Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q2 2022 (← Previous) (Next →)
Filing Date: Aug 15, 2022
Total Value: $1.994B (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 2,500,000 | $423M | 21.2% | $169.36 | $206.83 | — | Put | 464287655 |
| LLY | LILLY ELI & CO | 350,000 | $113M | 5.7% | $324.23 | — | — | Put | 532457108 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 2,007,385 | $109M | 5.5% | $54.38 * | $28.33 | +124.1% | COM | G31249108 |
| QURE | UNIQURE NV | 3,090,757 | $57.61M | 2.9% | $18.64 * | $28.83 | -44.8% | SHS | N90064101 |
| LNWO | LIGHT & WONDER INC | 1,111,338 | $52.22M | 2.6% | $46.99 * | $60.89 | -12.1% | COM | 80874P109 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 2,663,087 | $51.24M | 2.6% | $19.24 * | $17.54 | -5.1% | COM | 87164F105 |
| COST | COSTCO WHSL CORP NEW | 100,000 | $47.93M | 2.4% | $479.28 | $484.91 | 0.0% | Put | 22160K105 |
| IMAX | IMAX CORP | 2,729,441 | $46.1M | 2.3% | $16.89 * | $16.44 | -1.1% | COM | 45245E109 |
| MLKN | MILLERKNOLL INC | 1,707,739 | $44.86M | 2.2% | $26.27 | $37.79 | -29.4% | COM | 600544100 |
| — | TRAVELCENTERS OF AMERICA INC | 1,272,570 | $43.87M | 2.2% | $34.47 | $17.67 | — | COM NEW | 89421B109 |
| CDXS | CODEXIS INC | 4,120,098 | $43.1M | 2.2% | $10.46 * | $5.43 | +130.9% | COM | 192005106 |
| CASH | META FINL GROUP INC | 985,459 | $38.11M | 1.9% | $38.67 * | $26.99 | +55.8% | COM | 59100U108 |
| TNL | TRAVEL PLUS LEISURE CO | 975,281 | $37.86M | 1.9% | $38.82 * | $44.79 | -5.9% | COM | 894164102 |
| IMAX | IMAX CORP | 2,191,300 | $37.01M | 1.9% | $16.89 * | $16.44 | -1.1% | Call | 45245E109 |
| DXPE | DXP ENTERPRISES INC | 1,205,031 | $36.91M | 1.9% | $30.63 * | $33.71 | -18.5% | COM NEW | 233377407 |
| TNL | TRAVEL PLUS LEISURE CO | 919,100 | $35.68M | 1.8% | $38.82 * | $44.79 | -5.9% | Call | 894164102 |
| LXFR | LUXFER HOLDINGS PLC | 2,327,801 | $35.2M | 1.8% | $15.12 * | $13.97 | +15.8% | SHS | G5698W116 |
| AMPH | AMPHASTAR PHARMACEUTICALS IN | 1,000,000 | $34.79M | 1.7% | $34.79 | — | — | Put | 03209R103 |
| COST | COSTCO WHSL CORP NEW | 71,495 | $34.27M | 1.7% | $479.28 | $484.91 | 0.0% | COM | 22160K105 |
| CVSA | ADTALEM GLOBAL ED INC | 900,000 | $32.37M | 1.6% | $35.97 | — | — | Put | 00737L103 |
| RMR | RMR GROUP INC | 970,623 | $27.52M | 1.4% | $28.35 * | $22.87 | -7.2% | CL A | 74967R106 |
| IMTX | IMMATICS N.V | 3,121,759 | $27.19M | 1.4% | $8.71 * | $10.67 | -25.8% | SHS | N44445109 |
| KROS | KEROS THERAPEUTICS INC | 911,901 | $25.2M | 1.3% | $27.63 * | $45.62 | -3.8% | COM | 492327101 |
