Location: New York, NY
CIK: 0001059543 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $110M (99.5% shares, 0.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BAC | BANK AMER CORP | 605,536 | $10.17M | 9.3% | $16.80 * | $12.09 | +11.6% | COM | 060505104 |
| — | MB FINANCIAL INC NEW | 297,729 | $8.887M | 8.1% | $29.85 | $29.85 | — | COM | 55264U108 |
| CNO | CNO FINL GROUP INC | 289,571 | $5.146M | 4.7% | $17.77 * | $12.54 | +7.1% | COM | 12621E103 |
| — | CAPITAL ONE FINL CORP | 102,256 | $3.939M | 3.6% | $38.52 | $35.44 | — | *W EXP 11/14/201 | 14040H139 |
| — | M & T BK CORP | 82,247 | $3.709M | 3.4% | $45.10 | $43.45 | — | *W EXP 12/23/201 | 55261F112 |
| PNC | PNC FINL SVCS GROUP INC | 42,321 | $3.559M | 3.2% | $84.10 * | $51.88 | +16.2% | COM | 693475105 |
| — | JPMORGAN CHASE & CO | 132,139 | $2.567M | 2.3% | $19.43 | $19.46 | — | *W EXP 10/28/201 | 46634E114 |
| — | SYNOVUS FINL CORP | 93,851 | $2.34M | 2.1% | $24.93 | $24.53 | — | COM NEW | 87161C501 |
| — | BB&T CORP | 62,579 | $2.331M | 2.1% | $37.25 | $37.31 | — | COM | 054937107 |
| — | SOUTHERN NATL BANCORP OF VA | 189,055 | $2.163M | 2.0% | $11.44 | $10.03 | — | COM | 843395104 |
| — | RITE AID CORP | 427,103 | $2.161M | 2.0% | $5.06 | $5.46 | — | COM | 767754104 |
| — | SOUTH ST CORP | 33,836 | $2.033M | 1.9% | $60.08 | $60.08 | — | COM | 840441109 |
| — | MERIDIAN BANCORP INC MD | 182,657 | $2.029M | 1.9% | $11.11 | $11.11 | — | COM | 58958U103 |
| FITB | FIFTH THIRD BANCORP | 103,386 | $2.018M | 1.8% | $19.52 * | $13.25 | +3.2% | COM | 316773100 |
| KEY | KEYCORP NEW | 142,960 | $1.858M | 1.7% | $13.00 * | $8.05 | +7.1% | COM | 493267108 |
| COF | CAPITAL ONE FINL CORP | 22,810 | $1.841M | 1.7% | $80.71 * | $57.38 | +16.1% | COM | 14040H105 |
| SBCF | SEACOAST BKG CORP FLA | 143,375 | $1.79M | 1.6% | $12.48 * | $11.22 | -2.6% | COM NEW | 811707801 |
| — | INVESTORS BANCORP INC NEW | 167,717 | $1.727M | 1.6% | $10.30 | $10.99 | — | COM | 46146L101 |
| — | COMERICA INC | 95,642 | $1.648M | 1.5% | $17.23 | $19.05 | — | *W EXP 11/14/201 | 200340115 |
| — | HARTFORD FINL SVCS GROUP INC | 52,155 | $1.586M | 1.4% | $30.41 | $27.51 | — | *W EXP 06/26/201 | 416515120 |
| BAC | BANK AMER CORP | 257,400 | $1.46M | 1.3% | $5.67 * | $12.09 | +11.6% | Call | 060505104 |
| NBTB | NBT BANCORP INC | 53,997 | $1.341M | 1.2% | $24.83 * | $24.54 | -8.2% | COM | 628778102 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 33,000 | $1.306M | 1.2% | $39.58 * | $21.50 | +16.9% | COM | 744573106 |
| — | INVENSENSE INC | 128,100 | $1.253M | 1.1% | $9.78 | $59.61 | — | Call | 46123D205 |
| NWBI | NORTHWEST BANCSHARES INC MD | 99,119 | $1.251M | 1.1% | $12.62 * | $6.88 | -4.9% | COM | 667340103 |
