WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 15, 2020

Total Value: $105M (100.0% shares, 0.0% debt)

Holdings (26)

LFCR LANDEC CORP 23.7%

Value $24.94M Shares 2,870,300 Share Price $8.69 * Est. Cost/Share $13.13 Unrealized @ Report Date -20.7%

NATR NATURES SUNSHINE PRODS INC 18.4%

Value $19.42M Shares 2,388,431 Share Price $8.13 * Est. Cost/Share $10.85 Unrealized @ Report Date -20.9%

DLHC DLH HOLDINGS CORP 15.4%

Value $16.19M Shares 3,846,260 Share Price $4.21 * Est. Cost/Share $1.35 Unrealized @ Report Date +236.0%

— S&W SEED CO 8.3%

Value $8.757M Shares 4,271,710 Share Price $2.05 Est. Cost/Share $4.01 Unrealized @ Report Date —

— TELOS CORP 7.9%

Value $8.308M Shares 544,765 Share Price $15.25 Est. Cost/Share $23.25 Unrealized @ Report Date —

— WILLIAMS INDUSTRIAL SERVICES GROUP 6.7%

Value $7.038M Shares 5,768,581 Share Price $1.22 Est. Cost/Share $2.34 Unrealized @ Report Date —

— MVC CAPITAL INC 6.3%

Value $6.617M Shares 1,514,379 Share Price $4.37 Est. Cost/Share $8.18 Unrealized @ Report Date —

— SMTC CORPORATION 4.4%

Value $4.622M Shares 1,983,590 Share Price $2.33 Est. Cost/Share $2.20 Unrealized @ Report Date —

QRHC QUEST RESOURCE HOLDING CORP 1.8%

Value $1.894M Shares 1,618,595 Share Price $1.17 * Est. Cost/Share $2.19 Unrealized @ Report Date -5.5%

— SUMMER INFANT INC 1.5%

Value $1.587M Shares 758,786 Share Price $2.09 Est. Cost/Share $2.09 Unrealized @ Report Date —

— AMERINAC HOLDING CORP 1.1%

Value $1.125M Shares 25,000 Share Price $45.00 Est. Cost/Share $40.00 Unrealized @ Report Date —

— WILHELMINA INTERNATIONAL INC 0.8%

Value $836K Shares 232,961 Share Price $3.59 Est. Cost/Share $6.08 Unrealized @ Report Date —

— JASON INDUSTRIES INC 0.8%

Value $815K Shares 5,259,240 Share Price $0.15 Est. Cost/Share $5.83 Unrealized @ Report Date —

BW BABCOCK & WILCOX ENTERPR 0.6%

Value $675K Shares 661,964 Share Price $1.02 * Est. Cost/Share $3.83 Unrealized @ Report Date -5.8%

GVA GRANITE CONSTRUCTION INC 0.6%

Value $607K Shares 40,000 Share Price $15.18 * Est. Cost/Share $48.62 Unrealized @ Report Date -53.8%

LTRE LEARNING TREE INTERNATIONAL 0.6%

Value $587K Shares 979,050 Share Price $0.60 Est. Cost/Share $2.51 Unrealized @ Report Date -76.2%

— MUSCLE PHARM CORP 0.4%

Value $447K Shares 1,936,305 Share Price $0.23 Est. Cost/Share $3.91 Unrealized @ Report Date —

STKL SUNOPTA INC 0.4%

Value $422K Shares 245,333 Share Price $1.72 * Est. Cost/Share $2.87 Unrealized @ Report Date -13.1%

LEAT LEATT CORP 0.1%

Value $129K Shares 85,000 Share Price $1.52 * Est. Cost/Share $2.37 Unrealized @ Report Date 0.0%

— RECRO PHARMA INC 0.1%

Value $106K Shares 13,000 Share Price $8.15 Est. Cost/Share $8.15 Unrealized @ Report Date —

CLAR CLARUS CORPORATION 0.1%

Value $98,000 Shares 10,000 Share Price $9.80 * Est. Cost/Share $6.30 Unrealized @ Report Date +78.2%

— TILE SHOP HLDGS INC 0.1%

Value $70,000 Shares 80,000 Share Price $0.88 Est. Cost/Share $5.65 Unrealized @ Report Date —