| RDVT | RED VIOLET INC | 1,291,771 | $24.59M | 1.2% | $19.04 * | $22.33 | +9.2% | COM | 75704L104 |
| SYK | STRYKER CORPORATION | 120,000 | $23.87M | 1.2% | $198.93 * | $225.90 | 0.0% | Put | 863667101 |
| DRI | DARDEN RESTAURANTS INC | 200,000 | $22.62M | 1.1% | $113.12 | — | — | Put | 237194105 |
| PTON | PELOTON INTERACTIVE INC | 2,448,878 | $22.48M | 1.1% | $9.18 * | $20.44 | -21.5% | CL A COM | 70614W100 |
| DHX | DHI GROUP INC | 4,138,483 | $20.57M | 1.0% | $4.97 * | $2.63 | +125.7% | COM | 23331S100 |
| — | PAYA HOLDINGS INC | 2,959,599 | $19.45M | 1.0% | $6.57 | $8.63 | — | COM CL A | 70434P103 |
| GDEN | GOLDEN ENTMT INC | 484,974 | $19.18M | 1.0% | $39.55 * | $25.49 | +64.0% | COM | 381013101 |
| RH | RH | 90,000 | $19.1M | 1.0% | $212.26 * | $296.81 | 0.0% | COM | 74967X103 |
| HLF | HERBALIFE NUTRITION LTD | 867,700 | $17.74M | 0.9% | $20.45 | — | — | Call | G4412G101 |
| MAX | MEDIAALPHA INC | 1,640,624 | $16.16M | 0.8% | $9.85 * | $13.28 | -8.2% | CL A | 58450V104 |
| ALTG | ALTA EQUIPMENT GROUP INC | 1,672,545 | $15M | 0.8% | $8.97 * | $8.05 | +26.6% | COMMON STOCK | 02128L106 |
| QURE | UNIQURE NV | 800,000 | $14.91M | 0.7% | $18.64 * | $28.83 | -44.8% | Call | N90064101 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 5,142,855 | $14.55M | 0.7% | $2.83 | $5.58 | — | SPON ADS | 05280R100 |
| — | APOLLO ENDOSURGERY INC | 3,723,010 | $13.59M | 0.7% | $3.65 | $6.48 | — | COM | 03767D108 |
| — | LYRA THERAPEUTICS INC | 2,369,668 | $13.39M | 0.7% | $5.65 | $5.65 | — | COM | 55234L105 |
| RDI | READING INTL INC | 3,207,247 | $11.58M | 0.6% | $3.61 * | $4.55 | -17.3% | CL A | 755408101 |
| — | AMRYT PHARMA PLC | 1,562,458 | $10.92M | 0.5% | $6.99 | $7.87 | — | SPONSORED ADS | 03217L106 |
| — | DARIOHEALTH CORP | 1,730,810 | $10.63M | 0.5% | $6.14 | $13.85 | — | COM NEW | 23725P209 |
| PTON | PELOTON INTERACTIVE INC | 1,138,600 | $10.45M | 0.5% | $9.18 * | $20.44 | -21.5% | Call | 70614W100 |
| — | BBQ HLDGS INC | 948,254 | $9.881M | 0.5% | $10.42 | $18.98 | — | COM | 05551A109 |
| SMLR | SEMLER SCIENTIFIC INC | 346,606 | $9.767M | 0.5% | $28.18 * | $103.17 | -65.3% | COM | 81684M104 |
| — | INSU ACQUISITION CORP III | 980,183 | $9.655M | 0.5% | $9.85 | $9.82 | — | COM CL A | 457817104 |
| VMD | VIEMED HEALTHCARE INC | 1,714,926 | $9.226M | 0.5% | $5.38 | $6.73 | -19.8% | COM | 92663R105 |
| — | ARYA SCIENCES ACQUISITN CORP | 862,566 | $8.384M | 0.4% | $9.72 | $9.88 | — | CLASS A ORD SHS | G31658100 |
| GOGO | GOGO INC | 500,000 | $8.095M | 0.4% | $16.19 | — | — | Put | 38046C109 |
