Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value: $3.173B (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 2,200,000 | $481M | 15.2% | $218.75 | — | Put | 464287655 |
| W | WAYFAIR INC | 807,700 | $206M | 6.5% | — | — | Call | 94419L101 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 2,057,039 | $147M | 4.6% | $26.61 | +176.8% | COM | G31249108 |
| LNWO | SCIENTIFIC GAMES CORP | 1,559,300 | $130M | 4.1% | $41.16 | +71.2% | Call | 80874P109 |
| CDXS | CODEXIS INC | 3,749,241 | $87.21M | 2.7% | $3.00 | +689.2% | COM | 192005106 |
| TLT | ISHARES TR | 600,000 | $86.59M | 2.7% | — | — | Put | 464287432 |
| — | QAD INC | 926,756 | $80.99M | 2.6% | $34.20 | — | CL A | 74727D306 |
| QURE | UNIQURE NV | 2,105,900 | $67.41M | 2.1% | $33.83 | -9.9% | Call | N90064101 |
| CAR | AVIS BUDGET GROUP | 550,000 | $64.08M | 2.0% | $49.09 | +70.6% | Put | 053774105 |
| — | TRAVELCENTERS OF AMERICA INC | 1,272,570 | $63.36M | 2.0% | $17.67 | — | COM NEW | 89421B109 |
| XBI | SPDR SER TR | 500,000 | $62.85M | 2.0% | — | — | Put | 78464A870 |
| CVNA | CARVANA CO | 203,700 | $61.42M | 1.9% | — | — | Call | 146869102 |
| CASH | META FINL GROUP INC | 1,151,305 | $60.42M | 1.9% | $24.99 | +95.9% | COM | 59100U108 |
| THC | TENET HEALTHCARE CORP | 875,900 | $58.2M | 1.8% | — | — | Call | 88033G407 |
| QURE | UNIQURE NV | 1,759,218 | $56.31M | 1.8% | $33.83 | -9.9% | SHS | N90064101 |
| MLKN | MILLER HERMAN INC | 1,468,766 | $55.31M | 1.7% | $39.02 | -4.5% | COM | 600544100 |
| TNL | TRAVEL PLUS LEISURE CO | 1,000,000 | $54.53M | 1.7% | $45.12 | +1.5% | Call | 894164102 |
| IMAX | IMAX CORP | 2,816,492 | $53.46M | 1.7% | $16.44 | +1.0% | COM | 45245E109 |
| TNL | TRAVEL PLUS LEISURE CO | 932,294 | $50.84M | 1.6% | $45.12 | +1.5% | COM | 894164102 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 2,657,159 | $50.78M | 1.6% | $17.48 | -4.6% | COM | 87164F105 |
| — | VONAGE HLDGS CORP | 2,962,298 | $47.75M | 1.5% | $7.87 | — | COM | 92886T201 |
| MRK | MERCK & CO INC | 600,000 | $45.07M | 1.4% | — | — | Call | 58933Y105 |
| GDEN | GOLDEN ENTMT INC | 901,237 | $44.24M | 1.4% | $22.00 | +87.8% | COM | 381013101 |
| LXFR | LUXFER HOLDINGS PLC | 2,112,728 | $41.47M | 1.3% | $13.67 | +50.9% | SHS | G5698W116 |
| CUE | CUE BIOPHARMA INC | 2,571,082 | $37.46M | 1.2% | $12.91 | -9.9% | COM | 22978P106 |
| DXPE | DXP ENTERPRISES INC | 1,175,806 | $34.77M | 1.1% | $33.93 | -9.6% | COM NEW | 233377407 |
| IMTX | IMMATICS N.V | 2,647,449 | $34.42M | 1.1% | $10.66 | +19.3% | SHS | N44445109 |
| IMAX | IMAX CORP | 1,800,000 | $34.16M | 1.1% | $16.44 | +1.0% | Call | 45245E109 |
| — | SHIFT TECHNOLOGIES INC | 4,474,220 | $31.05M | 1.0% | $8.27 | — | CL A | 82452T107 |
| KROS | KEROS THERAPEUTICS INC | 760,383 | $30.08M | 0.9% | $45.48 | -21.8% | COM | 492327101 |
| ALTG | ALTA EQUIPMENT GROUP INC | 1,940,082 | $26.64M | 0.8% | $8.05 | +51.3% | COMMON STOCK | 02128L106 |
| — | FORTRESS BIOTECH INC | 8,140,794 | $26.21M | 0.8% | $3.13 | — | COM | 34960Q109 |
