Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Feb 14, 2022
Total Value: $2.842B (99.2% shares, 0.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 2,150,000 | $478M | 16.8% | $222.45 | $218.75 | — | Put | 464287655 |
| W | WAYFAIR INC | 807,700 | $153M | 5.4% | $189.97 | — | — | Call | 94419L101 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 2,123,236 | $144M | 5.0% | $67.59 * | $27.96 | +149.9% | COM | G31249108 |
| LNWO | SCIENTIFIC GAMES CORP | 1,559,300 | $104M | 3.7% | $66.83 * | $65.74 | +10.7% | Call | 80874P109 |
| CDXS | CODEXIS INC | 3,214,097 | $101M | 3.5% | $31.27 * | $3.00 | +996.9% | COM | 192005106 |
| XBI | SPDR SER TR | 650,000 | $72.77M | 2.6% | $111.96 | — | — | Put | 78464A870 |
| THC | TENET HEALTHCARE CORP | 875,900 | $71.55M | 2.5% | $81.69 | — | — | Call | 88033G407 |
| — | TRAVELCENTERS OF AMERICA INC | 1,272,570 | $65.69M | 2.3% | $51.62 | $17.67 | — | COM NEW | 89421B109 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 2,850,559 | $62.4M | 2.2% | $21.89 * | $17.54 | +5.3% | COM | 87164F105 |
| MLKN | MILLERKNOLL INC | 1,464,507 | $57.39M | 2.0% | $39.19 * | $39.02 | -13.0% | COM | 600544100 |
| TNL | TRAVEL PLUS LEISURE CO | 1,000,000 | $55.27M | 1.9% | $55.27 * | $45.12 | -0.2% | Call | 894164102 |
| GDEN | GOLDEN ENTMT INC | 1,071,315 | $54.13M | 1.9% | $50.53 * | $25.49 | +72.6% | COM | 381013101 |
| CASH | META FINL GROUP INC | 895,792 | $53.44M | 1.9% | $59.66 | $24.99 | +135.4% | COM | 59100U108 |
| TNL | TRAVEL PLUS LEISURE CO | 941,252 | $52.02M | 1.8% | $55.27 * | $45.12 | -0.2% | COM | 894164102 |
| IMAX | IMAX CORP | 2,797,490 | $49.91M | 1.8% | $17.84 * | $16.44 | +16.6% | COM | 45245E109 |
| QURE | UNIQURE NV | 2,363,313 | $49.02M | 1.7% | $20.74 * | $32.51 | -11.8% | SHS | N90064101 |
| CVNA | CARVANA CO | 203,700 | $47.22M | 1.7% | $231.79 | — | — | Call | 146869102 |
| KROS | KEROS THERAPEUTICS INC | 796,698 | $46.62M | 1.6% | $58.51 * | $45.68 | +9.2% | COM | 492327101 |
| XBI | SPDR SER TR | 400,000 | $44.78M | 1.6% | $111.96 | — | — | Call | 78464A870 |
| QURE | UNIQURE NV | 2,105,900 | $43.68M | 1.5% | $20.74 * | $32.51 | -11.8% | Call | N90064101 |
| IMAX | IMAX CORP | 2,400,000 | $42.82M | 1.5% | $17.84 * | $16.44 | +16.6% | Call | 45245E109 |
| LXFR | LUXFER HOLDINGS PLC | 2,118,233 | $40.9M | 1.4% | $19.31 * | $13.67 | +48.8% | SHS | G5698W116 |
| RDVT | RED VIOLET INC | 1,023,459 | $40.62M | 1.4% | $39.69 * | $20.98 | +65.1% | COM | 75704L104 |
| IMTX | IMMATICS N.V | 2,918,662 | $39.23M | 1.4% | $13.44 * | $10.83 | +15.4% | SHS | N44445109 |
| RMR | RMR GROUP INC | 963,726 | $33.42M | 1.2% | $34.68 * | $22.87 | +8.8% | CL A | 74967R106 |
| PTON | PELOTON INTERACTIVE INC | 900,000 | $32.18M | 1.1% | $35.76 * | $61.05 | 0.0% | Call | 70614W100 |
