CIK: 0001180391 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: Apr 22, 2021
Total Value ($000): $44,778 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | COLONY CAP INC | 8,339,000 | $8,390 | 18.7% | $0.91 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | TUTOR PERINI CORP | 6,787,000 | $6,817 | 15.2% | $0.92 | — | NOTE 2.875% 6/1 | 901109AD0 |
| — | PROSPECT CAP CORP | 5,247,000 | $5,372 | 12.0% | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | HERCULES CAPITAL INC | 4,614,000 | $4,718 | 10.5% | $0.95 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | EZCORP INC | 2,179,000 | $1,764 | 3.9% | $0.83 | — | NOTE 2.375% 5/0 | 302301AE6 |
| PSEC | PROSPECT CAP CORP | 164,262 | $1,260 | 2.8% | $2.51 | +50.1% | COM | 74348T102 |
| CODI | COMPASS DIVERSIFIED | 49,848 | $1,154 | 2.6% | $12.72 | +39.6% | SH BEN INT | 20451Q104 |
| — | SCULPTOR CAP MGMT | 37,527 | $821 | 1.8% | $19.62 | — | COM CL A | 811246107 |
| DHI | D R HORTON INC | 9,038 | $805 | 1.8% | $74.56 | 0.0% | COM | 23331A109 |
| HYG | ISHARES TR | 7,700 | $671 | 1.5% | $87.27 | — | IBOXX HI YD ETF | 464288513 |
| MPC | MARATHON PETE CORP | 10,897 | $583 | 1.3% | $27.77 | +60.6% | COM | 56585A102 |
| IRM | IRON MTN INC NEW | 13,911 | $515 | 1.2% | $19.63 | +38.6% | COM | 46284V101 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 44,760 | $510 | 1.1% | $11.39 | — | COM NEW | 65340G205 |
| — | STORE CAP CORP | 14,350 | $481 | 1.1% | $27.41 | — | COM | 862121100 |
| — | PERSHING SQUARE TONTINE HLDG | 19,860 | $477 | 1.1% | $22.70 | — | COM CL A | 71531R109 |
| SPG | SIMON PPTY GROUP INC NEW | 3,998 | $455 | 1.0% | $49.30 | +62.2% | COM | 828806109 |
| — | VIRTUS ALLIANZGI EQUITY & CO | 16,215 | $454 | 1.0% | $28.00 | — | COM | 92841M101 |
| IIPR | INNOVATIVE INDL PPTYS INC | 2,390 | $431 | 1.0% | $180.33 | — | COM | 45781V101 |
| CVX | CHEVRON CORP NEW | 4,000 | $419 | 0.9% | $70.74 | +12.5% | COM | 166764100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,103 | $413 | 0.9% | $106.38 | -7.8% | COM | 459200101 |
| RMR | RMR GROUP INC | 10,039 | $410 | 0.9% | $16.91 | +37.8% | CL A | 74967R106 |
| VZ | VERIZON COMMUNICATIONS INC | 6,755 | $393 | 0.9% | $38.55 | +9.6% | COM | 92343V104 |
| — | BLACKROCK CR ALLOCATION INCO | 26,614 | $391 | 0.9% | $13.08 | — | COM | 092508100 |
| PBI | PITNEY BOWES INC | 47,154 | $389 | 0.9% | $3.61 | +137.5% | COM | 724479100 |
| HPQ | HP INC | 12,239 | $389 | 0.9% | $15.53 | +50.2% | COM | 40434L105 |
| — | BLACKROCK CORPOR HI YLD FD I | 32,663 | $383 | 0.9% | $10.73 | — | COM | 09255P107 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 29,151 | $345 | 0.8% | $12.10 | — | COM | 01879R106 |
| EFA | ISHARES TR | 4,536 | $344 | 0.8% | $61.39 | — | MSCI EAFE ETF | 464287465 |
| KHC | KRAFT HEINZ CO | 8,026 | $321 | 0.7% | $23.26 | +23.1% | COM | 500754106 |
| — | CALAMOS STRATEGIC TOTAL RETU | 18,253 | $314 | 0.7% | $12.59 | — | COM SH BEN INT | 128125101 |
| — | COLONY CR REAL ESTATE INC | 36,450 | $311 | 0.7% | $4.90 | — | COM CL A | 19625T101 |
| DGX | QUEST DIAGNOSTICS INC | 2,418 | $310 | 0.7% | $112.12 | 0.0% | COM | 74834L100 |
| — | OAKTREE SPECIALTY LENDING CO | 46,206 | $286 | 0.6% | $4.57 | — | COM | 67401P108 |
| VWO | VANGUARD INTL EQUITY INDEX F | 5,368 | $279 | 0.6% | $39.63 | — | FTSE EMR MKT ETF | 922042858 |
| — | ADAMS DIVERSIFIED EQUITY FD | 15,166 | $277 | 0.6% | $15.60 | — | COM | 006212104 |
| — | EATON VANCE TAX ADVT DIV INC | 10,122 | $266 | 0.6% | $23.87 | — | COM | 27828G107 |
| — | GABELLI DIVID & INCOME TR | 10,508 | $252 | 0.6% | $21.67 | — | COM | 36242H104 |
| — | BLACKROCK MULTI-SECTOR INC T | 13,348 | $241 | 0.5% | $16.88 | — | COM | 09258A107 |
| — | COHEN & STEERS LTD DURATION | 9,038 | $236 | 0.5% | $26.51 | — | COM | 19248C105 |
| — | COHEN & STEERS QUALITY INCOM | 16,911 | $235 | 0.5% | $11.21 | — | COM | 19247L106 |
| — | HANCOCK JOHN TAX-ADVANTAGED | 9,537 | $224 | 0.5% | $23.49 | — | COM | 41013V100 |
| XOM | EXXON MOBIL CORP | 3,863 | $216 | 0.5% | $43.31 | 0.0% | COM | 30231G102 |
| CAT | CATERPILLAR INC | 921 | $214 | 0.5% | $189.09 | 0.0% | COM | 149123101 |
| — | FINTECH ACQUISITION CORP IV | 19,172 | $214 | 0.5% | $11.32 | — | CL A | 31810N104 |
| SPY | SPDR S&P 500 ETF TR | 519 | $206 | 0.5% | $396.92 | — | TR UNIT | 78462F103 |
| SLRC | SLR INVESTMENT CORP | 11,610 | $206 | 0.5% | $9.85 | +12.8% | COM | 83413U100 |
| — | TEMPLETON EMERGING MKTS INCO | 22,994 | $169 | 0.4% | $9.84 | — | COM | 880192109 |
| — | EATON VANCE MUN BD FD | 10,990 | $146 | 0.3% | $12.86 | — | COM | 27827X101 |
| WT | WISDOMTREE INVTS INC | 19,113 | $119 | 0.3% | $3.69 | +55.3% | COM | 97717P104 |
| LNSR | LENSAR INC | 11,710 | $85 | 0.2% | $8.58 | -9.1% | COM | 52634L108 |
| EZPW | EZCORP INC | 10,710 | $53 | 0.1% | $5.02 | 0.0% | CL A NON VTG | 302301106 |
| — | FLUIDIGM CORP DEL | 31,000 | $30 | 0.1% | $0.82 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | ENVESTNET INC | 11,000 | $14 | 0.0% | $1.27 | — | NOTE 1.750% 6/0 | 29404KAB2 |