Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q1 2022 (← Previous) (Next →)
Filing Date: May 13, 2022
Total Value: $2.26B (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 2,700,000 | $554M | 24.5% | $205.27 | $206.83 | — | Put | 464287655 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 2,149,201 | $145M | 6.4% | $67.39 * | $28.33 | +106.4% | COM | G31249108 |
| IWM | ISHARES TR | 368,029 | $75.55M | 3.3% | $205.27 | $206.83 | — | RUSSELL 2000 ETF | 464287655 |
| CDXS | CODEXIS INC | 3,383,049 | $69.76M | 3.1% | $20.62 | $3.88 | +433.3% | COM | 192005106 |
| LNWO | SCIENTIFIC GAMES CORP | 1,144,613 | $67.25M | 3.0% | $58.75 * | $60.89 | -0.7% | COM | 80874P109 |
| MLKN | MILLERKNOLL INC | 1,623,135 | $56.1M | 2.5% | $34.56 * | $38.37 | -15.8% | COM | 600544100 |
| — | TRAVELCENTERS OF AMERICA INC | 1,272,570 | $54.67M | 2.4% | $42.96 | $17.67 | — | COM NEW | 89421B109 |
| TNL | TRAVEL PLUS LEISURE CO | 919,100 | $53.25M | 2.4% | $57.94 * | $45.12 | +6.0% | Call | 894164102 |
| QURE | UNIQURE NV | 2,811,459 | $50.8M | 2.2% | $18.07 * | $30.11 | -42.0% | SHS | N90064101 |
| IMAX | IMAX CORP | 2,668,431 | $50.51M | 2.2% | $18.93 | $16.44 | +13.8% | COM | 45245E109 |
| TNL | TRAVEL PLUS LEISURE CO | 867,464 | $50.26M | 2.2% | $57.94 * | $45.12 | +6.0% | COM | 894164102 |
| CASH | META FINL GROUP INC | 869,993 | $47.78M | 2.1% | $54.92 | $24.99 | +123.9% | COM | 59100U108 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 2,692,303 | $46.79M | 2.1% | $17.38 * | $17.54 | -4.0% | COM | 87164F105 |
| KROS | KEROS THERAPEUTICS INC | 816,830 | $44.42M | 2.0% | $54.38 * | $45.82 | +12.0% | COM | 492327101 |
| IMAX | IMAX CORP | 2,191,300 | $41.48M | 1.8% | $18.93 | $16.44 | +13.8% | Call | 45245E109 |
| GDEN | GOLDEN ENTMT INC | 690,606 | $40.1M | 1.8% | $58.07 * | $25.49 | +78.3% | COM | 381013101 |
| LXFR | LUXFER HOLDINGS PLC | 2,232,389 | $37.5M | 1.7% | $16.80 * | $13.88 | +27.5% | SHS | G5698W116 |
| RDVT | RED VIOLET INC | 1,261,251 | $35.95M | 1.6% | $28.50 * | $22.28 | +25.1% | COM | 75704L104 |
| AMPH | AMPHASTAR PHARMACEUTICALS IN | 1,000,000 | $35.9M | 1.6% | $35.90 | — | — | Put | 03209R103 |
| DXPE | DXP ENTERPRISES INC | 1,189,179 | $32.22M | 1.4% | $27.09 * | $33.79 | -16.0% | COM NEW | 233377407 |
| RMR | RMR GROUP INC | 961,851 | $29.91M | 1.3% | $31.10 * | $22.87 | -0.8% | CL A | 74967R106 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 1,425,985 | $29.39M | 1.3% | $20.61 * | $11.66 | +47.4% | COM | 46005L101 |