| C | CITIGROUP INC | 23,375 | $1.225M | 1.1% | $52.41 * | $37.66 | +2.5% | COM NEW | 172967424 |
| — | INVENSENSE INC | 20,534 | $1.224M | 1.1% | $59.61 | $59.61 | — | COM | 46123D205 |
| HWC | HANCOCK HLDG CO | 31,683 | $1.087M | 1.0% | $34.31 * | $33.72 | -5.0% | COM | 410120109 |
| — | SUNTRUST BKS INC | 26,998 | $1.037M | 0.9% | $38.41 | $36.80 | — | COM | 867914103 |
| USB | US BANCORP DEL | 24,800 | $1.03M | 0.9% | $41.53 * | $25.38 | +11.5% | COM NEW | 902973304 |
| MS | MORGAN STANLEY | 26,487 | $910K | 0.8% | $34.36 * | $22.26 | +14.9% | COM NEW | 617446448 |
| — | HAMPTON ROADS BANKSHARES INC | 517,877 | $879K | 0.8% | $1.70 | $1.73 | — | COM NEW | 409321502 |
| THG | HANOVER INS GROUP INC | 13,026 | $849K | 0.8% | $65.18 * | $42.09 | +6.6% | COM | 410867105 |
| — | HUDSON VALLEY HOLDING CORP | 36,043 | $815K | 0.7% | $22.61 | $20.22 | — | COM | 444172100 |
| MET | METLIFE INC | 15,280 | $797K | 0.7% | $52.16 * | $30.13 | +9.2% | COM | 59156R108 |
| — | PARTNERRE LTD | 6,761 | $778K | 0.7% | $115.07 | $105.46 | — | COM | G6852T105 |
| — | LEADING BRANDS INC | 185,224 | $741K | 0.7% | $4.00 | $3.87 | — | COM NEW | 52170U207 |
| WFC | WELLS FARGO & CO NEW | 70,100 | $694K | 0.6% | $9.90 * | $30.76 | +23.0% | Call | 949746101 |
| RF | REGIONS FINL CORP NEW | 69,944 | $675K | 0.6% | $9.65 * | $7.02 | -2.8% | COM | 7591EP100 |
| — | CIT GROUP INC | 13,900 | $671K | 0.6% | $48.27 | $52.11 | — | COM NEW | 125581801 |
| — | UNITED FINL BANCORP INC NEW | 48,926 | $666K | 0.6% | $13.61 | $13.55 | — | COM | 910304104 |
| — | ESSA BANCORP INC | 57,471 | $651K | 0.6% | $11.33 | $11.23 | — | COM | 29667D104 |
| HBAN | HUNTINGTON BANCSHARES INC | 64,330 | $625K | 0.6% | $9.72 * | $5.68 | +10.5% | COM | 446150104 |
| EFSC | ENTERPRISE FINL SVCS CORP | 33,249 | $597K | 0.5% | $17.96 * | $15.16 | -8.7% | COM | 293712105 |
| TRV | TRAVELERS COMPANIES INC | 32,100 | $575K | 0.5% | $17.91 * | $72.50 | +1.2% | Call | 89417E109 |
| — | STERLING BANCORP DEL | 40,509 | $556K | 0.5% | $13.73 | $13.73 | — | COM | 85917A100 |
| IMPM | IMPAC MTG HLDGS INC | 93,993 | $547K | 0.5% | $5.82 | $6.73 | -13.4% | COM NEW | 45254P508 |
| — | WELLS FARGO & CO NEW | 26,400 | $546K | 0.5% | $20.68 | $15.91 | — | *W EXP 10/28/201 | 949746119 |
| — | FIRST DEFIANCE FINL CORP | 17,541 | $521K | 0.5% | $29.70 | $27.08 | — | COM | 32006W106 |
| — | BANK AMER CORP | 73,241 | $520K | 0.5% | $7.10 | $6.47 | — | *W EXP 01/16/201 | 060505146 |
| — | STATE BK FINL CORP | 27,200 | $483K | 0.4% | $17.76 | $17.76 | — | COM | 856190103 |
| ALL | ALLSTATE CORP | 7,600 | $481K | 0.4% | $63.29 * | $41.21 | +16.8% | COM | 020002101 |
