WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q2 2020 (← Previous) (Next →)

Filing Date: Aug 14, 2020

Total Value: $136M (100.0% shares, 0.0% debt)

Holdings (24)

DLHC DLH HOLDINGS CORP 20.9%

Value $28.3M Shares 3,856,260 Share Price $7.34 * Est. Cost/Share $1.35 Unrealized @ Report Date +364.5%

LFCR LANDEC CORP 16.9%

Value $22.89M Shares 2,875,300 Share Price $7.96 * Est. Cost/Share $13.13 Unrealized @ Report Date -21.4%

NATR NATURES SUNSHINE PRODS INC 15.9%

Value $21.64M Shares 2,399,161 Share Price $9.02 * Est. Cost/Share $10.85 Unrealized @ Report Date -24.2%

— TELOS CORP 8.8%

Value $11.93M Shares 554,765 Share Price $21.50 Est. Cost/Share $23.22 Unrealized @ Report Date —

— S&W SEED CO 7.6%

Value $10.24M Shares 4,493,198 Share Price $2.28 Est. Cost/Share $3.93 Unrealized @ Report Date —

— MVC CAPITAL INC 7.3%

Value $9.891M Shares 1,514,379 Share Price $6.53 Est. Cost/Share $8.18 Unrealized @ Report Date —

— WILLIAMS INDUSTRIAL SERVICES GROUP 6.1%

Value $8.217M Shares 6,272,681 Share Price $1.31 Est. Cost/Share $2.26 Unrealized @ Report Date —

— SMTC CORPORATION 4.5%

Value $6.094M Shares 2,011,416 Share Price $3.03 Est. Cost/Share $2.21 Unrealized @ Report Date —

— SUMMER INFANT INC 4.5%

Value $6.085M Shares 758,786 Share Price $8.02 Est. Cost/Share $2.09 Unrealized @ Report Date —

QRHC QUEST RESOURCE HOLDING CORP 1.6%

Value $2.185M Shares 1,618,595 Share Price $1.35 Est. Cost/Share $2.19 Unrealized @ Report Date -39.4%

GLDD GREAT LAKES DREDGE & DOCK CO 1.6%

Value $2.177M Shares 235,070 Share Price $9.26 * Est. Cost/Share $8.66 Unrealized @ Report Date +1.0%

— AMERINAC HOLDING CORP 1.4%

Value $1.875M Shares 25,000 Share Price $75.00 Est. Cost/Share $40.00 Unrealized @ Report Date —

BW BABCOCK & WILCOX ENTERPR 1.1%

Value $1.509M Shares 661,964 Share Price $2.28 * Est. Cost/Share $3.83 Unrealized @ Report Date -55.0%

— WILHELMINA INTERNATIONAL INC 0.7%

Value $937K Shares 234,333 Share Price $4.00 Est. Cost/Share $6.08 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.5%

Value $635K Shares 1,015,388 Share Price $0.63 * Est. Cost/Share $2.44 Unrealized @ Report Date -80.6%

— MUSCLE PHARM CORP 0.2%

Value $302K Shares 2,011,905 Share Price $0.15 Est. Cost/Share $3.76 Unrealized @ Report Date —

— LEATT CORP 0.2%

Value $232K Shares 85,000 Share Price $2.73 Est. Cost/Share $2.73 Unrealized @ Report Date —

— JASON INDUSTRIES INC 0.2%

Value $211K Shares 5,259,240 Share Price $0.04 Est. Cost/Share $5.83 Unrealized @ Report Date —

— TILE SHOP HLDGS INC 0.1%

Value $104K Shares 80,000 Share Price $1.30 Est. Cost/Share $5.65 Unrealized @ Report Date —

EQS EQUUS TOTAL RETURN INC 0.1%

Value $68,000 Shares 58,098 Share Price $1.17 Est. Cost/Share $2.54 Unrealized @ Report Date -55.7%