| — | PAYA HOLDINGS INC | 4,110,073 | $24.09M | 1.1% | $5.86 | $8.63 | — | COM CL A | 70434P103 |
| IMTX | IMMATICS N.V | 2,944,659 | $23.53M | 1.0% | $7.99 * | $10.83 | -15.9% | SHS | N44445109 |
| PTON | PELOTON INTERACTIVE INC | 888,600 | $23.48M | 1.0% | $26.42 * | $34.28 | -16.4% | Call | 70614W100 |
| DHX | DHI GROUP INC | 3,847,769 | $22.89M | 1.0% | $5.95 * | $2.38 | +140.6% | COM | 23331S100 |
| — | APOLLO ENDOSURGERY INC | 3,724,899 | $22.54M | 1.0% | $6.05 | $6.48 | — | COM | 03767D108 |
| XBI | SPDR SER TR | 250,000 | $22.47M | 1.0% | $89.88 | — | — | Put | 78464A870 |
| ALTG | ALTA EQUIPMENT GROUP INC | 1,806,607 | $22.33M | 1.0% | $12.36 | $8.05 | +52.1% | COMMON STOCK | 02128L106 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 4,346,327 | $18.12M | 0.8% | $4.17 | $6.08 | — | SPON ADS | 05280R100 |
| SYK | STRYKER CORPORATION | 67,700 | $18.1M | 0.8% | $267.36 | — | — | Put | 863667101 |
| SMLR | SEMLER SCIENTIFIC INC | 356,875 | $17.69M | 0.8% | $49.56 * | $103.17 | -35.0% | COM | 81684M104 |
| QURE | UNIQURE NV | 890,000 | $16.08M | 0.7% | $18.07 * | $30.11 | -42.0% | Call | N90064101 |
| PTON | PELOTON INTERACTIVE INC | 590,330 | $15.6M | 0.7% | $26.42 * | $34.28 | -16.4% | CL A COM | 70614W100 |
| CVSA | ADTALEM GLOBAL ED INC | 500,000 | $14.86M | 0.7% | $29.71 | — | — | Put | 00737L103 |
| — | BBQ HLDGS INC | 951,559 | $14.41M | 0.6% | $15.14 | $18.98 | — | COM | 05551A109 |
| RDI | READING INTL INC | 3,226,656 | $13.81M | 0.6% | $4.28 | $4.55 | -4.4% | CL A | 755408101 |
| DRI | DARDEN RESTAURANTS INC | 100,000 | $13.29M | 0.6% | $132.95 | — | — | Put | 237194105 |
| — | FORTRESS BIOTECH INC | 8,842,525 | $12.03M | 0.5% | $1.36 | $3.06 | — | COM | 34960Q109 |
| CUE | CUE BIOPHARMA INC | 2,244,359 | $10.95M | 0.5% | $4.88 * | $12.91 | -45.3% | COM | 22978P106 |
| — | DARIOHEALTH CORP | 1,716,007 | $10.02M | 0.4% | $5.84 | $13.85 | — | COM NEW | 23725P209 |
| — | APTOSE BIOSCIENCES INC | 7,322,189 | $9.958M | 0.4% | $1.36 | $3.92 | — | COM NEW | 03835T200 |
| — | FINTECH ACQUISITION CORP VI | 999,992 | $9.82M | 0.4% | $9.82 | $9.82 | — | CLASS A COM | 31811H106 |
| — | INSU ACQUISITION CORP III | 995,173 | $9.773M | 0.4% | $9.82 | $9.82 | — | COM CL A | 457817104 |
| — | FINTECH ACQUISITION CORP V | 958,137 | $9.457M | 0.4% | $9.87 | $10.13 | — | COM CL A | 31810Q107 |
| HCA | HCA HEALTHCARE INC | 35,600 | $8.922M | 0.4% | $250.62 * | $123.42 | +96.6% | COM | 40412C101 |
| — | AMRYT PHARMA PLC | 1,071,536 | $8.862M | 0.4% | $8.27 | $8.27 | — | SPONSORED ADS | 03217L106 |
