Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: Apr 22, 2021
Total Value: $44.78M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | COLONY CAP INC | 8,339,000 | $8.39M | 18.7% | $1.01 | $0.91 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | TUTOR PERINI CORP | 6,787,000 | $6.817M | 15.2% | $1.00 | $0.92 | — | NOTE 2.875% 6/1 | 901109AD0 |
| — | PROSPECT CAP CORP | 5,247,000 | $5.372M | 12.0% | $1.02 | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | HERCULES CAPITAL INC | 4,614,000 | $4.718M | 10.5% | $1.02 | $0.95 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | EZCORP INC | 2,179,000 | $1.764M | 3.9% | $0.81 | $0.83 | — | NOTE 2.375% 5/0 | 302301AE6 |
| PSEC | PROSPECT CAP CORP | 164,262 | $1.26M | 2.8% | $7.67 * | $2.51 | +69.1% | COM | 74348T102 |
| CODI | COMPASS DIVERSIFIED | 49,848 | $1.154M | 2.6% | $23.15 * | $12.72 | +43.9% | SH BEN INT | 20451Q104 |
| — | SCULPTOR CAP MGMT | 37,527 | $821K | 1.8% | $21.88 | $19.62 | — | COM CL A | 811246107 |
| DHI | D R HORTON INC | 9,038 | $805K | 1.8% | $89.07 * | $74.56 | +14.0% | COM | 23331A109 |
| HYG | ISHARES TR | 7,700 | $671K | 1.5% | $87.14 | $85.62 | +1.8% | IBOXX HI YD ETF | 464288513 |
| MPC | MARATHON PETE CORP | 10,897 | $583K | 1.3% | $53.50 * | $27.77 | +71.0% | COM | 56585A102 |
| IRM | IRON MTN INC NEW | 13,911 | $515K | 1.2% | $37.02 * | $19.63 | +55.4% | COM | 46284V101 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 44,760 | $510K | 1.1% | $11.39 | $11.39 | — | COM NEW | 65340G205 |
| — | STORE CAP CORP | 14,350 | $481K | 1.1% | $33.52 | $27.41 | — | COM | 862121100 |
| — | PERSHING SQUARE TONTINE HLDG | 19,860 | $477K | 1.1% | $24.02 | $22.70 | — | COM CL A | 71531R109 |
| SPG | SIMON PPTY GROUP INC NEW | 3,998 | $455K | 1.0% | $113.81 * | $49.30 | +76.9% | COM | 828806109 |
| — | VIRTUS ALLIANZGI EQUITY & CO | 16,215 | $454K | 1.0% | $28.00 | $28.00 | — | COM | 92841M101 |
| IIPR | INNOVATIVE INDL PPTYS INC | 2,390 | $431K | 1.0% | $180.33 | $180.33 | — | COM | 45781V101 |
| CVX | CHEVRON CORP NEW | 4,000 | $419K | 0.9% | $104.75 * | $70.74 | +21.5% | COM | 166764100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,103 | $413K | 0.9% | $133.10 * | $106.38 | -1.3% | COM | 459200101 |
| RMR | RMR GROUP INC | 10,039 | $410K | 0.9% | $40.84 * | $16.91 | +42.9% | CL A | 74967R106 |
| VZ | VERIZON COMMUNICATIONS INC | 6,755 | $393K | 0.9% | $58.18 * | $38.55 | +13.0% | COM | 92343V104 |
| — | BLACKROCK CR ALLOCATION INCO | 26,614 | $391K | 0.9% | $14.69 | $13.08 | — | COM | 092508100 |
| PBI | PITNEY BOWES INC | 47,154 | $389K | 0.9% | $8.25 | $3.61 | +128.2% | COM | 724479100 |
| HPQ | HP INC | 12,239 | $389K | 0.9% | $31.78 * | $15.53 | +73.6% | COM | 40434L105 |
