Location: Fort Lee, NJ
CIK: 0001696778 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 11, 2017
Total Value: $116M (41.6% shares, 58.4% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VERISIGN INC | 5,740,000 | $15.77M | 13.6% | $2.41 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | TESARO INC | 2,958,000 | $11.98M | 10.3% | $3.89 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | INTEL CORP | 8,292,000 | $10.83M | 9.3% | $1.34 | — | SDCV 12/1 | 458140AD2 |
| — | VECTOR GROUP LTD | 5,037,000 | $7.371M | 6.4% | $1.55 | — | FRNT 1/1 | 92240MAY4 |
| — | MOLINA HEALTHCARE INC | 3,828,000 | $6.716M | 5.8% | $1.37 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | NXP SEMICONDUCTORS N V | 5,424,000 | $6.469M | 5.6% | $1.18 | — | DBCV 1.000%12/0 | 62952QAB6 |
| VCSH | VANGUARD SCOTTSDALE FDS | 33,000 | $2.641M | 2.3% | $79.36 | — | SHRT TRM CORP BD | 92206C409 |
| SPSB | SPDR SERIES TRUST | 82,000 | $2.512M | 2.2% | $30.52 | — | BLOMBERG BRC SRT | 78464A474 |
| — | WABASH NATL CORP | 1,273,000 | $2.451M | 2.1% | $1.58 | — | NOTE 3.375% 5/0 | 929566AH0 |
| — | ARISTA NETWORKS INC | 12,661 | $1.897M | 1.6% | $149.83 | — | COM | 040413106 |
| IWM | ISHARES TR | 13,272 | $1.87M | 1.6% | $137.43 | — | RUSSELL 2000 ETF | 464287655 |
| — | YAHOO INC | 1,529,000 | $1.74M | 1.5% | $1.14 | — | NOTE 12/0 | 984332AF3 |
| — | AXOVANT SCIENCES LTD | 103,200 | $1.434M | 1.2% | — | — | Call | G0750W104 |
| — | RTI INTL METALS INC | 1,340,000 | $1.431M | 1.2% | $1.07 | — | NOTE 1.625%10/1 | 74973WAB3 |
| — | ANI PHARMACEUTICALS INC | 1,338,000 | $1.409M | 1.2% | $1.11 | — | NOTE 3.000%12/0 | 00182CAA1 |
| SPY | SPDR S&P 500 ETF TR | 5,800 | $1.402M | 1.2% | $235.80 | — | TR UNIT | 78462F103 |
| XLY | SELECT SECTOR SPDR TR | 15,459 | $1.386M | 1.2% | $88.18 | — | SBI CONS DISCR | 81369Y407 |
| GOOG | ALPHABET INC | 1,465 | $1.331M | 1.1% | $38.66 | +17.5% | CAP STK CL C | 02079K107 |
| SILC | SILICOM LTD | 28,084 | $1.246M | 1.1% | $38.82 | +26.8% | ORD | M84116108 |
| NXST | NEXSTAR MEDIA GROUP INC | 19,160 | $1.146M | 1.0% | $45.90 | +7.3% | CL A | 65336K103 |
| — | ATTUNITY LTD | 152,604 | $1.097M | 0.9% | $7.87 | — | SHS NEW | M15332121 |
| — | DSP GROUP INC | 87,719 | $1.018M | 0.9% | $13.05 | — | COM | 23332B106 |
| EXPE | EXPEDIA INC DEL | 6,700 | $998K | 0.9% | $117.90 | +14.5% | COM NEW | 30212P303 |
| — | SAGE THERAPEUTICS INC | 38,300 | $975K | 0.8% | — | — | Call | 78667J108 |
| GT | GOODYEAR TIRE & RUBR CO | 26,200 | $916K | 0.8% | $34.12 | +0.9% | COM | 382550101 |
| AIRG | AIRGAIN INC | 62,534 | $887K | 0.8% | $14.68 | -2.3% | COM | 00938A104 |
