WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 15, 2020

Total Value ($000): $105,426 (100.0% shares, 0.0% debt)

Holdings (26)

LFCR LANDEC CORP 23.7%

Value ($000) $24,943 Shares 2,870,300 Est. Cost $13.13 Unrealized -20.7%

NATR NATURES SUNSHINE PRODS INC 18.4%

Value ($000) $19,418 Shares 2,388,431 Est. Cost $10.85 Unrealized -20.9%

DLHC DLH HOLDINGS CORP 15.4%

Value ($000) $16,193 Shares 3,846,260 Est. Cost $1.35 Unrealized +236.0%

— S&W SEED CO 8.3%

Value ($000) $8,757 Shares 4,271,710 Est. Cost $4.01 Unrealized —

— TELOS CORP 7.9%

Value ($000) $8,308 Shares 544,765 Est. Cost $23.25 Unrealized —

— WILLIAMS INDUSTRIAL SERVICES GROUP 6.7%

Value ($000) $7,038 Shares 5,768,581 Est. Cost $2.34 Unrealized —

— MVC CAPITAL INC 6.3%

Value ($000) $6,617 Shares 1,514,379 Est. Cost $8.18 Unrealized —

— SMTC CORPORATION 4.4%

Value ($000) $4,622 Shares 1,983,590 Est. Cost $2.20 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 1.8%

Value ($000) $1,894 Shares 1,618,595 Est. Cost $2.19 Unrealized -5.5%

— SUMMER INFANT INC 1.5%

Value ($000) $1,587 Shares 758,786 Est. Cost $2.09 Unrealized —

— AMERINAC HOLDING CORP 1.1%

Value ($000) $1,125 Shares 25,000 Est. Cost $40.00 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.8%

Value ($000) $836 Shares 232,961 Est. Cost $6.08 Unrealized —

— JASON INDUSTRIES INC 0.8%

Value ($000) $815 Shares 5,259,240 Est. Cost $5.83 Unrealized —

BW BABCOCK & WILCOX ENTERPR 0.6%

Value ($000) $675 Shares 661,964 Est. Cost $3.83 Unrealized -5.8%

GVA GRANITE CONSTRUCTION INC 0.6%

Value ($000) $607 Shares 40,000 Est. Cost $48.62 Unrealized -53.8%

LTRE LEARNING TREE INTERNATIONAL 0.6%

Value ($000) $587 Shares 979,050 Est. Cost $2.51 Unrealized -76.2%

— MUSCLE PHARM CORP 0.4%

Value ($000) $447 Shares 1,936,305 Est. Cost $3.91 Unrealized —

STKL SUNOPTA INC 0.4%

Value ($000) $422 Shares 245,333 Est. Cost $2.87 Unrealized -13.1%

LEAT LEATT CORP 0.1%

Value ($000) $129 Shares 85,000 Est. Cost $2.37 Unrealized 0.0%

— RECRO PHARMA INC 0.1%

Value ($000) $106 Shares 13,000 Est. Cost $8.15 Unrealized —

CLAR CLARUS CORPORATION 0.1%

Value ($000) $98 Shares 10,000 Est. Cost $6.30 Unrealized +78.2%

— TILE SHOP HLDGS INC 0.1%

Value ($000) $70 Shares 80,000 Est. Cost $5.65 Unrealized —

EQS EQUUS TOTAL RETURN INC 0.1%

Value ($000) $55 Shares 58,098 Est. Cost $2.54 Unrealized -38.2%

GLDD GREAT LAKES DREDGE & DOCK CO 0.0%

Value ($000) $42 Shares 5,070 Est. Cost $4.54 Unrealized +119.3%

— GLYECO INC 0.0%

Value ($000) $24 Shares 394,672 Est. Cost $0.60 Unrealized —

CVV CVD EQUIPMENT 0.0%

Value ($000) $11 Shares 4,794 Est. Cost $10.92 Unrealized -64.9%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,870,300	$24,943	23.7%	$13.13	-20.7%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,388,431	$19,418	18.4%	$10.85	-20.9%	COMM	639027101
DLHC	DLH HOLDINGS CORP	3,846,260	$16,193	15.4%	$1.35	+236.0%	COMM	23335Q100
—	S&W SEED CO	4,271,710	$8,757	8.3%	$4.01	—	COMM	785135104
—	TELOS CORP	544,765	$8,308	7.9%	$23.25	—	PERP	87969B200
—	WILLIAMS INDUSTRIAL SERVICES GROUP	5,768,581	$7,038	6.7%	$2.34	—	COMM	96951A104
—	MVC CAPITAL INC	1,514,379	$6,617	6.3%	$8.18	—	COMM	553829102
—	SMTC CORPORATION	1,983,590	$4,622	4.4%	$2.20	—	COMM	832682207
QRHC	QUEST RESOURCE HOLDING CORP	1,618,595	$1,894	1.8%	$2.19	-5.5%	COMM	74836W203
—	SUMMER INFANT INC	758,786	$1,587	1.5%	$2.09	—	COMM	865646301
—	AMERINAC HOLDING CORP	25,000	$1,125	1.1%	$40.00	—	RSTD	03077Y107
—	WILHELMINA INTERNATIONAL INC	232,961	$836	0.8%	$6.08	—	COMM	968235200
—	JASON INDUSTRIES INC	5,259,240	$815	0.8%	$5.83	—	COMM	471172106
BW	BABCOCK & WILCOX ENTERPR	661,964	$675	0.6%	$3.83	-5.8%	COMM	05614L209
GVA	GRANITE CONSTRUCTION INC	40,000	$607	0.6%	$48.62	-53.8%	COMM	387328107
LTRE	LEARNING TREE INTERNATIONAL	979,050	$587	0.6%	$2.51	-76.2%	COMM	522015106
—	MUSCLE PHARM CORP	1,936,305	$447	0.4%	$3.91	—	COMM	627335201
STKL	SUNOPTA INC	245,333	$422	0.4%	$2.87	-13.1%	COMM	8676EP108
LEAT	LEATT CORP	85,000	$129	0.1%	$2.37	0.0%	COMM	522132208
—	RECRO PHARMA INC	13,000	$106	0.1%	$8.15	—	COMM	75629F109
CLAR	CLARUS CORPORATION	10,000	$98	0.1%	$6.30	+78.2%	COMM	18270P109
—	TILE SHOP HLDGS INC	80,000	$70	0.1%	$5.65	—	COMM	88677Q109
EQS	EQUUS TOTAL RETURN INC	58,098	$55	0.1%	$2.54	-38.2%	FUND	294766100
GLDD	GREAT LAKES DREDGE & DOCK CO	5,070	$42	0.0%	$4.54	+119.3%	COMM	390607109
—	GLYECO INC	394,672	$24	0.0%	$0.60	—	COMM	38000P203
CVV	CVD EQUIPMENT	4,794	$11	0.0%	$10.92	-64.9%	COMM	126601103