| — | BLACKROCK CORPOR HI YLD FD I | 32,663 | $383K | 0.9% | $11.73 | $10.73 | — | COM | 09255P107 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 29,151 | $345K | 0.8% | $11.83 | $12.10 | — | COM | 01879R106 |
| EFA | ISHARES TR | 4,536 | $344K | 0.8% | $75.84 | $58.99 | +28.6% | MSCI EAFE ETF | 464287465 |
| KHC | KRAFT HEINZ CO | 8,026 | $321K | 0.7% | $40.00 * | $23.26 | +37.7% | COM | 500754106 |
| — | CALAMOS STRATEGIC TOTAL RETU | 18,253 | $314K | 0.7% | $17.20 | $12.59 | — | COM SH BEN INT | 128125101 |
| — | COLONY CR REAL ESTATE INC | 36,450 | $311K | 0.7% | $8.53 | $4.90 | — | COM CL A | 19625T101 |
| DGX | QUEST DIAGNOSTICS INC | 2,418 | $310K | 0.7% | $128.21 * | $112.12 | +4.2% | COM | 74834L100 |
| — | OAKTREE SPECIALTY LENDING CO | 46,206 | $286K | 0.6% | $6.19 | $4.57 | — | COM | 67401P108 |
| VWO | VANGUARD INTL EQUITY INDEX F | 5,368 | $279K | 0.6% | $51.97 | $37.02 | +40.6% | FTSE EMR MKT ETF | 922042858 |
| — | ADAMS DIVERSIFIED EQUITY FD | 15,166 | $277K | 0.6% | $18.26 | $15.60 | — | COM | 006212104 |
| — | EATON VANCE TAX ADVT DIV INC | 10,122 | $266K | 0.6% | $26.28 | $23.87 | — | COM | 27828G107 |
| — | GABELLI DIVID & INCOME TR | 10,508 | $252K | 0.6% | $23.98 | $21.67 | — | COM | 36242H104 |
| — | BLACKROCK MULTI-SECTOR INC T | 13,348 | $241K | 0.5% | $18.06 | $16.88 | — | COM | 09258A107 |
| — | COHEN & STEERS LTD DURATION | 9,038 | $236K | 0.5% | $26.11 | $26.51 | — | COM | 19248C105 |
| — | COHEN & STEERS QUALITY INCOM | 16,911 | $235K | 0.5% | $13.90 | $11.21 | — | COM | 19247L106 |
| — | HANCOCK JOHN TAX-ADVANTAGED | 9,537 | $224K | 0.5% | $23.49 | $23.49 | — | COM | 41013V100 |
| XOM | EXXON MOBIL CORP | 3,863 | $216K | 0.5% | $55.92 * | $43.31 | +7.1% | COM | 30231G102 |
| CAT | CATERPILLAR INC | 921 | $214K | 0.5% | $232.36 * | $189.09 | +12.1% | COM | 149123101 |
| — | FINTECH ACQUISITION CORP IV | 19,172 | $214K | 0.5% | $11.16 | $11.32 | — | CL A | 31810N104 |
| SPY | SPDR S&P 500 ETF TR | 519 | $206K | 0.5% | $396.92 | $385.64 | +2.8% | TR UNIT | 78462F103 |
| SLRC | SLR INVESTMENT CORP | 11,610 | $206K | 0.5% | $17.74 * | $9.85 | +11.2% | COM | 83413U100 |
| — | TEMPLETON EMERGING MKTS INCO | 22,994 | $169K | 0.4% | $7.35 | $9.84 | — | COM | 880192109 |
| — | EATON VANCE MUN BD FD | 10,990 | $146K | 0.3% | $13.28 | $12.86 | — | COM | 27827X101 |
| WT | WISDOMTREE INVTS INC | 19,113 | $119K | 0.3% | $6.23 | $3.69 | +69.4% | COM | 97717P104 |
| LNSR | LENSAR INC | 11,710 | $85,000 | 0.2% | $7.26 | $8.58 | -15.4% | COM | 52634L108 |
| EZPW | EZCORP INC | 10,710 | $53,000 | 0.1% | $4.95 | $5.02 | -1.0% | CL A NON VTG | 302301106 |
| — | FLUIDIGM CORP DEL | 31,000 | $30,000 | 0.1% | $0.97 | $0.82 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | ENVESTNET INC | 11,000 | $14,000 | 0.0% | $1.27 | $1.27 | — | NOTE 1.750% 6/0 | 29404KAB2 |