| XBI | SPDR SERIES TRUST | 11,234 | $867K | 0.7% | $69.37 | — | S&P BIOTECH | 78464A870 |
| — | VECTOR GROUP LTD | 36,500 | $778K | 0.7% | $20.92 | — | COM | 92240M108 |
| VGT | VANGUARD WORLD FDS | 5,446 | $767K | 0.7% | $135.61 | — | INF TECH ETF | 92204A702 |
| — | CITRIX SYS INC | 639,000 | $767K | 0.7% | $1.20 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | INVACARE CORP | 702,000 | $756K | 0.7% | $1.08 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | CONSOLIDATED TOMOKA LD CO | 13,283 | $756K | 0.7% | $53.43 | — | COM | 210226106 |
| XLI | SELECT SECTOR SPDR TR | 10,027 | $682K | 0.6% | $65.82 | — | SBI INT-INDS | 81369Y704 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 18,000 | $674K | 0.6% | $8.58 | -2.1% | COM | 45841N107 |
| XLV | SELECT SECTOR SPDR TR | 8,352 | $662K | 0.6% | $74.64 | — | SBI HEALTHCARE | 81369Y209 |
| OOMA | OOMA INC | 82,105 | $657K | 0.6% | $9.07 | +12.4% | COM | 683416101 |
| — | PIXELWORKS INC | 141,814 | $651K | 0.6% | $4.66 | — | COM NEW | 72581M305 |
| — | APPTIO INC | 37,499 | $651K | 0.6% | $17.36 | — | CL A | 03835C108 |
| — | AEROHIVE NETWORKS INC | 125,045 | $625K | 0.5% | $5.00 | — | COM | 007786106 |
| — | DYNEGY INC NEW DEL | 9,564 | $595K | 0.5% | $62.21 | — | UNIT 07/01/20191 | 26817R405 |
| — | COTT CORP QUE | 38,684 | $559K | 0.5% | $11.98 | — | COM | 22163N106 |
| — | LIBERTY GLOBAL PLC | 17,825 | $555K | 0.5% | $34.92 | — | SHS CL C | G5480U120 |
| — | BMC STK HLDGS INC | 24,962 | $545K | 0.5% | $20.93 | — | COM | 05591B109 |
| — | OWENS RLTY MTG INC | 28,339 | $481K | 0.4% | $18.52 | — | COM | 690828108 |
| IWN | ISHARES TR | 4,000 | $475K | 0.4% | $118.75 | — | RUS 2000 VAL ETF | 464287630 |
| KRG | KITE RLTY GROUP TR | 24,351 | $461K | 0.4% | $23.48 | — | COM NEW | 49803T300 |
| BIDU | BAIDU INC | 2,577 | $461K | 0.4% | $164.41 | — | SPON ADR REP A | 056752108 |
| — | SKECHERS U S A INC | 15,200 | $448K | 0.4% | $29.47 | — | CL A | 830566105 |
| XLP | SELECT SECTOR SPDR TR | 7,801 | $429K | 0.4% | $54.61 | — | SBI CONS STPLS | 81369Y308 |
| — | RAMCO-GERSHENSON PPTYS TR | 30,727 | $396K | 0.3% | $16.59 | — | COM SH BEN INT | 751452202 |
| — | ZYNERBA PHARMACEUTICALS INC | 61,600 | $394K | 0.3% | $24.88 | — | Put | 98986X109 |
| — | DBV TECHNOLOGIES S A | 28,900 | $389K | 0.3% | — | — | Call | 23306J101 |
| PNC | PNC FINL SVCS GROUP INC | 2,977 | $372K | 0.3% | $83.35 | +8.4% | COM | 693475105 |
| WCN | WASTE CONNECTIONS INC | 5,778 | $372K | 0.3% | $47.42 | +23.5% | COM | 94106B101 |
| — | FIESTA RESTAURANT GROUP INC | 17,800 | $368K | 0.3% | $27.42 | — | COM | 31660B101 |
