Knott David M Jr Diversified Active

CIK: 0001892770 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: May 11, 2023

Total Value ($000): $254 (100.0% shares, 0.0% debt)

Holdings (150)

Calumet Specialty Products Partners, LP 29.5%
Value ($000) $75 Shares 4,325,000 Est. Cost $13.24 Unrealized
Apollo Global Management, Inc. 5.6%
Value ($000) $14 Shares 225,000 Est. Cost $0.06 Unrealized
DCGO DocGo, Inc. 4.8%
Value ($000) $12 Shares 1,400,000 Est. Cost $8.87 Unrealized -0.6%
FTAI FTAI Aviation Ltd. 4.7%
Value ($000) $12 Shares 425,000 Est. Cost $15.67 Unrealized +42.1%
GOOG Alphabet Inc-Cl C 4.6%
Value ($000) $12 Shares 112,220 Est. Cost $112.46 Unrealized -14.8%
FBRT Franklin BSP Realty Trust, Inc. 4.0%
Value ($000) $10 Shares 859,047 Est. Cost $14.49 Unrealized
LGND Ligand Pharmaceuticals Incorporated 3.3%
Value ($000) $8 Shares 115,000 Est. Cost $85.49 Unrealized -16.8%
ARDX Ardelyx, Inc. 2.8%
Value ($000) $7 Shares 1,500,000 Est. Cost $1.37 Unrealized +146.6%
Midwest Holding Inc. 2.4%
Value ($000) $6 Shares 390,241 Est. Cost $16.20 Unrealized
Coliseum Acquisition Corp. Wts 2.2%
Value ($000) $6 Shares 495,000 Est. Cost $11.50 Unrealized
African Gold Acquistion Corp. Warrants 2.0%
Value ($000) $5 Shares 450,750 Est. Cost $11.50 Unrealized
Horizon Therapeutics Public Ltd. Company 1.8%
Value ($000) $5 Shares 41,490 Est. Cost $98.06 Unrealized
Calumet Specialty Products Partners, LP @20 exp 1/24 1.7%
Value ($000) $4 Shares 251,000 Est. Cost $0.02 Unrealized
OABI OmniAb Inc. 1.6%
Value ($000) $4 Shares 1,086,505 Est. Cost $5.33 Unrealized -29.1%
PFE Pfizer Inc. 1.6%
Value ($000) $4 Shares 97,537 Est. Cost $40.70 Unrealized -10.2%
MDGL Madrigal Pharmaaceuticals, Inc. 1.3%
Value ($000) $3 Shares 14,000 Est. Cost $170.64 Unrealized +59.7%
VKTX Viking Therapeutics, Inc. 1.3%
Value ($000) $3 Shares 200,164 Est. Cost $4.73 Unrealized +118.4%
JAZZ Jazz Pharmaceuticals PLC 1.3%
Value ($000) $3 Shares 22,411 Est. Cost $131.42 Unrealized +12.6%
Sanofi 1.2%
Value ($000) $3 Shares 56,000 Est. Cost $0.05 Unrealized
JPM JPMorgan Chase & Co. 1.1%
Value ($000) $3 Shares 20,985 Est. Cost $142.30 Unrealized -9.9%
Avadel Pharmaceuticals plc 1.0%
Value ($000) $3 Shares 291,113 Est. Cost $6.53 Unrealized
CTI BioPharma Corp. 0.9%
Value ($000) $2 Shares 566,487 Est. Cost $3.84 Unrealized
GSK GlaxoSmithKline plc 0.9%
Value ($000) $2 Shares 65,000 Est. Cost $0.04 Unrealized
VRTX Vertex Pharmaceuticals, Inc. 0.9%
Value ($000) $2 Shares 7,000 Est. Cost $194.45 Unrealized +54.2%
CSX CSX Corporation 0.8%
Value ($000) $2 Shares 70,000 Est. Cost $28.73 Unrealized +2.6%
Twelve Seas Investment Company II Warrants 0.8%
Value ($000) $2 Shares 166,666 Est. Cost $11.50 Unrealized
AB AllianceBernstein Holding L.P. 0.7%
Value ($000) $2 Shares 49,500 Est. Cost $48.83 Unrealized
Alkermes PLC 0.7%
