Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Jul 29, 2021
Total Value: $49.73M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | HERCULES CAPITAL INC | 9,611,000 | $10.18M | 20.5% | $1.06 | $1.01 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | COLONY CAPITAL INC | 9,206,000 | $9.495M | 19.1% | $1.03 | $0.92 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | PROSPECT CAP CORP | 5,220,000 | $5.344M | 10.7% | $1.02 | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | EZCORP INC | 2,520,000 | $2.221M | 4.5% | $0.88 | $0.84 | — | NOTE 2.375% 5/0 | 302301AE6 |
| CODI | COMPASS DIVERSIFIED | 71,635 | $1.827M | 3.7% | $25.50 * | $15.00 | +36.3% | SH BEN INT | 20451Q104 |
| PSEC | PROSPECT CAP CORP | 132,196 | $1.109M | 2.2% | $8.39 * | $2.51 | +90.4% | COM | 74348T102 |
| — | SCULPTOR CAP MGMT | 38,291 | $942K | 1.9% | $24.60 | $19.72 | — | COM CL A | 811246107 |
| — | PERSHING SQUARE TONTINE HLDG | 38,140 | $868K | 1.7% | $22.76 | $22.73 | — | COM CL A | 71531R109 |
| VICI | VICI PPTYS INC | 27,128 | $842K | 1.7% | $31.04 * | $24.21 | +1.0% | COM | 925652109 |
| DHI | D R HORTON INC | 9,250 | $836K | 1.7% | $90.38 * | $74.91 | +15.3% | COM | 23331A109 |
| — | APOLLO GLOBAL MGMT INC | 13,399 | $833K | 1.7% | $62.17 | $62.17 | — | COM CL A | 03768E105 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 59,139 | $814K | 1.6% | $13.76 | $11.97 | — | COM NEW | 65340G205 |
| HYG | ISHARES TR | 8,900 | $784K | 1.6% | $88.09 | $85.85 | +2.6% | IBOXX HI YD ETF | 464288513 |
| GROW | U S GLOBAL INVS INC | 119,604 | $740K | 1.5% | $6.19 | $7.12 | -13.1% | CL A | 902952100 |
| IRM | IRON MTN INC NEW | 13,917 | $589K | 1.2% | $42.32 * | $19.63 | +80.1% | COM | 46284V101 |
| AFCG | AFC GAMMA INC | 26,000 | $537K | 1.1% | $20.65 * | $8.38 | -7.2% | COM | 00109K105 |
| T | AT&T INC | 18,523 | $533K | 1.1% | $28.78 * | $16.99 | -4.3% | COM | 00206R102 |
| — | VIRTUS ALLIANZGI EQUITY & CO | 15,975 | $483K | 1.0% | $30.23 | $28.00 | — | COM | 92841M101 |
| IIPR | INNOVATIVE INDL PPTYS INC | 2,390 | $457K | 0.9% | $191.21 | $180.33 | — | COM | 45781V101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,095 | $454K | 0.9% | $146.69 * | $106.38 | +9.8% | COM | 459200101 |
| VZ | VERIZON COMMUNICATIONS INC | 7,960 | $446K | 0.9% | $56.03 * | $39.29 | +8.0% | COM | 92343V104 |
| CVX | CHEVRON CORP NEW | 4,007 | $420K | 0.8% | $104.82 * | $70.74 | +22.9% | COM | 166764100 |
| PBI | PITNEY BOWES INC | 47,154 | $414K | 0.8% | $8.78 | $3.61 | +142.9% | COM | 724479100 |
| — | BLACKROCK CR ALLOCATION INCO | 26,454 | $412K | 0.8% | $15.57 | $13.08 | — | COM | 092508100 |
| PWP | PERELLA WEINBERG PARTNERS | 31,532 | $406K | 0.8% | $12.88 * | $10.61 | +9.1% | CLASS A COM | 71367G102 |
| — | BLACKROCK CORPOR HI YLD FD I | 32,574 | $401K | 0.8% | $12.31 | $10.73 | — | COM | 09255P107 |
| HPQ | HP INC | 12,264 | $370K | 0.7% | $30.17 * | $15.53 | +66.1% | COM | 40434L105 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 29,307 | $367K | 0.7% | $12.52 | $12.10 | — | COM | 01879R106 |