| RDVT | RED VIOLET INC | 1,000,000 | $25.81M | 0.8% | $20.66 | +26.9% | COM | 75704L104 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 1,533,660 | $25.61M | 0.8% | $11.43 | +46.4% | COM | 46005L101 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 300,000 | $25.11M | 0.8% | — | — | Put | 78377T107 |
| TSHA | TAYSHA GENE THERAPIES INC | 1,249,309 | $23.26M | 0.7% | $20.42 | -6.9% | COM SHS | 877619106 |
| — | APOLLO ENDOSURGERY INC | 2,514,328 | $22.78M | 0.7% | $5.52 | — | COM | 03767D108 |
| IWM | ISHARES TR | 99,593 | $21.79M | 0.7% | $218.75 | — | RUSSELL 2000 ETF | 464287655 |
| RMR | RMR GROUP INC | 626,751 | $20.96M | 0.7% | $21.79 | +10.6% | CL A | 74967R106 |
| — | VONAGE HLDGS CORP | 1,250,000 | $20.15M | 0.6% | $7.87 | — | Call | 92886T201 |
| — | CURIS INC | 2,462,248 | $19.28M | 0.6% | $8.15 | — | COM NEW | 231269200 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 2,936,791 | $19.24M | 0.6% | $6.61 | — | SPON ADS | 05280R100 |
| SMLR | SEMLER SCIENTIFIC INC | 145,419 | $18.18M | 0.6% | $114.32 | 0.0% | COM | 81684M104 |
| RDI | READING INTL INC | 3,470,315 | $17.56M | 0.6% | $4.55 | +16.0% | CL A | 755408101 |
| PTON | PELOTON INTERACTIVE INC | 200,000 | $17.41M | 0.5% | — | — | Call | 70614W100 |
| — | PAYA HOLDINGS INC | 1,481,096 | $16.1M | 0.5% | $12.81 | — | COM CL A | 70434P103 |
| DHX | DHI GROUP INC | 3,375,606 | $16.07M | 0.5% | $1.96 | +100.3% | COM | 23331S100 |
| — | APTOSE BIOSCIENCES INC | 7,355,730 | $16.04M | 0.5% | $4.01 | — | COM NEW | 03835T200 |
| — | AKUMIN INC | 6,320,740 | $15.68M | 0.5% | $3.23 | — | COM | 01021F109 |
| — | AVALO THERAPEUTICS INC | 6,952,401 | $15.16M | 0.5% | $2.18 | — | COM | 05338F108 |
| — | BBQ HLDGS INC | 1,000,000 | $15.09M | 0.5% | $18.98 | — | COM | 05551A109 |
| — | DARIOHEALTH CORP | 1,063,515 | $14.52M | 0.5% | $16.44 | — | COM NEW | 23725P209 |
| AKBA | AKEBIA THERAPEUTICS INC | 4,978,195 | $14.34M | 0.5% | $8.43 | -66.1% | COM | 00972D105 |
| EXAS | EXACT SCIENCES CORP | 150,000 | $14.32M | 0.5% | — | — | Put | 30063P105 |
| TDOC | TELADOC HEALTH INC | 100,000 | $12.68M | 0.4% | — | — | Put | 87918A105 |
| SPRY | SILVERBACK THERAPEUTICS INC | 1,226,631 | $12.24M | 0.4% | $33.11 | -25.5% | COM | 82835W108 |
| — | AEGLEA BIOTHERAPEUTICS INC | 1,516,955 | $12.06M | 0.4% | $6.25 | — | COM | 00773J103 |
| HLF | HERBALIFE NUTRITION LTD | 278,000 | $11.78M | 0.4% | — | — | Call | G4412G101 |
| — | FALCON MINERALS CORP | 2,494,913 | $11.73M | 0.4% | $6.79 | — | CL A COM | 30607B109 |
| — | VIRGIN GALACTIC HOLDINGS INC | 400,000 | $10.12M | 0.3% | — | — | Call | 92766K106 |
| — | FINTECH ACQUISITION CORP V | 991,432 | $10.04M | 0.3% | $10.13 | — | COM CL A | 31810Q107 |
| — | FINTECH ACQUISITION CORP VI | 1,000,000 | $10M | 0.3% | $10.09 | — | UNIT 06/24/2026 | 31811H205 |
| — | CATALYST BIOSCIENCES INC | 2,432,212 | $9.996M | 0.3% | $6.25 | — | COM NEW | 14888D208 |
| — | ARYA SCIENCES ACQUISITN CORP | 1,000,000 | $9.88M | 0.3% | $9.88 | — | CLASS A ORD SHS | G31658100 |