Value ($000) $2 Shares 64,000 Est. Cost $0.03 Unrealized
Seres Therapeutics, Inc. 0.7%
Value ($000) $2 Shares 315,000 Est. Cost $2.24 Unrealized
CVE Cenovus Energy Inc. 0.7%
Value ($000) $2 Shares 95,000 Est. Cost $18.15 Unrealized -6.2%
MOS The Mosaic Company 0.6%
Value ($000) $2 Shares 35,000 Est. Cost $55.77 Unrealized -20.2%
IVERIC bio, Inc. 0.6%
Value ($000) $2 Shares 65,000 Est. Cost $0.02 Unrealized
EXE Chesapeake Energy Corporation 0.6%
Value ($000) $2 Shares 20,000 Est. Cost $75.97 Unrealized -1.9%
XENE Xenon Pharmaceuticals Inc. 0.6%
Value ($000) $1 Shares 40,000 Est. Cost $29.88 Unrealized +23.6%
Kiwetinohk Energy Corp. 0.6%
Value ($000) $1 Shares 160,000 Est. Cost $10.91 Unrealized
B.Riley Principal 250 Merger Corp. Wts. 0.5%
Value ($000) $1 Shares 116,666 Est. Cost $11.50 Unrealized
WHWK Aadi Bioscience, Inc. 0.5%
Value ($000) $1 Shares 183,688 Est. Cost $11.12 Unrealized -3.9%
FIP FTAI Infrastructure Inc. 0.5%
Value ($000) $1 Shares 425,000 Est. Cost $2.61 Unrealized +8.0%
OVV Ovintiv Inc. 0.5%
Value ($000) $1 Shares 35,000 Est. Cost $51.54 Unrealized -14.4%
Tastemaker Acquisition Corp. Warrants 0.5%
Value ($000) $1 Shares 100,000 Est. Cost $11.50 Unrealized
RHP Ryman Hospitality Properties, Inc. 0.4%
Value ($000) $1 Shares 12,400 Est. Cost $92.38 Unrealized
Seagen Inc. 0.4%
Value ($000) $1 Shares 5,000 Est. Cost $0.20 Unrealized
Mondelez International Inc. 0.4%
Value ($000) $1 Shares 14,000 Est. Cost $0.07 Unrealized
Inozyme Pharma, Inc. 0.4%
Value ($000) $1 Shares 160,000 Est. Cost $0.01 Unrealized
EOLS Evolus, Inc. 0.3%
Value ($000) $1 Shares 104,716 Est. Cost $9.04 Unrealized 0.0%
Arcellx Inc 0.3%
Value ($000) $1 Shares 28,000 Est. Cost $0.03 Unrealized
Beyond Air Inc. 0.3%
Value ($000) $1 Shares 121,300 Est. Cost $0.01 Unrealized
KMB Kimberly-Clark Corporation 0.3%
Value ($000) $1 Shares 6,000 Est. Cost $115.26 Unrealized +0.9%
ABBV AbbVie Inc. 0.3%
Value ($000) $1 Shares 5,037 Est. Cost $114.08 Unrealized +21.1%
DD DuPont de Nemours, Inc. 0.3%
Value ($000) $1 Shares 9,930 Est. Cost $29.21 Unrealized -1.8%
CTVA Corteva, Inc. 0.3%
Value ($000) $1 Shares 11,563 Est. Cost $43.54 Unrealized +35.8%
FaZe Holdings Inc. 0.3%
Value ($000) $1 Shares 58,321 Est. Cost $0.01 Unrealized
DOW Dow Inc. 0.2%
Value ($000) $1 Shares 11,136 Est. Cost $45.04 Unrealized +5.0%
KO Coca-Cola Co. 0.2%
Value ($000) $1 Shares 9,600 Est. Cost $49.18 Unrealized +12.7%
WPC W.P. Carey Inc. 0.2%
Value ($000) $0 Shares 6,000 Est. Cost $81.42 Unrealized
CNQ Canadian Natural Resources Limited 0.2%
Value ($000) $0 Shares 8,400 Est. Cost $18.73 Unrealized +34.4%
MSFT Microsoft Corporation 0.2%
Value ($000) $0 Shares 1,600 Est. Cost $307.17 Unrealized -18.8%
ABEO Abeona Therapeutics Inc. 0.2%
Value ($000) $0 Shares 160,000 Est. Cost $3.67 Unrealized -28.8%