| CNOB | CONNECTONE BANCORP INC NEW | 25,500 | $480K | 0.4% | $18.82 * | $15.18 | -1.3% | COM | 20786W107 |
| MS | MORGAN STANLEY | 45,300 | $447K | 0.4% | $9.87 * | $22.26 | +14.9% | Call | 617446448 |
| STT | STATE STR CORP | 6,100 | $445K | 0.4% | $72.95 * | $50.63 | +6.7% | COM | 857477103 |
| META | FACEBOOK INC | 5,500 | $444K | 0.4% | $80.73 * | $49.86 | +57.4% | CL A | 30303M102 |
| CERS | CERUS CORP | 104,837 | $441K | 0.4% | $4.21 * | $5.12 | -21.7% | COM | 157085101 |
| SWKS | SKYWORKS SOLUTIONS INC | 14,000 | $434K | 0.4% | $31.00 | — | — | Call | 83088M102 |
| — | LEGG MASON INC | 8,200 | $419K | 0.4% | $51.10 | $43.54 | — | COM | 524901105 |
| — | DISCOVER FINL SVCS | 6,500 | $410K | 0.4% | $63.08 | $56.00 | — | COM | 254709108 |
| — | XL GROUP PLC | 12,000 | $401K | 0.4% | $33.42 | $31.25 | — | SHS | G98290102 |
| HAFC | HANMI FINL CORP | 19,306 | $398K | 0.4% | $20.62 * | $18.99 | +6.2% | COM NEW | 410495204 |
| AIG | AMERICAN INTL GROUP INC | 7,520 | $397K | 0.4% | $52.79 * | $37.86 | +9.3% | COM NEW | 026874784 |
| — | DISCOVER FINL SVCS | 23,800 | $388K | 0.4% | $16.30 | $56.00 | — | Call | 254709108 |
| AIG | AMERICAN INTL GROUP INC | 32,500 | $380K | 0.3% | $11.69 * | $37.86 | +9.3% | Call | 026874784 |
| — | ENDURANCE SPECIALTY HLDGS LT | 6,600 | $377K | 0.3% | $57.12 | $58.64 | — | SHS | G30397106 |
| — | MONARCH FINANCIAL HOLDINGS I | 29,420 | $362K | 0.3% | $12.30 | $12.30 | — | COM | 60907Q100 |
| — | UNITED CMNTY BANCORP IND | 30,000 | $350K | 0.3% | $11.67 | $11.67 | — | COM | 90984R101 |
| BPOP | POPULAR INC | 10,982 | $349K | 0.3% | $31.78 * | $20.37 | +8.9% | COM NEW | 733174700 |
| — | BB&T CORP | 71,600 | $349K | 0.3% | $4.87 | $37.31 | — | Call | 054937107 |
| — | MAIDEN HOLDINGS LTD | 27,500 | $346K | 0.3% | $12.58 | $12.44 | — | SHS | G5753U112 |
| LNC | LINCOLN NATL CORP IND | 6,600 | $344K | 0.3% | $52.12 * | $31.80 | +12.9% | COM | 534187109 |
| ALL | ALLSTATE CORP | 19,400 | $323K | 0.3% | $16.65 * | $41.21 | +16.8% | Call | 020002101 |
| CMA | COMERICA INC | 6,350 | $295K | 0.3% | $46.46 * | $28.67 | +15.2% | COM | 200340107 |
| MET | METLIFE INC | 32,041 | $294K | 0.3% | $9.18 * | $30.13 | +9.2% | Call | 59156R108 |
| RF | REGIONS FINL CORP NEW | 169,100 | $291K | 0.3% | $1.72 * | $7.02 | -2.8% | Call | 7591EP100 |
| WFC | WELLS FARGO & CO NEW | 5,619 | $291K | 0.3% | $51.79 * | $30.76 | +23.0% | COM | 949746101 |
| GS | GOLDMAN SACHS GROUP INC | 7,400 | $284K | 0.3% | $38.38 | — | — | Call | 38141G104 |
| — | ALLIED WRLD ASSUR COM HLDG A | 7,500 | $283K | 0.3% | $37.73 | $62.93 | — | SHS | H01531104 |
| C | CITIGROUP INC | 22,800 | $276K | 0.3% | $12.11 * | $37.66 | +2.5% | Call | 172967424 |