| — | APOLLO ENDOSURGERY INC | 3,761,783 | $31.71M | 1.1% | $8.43 | $6.48 | — | COM | 03767D108 |
| DXPE | DXP ENTERPRISES INC | 1,223,258 | $31.4M | 1.1% | $25.67 * | $33.79 | -10.0% | COM NEW | 233377407 |
| CUE | CUE BIOPHARMA INC | 2,539,700 | $28.72M | 1.0% | $11.31 * | $12.91 | -0.2% | COM | 22978P106 |
| ALTG | ALTA EQUIPMENT GROUP INC | 1,946,541 | $28.5M | 1.0% | $14.64 * | $8.05 | +69.5% | COMMON STOCK | 02128L106 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 1,611,488 | $25.72M | 0.9% | $15.96 | $11.66 | +38.9% | COM | 46005L101 |
| SMLR | SEMLER SCIENTIFIC INC | 279,085 | $25.58M | 0.9% | $91.65 * | $113.25 | -1.0% | COM | 81684M104 |
| — | PAYA HOLDINGS INC | 3,799,961 | $24.09M | 0.8% | $6.34 | $8.86 | — | COM CL A | 70434P103 |
| DHX | DHI GROUP INC | 3,726,184 | $23.25M | 0.8% | $6.24 * | $2.27 | +133.0% | COM | 23331S100 |
| — | FORTRESS BIOTECH INC | 9,086,005 | $22.71M | 0.8% | $2.50 | $3.06 | — | COM | 34960Q109 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 4,077,509 | $21.16M | 0.7% | $5.19 | $6.21 | — | SPON ADS | 05280R100 |
| — | DARIOHEALTH CORP | 1,411,681 | $18.31M | 0.6% | $12.97 | $15.58 | — | COM NEW | 23725P209 |
| TSHA | TAYSHA GENE THERAPIES INC | 1,456,147 | $16.96M | 0.6% | $11.65 * | $19.66 | -23.3% | COM SHS | 877619106 |
| — | SANTANDER CONSUMER USA HLDGS | 395,176 | $16.61M | 0.6% | $42.02 | $42.02 | — | COM | 80283M101 |
| — | VROOM INC | 1,500,000 | $16.18M | 0.6% | $10.79 | — | — | Call | 92918V109 |
| — | BBQ HLDGS INC | 1,000,000 | $15.84M | 0.6% | $15.84 | $18.98 | — | COM | 05551A109 |
| — | SHOCKWAVE MED INC | 80,000 | $14.27M | 0.5% | $178.32 | — | — | Put | 82489T104 |
| RDI | READING INTL INC | 3,475,832 | $14.04M | 0.5% | $4.04 * | $4.55 | +2.2% | CL A | 755408101 |
| — | SHIFT TECHNOLOGIES INC | 4,116,943 | $14.04M | 0.5% | $3.41 | $8.27 | — | CL A | 82452T107 |
| — | ZOGENIX INC | 14,000,000 | $13.86M | 0.5% | $0.99 | $0.99 | — | NOTE 2.750%10/0 | 98978LAB1 |
| — | AEGLEA BIOTHERAPEUTICS INC | 2,813,560 | $13.36M | 0.5% | $4.75 | $5.56 | — | COM | 00773J103 |
| — | AVALO THERAPEUTICS INC | 7,145,874 | $12.15M | 0.4% | $1.70 | $2.17 | — | COM | 05338F108 |
| — | HELIOGEN INC | 775,001 | $12.02M | 0.4% | $15.51 | $15.51 | — | COMMON STOCK | 42329E105 |
| — | FALCON MINERALS CORP | 2,374,707 | $11.56M | 0.4% | $4.87 | $6.79 | — | CL A COM | 30607B109 |
| — | CURIS INC | 2,391,691 | $11.38M | 0.4% | $4.76 | $8.15 | — | COM NEW | 231269200 |
| HLF | HERBALIFE NUTRITION LTD | 278,000 | $11.38M | 0.4% | $40.93 | — | — | Call | G4412G101 |
| AKBA | AKEBIA THERAPEUTICS INC | 4,918,565 | $11.12M | 0.4% | $2.26 * | $8.43 | -67.7% | COM | 00972D105 |
| — | AKUMIN INC | 6,320,740 | $11.06M | 0.4% | $1.75 | $3.23 | — | COM | 01021F109 |
| — | APTOSE BIOSCIENCES INC | 7,604,693 | $10.27M | 0.4% | $1.35 | $3.92 | — | COM NEW | 03835T200 |
