Location: New York, NY
CIK: 0001059543 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Jul 28, 2014
Total Value: $107M (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TAYLOR CAP GROUP INC | 517,888 | $11.07M | 10.4% | $21.38 | $26.58 | — | COM | 876851106 |
| BAC | BANK OF AMERICA CORPORATION | 690,125 | $10.61M | 9.9% | $15.37 * | $12.09 | +0.3% | COM | 060505104 |
| CNO | CNO FINL GROUP INC | 294,171 | $5.236M | 4.9% | $17.80 * | $12.54 | +12.0% | COM | 12621E103 |
| PNC | PNC FINL SVCS GROUP INC | 46,366 | $4.129M | 3.9% | $89.05 * | $51.88 | +20.2% | COM | 693475105 |
| — | CAPITAL ONE FINL CORP | 102,256 | $4.127M | 3.9% | $40.36 | $35.44 | — | *W EXP 11/14/201 | 14040H139 |
| — | M & T BK CORP | 76,254 | $3.826M | 3.6% | $50.17 | $43.32 | — | *W EXP 12/23/201 | 55261F112 |
| — | JPMORGAN CHASE & CO | 132,139 | $2.554M | 2.4% | $19.33 | $19.46 | — | *W EXP 10/28/201 | 46634E114 |
| — | BB&T CORP | 62,579 | $2.468M | 2.3% | $39.44 | $37.31 | — | COM | 054937107 |
| FITB | FIFTH THIRD BANCORP | 103,386 | $2.207M | 2.1% | $21.35 * | $13.25 | +9.3% | COM | 316773100 |
| — | SOUTHERN NATL BANCORP OF VA | 189,055 | $2.11M | 2.0% | $11.16 | $10.03 | — | COM | 843395104 |
| KEY | KEYCORP NEW | 142,960 | $2.049M | 1.9% | $14.33 * | $8.05 | +14.6% | COM | 493267108 |
| — | COMERICA INC | 95,642 | $2.014M | 1.9% | $21.06 | $19.05 | — | *W EXP 11/14/201 | 200340115 |
| COF | CAPITAL ONE FINL CORP | 23,310 | $1.904M | 1.8% | $81.68 * | $57.38 | +17.0% | COM | 14040H105 |
| NWBI | NORTHWEST BANCSHARES INC MD | 127,817 | $1.735M | 1.6% | $13.57 * | $6.88 | +5.5% | COM | 667340103 |
| — | INVESTORS BANCORP INC NEW | 155,217 | $1.715M | 1.6% | $11.05 | $11.05 | — | COM | 46146L101 |
| — | SYNOVUS FINL CORP | 67,451 | $1.644M | 1.5% | $24.37 | $24.37 | — | COM NEW | 87161C501 |
| SBCF | SEACOAST BKG CORP FLA | 137,526 | $1.494M | 1.4% | $10.86 | $11.25 | -3.4% | COM NEW | 811707801 |
| — | RITE AID CORP | 200,400 | $1.437M | 1.3% | $7.17 | $5.92 | — | COM | 767754104 |
| — | HARTFORD FINL SVCS GROUP INC | 52,155 | $1.42M | 1.3% | $27.23 | $27.51 | — | *W EXP 06/26/201 | 416515120 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 33,000 | $1.346M | 1.3% | $40.79 * | $21.50 | +26.7% | COM | 744573106 |
| NBTB | NBT BANCORP INC | 53,997 | $1.297M | 1.2% | $24.02 | $24.54 | -2.1% | COM | 628778102 |
| BAC | BANK OF AMERICA CORPORATION | 257,400 | $1.293M | 1.2% | $5.02 * | $12.09 | +0.3% | Call | 060505104 |
