Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Oct 26, 2021
Total Value: $54.42M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | HERCULES CAPITAL INC | 9,574,000 | $9.987M | 18.4% | $1.04 | $1.01 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | DIGITALBRIDGE GROUP INC | 9,177,000 | $9.354M | 17.2% | $1.02 | $0.92 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | PROSPECT CAP CORP | 5,198,000 | $5.32M | 9.8% | $1.02 | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | HELLO GROUP INC | 4,797,000 | $4.044M | 7.4% | $0.84 | $0.84 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| — | EZCORP INC | 3,506,000 | $3.19M | 5.9% | $0.91 | $0.86 | — | NOTE 2.375% 5/0 | 302301AE6 |
| CODI | COMPASS DIVERSIFIED | 77,411 | $2.181M | 4.0% | $28.17 * | $15.56 | +51.7% | SH BEN INT | 20451Q104 |
| VICI | VICI PPTYS INC | 51,829 | $1.472M | 2.7% | $28.40 * | $24.13 | -6.1% | COM | 925652109 |
| — | SCULPTOR CAP MGMT | 38,224 | $1.066M | 2.0% | $27.89 | $19.72 | — | COM CL A | 811246107 |
| PSEC | PROSPECT CAP CORP | 132,197 | $1.018M | 1.9% | $7.70 * | $2.51 | +78.6% | COM | 74348T102 |
| — | APOLLO GLOBAL MGMT INC | 13,319 | $820K | 1.5% | $61.57 | $62.17 | — | COM CL A | 03768E105 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 58,859 | $819K | 1.5% | $13.91 | $11.97 | — | COM NEW | 65340G205 |
| HYG | ISHARES TR | 8,900 | $779K | 1.4% | $87.53 | $85.85 | +1.9% | IBOXX HI YD ETF | 464288513 |
| DHI | D R HORTON INC | 9,250 | $777K | 1.4% | $84.00 * | $74.91 | +7.4% | COM | 23331A109 |
| — | PERSHING SQUARE TONTINE HLDG | 37,714 | $743K | 1.4% | $19.70 | $22.73 | — | COM CL A | 71531R109 |
| GROW | U S GLOBAL INVS INC | 119,295 | $679K | 1.2% | $5.69 | $7.12 | -20.1% | CL A | 902952100 |
| IRM | IRON MTN INC NEW | 13,832 | $601K | 1.1% | $43.45 * | $19.63 | +87.4% | COM | 46284V101 |
| AFCG | AFC GAMMA INC | 26,000 | $561K | 1.0% | $21.58 * | $8.38 | -1.1% | COM | 00109K105 |
| IIPR | INNOVATIVE INDL PPTYS INC | 2,390 | $552K | 1.0% | $230.96 | $180.33 | — | COM | 45781V101 |
| T | AT&T INC | 18,408 | $497K | 0.9% | $27.00 * | $16.99 | -8.0% | COM | 00206R102 |
| — | VIRTUS ALLIANZGI EQUITY & CO | 15,616 | $460K | 0.8% | $29.46 | $28.00 | — | COM | 92841M101 |
| VZ | VERIZON COMMUNICATIONS INC | 7,905 | $427K | 0.8% | $54.02 * | $39.29 | +5.3% | COM | 92343V104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,076 | $427K | 0.8% | $138.82 * | $106.38 | +5.2% | COM | 459200101 |
| PWP | PERELLA WEINBERG PARTNERS | 31,138 | $413K | 0.8% | $13.26 * | $10.61 | +12.9% | CLASS A COM | 71367G102 |
| CVX | CHEVRON CORP NEW | 3,992 | $405K | 0.7% | $101.45 * | $70.74 | +20.6% | COM | 166764100 |
| — | BLACKROCK CR ALLOCATION INCO | 25,690 | $389K | 0.7% | $15.14 | $13.08 | — | COM | 092508100 |
| — | BLACKROCK CORPOR HI YLD FD I | 31,584 | $385K | 0.7% | $12.19 | $10.73 | — | COM | 09255P107 |
| DGX | QUEST DIAGNOSTICS INC | 2,521 | $366K | 0.7% | $145.18 * | $112.43 | +18.8% | COM | 74834L100 |