EQS EQUUS TOTAL RETURN INC 0.1%

Value $55,000 Shares 58,098 Share Price $0.95 * Est. Cost/Share $2.54 Unrealized @ Report Date -38.2%

GLDD GREAT LAKES DREDGE & DOCK CO 0.0%

Value $42,000 Shares 5,070 Share Price $8.28 * Est. Cost/Share $4.54 Unrealized @ Report Date +119.3%

— GLYECO INC 0.0%

Value $24,000 Shares 394,672 Share Price $0.06 Est. Cost/Share $0.60 Unrealized @ Report Date —

CVV CVD EQUIPMENT 0.0%

Value $11,000 Shares 4,794 Share Price $2.29 * Est. Cost/Share $10.92 Unrealized @ Report Date -64.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,870,300	$24.94M	23.7%	$8.69 *	$13.13	-20.7%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,388,431	$19.42M	18.4%	$8.13 *	$10.85	-20.9%	COMM	639027101
DLHC	DLH HOLDINGS CORP	3,846,260	$16.19M	15.4%	$4.21 *	$1.35	+236.0%	COMM	23335Q100
—	S&W SEED CO	4,271,710	$8.757M	8.3%	$2.05	$4.01	—	COMM	785135104
—	TELOS CORP	544,765	$8.308M	7.9%	$15.25	$23.25	—	PERP	87969B200
—	WILLIAMS INDUSTRIAL SERVICES GROUP	5,768,581	$7.038M	6.7%	$1.22	$2.34	—	COMM	96951A104
—	MVC CAPITAL INC	1,514,379	$6.617M	6.3%	$4.37	$8.18	—	COMM	553829102
—	SMTC CORPORATION	1,983,590	$4.622M	4.4%	$2.33	$2.20	—	COMM	832682207
QRHC	QUEST RESOURCE HOLDING CORP	1,618,595	$1.894M	1.8%	$1.17 *	$2.19	-5.5%	COMM	74836W203
—	SUMMER INFANT INC	758,786	$1.587M	1.5%	$2.09	$2.09	—	COMM	865646301
—	AMERINAC HOLDING CORP	25,000	$1.125M	1.1%	$45.00	$40.00	—	RSTD	03077Y107
—	WILHELMINA INTERNATIONAL INC	232,961	$836K	0.8%	$3.59	$6.08	—	COMM	968235200
—	JASON INDUSTRIES INC	5,259,240	$815K	0.8%	$0.15	$5.83	—	COMM	471172106
BW	BABCOCK & WILCOX ENTERPR	661,964	$675K	0.6%	$1.02 *	$3.83	-5.8%	COMM	05614L209
GVA	GRANITE CONSTRUCTION INC	40,000	$607K	0.6%	$15.18 *	$48.62	-53.8%	COMM	387328107
LTRE	LEARNING TREE INTERNATIONAL	979,050	$587K	0.6%	$0.60	$2.51	-76.2%	COMM	522015106
—	MUSCLE PHARM CORP	1,936,305	$447K	0.4%	$0.23	$3.91	—	COMM	627335201
STKL	SUNOPTA INC	245,333	$422K	0.4%	$1.72 *	$2.87	-13.1%	COMM	8676EP108
LEAT	LEATT CORP	85,000	$129K	0.1%	$1.52 *	$2.37	0.0%	COMM	522132208
—	RECRO PHARMA INC	13,000	$106K	0.1%	$8.15	$8.15	—	COMM	75629F109
CLAR	CLARUS CORPORATION	10,000	$98,000	0.1%	$9.80 *	$6.30	+78.2%	COMM	18270P109
—	TILE SHOP HLDGS INC	80,000	$70,000	0.1%	$0.88	$5.65	—	COMM	88677Q109
EQS	EQUUS TOTAL RETURN INC	58,098	$55,000	0.1%	$0.95 *	$2.54	-38.2%	FUND	294766100
GLDD	GREAT LAKES DREDGE & DOCK CO	5,070	$42,000	0.0%	$8.28 *	$4.54	+119.3%	COMM	390607109
—	GLYECO INC	394,672	$24,000	0.0%	$0.06	$0.60	—	COMM	38000P203
CVV	CVD EQUIPMENT	4,794	$11,000	0.0%	$2.29 *	$10.92	-64.9%	COMM	126601103