— RECRO PHARMA INC 0.0%

Value $59,000 Shares 13,000 Share Price $4.54 Est. Cost/Share $8.15 Unrealized @ Report Date —

CLAR CLARUS CORP 0.0%

Value $58,000 Shares 5,011 Share Price $11.57 * Est. Cost/Share $6.30 Unrealized @ Report Date +49.8%

— GLYECO INC 0.0%

Value $24,000 Shares 394,672 Share Price $0.06 Est. Cost/Share $0.60 Unrealized @ Report Date —

CVV CVD EQUIPMENT CORP 0.0%

Value $15,000 Shares 4,794 Share Price $3.13 Est. Cost/Share $10.92 Unrealized @ Report Date -70.8%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
DLHC	DLH HOLDINGS CORP	3,856,260	$28.3M	20.9%	$7.34 *	$1.35	+364.5%	COMM	23335Q100
LFCR	LANDEC CORP	2,875,300	$22.89M	16.9%	$7.96 *	$13.13	-21.4%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,399,161	$21.64M	15.9%	$9.02 *	$10.85	-24.2%	COMM	639027101
—	TELOS CORP	554,765	$11.93M	8.8%	$21.50	$23.22	—	PFD	87969B200
—	S&W SEED CO	4,493,198	$10.24M	7.6%	$2.28	$3.93	—	COMM	785135104
—	MVC CAPITAL INC	1,514,379	$9.891M	7.3%	$6.53	$8.18	—	COMM	553829102
—	WILLIAMS INDUSTRIAL SERVICES GROUP	6,272,681	$8.217M	6.1%	$1.31	$2.26	—	COMM	96951A104
—	SMTC CORPORATION	2,011,416	$6.094M	4.5%	$3.03	$2.21	—	COMM	832682207
—	SUMMER INFANT INC	758,786	$6.085M	4.5%	$8.02	$2.09	—	COMM	865646301
QRHC	QUEST RESOURCE HOLDING CORP	1,618,595	$2.185M	1.6%	$1.35	$2.19	-39.4%	COMM	74836W203
GLDD	GREAT LAKES DREDGE & DOCK CO	235,070	$2.177M	1.6%	$9.26 *	$8.66	+1.0%	COMM	390607109
—	AMERINAC HOLDING CORP	25,000	$1.875M	1.4%	$75.00	$40.00	—	COMM	03077Y107
BW	BABCOCK & WILCOX ENTERPR	661,964	$1.509M	1.1%	$2.28 *	$3.83	-55.0%	COMM	05614L209
—	WILHELMINA INTERNATIONAL INC	234,333	$937K	0.7%	$4.00	$6.08	—	COMM	968235200
LTRE	LEARNING TREE INTERNATIONAL	1,015,388	$635K	0.5%	$0.63 *	$2.44	-80.6%	COMM	522015106
—	MUSCLE PHARM CORP	2,011,905	$302K	0.2%	$0.15	$3.76	—	COMM	627335201
—	LEATT CORP	85,000	$232K	0.2%	$2.73	$2.73	—	COMM	522132109
—	JASON INDUSTRIES INC	5,259,240	$211K	0.2%	$0.04	$5.83	—	COMM	471172106
—	TILE SHOP HLDGS INC	80,000	$104K	0.1%	$1.30	$5.65	—	COMM	88677Q109
EQS	EQUUS TOTAL RETURN INC	58,098	$68,000	0.1%	$1.17	$2.54	-55.7%	FUND	294766100
—	RECRO PHARMA INC	13,000	$59,000	0.0%	$4.54	$8.15	—	COMM	75629F109
CLAR	CLARUS CORP	5,011	$58,000	0.0%	$11.57 *	$6.30	+49.8%	COMM	18270P109
—	GLYECO INC	394,672	$24,000	0.0%	$0.06	$0.60	—	COMM	38000P203
CVV	CVD EQUIPMENT CORP	4,794	$15,000	0.0%	$3.13	$10.92	-70.8%	COMM	126601103