| — | PAR TECHNOLOGY CORP | 6,000,000 | $9.829M | 0.3% | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| — | INSU ACQUISITION CORP III | 999,996 | $9.82M | 0.3% | $9.82 | — | COM CL A | 457817104 |
| — | FTAC HERA ACQUISITION CORP | 999,991 | $9.74M | 0.3% | $9.74 | — | CLASS A ORD SHS | G3728Y103 |
| LINC | LINCOLN EDL SVCS CORP | 1,434,674 | $9.598M | 0.3% | $2.51 | +166.6% | COM | 533535100 |
| — | SOLENO THERAPEUTICS INC | 9,765,129 | $9.028M | 0.3% | $2.30 | — | COM NEW | 834203200 |
| HCA | HCA HEALTHCARE INC | 35,600 | $8.641M | 0.3% | $123.42 | +90.7% | COM | 40412C101 |
| SRL | SCULLY ROYALTY LTD | 752,434 | $8.54M | 0.3% | $9.86 | +11.6% | COM SHS | G7T96K107 |
| — | STRATA SKIN SCIENCES INC | 4,575,812 | $8.419M | 0.3% | $1.87 | — | COM NEW | 86272A206 |
| VMD | VIEMED HEALTHCARE INC | 1,433,201 | $7.954M | 0.3% | $7.16 | -9.1% | COM | 92663R105 |
| — | ZOGENIX INC | 481,782 | $7.318M | 0.2% | $19.04 | — | COM NEW | 98978L204 |
| ZVOI | ZOVIO INC | 3,001,190 | $7.173M | 0.2% | $3.40 | -27.3% | COM | 98979V102 |
| — | PARTY CITY HOLDCO INC | 1,000,000 | $7.1M | 0.2% | — | — | Call | 702149105 |
| — | METROMILE INC | 1,900,177 | $6.746M | 0.2% | $10.16 | — | COM | 591697107 |
| NAUT | NAUTILUS BIOTECHNOLOGY INC | 1,044,267 | $6.412M | 0.2% | $10.83 | -26.4% | COM | 63909J108 |
| PWP | PERELLA WEINBERG PARTNERS | 480,784 | $6.37M | 0.2% | $10.61 | +13.1% | CLASS A COM | 71367G102 |
| — | DOVER MOTORSPORTS INC | 2,586,043 | $6.258M | 0.2% | $2.15 | — | COM | 260174107 |
| PAYO | PAYONEER GLOBAL INC | 655,169 | $5.602M | 0.2% | $10.19 | -4.6% | COM | 70451X104 |
| RILY | B. RILEY FINANCIAL INC | 93,757 | $5.535M | 0.2% | $53.91 | +21.6% | COM | 05580M108 |
| ACAD | ACADIA PHARMACEUTICALS INC | 300,000 | $4.983M | 0.2% | — | — | Call | 004225108 |
| — | ATHENA TECHNOLOGY ACQUISI CO | 499,586 | $4.959M | 0.2% | $9.93 | — | COM CLASS A | 04687A109 |
| WVE | WAVE LIFE SCIENCES LTD | 994,131 | $4.871M | 0.2% | $9.15 | -33.7% | SHS | Y95308105 |
| — | ARYA SCIENCES ACQU CORP IV | 399,248 | $4.012M | 0.1% | $10.47 | — | CL A | G31659108 |
| — | IMV INC | 2,268,030 | $3.765M | 0.1% | $1.66 | — | COM | 44974L103 |
| — | B RILEY PRINCIPAL 150 MERGER | 375,000 | $3.754M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 05601V202 |
| — | IMAC HLDGS INC | 2,414,310 | $3.573M | 0.1% | $1.65 | — | COM | 44967K104 |
| — | IDW MEDIA HLDGS INC | 1,242,243 | $3.528M | 0.1% | $2.84 | — | CL B | 44951N106 |
| HYPR | HEALTHCOR CATALIO ACQU CORP | 354,296 | $3.508M | 0.1% | $9.97 | — | CL A SHS | G44125105 |
| — | HARPOON THERAPEUTICS INC | 418,483 | $3.306M | 0.1% | $20.92 | — | COM | 41358P106 |
| — | FARADAY FUTRE INTLGT ELCTR I | 350,000 | $3.304M | 0.1% | $9.44 | — | COM | 307359109 |
| TMC | TMC THE METALS COMPANY INC | 700,000 | $3.199M | 0.1% | $8.05 | 0.0% | COM | 87261Y106 |
| — | HOOKIPA PHARMA INC | 495,388 | $2.918M | 0.1% | $13.45 | — | COM | 43906K100 |
| XGN | EXAGEN INC | 211,616 | $2.878M | 0.1% | $17.82 | -25.4% | COM | 30068X103 |
| — | MERRIMACK PHARMACEUTICALS IN | 569,971 | $2.753M | 0.1% | $5.84 | — | COM NEW | 590328209 |