| — | FINTECH ACQUISITION CORP VI | 1,000,000 | $10.01M | 0.4% | $10.01 | $10.09 | — | UNIT 06/24/2026 | 31811H205 |
| — | FINTECH ACQUISITION CORP V | 991,432 | $9.835M | 0.3% | $9.92 | $10.13 | — | COM CL A | 31810Q107 |
| — | INSU ACQUISITION CORP III | 999,996 | $9.8M | 0.3% | $9.80 | $9.82 | — | COM CL A | 457817104 |
| — | ARYA SCIENCES ACQUISITN CORP | 999,811 | $9.698M | 0.3% | $9.70 | $9.88 | — | CLASS A ORD SHS | G31658100 |
| IWM | ISHARES TR | 42,630 | $9.483M | 0.3% | $222.45 | $218.75 | — | RUSSELL 2000 ETF | 464287655 |
| TDOC | TELADOC HEALTH INC | 100,000 | $9.182M | 0.3% | $91.82 | — | — | Put | 87918A105 |
| HCA | HCA HEALTHCARE INC | 35,600 | $9.146M | 0.3% | $256.91 * | $123.42 | +91.2% | COM | 40412C101 |
| — | FTAC HERA ACQUISITION CORP | 931,191 | $9.098M | 0.3% | $9.77 | $9.74 | — | CLASS A ORD SHS | G3728Y103 |
| — | PAR TECHNOLOGY CORP | 6,000,000 | $8.82M | 0.3% | $1.47 | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| RILY | B. RILEY FINANCIAL INC | 93,377 | $8.297M | 0.3% | $88.85 * | $53.91 | +35.7% | COM | 05580M108 |
| — | ZOGENIX INC | 481,782 | $7.829M | 0.3% | $16.25 | $19.04 | — | COM NEW | 98978L204 |
| LINC | LINCOLN EDL SVCS CORP | 1,003,024 | $7.493M | 0.3% | $7.47 * | $2.51 | +188.2% | COM | 533535100 |
| VMD | VIEMED HEALTHCARE INC | 1,423,538 | $7.431M | 0.3% | $5.22 * | $7.16 | -22.1% | COM | 92663R105 |
| SRL | SCULLY ROYALTY LTD | 807,089 | $7.151M | 0.3% | $8.86 | $9.80 | -9.7% | COM SHS | G7T96K107 |
| ACAD | ACADIA PHARMACEUTICALS INC | 300,000 | $7.002M | 0.2% | $23.34 | — | — | Call | 004225108 |
| — | CYMABAY THERAPEUTICS INC | 2,000,142 | $6.76M | 0.2% | $3.38 | $3.38 | — | COM | 23257D103 |
| — | STRATA SKIN SCIENCES INC | 4,575,812 | $6.704M | 0.2% | $1.47 | $1.87 | — | COM NEW | 86272A206 |
| SPRY | SILVERBACK THERAPEUTICS INC | 1,006,462 | $6.703M | 0.2% | $6.66 * | $33.11 | -75.5% | COM | 82835W108 |
| — | CIDARA THERAPEUTICS INC | 5,270,458 | $6.693M | 0.2% | $1.27 | $1.27 | — | COM | 171757107 |
| LNWO | SCIENTIFIC GAMES CORP | 93,533 | $6.251M | 0.2% | $66.83 * | $65.74 | +10.7% | COM | 80874P109 |
| MAX | MEDIAALPHA INC | 370,404 | $5.719M | 0.2% | $15.44 * | $16.68 | 0.0% | CL A | 58450V104 |
| — | PARTY CITY HOLDCO INC | 1,000,000 | $5.57M | 0.2% | $5.57 | — | — | Call | 702149105 |
| — | VIRGIN GALACTIC HOLDINGS INC | 400,000 | $5.352M | 0.2% | $13.38 | — | — | Call | 92766K106 |
| NAUT | NAUTILUS BIOTECHNOLOGY INC | 1,029,872 | $5.335M | 0.2% | $5.18 * | $10.83 | -50.6% | COM | 63909J108 |
| HYPR | HYPERFINE INC | 718,637 | $5.21M | 0.2% | $7.25 * | $9.78 | 0.0% | COM CL A | 44916K106 |
| — | IMMATICS N.V | 1,071,466 | $4.704M | 0.2% | $4.39 | $4.86 | — | *W EXP 07/01/202 | N44445117 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 200,000 | $4.378M | 0.2% | $21.89 * | $17.54 | +5.3% | Call | 87164F105 |