| RNG | RINGCENTRAL INC | 150,000 | $7.839M | 0.4% | $52.26 * | $75.88 | 0.0% | CL A | 76680R206 |
| — | CYMABAY THERAPEUTICS INC | 2,644,306 | $7.801M | 0.4% | $2.95 | $3.26 | — | COM | 23257D103 |
| — | FTAC HERA ACQUISITION CORP | 787,130 | $7.714M | 0.4% | $9.80 | $9.74 | — | CLASS A ORD SHS | G3728Y103 |
| — | FORTRESS BIOTECH INC | 8,758,648 | $7.356M | 0.4% | $0.84 | $3.06 | — | COM | 34960Q109 |
| — | CONCERT PHARMACEUTICALS INC | 1,659,840 | $6.988M | 0.4% | $4.21 | $4.21 | — | COM | 206022105 |
| — | PAR TECHNOLOGY CORP | 5,785,000 | $6.675M | 0.3% | $1.15 | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| SRL | SCULLY ROYALTY LTD | 771,196 | $6.189M | 0.3% | $8.03 | $9.80 | -17.6% | COM SHS | G7T96K107 |
| TSHA | TAYSHA GENE THERAPIES INC | 1,643,438 | $6.114M | 0.3% | $3.72 * | $16.70 | -76.3% | COM SHS | 877619106 |
| PRDO | PERDOCEO ED CORP | 500,000 | $5.89M | 0.3% | $11.78 | — | — | Put | 71363P106 |
| SPRY | SILVERBACK THERAPEUTICS INC | 1,386,138 | $5.877M | 0.3% | $4.24 * | $23.01 | -84.8% | COM | 82835W108 |
| — | APOLLO ENDOSURGERY INC | 1,600,000 | $5.84M | 0.3% | $3.65 | $6.48 | — | Call | 03767D108 |
| ONTF | ON24 INC | 570,403 | $5.413M | 0.3% | $9.49 * | $14.08 | -13.9% | COM | 68339B104 |
| — | APTOSE BIOSCIENCES INC | 7,232,676 | $5.367M | 0.3% | $0.74 | $3.92 | — | COM NEW | 03835T200 |
| — | CATALYST BIOSCIENCES INC | 2,755,903 | $4.906M | 0.2% | $1.78 | $5.14 | — | COM NEW | 14888D208 |
| AURA | AURA BIOSCIENCES INC | 343,215 | $4.863M | 0.2% | $14.17 * | $18.41 | -10.1% | COM | 05153U107 |
| SYK | STRYKER CORPORATION | 23,000 | $4.575M | 0.2% | $198.91 * | $225.90 | 0.0% | COM | 863667101 |
| — | STRATA SKIN SCIENCES INC | 4,575,812 | $4.397M | 0.2% | $0.96 | $1.87 | — | COM NEW | 86272A206 |
| IWM | ISHARES TR | 23,873 | $4.043M | 0.2% | $169.35 | $206.83 | — | RUSSELL 2000 ETF | 464287655 |
| — | CURIS INC | 3,628,162 | $3.572M | 0.2% | $0.98 | $5.74 | — | COM NEW | 231269200 |
| INMD | INMODE LTD | 158,154 | $3.544M | 0.2% | $22.41 * | $26.27 | 0.0% | SHS | M5425M103 |
| — | AVALO THERAPEUTICS INC | 6,710,327 | $3.355M | 0.2% | $0.50 | $2.17 | — | COM | 05338F108 |
| — | AKUMIN INC | 5,545,233 | $3.325M | 0.2% | $0.60 | $3.23 | — | COM | 01021F109 |
| RILY | B. RILEY FINANCIAL INC | 77,083 | $3.257M | 0.2% | $42.25 * | $53.91 | -2.6% | COM | 05580M108 |
| — | ARYA SCIENCES ACQU CORP IV | 322,929 | $3.168M | 0.2% | $9.81 | $10.47 | — | CL A | G31659108 |
| — | B RILEY PRINCIPAL 150 MERGER | 297,727 | $2.965M | 0.1% | $9.96 | $10.12 | — | COM CL A | 05601V103 |