| — | SUSQUEHANNA BANCSHARES INC P | 29,373 | $276K | 0.3% | $9.40 | $12.83 | — | COM | 869099101 |
| — | BBCN BANCORP INC | 19,981 | $273K | 0.2% | $13.66 | $16.57 | — | COM | 073295107 |
| — | PNC FINL SVCS GROUP INC | 11,890 | $270K | 0.2% | $22.71 | $17.75 | — | *W EXP 12/31/201 | 693475121 |
| — | MADISON SQUARE GARDEN CO | 3,667 | $268K | 0.2% | $73.08 | $57.54 | — | CL A | 55826P100 |
| — | MIDSOUTH BANCORP INC | 14,042 | $267K | 0.2% | $19.01 | $17.87 | — | COM | 598039105 |
| — | BROOKLINE BANCORP INC DEL | 28,505 | $265K | 0.2% | $9.30 | $9.54 | — | COM | 11373M107 |
| PFBX | PEOPLES FINL CORP MISS | 21,000 | $264K | 0.2% | $12.57 * | $11.10 | +6.9% | COM | 71103B102 |
| — | GENERAL ELECTRIC CO | 71,000 | $261K | 0.2% | $3.68 | — | — | Call | 369604103 |
| GNE | GENIE ENERGY LTD | 35,739 | $254K | 0.2% | $7.11 | $11.22 | -37.3% | CL B | 372284208 |
| BDX | BECTON DICKINSON & CO | 2,000 | $253K | 0.2% | $126.50 * | $85.77 | +9.0% | COM | 075887109 |
| T | AT&T INC | 7,295 | $250K | 0.2% | $34.27 * | $11.17 | +6.7% | COM | 00206R102 |
| — | MERCHANTS BANCSHARES | 8,360 | $250K | 0.2% | $29.90 | $31.94 | — | COM | 588448100 |
| LEN | LENNAR CORP | 5,600 | $246K | 0.2% | $43.93 * | $30.45 | +9.9% | CL A | 526057104 |
| — | IBERIABANK CORP | 3,605 | $240K | 0.2% | $66.57 | $69.23 | — | COM | 450828108 |
| PRU | PRUDENTIAL FINL INC | 10,000 | $235K | 0.2% | $23.50 | — | — | Call | 744320102 |
| WSBF | WATERSTONE FINL INC MD | 18,561 | $224K | 0.2% | $12.07 * | $10.47 | +10.3% | COM | 94188P101 |
| BMY | BRISTOL MYERS SQUIBB CO | 20,000 | $213K | 0.2% | $10.65 * | $34.16 | +2.6% | Call | 110122108 |
| AAL | AMERICAN AIRLS GROUP INC | 15,800 | $211K | 0.2% | $13.35 | — | — | Call | 02376R102 |
| — | FIRST SEC GROUP INC | 103,650 | $207K | 0.2% | $2.00 | $2.09 | — | COM NEW | 336312202 |
| UPS | UNITED PARCEL SERVICE INC | 2,000 | $206K | 0.2% | $103.00 * | $66.59 | -1.1% | CL B | 911312106 |
| ABT | ABBOTT LABS | 19,600 | $203K | 0.2% | $10.36 | — | — | Call | 002824100 |
| — | ARGO GROUP INTL HLDGS LTD | 3,724 | $202K | 0.2% | $54.24 | $54.24 | — | COM | G0464B107 |
| — | SOUTHCOAST FINANCIAL CORP | 28,079 | $198K | 0.2% | $7.05 | $6.06 | — | COM | 84129R100 |
| — | SUNTRUST BKS INC | 32,000 | $196K | 0.2% | $6.13 | $36.80 | — | Call | 867914103 |
| — | SUNTRUST BKS INC | 20,554 | $192K | 0.2% | $9.34 | $9.50 | — | *W EXP 12/31/201 | 867914129 |
| — | CLIFTON BANCORP INC | 13,702 | $177K | 0.2% | $12.92 | $12.67 | — | COM | 186873105 |
| MSFT | MICROSOFT CORP | 16,100 | $171K | 0.2% | $10.62 | — | — | Call | 594918104 |
| — | KEARNY FINL CORP | 10,946 | $155K | 0.1% | $14.16 | $14.80 | — | COM | 487169104 |