| TSHA | TAYSHA GENE THERAPIES INC | 1,333,947 | $8.697M | 0.4% | $6.52 * | $19.66 | -62.0% | COM SHS | 877619106 |
| — | ARYA SCIENCES ACQUISITN CORP | 865,633 | $8.423M | 0.4% | $9.73 | $9.88 | — | CLASS A ORD SHS | G31658100 |
| — | SHIFT TECHNOLOGIES INC | 3,730,912 | $8.208M | 0.4% | $2.20 | $8.27 | — | CL A | 82452T107 |
| HLF | HERBALIFE NUTRITION LTD | 267,700 | $8.127M | 0.4% | $30.36 | — | — | Call | G4412G101 |
| — | FTAC HERA ACQUISITION CORP | 800,001 | $7.832M | 0.3% | $9.79 | $9.74 | — | CLASS A ORD SHS | G3728Y103 |
| SRL | SCULLY ROYALTY LTD | 772,437 | $7.585M | 0.3% | $9.82 * | $9.80 | -21.1% | COM SHS | G7T96K107 |
| — | AEGLEA BIOTHERAPEUTICS INC | 3,200,593 | $7.361M | 0.3% | $2.30 | $5.16 | — | COM | 00773J103 |
| MAX | MEDIAALPHA INC | 437,494 | $7.241M | 0.3% | $16.55 * | $16.27 | -14.0% | CL A | 58450V104 |
| — | PAR TECHNOLOGY CORP | 5,785,000 | $6.953M | 0.3% | $1.20 | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| — | STRATA SKIN SCIENCES INC | 4,575,812 | $6.726M | 0.3% | $1.47 | $1.87 | — | COM NEW | 86272A206 |
| AURA | AURA BIOSCIENCES INC | 301,990 | $6.644M | 0.3% | $22.00 * | $18.66 | +2.1% | COM | 05153U107 |
| VMD | VIEMED HEALTHCARE INC | 1,293,812 | $6.443M | 0.3% | $4.98 * | $7.16 | -35.1% | COM | 92663R105 |
| — | AKUMIN INC | 5,578,992 | $6.193M | 0.3% | $1.11 | $3.23 | — | COM | 01021F109 |
| — | CURIS INC | 2,478,265 | $5.898M | 0.3% | $2.38 | $7.95 | — | COM NEW | 231269200 |
| — | CYMABAY THERAPEUTICS INC | 1,893,997 | $5.89M | 0.3% | $3.11 | $3.38 | — | COM | 23257D103 |
| RILY | B. RILEY FINANCIAL INC | 78,508 | $5.492M | 0.2% | $69.95 * | $53.91 | +25.6% | COM | 05580M108 |
| ONTF | ON24 INC | 384,088 | $5.051M | 0.2% | $13.15 * | $15.03 | 0.0% | COM | 68339B104 |
| — | AVALO THERAPEUTICS INC | 6,849,547 | $4.804M | 0.2% | $0.70 | $2.17 | — | COM | 05338F108 |
| PWP | PERELLA WEINBERG PARTNERS | 502,676 | $4.75M | 0.2% | $9.45 * | $10.21 | -4.8% | CLASS A COM | 71367G102 |
| — | CIDARA THERAPEUTICS INC | 4,954,882 | $4.126M | 0.2% | $0.83 | $1.27 | — | COM | 171757107 |
| — | VROOM INC | 1,500,000 | $3.99M | 0.2% | $2.66 | — | — | Call | 92918V109 |
| NPCE | NEUROPACE INC | 485,303 | $3.984M | 0.2% | $8.21 * | $14.36 | -39.9% | COM | 641288105 |
| NAUT | NAUTILUS BIOTECHNOLOGY INC | 893,561 | $3.878M | 0.2% | $4.34 * | $10.83 | -62.1% | COM | 63909J108 |
| KURA | KURA ONCOLOGY INC | 240,900 | $3.874M | 0.2% | $16.08 | — | — | Call | 50127T109 |
| W | WAYFAIR INC | 34,688 | $3.843M | 0.2% | $110.79 * | $140.76 | 0.0% | CL A | 94419L101 |