| RDNW | RUMBLEON INC | 200,000 | $2.942M | 0.1% | $14.71 * | $19.55 | 0.0% | COM CL B | 781386305 |
| PWP | PERELLA WEINBERG PARTNERS | 502,676 | $2.931M | 0.1% | $5.83 * | $10.21 | -34.8% | CLASS A COM | 71367G102 |
| — | MERRIMACK PHARMACEUTICALS IN | 491,509 | $2.924M | 0.1% | $5.95 | $5.84 | — | COM NEW | 590328209 |
| STIM | NEURONETICS INC | 767,400 | $2.463M | 0.1% | $3.21 * | $3.38 | -14.1% | COM | 64131A105 |
| NPCE | NEUROPACE INC | 478,438 | $2.368M | 0.1% | $4.95 * | $14.36 | -54.0% | COM | 641288105 |
| KR | KROGER CO | 50,000 | $2.366M | 0.1% | $47.32 | — | — | Call | 501044101 |
| — | CIDARA THERAPEUTICS INC | 4,819,090 | $2.355M | 0.1% | $0.49 | $1.27 | — | COM | 171757107 |
| — | IMMATICS N.V | 1,035,613 | $2.113M | 0.1% | $2.04 | $4.86 | — | *W EXP 07/01/202 | N44445117 |
| NAUT | NAUTILUS BIOTECHNOLOGY INC | 784,798 | $2.111M | 0.1% | $2.69 * | $10.83 | -65.6% | COM | 63909J108 |
| — | AEGLEA BIOTHERAPEUTICS INC | 3,877,311 | $1.958M | 0.1% | $0.50 | $4.35 | — | COM | 00773J103 |
| — | VROOM INC | 1,500,000 | $1.875M | 0.1% | $1.25 | — | — | Call | 92918V109 |
| — | SHIFT TECHNOLOGIES INC | 2,662,933 | $1.792M | 0.1% | $0.67 | $8.27 | — | CL A | 82452T107 |
| — | SOLENO THERAPEUTICS INC | 9,436,512 | $1.675M | 0.1% | $0.18 | $2.30 | — | COM NEW | 834203200 |
| ZVOI | ZOVIO INC | 1,655,335 | $1.606M | 0.1% | $0.97 * | $3.40 | -76.0% | COM | 98979V102 |
| — | 5 01 ACQUISITION CORP | 157,044 | $1.554M | 0.1% | $9.90 | $9.98 | — | COM CL A | 33836P105 |
| PAYO | PAYONEER GLOBAL INC | 385,366 | $1.511M | 0.1% | $3.92 * | $10.19 | -56.2% | COM | 70451X104 |
| — | IDW MEDIA HLDGS INC | 1,052,852 | $1.411M | 0.1% | $1.34 | $2.84 | — | CL B | 44951N106 |
| — | ANGION BIOMEDICA CORP | 1,131,001 | $1.289M | 0.1% | $1.14 | $4.32 | — | COM | 03476J107 |
| HYPR | HYPERFINE INC | 544,930 | $1.215M | 0.1% | $2.23 * | $9.78 | -69.9% | COM CL A | 44916K106 |
| KROS | KEROS THERAPEUTICS INC | 41,900 | $1.158M | 0.1% | $27.64 * | $45.62 | -3.8% | Call | 492327101 |
| — | IMAC HLDGS INC | 1,259,379 | $1.044M | 0.1% | $0.83 | $1.65 | — | COM | 44967K104 |
| — | LAVA THERAPEUTICS NV | 322,980 | $953K | 0.0% | $2.95 | $15.19 | — | SHS | N51517105 |
| ALEC | ALECTOR INC | 92,176 | $937K | 0.0% | $10.17 | $15.82 | -36.9% | COM | 014442107 |
| — | ACER THERAPEUTICS INC | 741,010 | $934K | 0.0% | $1.26 | $22.84 | — | COM | 00444P108 |
| — | IMV INC | 1,424,676 | $933K | 0.0% | $0.65 | $1.66 | — | COM | 44974L103 |
| — | HELIOGEN INC | 433,909 | $916K | 0.0% | $2.11 | $15.51 | — | COMMON STOCK | 42329E105 |