Poseida Therapeutics, Inc. 0.2%
Value ($000) $0 Shares 140,921 Est. Cost $3.16 Unrealized
JNJ Johnson & Johnson 0.2%
Value ($000) $0 Shares 2,800 Est. Cost $150.72 Unrealized -1.9%
AAPL Apple Inc. 0.2%
Value ($000) $0 Shares 2,494 Est. Cost $153.75 Unrealized -5.4%
CAG Conagra Brands, Inc. 0.1%
Value ($000) $0 Shares 10,000 Est. Cost $26.97 Unrealized +18.4%
Colombier Acquisition Corp. Wts. 0.1%
Value ($000) $0 Shares 26,666 Est. Cost $11.51 Unrealized
QualTek Services Inc. - Warrants 0.1%
Value ($000) $0 Shares 25,000 Est. Cost $11.52 Unrealized
XOMA XOMA Corporation 0.1%
Value ($000) $0 Shares 13,527 Est. Cost $18.61 Unrealized +13.0%
FSK FS KKR Capital Corp. 0.1%
Value ($000) $0 Shares 15,175 Est. Cost $11.47 Unrealized +5.9%
IBM Int'l Business Machines Corp 0.1%
Value ($000) $0 Shares 2,142 Est. Cost $120.73 Unrealized 0.0%
ADMA ADMA Biologics, Inc. 0.1%
Value ($000) $0 Shares 78,143 Est. Cost $1.31 Unrealized +163.0%
International Game Technology PLC 0.1%
Value ($000) $0 Shares 7,500 Est. Cost $0.02 Unrealized
Leap Therapeutics, Inc. 0.1%
Value ($000) $0 Shares 557,939 Est. Cost $1.02 Unrealized
LEGH Legacy Housing Corporation 0.1%
Value ($000) $0 Shares 6,500 Est. Cost $22.33 Unrealized -9.4%
FSBW FS Bancorp, Inc. 0.1%
Value ($000) $0 Shares 4,380 Est. Cost $29.98 Unrealized +2.1%
LLY Eli Lilly & Co. 0.0%
Value ($000) $0 Shares 300 Est. Cost $243.85 Unrealized +35.3%
FNB F.N.B. Corporation 0.0%
Value ($000) $0 Shares 8,905 Est. Cost $11.30 Unrealized +6.6%
TotalEnergies SE - ADR 0.0%
Value ($000) $0 Shares 1,600 Est. Cost $49.52 Unrealized
KHC The Kraft Heinz Company 0.0%
Value ($000) $0 Shares 2,399 Est. Cost $29.49 Unrealized +15.9%
South State Corporation 0.0%
Value ($000) $0 Shares 1,068 Est. Cost $80.52 Unrealized
OXY Occidental Petroleum Corporation 0.0%
Value ($000) $0 Shares 1,055 Est. Cost $32.75 Unrealized +80.6%
EBC Eastern Bankshares Inc. 0.0%
Value ($000) $0 Shares 5,000 Est. Cost $14.08 Unrealized 0.0%
IWP iShares Russell Mid-Cap Growth 0.0%
Value ($000) $0 Shares 695 Est. Cost $79.14 Unrealized
VLY Valley National Bancorp 0.0%
Value ($000) $0 Shares 6,400 Est. Cost $13.92 Unrealized -20.6%
AVGO Broadcom 0.0%
Value ($000) $0 Shares 71 Est. Cost $52.39 Unrealized +9.9%
DHR Danaher Corporation 0.0%
Value ($000) $0 Shares 180 Est. Cost $226.23 Unrealized -0.9%
IEFA iShares Core MSCI EAFE 0.0%
Value ($000) $0 Shares 633 Est. Cost $58.45 Unrealized
HRGG Heritage NOLA Bancorp, Inc. 0.0%
Value ($000) $0 Shares 3,000 Est. Cost $15.86 Unrealized -10.3%
NVDA Nvidia Corp 0.0%
Value ($000) $0 Shares 128 Est. Cost $18.84 Unrealized +14.8%
EXP Eagle Materials Inc. 0.0%
Value ($000) $0 Shares 228 Est. Cost $147.73 Unrealized -5.4%
WMT Wal-Mart Stores, Inc. 0.0%
Value ($000) $0 Shares 225 Est. Cost $45.79 Unrealized 0.0%
URI United Rental, Inc. 0.0%