| EFA | ISHARES TR | 4,547 | $355K | 0.7% | $78.07 | $58.99 | +32.2% | MSCI EAFE ETF | 464287465 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 28,363 | $348K | 0.6% | $12.27 | $12.10 | — | COM | 01879R106 |
| PBI | PITNEY BOWES INC | 47,154 | $340K | 0.6% | $7.21 | $3.61 | +99.7% | COM | 724479100 |
| HPQ | HP INC | 12,182 | $333K | 0.6% | $27.34 * | $15.53 | +51.5% | COM | 40434L105 |
| — | OAKTREE SPECIALTY LENDING CO | 45,226 | $319K | 0.6% | $7.05 | $4.57 | — | COM | 67401P108 |
| — | CALAMOS STRATEGIC TOTAL RETU | 17,897 | $317K | 0.6% | $17.71 | $12.59 | — | COM SH BEN INT | 128125101 |
| — | ADAMS DIVERSIFIED EQUITY FD | 14,994 | $297K | 0.5% | $19.81 | $15.60 | — | COM | 006212104 |
| KHC | KRAFT HEINZ CO | 7,909 | $291K | 0.5% | $36.79 * | $23.26 | +29.4% | COM | 500754106 |
| — | EATON VANCE TAX ADVT DIV INC | 9,910 | $272K | 0.5% | $27.45 | $23.87 | — | COM | 27828G107 |
| — | GABELLI DIVID & INCOME TR | 10,430 | $269K | 0.5% | $25.79 | $21.72 | — | COM | 36242H104 |
| — | COHEN & STEERS QUALITY INCOM | 16,730 | $249K | 0.5% | $14.88 | $11.21 | — | COM | 19247L106 |
| — | BLACKROCK MULTI SECTOR INC T | 13,198 | $247K | 0.5% | $18.71 | $16.90 | — | COM | 09258A107 |
| VCTR | VICTORY CAP HLDGS INC | 7,028 | $246K | 0.5% | $35.00 * | $25.24 | +20.6% | COM CL A | 92645B103 |
| — | COHEN & STEERS LTD DURATION | 8,951 | $244K | 0.4% | $27.26 | $26.51 | — | COM | 19248C105 |
| XOM | EXXON MOBIL CORP | 4,016 | $236K | 0.4% | $58.76 * | $43.60 | +15.5% | COM | 30231G102 |
| SPY | SPDR S&P 500 ETF TR | 520 | $223K | 0.4% | $428.85 | $385.64 | +11.3% | TR UNIT | 78462F103 |
| SLRC | SLR INVESTMENT CORP | 11,330 | $217K | 0.4% | $19.15 * | $9.88 | +24.7% | COM | 83413U100 |
| — | HANCOCK JOHN TAX-ADVANTAGED | 9,487 | $217K | 0.4% | $22.87 | $23.50 | — | COM | 41013V100 |
| TIP | ISHARES TR | 1,618 | $207K | 0.4% | $127.94 | $128.94 | -1.0% | TIPS BD ETF | 464287176 |
| — | NUVEEN QUALITY MUNCP INCOME | 12,729 | $199K | 0.4% | $15.63 | $15.97 | — | COM | 67066V101 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 13,251 | $198K | 0.4% | $14.94 | $15.19 | — | COM | 01864U106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 12,754 | $194K | 0.4% | $15.21 | $15.67 | — | COM | 670657105 |
| — | EATON VANCE MUN BD FD | 14,034 | $188K | 0.3% | $13.40 | $13.04 | — | COM | 27827X101 |
| XMUIX | BLACKROCK MUNICIPAL INCOME | 11,950 | $182K | 0.3% | $15.23 | $15.67 | — | COM | 09253X102 |
| — | TEMPLETON EMERGING MKTS INCO | 22,997 | $178K | 0.3% | $7.74 | $9.81 | — | COM | 880192109 |
| — | FINTECH ACQUISITION CORP V | 11,547 | $117K | 0.2% | $10.13 | $12.21 | — | COM CL A | 31810Q107 |
| WT | WISDOMTREE INVTS INC | 19,091 | $108K | 0.2% | $5.66 | $3.72 | +52.4% | COM | 97717P104 |
| — | PDL BIOPHARMA INC | 53,000 | $54,000 | 0.1% | $1.02 | $1.02 | — | NOTE 2.750%12/0 | 69329YAG9 |
| — | FLUIDIGM CORPORATION | 31,000 | $30,000 | 0.1% | $0.97 | $0.82 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | ENVESTNET INC | 11,000 | $14,000 | 0.0% | $1.27 | $1.27 | — | NOTE 1.750% 6/0 | 29404KAB2 |