Knott David M Jr Diversified Active

CIK: 0001892770 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 13, 2023

Total Value ($000): $265 (100.0% shares, 0.0% debt)

Holdings (174)

Calumet Specialty Products Partners, LP 27.6%
Value ($000) $73 Shares 4,325,000 Est. Cost $13.24 Unrealized
APO Apollo Global Management, Inc. 5.4%
Value ($000) $14 Shares 225,000 Est. Cost $51.68 Unrealized +8.8%
MDLZ Mondelez International, Inc. 5.3%
Value ($000) $14 Shares 14,000 Est. Cost $56.60 Unrealized +2.5%
FBRT Franklin BSP Realty Trust, Inc. 4.2%
Value ($000) $11 Shares 859,047 Est. Cost $14.49 Unrealized
GOOG Alphabet Inc Class C 3.8%
Value ($000) $10 Shares 112,220 Est. Cost $112.46 Unrealized -15.8%
DCGO DocGo, Inc. 3.7%
Value ($000) $10 Shares 1,400,000 Est. Cost $8.87 Unrealized -5.4%
LGND Ligand Pharmaceuticals Incorporated 2.9%
Value ($000) $8 Shares 115,000 Est. Cost $85.49 Unrealized -23.9%
FTAI FTAI Aviation Ltd. 2.7%
Value ($000) $7 Shares 425,000 Est. Cost $15.67 Unrealized 0.0%
Coliseum Acquisition Corp. Wts 2.2%
Value ($000) $6 Shares 495,000 Est. Cost $11.50 Unrealized
African Gold Acquistion Corp. Warrants 2.0%
Value ($000) $5 Shares 450,750 Est. Cost $11.50 Unrealized
Midwest Holding Inc. 1.9%
Value ($000) $5 Shares 390,241 Est. Cost $16.20 Unrealized
PFE Pfizer Inc. 1.8%
Value ($000) $5 Shares 94,500 Est. Cost $40.84 Unrealized -1.6%
Horizon Therapeutics Public Ltd. 1.7%
Value ($000) $5 Shares 40,490 Est. Cost $100.48 Unrealized
OABI OmniAb Inc. 1.7%
Value ($000) $5 Shares 1,270,939 Est. Cost $5.33 Unrealized 0.0%
JNJ Johnson & Johnson 1.7%
Value ($000) $4 Shares 24,800 Est. Cost $150.72 Unrealized +4.2%
ARDX Ardelyx, Inc. 1.6%
Value ($000) $4 Shares 1,500,000 Est. Cost $1.37 Unrealized +23.3%
VKTX Viking Therapeutics, Inc. 1.4%
Value ($000) $4 Shares 381,621 Est. Cost $4.73 Unrealized -5.6%
JAZZ Jazz Pharmaceuticals PLC 1.3%
Value ($000) $4 Shares 22,411 Est. Cost $131.42 Unrealized +11.5%
CTI BioPharma Corp. 1.3%
Value ($000) $3 Shares 566,687 Est. Cost $3.84 Unrealized
KW Kennedy-Wilson Holdings, Inc. 1.0%
Value ($000) $3 Shares 175,000 Est. Cost $22.77 Unrealized -29.4%
JPM JP Morgan Chase 1.0%
Value ($000) $3 Shares 20,385 Est. Cost $142.71 Unrealized -17.6%
MRK Merck & Co., Inc. 1.0%
Value ($000) $3 Shares 24,500 Est. Cost $69.86 Unrealized +32.8%
SNY Sanofi 1.0%
Value ($000) $3 Shares 56,000 Est. Cost $13.60 Unrealized
XENE Xenon Pharmaceuticals Inc. 0.9%
Value ($000) $2 Shares 59,500 Est. Cost $29.88 Unrealized +21.9%
MDGL Madrigal Pharmaaceuticals, Inc. 0.9%
Value ($000) $2 Shares 8,000 Est. Cost $94.26 Unrealized +3.8%
VRTX Vertex Pharmaceuticals, Inc. 0.9%
Value ($000) $2 Shares 8,000 Est. Cost $194.45 Unrealized +56.7%
Avadel Pharmaceuticals plc 0.8%
Value ($000) $2 Shares 310,251 Est. Cost $6.53 Unrealized
CSX CSX Corporation 0.8%
Value ($000) $2 Shares 70,000 Est. Cost $28.73 Unrealized 0.0%
GSK GlaxoSmithKline plc 0.8%
Value ($000) $2 Shares 60,000 Est. Cost $0.04 Unrealized