| — | SOLENO THERAPEUTICS INC | 9,765,129 | $4.004M | 0.1% | $0.41 | $2.30 | — | COM NEW | 834203200 |
| — | ARYA SCIENCES ACQU CORP IV | 399,248 | $3.959M | 0.1% | $9.92 | $10.47 | — | CL A | G31659108 |
| — | ZOGENIX INC | 236,400 | $3.842M | 0.1% | $16.25 | $19.04 | — | Call | 98978L204 |
| — | BIG 5 SPORTING GOODS CORP | 200,000 | $3.802M | 0.1% | $19.01 | — | — | Put | 08915P101 |
| ZVOI | ZOVIO INC | 2,980,767 | $3.786M | 0.1% | $1.27 * | $3.40 | -48.4% | COM | 98979V102 |
| — | ANGION BIOMEDICA CORP | 1,267,029 | $3.674M | 0.1% | $2.90 | $4.32 | — | COM | 03476J107 |
| PTON | PELOTON INTERACTIVE INC | 102,342 | $3.66M | 0.1% | $35.76 * | $61.05 | 0.0% | CL A COM | 70614W100 |
| — | HARPOON THERAPEUTICS INC | 475,467 | $3.59M | 0.1% | $7.55 | $19.32 | — | COM | 41358P106 |
| PWP | PERELLA WEINBERG PARTNERS | 278,140 | $3.577M | 0.1% | $12.86 * | $10.61 | +12.4% | CLASS A COM | 71367G102 |
| — | B RILEY PRINCIPAL 150 MERGER | 349,649 | $3.538M | 0.1% | $10.12 | $10.12 | — | COM CL A | 05601V103 |
| KURA | KURA ONCOLOGY INC | 250,000 | $3.5M | 0.1% | $14.00 | — | — | Call | 50127T109 |
| NPCE | NEUROPACE INC | 305,906 | $3.084M | 0.1% | $10.08 * | $17.72 | -26.7% | COM | 641288105 |
| PAYO | PAYONEER GLOBAL INC | 398,684 | $2.93M | 0.1% | $7.35 * | $10.19 | -24.5% | COM | 70451X104 |
| WVE | WAVE LIFE SCIENCES LTD | 907,094 | $2.848M | 0.1% | $3.14 * | $9.15 | -54.6% | SHS | Y95308105 |
| — | IMAC HLDGS INC | 2,392,094 | $2.727M | 0.1% | $1.14 | $1.65 | — | COM | 44967K104 |
| — | CATALYST BIOSCIENCES INC | 2,761,660 | $2.524M | 0.1% | $0.91 | $5.61 | — | COM NEW | 14888D208 |
| — | IMV INC | 2,055,212 | $2.507M | 0.1% | $1.22 | $1.66 | — | COM | 44974L103 |
| — | IDW MEDIA HLDGS INC | 1,229,243 | $2.458M | 0.1% | $2.00 | $2.84 | — | CL B | 44951N106 |
| — | METROMILE INC | 1,119,612 | $2.452M | 0.1% | $2.19 | $10.16 | — | COM | 591697107 |
| LUCD | LUCID DIAGNOSTICS INC | 435,055 | $2.336M | 0.1% | $5.37 * | $8.12 | 0.0% | COM | 54948X109 |
| KROS | KEROS THERAPEUTICS INC | 39,700 | $2.323M | 0.1% | $58.51 * | $45.68 | +9.2% | Call | 492327101 |
| AKBA | AKEBIA THERAPEUTICS INC | 1,000,000 | $2.26M | 0.1% | $2.26 * | $8.43 | -67.7% | Call | 00972D105 |
| — | MERRIMACK PHARMACEUTICALS IN | 569,971 | $2.229M | 0.1% | $3.91 | $5.84 | — | COM NEW | 590328209 |
| XGN | EXAGEN INC | 186,936 | $2.174M | 0.1% | $11.63 | $17.82 | -34.3% | COM | 30068X103 |
| — | ACER THERAPEUTICS INC | 901,290 | $2.055M | 0.1% | $2.28 | $22.84 | — | COM | 00444P108 |
| — | LAVA THERAPEUTICS NV | 360,808 | $1.984M | 0.1% | $5.50 | $15.19 | — | SHS | N51517105 |
| — | FARADAY FUTRE INTLGT ELCTR I | 350,000 | $1.862M | 0.1% | $5.32 | $9.44 | — | COM | 307359109 |
| — | HTG MOLECULAR DIAGNOSTICS IN | 335,015 | $1.816M | 0.1% | $5.42 | $4.79 | — | COM NEW | 40434H203 |