| JPM | JPMORGAN CHASE & CO | 20,634 | $1.189M | 1.1% | $57.62 * | $39.63 | +6.5% | COM | 46625H100 |
| HWC | HANCOCK HLDG CO | 31,683 | $1.119M | 1.0% | $35.32 | $33.72 | +4.7% | COM | 410120109 |
| C | CITIGROUP INC | 23,375 | $1.101M | 1.0% | $47.10 * | $37.66 | -6.9% | COM NEW | 172967424 |
| — | SUNTRUST BKS INC | 26,998 | $1.081M | 1.0% | $40.04 | $36.80 | — | COM | 867914103 |
| USB | US BANCORP DEL | 24,800 | $1.074M | 1.0% | $43.31 * | $25.38 | +14.8% | COM NEW | 902973304 |
| — | LEADING BRANDS INC | 190,202 | $887K | 0.8% | $4.66 | $3.87 | — | COM NEW | 52170U207 |
| JPM | JPMORGAN CHASE & CO | 103,100 | $878K | 0.8% | $8.52 * | $39.63 | +6.5% | Call | 46625H100 |
| MS | MORGAN STANLEY | 27,057 | $875K | 0.8% | $32.34 * | $22.26 | +7.1% | COM NEW | 617446448 |
| WFC | WELLS FARGO & CO NEW | 62,500 | $873K | 0.8% | $13.97 * | $30.76 | +23.7% | Call | 949746101 |
| — | HAMPTON ROADS BANKSHARES INC | 502,878 | $870K | 0.8% | $1.73 | $1.73 | — | COM NEW | 409321502 |
| MET | METLIFE INC | 15,280 | $849K | 0.8% | $55.56 * | $30.13 | +12.1% | COM | 59156R108 |
| THG | HANOVER INS GROUP INC | 13,026 | $823K | 0.8% | $63.18 * | $42.09 | +9.0% | COM | 410867105 |
| — | PARTNERRE LTD | 6,761 | $738K | 0.7% | $109.16 | $105.46 | — | COM | G6852T105 |
| — | CIT GROUP INC | 16,100 | $737K | 0.7% | $45.78 | $52.11 | — | COM NEW | 125581801 |
| ALL | ALLSTATE CORP | 7,825 | $721K | 0.7% | $92.14 * | $41.21 | +11.3% | COM | 020002101 |
| RF | REGIONS FINL CORP NEW | 67,800 | $720K | 0.7% | $10.62 * | $7.03 | +2.2% | COM | 7591EP100 |
| — | UNITED FINL BANCORP INC NEW | 48,926 | $663K | 0.6% | $13.55 | $13.55 | — | COM | 910304104 |
| — | HUDSON VALLEY HOLDING CORP | 36,043 | $651K | 0.6% | $18.06 | $20.22 | — | COM | 444172100 |
| HBAN | HUNTINGTON BANCSHARES INC | 64,330 | $614K | 0.6% | $9.54 * | $5.68 | +7.8% | COM | 446150104 |
| EFSC | ENTERPRISE FINL SVCS CORP | 33,249 | $601K | 0.6% | $18.08 * | $15.16 | -1.7% | COM | 293712105 |
| MS | MORGAN STANLEY | 44,000 | $571K | 0.5% | $12.98 * | $22.26 | +7.1% | Call | 617446448 |
| — | WELLS FARGO & CO NEW | 26,400 | $570K | 0.5% | $21.59 | $15.91 | — | *W EXP 10/28/201 | 949746119 |
| — | ESSA BANCORP INC | 50,132 | $558K | 0.5% | $11.13 | $11.22 | — | COM | 29667D104 |
| AIG | AMERICAN INTL GROUP INC | 32,300 | $534K | 0.5% | $16.53 * | $37.86 | +10.2% | Call | 026874784 |
| — | MERIDIAN INTERSTAT BANCORP I | 20,767 | $533K | 0.5% | $25.67 | $23.39 | — | COM | 58964Q104 |