| — | HELIOGEN INC | 643,599 | $3.385M | 0.1% | $5.26 | $15.51 | — | COMMON STOCK | 42329E105 |
| — | MERRIMACK PHARMACEUTICALS IN | 516,817 | $3.269M | 0.1% | $6.33 | $5.84 | — | COM NEW | 590328209 |
| — | ARYA SCIENCES ACQU CORP IV | 325,848 | $3.193M | 0.1% | $9.80 | $10.47 | — | CL A | G31659108 |
| SPRY | SILVERBACK THERAPEUTICS INC | 913,597 | $3.152M | 0.1% | $3.45 * | $33.11 | -86.9% | COM | 82835W108 |
| — | B RILEY PRINCIPAL 150 MERGER | 301,786 | $2.994M | 0.1% | $9.92 | $10.12 | — | COM CL A | 05601V103 |
| STIM | NEURONETICS INC | 880,155 | $2.667M | 0.1% | $3.03 * | $3.38 | 0.0% | COM | 64131A105 |
| — | IMV INC | 1,866,491 | $2.632M | 0.1% | $1.41 | $1.66 | — | COM | 44974L103 |
| — | ANGION BIOMEDICA CORP | 1,173,162 | $2.487M | 0.1% | $2.12 | $4.32 | — | COM | 03476J107 |
| — | IMAC HLDGS INC | 2,241,113 | $2.308M | 0.1% | $1.03 | $1.65 | — | COM | 44967K104 |
| KROS | KEROS THERAPEUTICS INC | 41,900 | $2.279M | 0.1% | $54.39 * | $45.82 | +12.0% | Call | 492327101 |
| — | ACER THERAPEUTICS INC | 777,820 | $2.256M | 0.1% | $2.90 | $22.84 | — | COM | 00444P108 |
| ZVOI | ZOVIO INC | 2,613,763 | $2.144M | 0.1% | $0.82 * | $3.40 | -66.8% | COM | 98979V102 |
| HYPR | HYPERFINE INC | 596,480 | $2.112M | 0.1% | $3.54 * | $9.78 | -57.8% | COM CL A | 44916K106 |
| — | SOLENO THERAPEUTICS INC | 9,436,512 | $2.104M | 0.1% | $0.22 | $2.30 | — | COM NEW | 834203200 |
| — | IDW MEDIA HLDGS INC | 1,118,406 | $2.047M | 0.1% | $1.83 | $2.84 | — | CL B | 44951N106 |
| — | PAYA HOLDINGS INC | 300,000 | $1.758M | 0.1% | $5.86 | $8.63 | — | Call | 70434P103 |
| — | FARADAY FUTRE INTLGT ELCTR I | 350,000 | $1.746M | 0.1% | $4.99 | $9.44 | — | COM | 307359109 |
| — | IMMATICS N.V | 1,035,613 | $1.74M | 0.1% | $1.68 | $4.86 | — | *W EXP 07/01/202 | N44445117 |
| PAYO | PAYONEER GLOBAL INC | 385,366 | $1.719M | 0.1% | $4.46 * | $10.19 | -50.4% | COM | 70451X104 |
| WVE | WAVE LIFE SCIENCES LTD | 819,101 | $1.638M | 0.1% | $2.00 * | $9.15 | -73.2% | SHS | Y95308105 |
| — | 5 01 ACQUISITION CORP | 162,430 | $1.6M | 0.1% | $9.85 | $9.98 | — | COM CL A | 33836P105 |
| — | CATALYST BIOSCIENCES INC | 2,420,789 | $1.598M | 0.1% | $0.66 | $5.61 | — | COM NEW | 14888D208 |
| — | LAVA THERAPEUTICS NV | 334,164 | $1.47M | 0.1% | $4.40 | $15.19 | — | SHS | N51517105 |
| — | METROMILE INC | 1,043,514 | $1.377M | 0.1% | $1.32 | $10.16 | — | COM | 591697107 |
| ALEC | ALECTOR INC | 94,779 | $1.351M | 0.1% | $14.25 * | $15.82 | 0.0% | COM | 014442107 |
| XGN | EXAGEN INC | 159,253 | $1.279M | 0.1% | $8.03 * | $17.82 | -51.6% | COM | 30068X103 |