Value ($000) $0 Shares 78 Est. Cost $284.96 Unrealized +43.1%
AMZN Amazon.com Inc. 0.0%
Value ($000) $0 Shares 300 Est. Cost $125.13 Unrealized -22.8%
GOOGL Alphabet Inc CL A 0.0%
Value ($000) $0 Shares 300 Est. Cost $110.40 Unrealized -13.7%
IJR iShares Core S&P Small-Cap ETF 0.0%
Value ($000) $0 Shares 313 Est. Cost $97.74 Unrealized
IWS iShares Russell Mid-Cap Value 0.0%
Value ($000) $0 Shares 273 Est. Cost $102.56 Unrealized
PWR Quanta Services Inc. 0.0%
Value ($000) $0 Shares 176 Est. Cost $136.02 Unrealized +12.6%
United Healthcare Corp. 0.0%
Value ($000) $0 Shares 57 Est. Cost $0.47 Unrealized
IWO iShares Russell 2000 Growth 0.0%
Value ($000) $0 Shares 118 Est. Cost $203.39 Unrealized
EQIX Equinix Inc 0.0%
Value ($000) $0 Shares 37 Est. Cost $643.06 Unrealized +3.0%
TGT Target Corporation 0.0%
Value ($000) $0 Shares 166 Est. Cost $165.42 Unrealized -10.2%
MS Morgan Stanley Group Inc. 0.0%
Value ($000) $0 Shares 293 Est. Cost $72.42 Unrealized +17.1%
TMO Thermo Fisher Scientific Inc. 0.0%
Value ($000) $0 Shares 45 Est. Cost $544.70 Unrealized +2.6%
Linde PLC 0.0%
Value ($000) $0 Shares 70 Est. Cost $285.71 Unrealized
ZBH Zimmer Biomet Holdings Inc 0.0%
Value ($000) $0 Shares 190 Est. Cost $114.86 Unrealized +6.5%
HD Home Depot Inc. 0.0%
Value ($000) $0 Shares 80 Est. Cost $269.01 Unrealized +5.8%
Medtronic, Inc. 0.0%
Value ($000) $0 Shares 300 Est. Cost $89.52 Unrealized
EFG ishares MSCI EAFE Growth Index Fund 0.0%
Value ($000) $0 Shares 252 Est. Cost $79.37 Unrealized
IQV IQVIA Holdings Inc 0.0%
Value ($000) $0 Shares 122 Est. Cost $217.16 Unrealized -1.6%
CB Chubb Corporation 0.0%
Value ($000) $0 Shares 121 Est. Cost $196.27 Unrealized +3.3%
ARMK Aramark 0.0%
Value ($000) $0 Shares 651 Est. Cost $23.62 Unrealized +16.2%
Blackrock, Inc. 0.0%
Value ($000) $0 Shares 31 Est. Cost $612.90 Unrealized
ACM Aecom 0.0%
Value ($000) $0 Shares 228 Est. Cost $67.51 Unrealized +24.1%
AMT American Tower Corp. 0.0%
Value ($000) $0 Shares 93 Est. Cost $222.20 Unrealized -14.7%
CVS CVS Caremark Corporation 0.0%
Value ($000) $0 Shares 258 Est. Cost $85.91 Unrealized -12.5%
Arc Resources Ltd. 0.0%
Value ($000) $0 Shares 1,229 Est. Cost $12.21 Unrealized
BX Blackstone Inc. 0.0%
Value ($000) $0 Shares 210 Est. Cost $96.09 Unrealized -15.5%
IEMG iShares Core MSCI Emerging Markets 0.0%
Value ($000) $0 Shares 363 Est. Cost $49.59 Unrealized
VMC Vulcan Materials Co 0.0%
Value ($000) $0 Shares 103 Est. Cost $160.39 Unrealized +8.3%
CMG Chipotle Mexican Grill, Inc. 0.0%
Value ($000) $0 Shares 10 Est. Cost $27.86 Unrealized +12.8%
CVX Chevron Corporation 0.0%
Value ($000) $0 Shares 96 Est. Cost $142.70 Unrealized +4.0%
WFC Wells Fargo & Company 0.0%
Value ($000) $0 Shares 438 Est. Cost $39.95 Unrealized +1.3%
SCHW Charles Schwab Corporation 0.0%