| — | FIRST DEFIANCE FINL CORP | 17,541 | $503K | 0.5% | $28.68 | $27.08 | — | COM | 32006W106 |
| — | BANK OF AMERICA CORPORATION | 73,241 | $502K | 0.5% | $6.85 | $6.47 | — | *W EXP 01/16/201 | 060505146 |
| — | CONNECTONE BANCORP INC | 10,000 | $499K | 0.5% | $49.90 | $39.60 | — | COM | 20786U101 |
| BPOP | POPULAR INC | 14,584 | $498K | 0.5% | $34.15 * | $20.37 | +26.5% | COM NEW | 733174700 |
| — | DISCOVER FINL SVCS | 8,000 | $496K | 0.5% | $62.00 | $56.00 | — | COM | 254709108 |
| — | BB&T CORP | 56,100 | $469K | 0.4% | $8.36 | $37.31 | — | Call | 054937107 |
| IMPM | IMPAC MTG HLDGS INC | 96,365 | $463K | 0.4% | $4.80 * | $6.73 | -16.9% | COM NEW | 45254P508 |
| RF | REGIONS FINL CORP NEW | 169,100 | $452K | 0.4% | $2.67 * | $7.03 | +2.2% | Call | 7591EP100 |
| MET | METLIFE INC | 35,400 | $431K | 0.4% | $12.18 * | $30.13 | +12.1% | Call | 59156R108 |
| — | LEGG MASON INC | 8,200 | $421K | 0.4% | $51.34 | $43.54 | — | COM | 524901105 |
| AIG | AMERICAN INTL GROUP INC | 7,520 | $410K | 0.4% | $54.52 * | $37.86 | +10.2% | COM NEW | 026874784 |
| STT | STATE STR CORP | 6,100 | $410K | 0.4% | $67.21 * | $50.63 | -2.9% | COM | 857477103 |
| HAFC | HANMI FINL CORP | 19,473 | $410K | 0.4% | $21.05 | $18.99 | +11.0% | COM NEW | 410495204 |
| — | SUSQUEHANNA BANCSHARES INC P | 38,647 | $408K | 0.4% | $10.56 | $12.83 | — | COM | 869099101 |
| — | DISCOVER FINL SVCS | 24,300 | $398K | 0.4% | $16.38 | $56.00 | — | Call | 254709108 |
| — | XL GROUP PLC | 12,000 | $393K | 0.4% | $32.75 | $31.25 | — | SHS | G98290102 |
| CMA | COMERICA INC | 7,750 | $389K | 0.4% | $50.19 * | $28.67 | +15.4% | COM | 200340107 |
| META | FACEBOOK INC | 5,500 | $370K | 0.3% | $67.27 | $49.86 | +34.0% | CL A | 30303M102 |
| — | MONARCH FINANCIAL HOLDINGS I | 29,420 | $345K | 0.3% | $11.73 | $12.30 | — | COM | 60907Q100 |
| PNC | PNC FINL SVCS GROUP INC | 12,000 | $344K | 0.3% | $28.67 * | $51.88 | +20.2% | Call | 693475105 |
| SWKS | SKYWORKS SOLUTIONS INC | 14,000 | $343K | 0.3% | $24.50 | — | — | Call | 83088M102 |
| LNC | LINCOLN NATL CORP IND | 6,600 | $340K | 0.3% | $51.52 * | $31.80 | +8.1% | COM | 534187109 |
| — | ENDURANCE SPECIALTY HLDGS LT | 6,600 | $340K | 0.3% | $51.52 | $58.64 | — | SHS | G30397106 |
| — | BBCN BANCORP INC | 19,981 | $319K | 0.3% | $15.97 | $16.57 | — | COM | 073295107 |
| — | PNC FINL SVCS GROUP INC | 11,890 | $309K | 0.3% | $25.99 | $17.75 | — | *W EXP 12/31/201 | 693475121 |
| — | GENERAL ELECTRIC CO | 71,000 | $304K | 0.3% | $4.28 | — | — | Call | 369604103 |