| MA | MASTERCARD INCORPORATED | 2,970 | $361K | 0.3% | $113.06 | 0.0% | CL A | 57636Q104 |
| CSX | CSX CORP | 6,592 | $360K | 0.3% | $15.23 | 0.0% | COM | 126408103 |
| JPM | JPMORGAN CHASE & CO | 3,870 | $354K | 0.3% | $69.68 | -1.6% | COM | 46625H100 |
| CLFD | CLEARFIELD INC | 26,774 | $353K | 0.3% | $14.17 | 0.0% | COM | 18482P103 |
| — | LIFE STORAGE INC | 4,752 | $352K | 0.3% | $85.21 | — | COM | 53223X107 |
| BAC | BANK AMER CORP | 14,436 | $350K | 0.3% | $15.68 | +21.8% | COM | 060505104 |
| BABA | ALIBABA GROUP HLDG LTD | 2,470 | $348K | 0.3% | $87.77 | — | SPONSORED ADS | 01609W102 |
| XLF | SELECT SECTOR SPDR TR | 13,845 | $342K | 0.3% | $23.80 | — | SBI INT-FINL | 81369Y605 |
| — | RED LION HOTELS CORP | 46,001 | $338K | 0.3% | $8.35 | — | COM | 756764106 |
| BALL | BALL CORP | 8,000 | $338K | 0.3% | $35.94 | 0.0% | COM | 058498106 |
| — | E TRADE FINANCIAL CORP | 8,875 | $338K | 0.3% | $34.74 | — | COM NEW | 269246401 |
| — | VEREIT INC | 40,594 | $330K | 0.3% | $8.49 | — | COM | 92339V100 |
| LEN | LENNAR CORP | 6,070 | $324K | 0.3% | $44.99 | 0.0% | CL A | 526057104 |
| TPH | TRI POINTE GROUP INC | 24,120 | $318K | 0.3% | $12.28 | +1.6% | COM | 87265H109 |
| GENC | GENCOR INDS INC | 19,084 | $309K | 0.3% | $14.95 | +7.0% | COM | 368678108 |
| — | ALCOBRA LTD | 271,982 | $305K | 0.3% | $1.14 | — | SHS | M2239P109 |
| — | OTONOMY INC | 39,200 | $274K | 0.2% | — | — | Call | 68906L105 |
| — | EASTERLY GOVT PPTYS INC | 12,910 | $270K | 0.2% | $20.02 | — | COM | 27616P103 |
| — | NORTHSTAR REALTY EUROPE CORP | 19,629 | $249K | 0.2% | $12.58 | — | COM | 66706L101 |
| — | CANADIAN PAC RY LTD | 1,506 | $242K | 0.2% | $142.74 | — | COM | 13645T100 |
| — | COOPER TIRE & RUBR CO | 6,500 | $235K | 0.2% | $36.15 | — | COM | 216831107 |
| NTES | NETEASE INC | 780 | $234K | 0.2% | $300.00 | — | SPONSORED ADR | 64110W102 |
| INSM | INSMED INC | 36,600 | $232K | 0.2% | $16.93 | +0.9% | Put | 457669307 |
| — | ZYNERBA PHARMACEUTICALS INC | 46,600 | $229K | 0.2% | $24.88 | — | Call | 98986X109 |
| XLB | SELECT SECTOR SPDR TR | 4,183 | $225K | 0.2% | $52.46 | — | SBI MATERIALS | 81369Y100 |
| GOOGL | ALPHABET INC | 239 | $222K | 0.2% | $39.68 | +17.0% | CAP STK CL A | 02079K305 |
| — | GROUPE CGI INC | 4,329 | $221K | 0.2% | $51.05 | — | CL A SUB VTG | 39945C109 |
| INSM | INSMED INC | 12,335 | $212K | 0.2% | $16.93 | +0.9% | COM PAR $.01 | 457669307 |
| — | TETRAPHASE PHARMACEUTICALS I | 29,325 | $209K | 0.2% | $7.13 | — | COM | 88165N105 |
| — | CARROLS RESTAURANT GROUP INC | 16,585 | $203K | 0.2% | $14.54 | — | COM | 14574X104 |
| — | PERION NETWORK LTD | 102,000 | $201K | 0.2% | $1.97 | — | SHS | M78673106 |