| — | FIRST CLOVER LEAF FIN CORP | 17,352 | $154K | 0.1% | $8.88 | $9.80 | — | COM | 31969M105 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,800 | $152K | 0.1% | $54.29 * | $34.16 | +2.6% | COM | 110122108 |
| KEY | KEYCORP NEW | 44,500 | $142K | 0.1% | $3.19 * | $8.05 | +7.1% | Call | 493267108 |
| — | BED BATH & BEYOND INC | 15,000 | $139K | 0.1% | $9.27 | — | — | Call | 075896100 |
| ROST | ROSS STORES INC | 10,000 | $137K | 0.1% | $13.70 | — | — | Call | 778296103 |
| PNC | PNC FINL SVCS GROUP INC | 18,000 | $130K | 0.1% | $7.22 * | $51.88 | +16.2% | Call | 693475105 |
| — | HUDSON CITY BANCORP | 14,000 | $130K | 0.1% | $9.29 | $9.46 | — | COM | 443683107 |
| TRV | TRAVELERS COMPANIES INC | 1,200 | $120K | 0.1% | $100.00 * | $72.50 | +1.2% | COM | 89417E109 |
| — | E M C CORP MASS | 23,300 | $111K | 0.1% | $4.76 | — | — | Call | 268648102 |
| — | ACE LTD | 996 | $109K | 0.1% | $109.44 | $109.44 | — | SHS | H0023R105 |
| — | ACE LTD | 11,300 | $106K | 0.1% | $9.38 | $109.44 | — | Call | H0023R105 |
| — | CIT GROUP INC | 15,000 | $103K | 0.1% | $6.87 | $52.11 | — | Call | 125581801 |
| — | EASTERN VA BANKSHARES INC | 16,000 | $97,000 | 0.1% | $6.06 | $7.00 | — | COM | 277196101 |
| HBAN | HUNTINGTON BANCSHARES INC | 15,000 | $93,000 | 0.1% | $6.20 | $5.68 | +10.5% | Call | 446150104 |
| — | RACKSPACE HOSTING INC | 12,000 | $92,000 | 0.1% | $7.67 | — | — | Call | 750086100 |
| — | BIOSCRIP INC | 14,802 | $90,000 | 0.1% | $6.08 | $8.05 | — | COM | 09069N108 |
| FITB | FIFTH THIRD BANCORP | 74,000 | $87,000 | 0.1% | $1.18 * | $13.25 | +3.2% | Call | 316773100 |
| GNW | GENWORTH FINL INC | 22,000 | $74,000 | 0.1% | $3.36 | — | — | Call | 37247D106 |
| — | HOLOGIC INC | 11,000 | $68,000 | 0.1% | $6.18 | — | — | Call | 436440AB7 |
| — | ALCOA INC | 10,000 | $65,000 | 0.1% | $6.50 | — | — | Call | 013817101 |
| COF | CAPITAL ONE FINL CORP | 5,000 | $60,000 | 0.1% | $12.00 * | $57.38 | +16.1% | Call | 14040H105 |
| UPS | UNITED PARCEL SERVICE INC | 6,000 | $54,000 | 0.0% | $9.00 * | $66.59 | -1.1% | Call | 911312106 |
| — | RITE AID CORP | 30,000 | $47,000 | 0.0% | $1.57 | $5.46 | — | Call | 767754104 |
| — | YOU ON DEMAND HLDGS INC | 25,732 | $45,000 | 0.0% | $1.75 | $2.25 | — | COM NEW | 98741R207 |
| — | PATRIOT NATL BANCORP INC | 24,285 | $43,000 | 0.0% | $1.77 | $1.03 | — | COM | 70336F104 |
| STT | STATE STR CORP | 20,000 | $41,000 | 0.0% | $2.05 * | $50.63 | +6.7% | Call | 857477103 |
| — | AMERICAN INTL GROUP INC | 442 | $11,000 | 0.0% | $24.89 | $20.36 | — | *W EXP 01/19/202 | 026874156 |
| — | DENBURY RES INC | 15,000 | $11,000 | 0.0% | $0.73 | — | — | Call | 247916208 |
| — | TALISMAN ENERGY INC | 20,000 | $2,000 | 0.0% | $0.10 | — | — | Call | 87425E103 |