| WFC | WELLS FARGO & CO NEW | 5,619 | $295K | 0.3% | $52.50 * | $30.76 | +23.7% | COM | 949746101 |
| — | IBERIABANK CORP | 4,218 | $292K | 0.3% | $69.23 | $69.23 | — | COM | 450828108 |
| — | ALLIED WRLD ASSUR COM HLDG A | 7,500 | $285K | 0.3% | $38.00 | $62.93 | — | SHS | H01531104 |
| GNE | GENIE ENERGY LTD | 35,739 | $281K | 0.3% | $7.86 | $11.22 | -29.8% | CL B | 372284208 |
| PFBX | PEOPLES FINL CORP MISS | 21,000 | $281K | 0.3% | $13.38 * | $11.10 | +7.7% | COM | 71103B102 |
| — | MIDSOUTH BANCORP INC | 14,042 | $279K | 0.3% | $19.87 | $17.87 | — | COM | 598039105 |
| PRU | PRUDENTIAL FINL INC | 10,000 | $274K | 0.3% | $27.40 | — | — | Call | 744320102 |
| — | MAIDEN HOLDINGS LTD | 22,500 | $272K | 0.3% | $12.09 | $12.41 | — | SHS | G5753U112 |
| — | MERCHANTS BANCSHARES | 8,360 | $267K | 0.2% | $31.94 | $31.94 | — | COM | 588448100 |
| — | BROOKLINE BANCORP INC DEL | 28,505 | $267K | 0.2% | $9.37 | $9.54 | — | COM | 11373M107 |
| T | AT&T INC | 7,295 | $258K | 0.2% | $35.37 * | $11.17 | +5.3% | COM | 00206R102 |
| DVN | DEVON ENERGY CORP NEW | 3,200 | $254K | 0.2% | $79.38 * | $41.69 | +28.7% | COM | 25179M103 |
| KEY | KEYCORP NEW | 45,100 | $243K | 0.2% | $5.39 * | $8.05 | +14.6% | Call | 493267108 |
| CERS | CERUS CORP | 57,837 | $240K | 0.2% | $4.15 | $6.16 | -32.6% | COM | 157085101 |
| BDX | BECTON DICKINSON & CO | 2,000 | $237K | 0.2% | $118.50 * | $85.77 | +12.8% | COM | 075887109 |
| LEN | LENNAR CORP | 5,600 | $235K | 0.2% | $41.96 * | $30.45 | +18.7% | CL A | 526057104 |
| — | MADISON SQUARE GARDEN CO | 3,667 | $229K | 0.2% | $62.45 | $57.54 | — | CL A | 55826P100 |
| FITB | FIFTH THIRD BANCORP | 74,000 | $228K | 0.2% | $3.08 * | $13.25 | +9.3% | Call | 316773100 |
| — | SUNTRUST BKS INC | 20,000 | $225K | 0.2% | $11.25 | $36.80 | — | Call | 867914103 |
| WSBF | WATERSTONE FINL INC MD | 18,561 | $212K | 0.2% | $11.42 | $10.47 | +9.0% | COM | 94188P101 |
| UPS | UNITED PARCEL SERVICE INC | 2,000 | $205K | 0.2% | $102.50 * | $66.59 | +2.6% | CL B | 911312106 |
| — | SOUTHCOAST FINANCIAL CORP | 28,079 | $204K | 0.2% | $7.27 | $6.06 | — | COM | 84129R100 |
| — | C&J ENERGY SVCS INC | 6,000 | $203K | 0.2% | $33.83 | $23.13 | — | COM | 12467B304 |
| — | CLIFTON BANCORP INC | 14,681 | $186K | 0.2% | $12.67 | $12.67 | — | COM | 186873105 |
| C | CITIGROUP INC | 22,800 | $178K | 0.2% | $7.81 * | $37.66 | -6.9% | Call | 172967424 |
| — | FIRST CLOVER LEAF FIN CORP | 17,752 | $176K | 0.2% | $9.91 | $9.80 | — | COM | 31969M105 |