| EFA | ISHARES TR | 4,547 | $359K | 0.7% | $78.95 | $58.99 | +33.7% | MSCI EAFE ETF | 464287465 |
| — | CALAMOS STRATEGIC TOTAL RETU | 18,361 | $334K | 0.7% | $18.19 | $12.59 | — | COM SH BEN INT | 128125101 |
| DGX | QUEST DIAGNOSTICS INC | 2,521 | $333K | 0.7% | $132.09 * | $112.43 | +7.4% | COM | 74834L100 |
| KHC | KRAFT HEINZ CO | 8,049 | $328K | 0.7% | $40.75 * | $23.26 | +41.7% | COM | 500754106 |
| — | OAKTREE SPECIALTY LENDING CO | 46,016 | $308K | 0.6% | $6.69 | $4.57 | — | COM | 67401P108 |
| — | ADAMS DIVERSIFIED EQUITY FD | 15,283 | $302K | 0.6% | $19.76 | $15.60 | — | COM | 006212104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 5,374 | $292K | 0.6% | $54.34 | $37.02 | +46.7% | FTSE EMR MKT ETF | 922042858 |
| — | EATON VANCE TAX ADVT DIV INC | 10,082 | $279K | 0.6% | $27.67 | $23.87 | — | COM | 27828G107 |
| — | GABELLI DIVID & INCOME TR | 10,615 | $279K | 0.6% | $26.28 | $21.72 | — | COM | 36242H104 |
| — | COHEN & STEERS QUALITY INCOM | 17,058 | $268K | 0.5% | $15.71 | $11.21 | — | COM | 19247L106 |
| XOM | EXXON MOBIL CORP | 4,039 | $255K | 0.5% | $63.13 * | $43.60 | +22.0% | COM | 30231G102 |
| — | BLACKROCK MULTI SECTOR INC T | 13,509 | $252K | 0.5% | $18.65 | $16.90 | — | COM | 09258A107 |
| — | COHEN & STEERS LTD DURATION | 9,103 | $249K | 0.5% | $27.35 | $26.51 | — | COM | 19248C105 |
| — | HANCOCK JOHN TAX-ADVANTAGED | 9,652 | $240K | 0.5% | $24.87 | $23.50 | — | COM | 41013V100 |
| PETS | PETMED EXPRESS INC | 7,419 | $236K | 0.5% | $31.81 | $31.76 | +0.3% | COM | 716382106 |
| VCTR | VICTORY CAP HLDGS INC | 7,050 | $228K | 0.5% | $32.34 * | $25.24 | +10.8% | COM CL A | 92645B103 |
| SPY | SPDR S&P 500 ETF TR | 519 | $222K | 0.4% | $427.75 | $385.64 | +11.0% | TR UNIT | 78462F103 |
| SLRC | SLR INVESTMENT CORP | 11,788 | $220K | 0.4% | $18.66 * | $9.88 | +18.9% | COM | 83413U100 |
| — | NUVEEN QUALITY MUNCP INCOME | 12,645 | $202K | 0.4% | $15.97 | $15.97 | — | COM | 67066V101 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 13,166 | $200K | 0.4% | $15.19 | $15.19 | — | COM | 01864U106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 12,701 | $199K | 0.4% | $15.67 | $15.67 | — | COM | 670657105 |
| — | EATON VANCE MUN BD FD | 13,940 | $191K | 0.4% | $13.70 | $13.04 | — | COM | 27827X101 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 11,871 | $186K | 0.4% | $15.67 | $15.67 | — | COM | 09253X102 |
| — | TEMPLETON EMERGING MKTS INCO | 23,385 | $186K | 0.4% | $7.95 | $9.81 | — | COM | 880192109 |
| — | FINTECH ACQUISITION CORP V | 11,796 | $144K | 0.3% | $12.21 | $12.21 | — | COM CL A | 31810Q107 |
| WT | WISDOMTREE INVTS INC | 19,324 | $120K | 0.2% | $6.21 | $3.72 | +66.6% | COM | 97717P104 |
| LNSR | LENSAR INC | 11,676 | $101K | 0.2% | $8.65 | $8.58 | +1.0% | COM | 52634L108 |
| — | PDL BIOPHARMA INC | 53,000 | $54,000 | 0.1% | $1.02 | $1.02 | — | NOTE 2.750%12/0 | 69329YAG9 |
| — | FLUIDIGM CORP DEL | 31,000 | $30,000 | 0.1% | $0.97 | $0.82 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | ENVESTNET INC | 11,000 | $13,000 | 0.0% | $1.18 | $1.27 | — | NOTE 1.750% 6/0 | 29404KAB2 |