |
| CSCO | CISCO SYS INC | 10,000 | $35,000 | 0.0% | $3.50 | — | — | Call | 17275R102 |
| — | STAPLES INC | 20,000 | $33,000 | 0.0% | $1.65 | — | — | Call | 855030102 |
| — | XEROX CORP | 15,000 | $33,000 | 0.0% | $2.20 | $12.20 | — | Call | 984121103 |
| — | PATRIOT NATL BANCORP INC | 24,285 | $31,000 | 0.0% | $1.28 | $1.03 | — | COM | 70336F104 |
| AXP | AMERICAN EXPRESS CO | 300 | $27,000 | 0.0% | $90.00 * | $75.50 | +0.8% | COM | 025816109 |
| — | TALISMAN ENERGY INC | 20,000 | $22,000 | 0.0% | $1.10 | — | — | Call | 87425E103 |
| — | TOTAL SYS SVCS INC | 477 | $15,000 | 0.0% | $31.45 | $33.54 | — | COM | 891906109 |
| — | AMERICAN INTL GROUP INC | 442 | $9,000 | 0.0% | $20.36 | $20.36 | — | *W EXP 01/19/202 | 026874156 |
| — | XEROX CORP | 300 | $3,000 | 0.0% | $10.00 | $12.20 | — | COM | 984121103 |