| — | IN8BIO INC | 352,753 | $1.226M | 0.1% | $3.48 | $6.85 | — | COM | 45674E109 |
| LUCD | LUCID DIAGNOSTICS INC | 315,414 | $1.06M | 0.0% | $3.36 * | $8.12 | -55.0% | COM | 54948X109 |
| WEJOF | WEJO GROUP LIMITED | 214,966 | $857K | 0.0% | $3.99 | $3.99 | — | COMMON SHARES | G9525W109 |
| — | UNICYCIVE THERAPEUTICS INC | 640,633 | $826K | 0.0% | $1.29 | $2.83 | — | COM | 90466Y103 |
| — | PERELLA WEINBERG PARTNERS | 409,128 | $822K | 0.0% | $2.01 | $2.76 | — | *W EXP 12/31/202 | 71367G110 |
| TNGX | TANGO THERAPEUTICS INC | 98,794 | $749K | 0.0% | $7.58 * | $11.99 | -27.7% | COM | 87583X109 |
| AKBA | AKEBIA THERAPEUTICS INC | 965,800 | $693K | 0.0% | $0.72 * | $8.43 | -74.6% | Call | 00972D105 |
| CGTX | COGNITION THERAPEUTICS INC | 196,402 | $540K | 0.0% | $2.75 * | $9.75 | -60.5% | COM | 19243B102 |
| TACT | TRANSACT TECHNOLOGIES INC | 71,335 | $504K | 0.0% | $7.07 * | $14.23 | -37.5% | COM | 892918103 |
| — | ELOXX PHARMACEUTICALS INC | 774,767 | $434K | 0.0% | $0.56 | $1.99 | — | COM | 29014R103 |
| — | GALMED PHARMACEUTICALS LTD | 258,957 | $412K | 0.0% | $1.59 | $7.04 | — | SHS | M47238106 |
| — | HTG MOLECULAR DIAGNOSTICS IN | 285,963 | $397K | 0.0% | $1.39 | $4.79 | — | COM NEW | 40434H203 |
| — | FINTECH ACQUISITION CORP V | 333,331 | $317K | 0.0% | $0.95 | $2.09 | — | *W EXP 12/31/202 | 31810Q115 |
| — | KINTARA THERAPEUTICS INC | 663,279 | $264K | 0.0% | $0.40 | $1.45 | — | COM | 49720K101 |
| — | FALCON MINERALS CORP | 674,561 | $256K | 0.0% | $0.38 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | FINTECH ACQUISITION CORP VI | 249,998 | $143K | 0.0% | $0.57 | $0.57 | — | *W EXP 03/31/202 | 31811H114 |
| GFAIW | GUARDFORCE AI CO LTD | 374,205 | $142K | 0.0% | $0.38 | $0.80 | — | *W EXP 10/01/202 | G4236L120 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 235,294 | $117K | 0.0% | $0.50 | $0.50 | — | *W EXP 02/08/202 | 87807D111 |
| — | B RILEY PRINCIPAL 150 MERGER | 120,686 | $109K | 0.0% | $0.90 | $1.45 | — | *W EXP 03/01/202 | 05601V111 |
| — | FTAC HERA ACQUISITION CORP | 222,949 | $97,000 | 0.0% | $0.44 | $1.03 | — | *W EXP 02/28/202 | G3728Y111 |
| — | INSU ACQUISITION CORP III | 333,332 | $67,000 | 0.0% | $0.20 | $0.88 | — | *W EXP 12/31/202 | 457817112 |
| — | METROMILE INC | 507,460 | $66,000 | 0.0% | $0.13 | $6.23 | — | *W EXP 02/09/202 | 591697115 |
| — | QUALTEK SERVICES INC | 96,244 | $56,000 | 0.0% | $0.58 | $0.58 | — | *W EXP 02/14/202 | 74760R113 |
| OCGN | OCUGEN INC | 16,571 | $55,000 | 0.0% | $3.32 * | $7.55 | -53.5% | COM | 67577C105 |