| — | FARADAY FUTRE INTLGT ELCTR I | 350,000 | $910K | 0.0% | $2.60 | $9.44 | — | COM | 307359109 |
| XGN | EXAGEN INC | 156,135 | $896K | 0.0% | $5.74 | $17.82 | -67.3% | COM | 30068X103 |
| — | EARGO INC | 1,028,965 | $774K | 0.0% | $0.75 | $0.75 | — | COM | 270087109 |
| LUCD | LUCID DIAGNOSTICS INC | 308,978 | $698K | 0.0% | $2.26 | $8.12 | -72.6% | COM | 54948X109 |
| — | UNICYCIVE THERAPEUTICS INC | 729,680 | $606K | 0.0% | $0.83 | $2.59 | — | COM | 90466Y103 |
| CDXS | CODEXIS INC | 50,000 | $523K | 0.0% | $10.46 * | $5.43 | +130.9% | Call | 192005106 |
| CGTX | COGNITION THERAPEUTICS INC | 192,752 | $407K | 0.0% | $2.11 * | $9.75 | -73.5% | COM | 19243B102 |
| — | IN8BIO INC | 148,801 | $359K | 0.0% | $2.41 | $6.85 | — | COM | 45674E109 |
| — | METROMILE INC | 325,002 | $298K | 0.0% | $0.92 | $10.16 | — | COM | 591697107 |
| TACT | TRANSACT TECHNOLOGIES INC | 69,991 | $279K | 0.0% | $3.99 * | $14.23 | -61.1% | COM | 892918103 |
| — | PERELLA WEINBERG PARTNERS | 409,128 | $264K | 0.0% | $0.65 | $2.76 | — | *W EXP 12/31/202 | 71367G110 |
| CUE | CUE BIOPHARMA INC | 100,464 | $250K | 0.0% | $2.49 * | $12.91 | -69.8% | COM | 22978P106 |
| WEJOF | WEJO GROUP LIMITED | 132,728 | $158K | 0.0% | $1.19 | $3.99 | — | COMMON SHARES | G9525W109 |
| — | SITIO ROYALTIES CORP | 582,350 | $93,000 | 0.0% | $0.16 | $0.16 | — | *W EXP 08/23/202 | 82982V119 |
| — | B RILEY PRINCIPAL 150 MERGER | 185,653 | $69,000 | 0.0% | $0.37 | $1.07 | — | *W EXP 03/01/202 | 05601V111 |
| — | METROMILE INC | 507,460 | $57,000 | 0.0% | $0.11 | $6.23 | — | *W EXP 02/09/202 | 591697115 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 235,294 | $56,000 | 0.0% | $0.24 | $0.50 | — | *W EXP 02/08/202 | 87807D111 |
| — | FTAC HERA ACQUISITION CORP | 222,949 | $53,000 | 0.0% | $0.24 | $1.03 | — | *W EXP 02/28/202 | G3728Y111 |
| — | FINTECH ACQUISITION CORP VI | 240,600 | $39,000 | 0.0% | $0.16 | $0.57 | — | *W EXP 03/31/202 | 31811H114 |
| RFL | RAFAEL HLDGS INC | 19,435 | $36,000 | 0.0% | $1.85 * | $1.99 | 0.0% | COM CL B | 75062E106 |
| — | KINTARA THERAPEUTICS INC | 116,234 | $32,000 | 0.0% | $0.28 | $1.45 | — | COM | 49720K101 |
| — | FINTECH ACQUISITION CORP V | 333,331 | $30,000 | 0.0% | $0.09 | $2.09 | — | *W EXP 12/31/202 | 31810Q115 |
| — | INSU ACQUISITION CORP III | 333,332 | $30,000 | 0.0% | $0.09 | $0.88 | — | *W EXP 12/31/202 | 457817112 |
| GFAIW | GUARDFORCE AI CO LTD | 154,205 | $19,000 | 0.0% | $0.12 | $0.80 | — | *W EXP 10/01/202 | G4236L120 |
| — | QUALTEK SERVICES INC | 96,244 | $15,000 | 0.0% | $0.16 | $0.58 | — | *W EXP 02/14/202 | 74760R113 |