| — | IN8BIO INC | 375,000 | $2.569M | 0.1% | $6.85 | — | COM | 45674E109 |
| TBHC | KIRKLANDS INC | 132,500 | $2.545M | 0.1% | — | — | Put | 497498105 |
| — | ADICET BIO INC | 310,540 | $2.435M | 0.1% | $12.05 | — | COM | 007002108 |
| — | ACER THERAPEUTICS INC | 914,197 | $2.34M | 0.1% | $22.84 | — | COM | 00444P108 |
| NPCE | NEUROPACE INC | 141,641 | $2.245M | 0.1% | $23.21 | -9.5% | COM | 641288105 |
| — | LAVA THERAPEUTICS NV | 369,290 | $2.186M | 0.1% | $15.19 | — | SHS | N51517105 |
| GFAI | GUARDFORCE AI CO LTD | 533,128 | $2.111M | 0.1% | $3.96 | — | SHS NEW | G4236L112 |
| — | TFF PHARMACEUTICALS INC | 271,067 | $2.093M | 0.1% | $12.96 | — | COM | 87241J104 |
| — | HTG MOLECULAR DIAGNOSTICS IN | 347,171 | $1.982M | 0.1% | $4.79 | — | COM NEW | 40434H203 |
| — | UNICYCIVE THERAPEUTICS INC | 700,000 | $1.981M | 0.1% | $2.83 | — | COM | 90466Y103 |
| — | ELOXX PHARMACEUTICALS INC | 1,209,338 | $1.971M | 0.1% | $1.99 | — | COM | 29014R103 |
| — | 5 01 ACQUISITION CORP | 185,213 | $1.819M | 0.1% | $9.98 | — | COM CL A | 33836P105 |
| — | REGIS CORP MINN | 500,000 | $1.74M | 0.1% | $3.47 | — | Put | 758932107 |
| LNWO | SCIENTIFIC GAMES CORP | 20,827 | $1.73M | 0.1% | $41.16 | +71.2% | COM | 80874P109 |
| CRBU | CARIBOU BIOSCIENCES INC | 56,418 | $1.347M | 0.0% | $24.45 | 0.0% | COM | 142038108 |
| TNGX | TANGO THERAPEUTICS INC | 100,000 | $1.293M | 0.0% | $11.99 | 0.0% | COM | 87583X109 |
| — | PERELLA WEINBERG PARTNERS | 400,000 | $1.264M | 0.0% | $2.78 | — | *W EXP 12/31/202 | 71367G110 |
| — | ANGION BIOMEDICA CORP | 118,521 | $1.158M | 0.0% | $18.07 | — | COM | 03476J107 |
| TACT | TRANSACT TECHNOLOGIES INC | 76,583 | $1.065M | 0.0% | $14.23 | 0.0% | COM | 892918103 |
| — | GALMED PHARMACEUTICALS LTD | 374,730 | $1.045M | 0.0% | $7.04 | — | SHS | M47238106 |
| — | IMMATICS N.V | 226,471 | $958K | 0.0% | $6.62 | — | *W EXP 07/01/202 | N44445117 |
| — | FINTECH ACQUISITION CORP V | 333,331 | $697K | 0.0% | $2.09 | — | *W EXP 12/31/202 | 31810Q115 |
| — | KINTARA THERAPEUTICS INC | 663,279 | $582K | 0.0% | $1.45 | — | COM | 49720K101 |
| GFAIW | GUARDFORCE AI CO LTD | 600,000 | $480K | 0.0% | $0.80 | — | *W EXP 09/01/202 | G4236L120 |
| — | METROMILE INC | 558,296 | $475K | 0.0% | $6.23 | — | *W EXP 02/09/202 | 591697115 |
| — | INSU ACQUISITION CORP III | 333,332 | $292K | 0.0% | $0.88 | — | *W EXP 12/31/202 | 457817112 |
| — | FTAC HERA ACQUISITION CORP | 249,997 | $257K | 0.0% | $1.03 | — | *W EXP 02/28/202 | G3728Y111 |
| — | TELIGENT INC NEW | 525,952 | $207K | 0.0% | $0.62 | — | COM NEW | 87960W203 |
| — | ROTH CH ACQUISITION III CO | 99,749 | $128K | 0.0% | $1.28 | — | *W EXP 02/26/202 | 77867Q110 |
| — | FALCON MINERALS CORP | 878,022 | $127K | 0.0% | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | CYREN LTD | 152,393 | $95,000 | 0.0% | $1.14 | — | SHS | M26895108 |
| — | REGIS CORP MINN | 15,268 | $53,000 | 0.0% | $3.47 | — | COM | 758932107 |
| — | AVENUE THERAPEUTICS INC | 30,211 | $45,000 | 0.0% | $5.96 | — | COM NEW | 05360L205 |