| — | IMMUNOMEDICS INC | 58,300 | $198K | 0.2% | — | — | Call | 452907108 |
| — | CLIFFS NAT RES INC | 26,600 | $184K | 0.2% | $8.22 | — | COM | 18683K101 |
| — | VERSARTIS INC | 22,000 | $163K | 0.1% | — | — | Call | 92529L102 |
| — | ENCANA CORP | 15,480 | $136K | 0.1% | $11.75 | — | COM | 292505104 |
| MWA | MUELLER WTR PRODS INC | 11,521 | $135K | 0.1% | $11.02 | -9.8% | COM SER A | 624758108 |
| — | ZOGENIX INC | 25,600 | $104K | 0.1% | — | — | Put | 98978L204 |
| — | IMMUNOMEDICS INC | 56,800 | $95,000 | 0.1% | — | — | Put | 452907108 |
| — | LIPOCINE INC NEW | 23,180 | $93,000 | 0.1% | $4.01 | — | COM | 53630X104 |
| — | CARA THERAPEUTICS INC | 28,800 | $92,000 | 0.1% | $15.68 | — | Put | 140755109 |
| — | CARA THERAPEUTICS INC | 3,188 | $50,000 | 0.0% | $15.68 | — | COM | 140755109 |
| — | TETRAPHASE PHARMACEUTICALS I | 72,600 | $44,000 | 0.0% | $7.13 | — | Put | 88165N105 |
| — | NEURALSTEM INC | 46,700 | $43,000 | 0.0% | — | — | Call | 64127R401 |
| — | NEURALSTEM INC | 37,900 | $30,000 | 0.0% | — | — | Put | 64127R401 |
| — | LIPOCINE INC NEW | 23,300 | $28,000 | 0.0% | $4.01 | — | Put | 53630X104 |
| — | TRANSGLOBE ENERGY CORP | 21,030 | $28,000 | 0.0% | $1.71 | — | COM | 893662106 |
| — | MALLINCKRODT PUB LTD CO | 12,800 | $20,000 | 0.0% | — | — | Put | G5785G107 |
| INTC | INTEL CORP | 25,600 | $20,000 | 0.0% | — | — | Put | 458140100 |
| NXPI | NXP SEMICONDUCTORS N V | 6,100 | $17,000 | 0.0% | $89.86 | +5.9% | Call | N6596X109 |
| — | INOTEK PHARMACEUTICALS CORP | 62,700 | $12,000 | 0.0% | — | — | Call | 45780V102 |
| NXPI | NXP SEMICONDUCTORS N V | 15,500 | $9,000 | 0.0% | $89.86 | +5.9% | Put | N6596X109 |
| ANIP | ANI PHARMACEUTICALS INC | 16,700 | $8,000 | 0.0% | — | — | Put | 00182C103 |
| — | ZOGENIX INC | 5,300 | $6,000 | 0.0% | — | — | Call | 98978L204 |
| — | LIPOCINE INC NEW | 24,200 | $6,000 | 0.0% | $4.01 | — | Call | 53630X104 |
| — | VECTOR GROUP LTD | 18,000 | $5,000 | 0.0% | $20.92 | — | Put | 92240M108 |
| — | ARCONIC INC | 25,500 | $4,000 | 0.0% | — | — | Put | 03965L100 |
| — | INVACARE CORP | 12,800 | $3,000 | 0.0% | — | — | Put | 461203101 |
| — | ARISTA NETWORKS INC | 1,300 | $2,000 | 0.0% | $149.83 | — | Put | 040413106 |
| — | AXOVANT SCIENCES LTD | 400 | $1,000 | 0.0% | — | — | Put | G0750W104 |
| — | ZYNERBA PHARMACEUTICALS INC | 43 | $1,000 | 0.0% | $24.88 | — | COM | 98986X109 |
| — | COLONY NORTHSTAR INC | 14,200 | $1,000 | 0.0% | — | — | Put | 19625W104 |
| — | CARA THERAPEUTICS INC | 3,200 | $0 | 0.0% | $15.68 | — | Call | 140755109 |
| — | SAGE THERAPEUTICS INC | 800 | $0 | 0.0% | — | — | Put | 78667J108 |