| — | 5 01 ACQUISITION CORP | 181,927 | $1.792M | 0.1% | $9.85 | $9.98 | — | COM CL A | 33836P105 |
| AURA | AURA BIOSCIENCES INC | 99,146 | $1.683M | 0.1% | $16.97 * | $17.87 | 0.0% | COM | 05153U107 |
| — | IN8BIO INC | 373,169 | $1.638M | 0.1% | $4.39 | $6.85 | — | COM | 45674E109 |
| — | UNICYCIVE THERAPEUTICS INC | 686,756 | $1.415M | 0.0% | $2.06 | $2.83 | — | COM | 90466Y103 |
| — | PERELLA WEINBERG PARTNERS | 400,000 | $1.412M | 0.0% | $3.53 | $2.78 | — | *W EXP 12/31/202 | 71367G110 |
| CGTX | COGNITION THERAPEUTICS INC | 209,588 | $1.325M | 0.0% | $6.32 * | $9.75 | 0.0% | COM | 19243B102 |
| — | AVENUE THERAPEUTICS INC | 1,453,166 | $1.319M | 0.0% | $0.91 | $1.01 | — | COM NEW | 05360L205 |
| CABA | CABALETTA BIO INC | 341,538 | $1.294M | 0.0% | $3.79 * | $10.67 | 0.0% | COM | 12674W109 |
| — | HOOKIPA PHARMA INC | 473,566 | $1.103M | 0.0% | $2.33 | $13.45 | — | COM | 43906K100 |
| TNGX | TANGO THERAPEUTICS INC | 100,000 | $1.094M | 0.0% | $10.94 * | $11.99 | +0.3% | COM | 87583X109 |
| TACT | TRANSACT TECHNOLOGIES INC | 76,583 | $835K | 0.0% | $10.90 * | $14.23 | -13.8% | COM | 892918103 |
| — | ELOXX PHARMACEUTICALS INC | 894,659 | $632K | 0.0% | $0.71 | $1.99 | — | COM | 29014R103 |
| — | GALMED PHARMACEUTICALS LTD | 297,947 | $542K | 0.0% | $1.82 | $7.04 | — | SHS | M47238106 |
| — | FINTECH ACQUISITION CORP V | 333,331 | $490K | 0.0% | $1.47 | $2.09 | — | *W EXP 12/31/202 | 31810Q115 |
| — | BAKKT HOLDINGS INC | 52,499 | $447K | 0.0% | $8.51 | $8.51 | — | COM CL A | 05759B107 |
| — | KINTARA THERAPEUTICS INC | 663,279 | $338K | 0.0% | $0.51 | $1.45 | — | COM | 49720K101 |
| GFAIW | GUARDFORCE AI CO LTD | 600,000 | $333K | 0.0% | $0.56 | $0.80 | — | *W EXP 09/01/202 | G4236L120 |
| OCGN | OCUGEN INC | 63,606 | $289K | 0.0% | $4.54 * | $7.55 | 0.0% | COM | 67577C105 |
| — | FTAC HERA ACQUISITION CORP | 249,997 | $237K | 0.0% | $0.95 | $1.03 | — | *W EXP 02/28/202 | G3728Y111 |
| — | INSU ACQUISITION CORP III | 333,332 | $185K | 0.0% | $0.56 | $0.88 | — | *W EXP 12/31/202 | 457817112 |
| — | B RILEY PRINCIPAL 150 MERGER | 124,997 | $181K | 0.0% | $1.45 | $1.45 | — | *W EXP 03/01/202 | 05601V111 |
| — | FALCON MINERALS CORP | 878,022 | $122K | 0.0% | $0.14 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | ROTH CH ACQUISITION III CO | 99,749 | $109K | 0.0% | $1.09 | $1.28 | — | *W EXP 02/26/202 | 77867Q110 |
| — | METROMILE INC | 558,296 | $78,000 | 0.0% | $0.14 | $6.23 | — | *W EXP 02/09/202 | 591697115 |
| — | B RILEY PRINCIPAL 150 MERGER | 9 | $0 | 0.0% | $0.00 | $10.00 | — | UNIT 99/99/9999 | 05601V202 |
| — | FTAC HERA ACQUISITION CORP | 9 | $0 | 0.0% | $0.00 | — | — | UNIT 02/28/2026 | G3728Y129 |
| — | INSU ACQUISITION CORP III | 4 | $0 | 0.0% | $0.00 | — | — | UNIT 12/31/2026 | 457817302 |