| ABT | ABBOTT LABS | 20,000 | $174K | 0.2% | $8.70 | — | — | Call | 002824100 |
| — | KEARNY FINL CORP | 10,946 | $166K | 0.2% | $15.17 | $14.80 | — | COM | 487169104 |
| MSFT | MICROSOFT CORP | 15,200 | $157K | 0.1% | $10.33 | — | — | Call | 594918104 |
| — | HUDSON CITY BANCORP | 15,000 | $147K | 0.1% | $9.80 | $9.46 | — | COM | 443683107 |
| HUN | HUNTSMAN CORP | 15,000 | $137K | 0.1% | $9.13 | — | — | Call | 447011107 |
| — | INVENSENSE INC | 15,000 | $137K | 0.1% | $9.13 | — | — | Call | 46123D205 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,800 | $136K | 0.1% | $48.57 * | $34.16 | -3.5% | COM | 110122108 |
| BMY | BRISTOL MYERS SQUIBB CO | 20,000 | $133K | 0.1% | $6.65 * | $34.16 | -3.5% | Call | 110122108 |
| — | FIRST SEC GROUP INC | 52,650 | $115K | 0.1% | $2.18 | $2.18 | — | COM NEW | 336312202 |
| — | BIOSCRIP INC | 12,802 | $107K | 0.1% | $8.36 | $8.36 | — | COM | 09069N108 |
| — | EASTERN VA BANKSHARES INC | 16,000 | $102K | 0.1% | $6.38 | $7.00 | — | COM | 277196101 |
| — | E M C CORP MASS | 25,000 | $95,000 | 0.1% | $3.80 | — | — | Call | 268648102 |
| DVN | DEVON ENERGY CORP NEW | 3,000 | $90,000 | 0.1% | $30.00 * | $41.69 | +28.7% | Call | 25179M103 |
| GNW | GENWORTH FINL INC | 12,000 | $81,000 | 0.1% | $6.75 | — | — | Call | 37247D106 |
| — | CIT GROUP INC | 15,000 | $81,000 | 0.1% | $5.40 | $52.11 | — | Call | 125581801 |
| — | SUNTRUST BKS INC | 7,354 | $78,000 | 0.1% | $10.61 | $9.79 | — | *W EXP 12/31/201 | 867914129 |
| — | BED BATH & BEYOND INC | 15,000 | $77,000 | 0.1% | $5.13 | — | — | Call | 075896100 |
| UPS | UNITED PARCEL SERVICE INC | 6,000 | $71,000 | 0.1% | $11.83 * | $66.59 | +2.6% | Call | 911312106 |
| — | YOU ON DEMAND HLDGS INC | 25,732 | $69,000 | 0.1% | $2.68 | $2.25 | — | COM NEW | 98741R207 |
| — | HOLOGIC INC | 11,000 | $67,000 | 0.1% | $6.09 | — | — | Call | 436440AB7 |
| — | DENBURY RES INC | 15,000 | $60,000 | 0.1% | $4.00 | — | — | Call | 247916208 |
| ROST | ROSS STORES INC | 10,000 | $53,000 | 0.0% | $5.30 | — | — | Call | 778296103 |
| — | PATRIOT NATL BANCORP INC | 24,285 | $34,000 | 0.0% | $1.40 | $1.03 | — | COM | 70336F104 |
| — | TALISMAN ENERGY INC | 20,000 | $28,000 | 0.0% | $1.40 | — | — | Call | 87425E103 |
| — | STAPLES INC | 20,000 | $27,000 | 0.0% | $1.35 | — | — | Call | 855030102 |
| — | BARCLAYS BK PLC | 47,100 | $14,000 | 0.0% | $0.30 | — | — | Call | 06742E711 |
| — | AMERICAN INTL GROUP INC | 442 | $12,000 | 0.0% | $27.15 | $20.36 | — | *W EXP 01/19/202 | 026874156 |