Value ($000) $0 Shares 284 Est. Cost $74.21 Unrealized -5.4%
CRM Salesforce, Inc. 0.0%
Value ($000) $0 Shares 77 Est. Cost $174.57 Unrealized -4.4%
General Electric Company 0.0%
Value ($000) $0 Shares 162 Est. Cost $0.09 Unrealized
LULU Lululemon Athletica Inc. 0.0%
Value ($000) $0 Shares 39 Est. Cost $320.46 Unrealized -2.2%
SLB Schlumberger Limited 0.0%
Value ($000) $0 Shares 292 Est. Cost $38.29 Unrealized +29.0%
CFFN Capitol Federal Financial, Inc. 0.0%
Value ($000) $0 Shares 2,000 Est. Cost $8.81 Unrealized -23.0%
NYF iShares New York Muni Bond 0.0%
Value ($000) $0 Shares 242 Est. Cost $0.05 Unrealized
ADBE Adobe Systems 0.0%
Value ($000) $0 Shares 35 Est. Cost $406.98 Unrealized -12.7%
DIS The Walt Disney Company 0.0%
Value ($000) $0 Shares 116 Est. Cost $108.44 Unrealized -9.2%
IWN iShares Russell 2000 Value 0.0%
Value ($000) $0 Shares 86 Est. Cost $139.53 Unrealized
PCAR Paccar Inc 0.0%
Value ($000) $0 Shares 148 Est. Cost $53.72 Unrealized +19.4%
NKE Nike Inc. 0.0%
Value ($000) $0 Shares 91 Est. Cost $111.29 Unrealized +4.8%
COP ConocoPhillips 0.0%
Value ($000) $0 Shares 113 Est. Cost $89.94 Unrealized +10.6%
EWUS iShares MSCI United Kingdom Small-Cap 0.0%
Value ($000) $0 Shares 246 Est. Cost $32.52 Unrealized
CC The Chemours Company 0.0%
Value ($000) $0 Shares 240 Est. Cost $26.84 Unrealized +9.7%
STWD Starwood Property Trust, Inc. 0.0%
Value ($000) $0 Shares 400 Est. Cost $25.00 Unrealized
GNRC Generac Holdings Inc. 0.0%
Value ($000) $0 Shares 69 Est. Cost $245.89 Unrealized -53.0%
KD Kyndryl Holdings Inc. 0.0%
Value ($000) $0 Shares 428 Est. Cost $14.19 Unrealized 0.0%
PG The Procter & Gamble Company 0.0%
Value ($000) $0 Shares 35 Est. Cost $142.14 Unrealized -6.3%
ABT Abbott Laboratories 0.0%
Value ($000) $0 Shares 50 Est. Cost $115.36 Unrealized -13.3%
EWG iShares MSCI Germany 0.0%
Value ($000) $0 Shares 150 Est. Cost $20.00 Unrealized
EWU iShares MSCI United Kingdom 0.0%
Value ($000) $0 Shares 116 Est. Cost $25.86 Unrealized
OXY/WS Occidential Pertro Wts exp. 8/3/27 0.0%
Value ($000) $0 Shares 194 Est. Cost $15.47 Unrealized
EFV ishares Msci Value Index Fund 0.0%
Value ($000) $0 Shares 63 Est. Cost $47.62 Unrealized
EBND SPRD Sec SER TR Bloomberg Emer Mkts Loc BD etf 0.0%
Value ($000) $0 Shares 147 Est. Cost $0.02 Unrealized
EZU iShares MSCI Eurozone 0.0%
Value ($000) $0 Shares 55 Est. Cost $36.36 Unrealized
Sculptor Cap Mgmt CL A 0.0%
Value ($000) $0 Shares 200 Est. Cost $20.00 Unrealized
HYG iShares iBoxx $ High Yield Corporate Bond 0.0%
Value ($000) $0 Shares 32 Est. Cost $0.06 Unrealized
WAB Wabtec Corporation 0.0%
Value ($000) $0 Shares 6 Est. Cost $89.57 Unrealized +12.2%
EMB iShares JPMorgan USD Emerging Markets Bond 0.0%
Value ($000) $0 Shares 17 Est. Cost $0.06 Unrealized
SVB Financial Group 0.0%
Value ($000) $0 Shares 48 Est. Cost $333.37 Unrealized