CALLS/Calumet Specialty Product @12 ex1/23 0.7%
Value ($000) $2 Shares 115,000 Est. Cost $0.02 Unrealized
Twelve Seas Investment Company II Warrants 0.7%
Value ($000) $2 Shares 166,666 Est. Cost $11.50 Unrealized
EXE Chesapeake Energy Corporation 0.7%
Value ($000) $2 Shares 20,000 Est. Cost $75.97 Unrealized +15.8%
CVE Cenovus Energy Inc. 0.7%
Value ($000) $2 Shares 95,000 Est. Cost $18.15 Unrealized -2.7%
OVV Ovintiv Inc. 0.7%
Value ($000) $2 Shares 35,000 Est. Cost $51.54 Unrealized +1.4%
AB AllianceBernstein Holding L.P. 0.7%
Value ($000) $2 Shares 50,500 Est. Cost $48.83 Unrealized
Kiwetinohk Energy Corp. 0.7%
Value ($000) $2 Shares 160,000 Est. Cost $10.91 Unrealized
Kairos Acquisition Corp. Warrants 0.6%
Value ($000) $2 Shares 139,278 Est. Cost $11.50 Unrealized
GMED Globus Medical, Inc. 0.6%
Value ($000) $2 Shares 20,831 Est. Cost $68.52 Unrealized -0.6%
MOS The Mosaic Company 0.6%
Value ($000) $2 Shares 35,000 Est. Cost $55.77 Unrealized -18.8%
BIP Brookfield Infrastructure Partners L.P. 0.5%
Value ($000) $1 Shares 45,000 Est. Cost $66.22 Unrealized
B.Riley Principal 250 Merger Corp. Wts. 0.5%
Value ($000) $1 Shares 116,666 Est. Cost $11.50 Unrealized
FIP FTAI Infrastructure LLC 0.5%
Value ($000) $1 Shares 425,000 Est. Cost $2.61 Unrealized -2.5%
Tastemaker Acquisition Corp. Warrants 0.4%
Value ($000) $1 Shares 100,000 Est. Cost $11.50 Unrealized
Seres Therapeutics, Inc. 0.4%
Value ($000) $1 Shares 200,100 Est. Cost $3.53 Unrealized
CHRS Coherus Biosciences, Inc. 0.4%
Value ($000) $1 Shares 128,517 Est. Cost $13.60 Unrealized -43.4%
RHP Ryman Hospitality Properties, Inc. 0.4%
Value ($000) $1 Shares 12,400 Est. Cost $92.38 Unrealized
Poseida Therapeutics, Inc. 0.3%
Value ($000) $1 Shares 168,839 Est. Cost $3.16 Unrealized
Live Oak Mobility Aquisition Corp. Wts 0.3%
Value ($000) $1 Shares 72,030 Est. Cost $11.50 Unrealized
KMB Kimberly-Clark Corporation 0.3%
Value ($000) $1 Shares 6,000 Est. Cost $115.26 Unrealized -2.2%
ABBV AbbVie Inc. 0.3%
Value ($000) $1 Shares 5,037 Est. Cost $114.08 Unrealized +20.3%
CCOI Cogent Communications Holdings, Inc. 0.3%
Value ($000) $1 Shares 14,000 Est. Cost $50.68 Unrealized -10.3%
DD DuPont de Nemours, Inc. 0.3%
Value ($000) $1 Shares 11,136 Est. Cost $29.21 Unrealized -14.4%
iPath Series B S&P 500 VIX Short-Term Fut 0.3%
Value ($000) $1 Shares 50,000 Est. Cost $0.01 Unrealized
CTVA Corteva, Inc. 0.3%
Value ($000) $1 Shares 11,563 Est. Cost $43.54 Unrealized +40.4%
FaZe Holdings Inc. Warrants 0.3%
Value ($000) $1 Shares 58,321 Est. Cost $11.51 Unrealized
Beyond Air Inc. 0.2%
Value ($000) $1 Shares 100,000 Est. Cost $0.01 Unrealized
KO Coca-Cola Co. 0.2%
Value ($000) $1 Shares 9,600 Est. Cost $49.18 Unrealized +11.7%
DOW Dow Inc. 0.2%
Value ($000) $1 Shares 11,136 Est. Cost $45.04 Unrealized -10.0%
ADMA ADMA Biologics, Inc. 0.2%
Value ($000) $1 Shares 132,301 Est. Cost $1.31 Unrealized +134.7%
WPC W.P. Carey Inc. 0.2%
Value ($000) $0 Shares 6,000 Est. Cost $81.42 Unrealized
ABEO Abeona Therapeutics Inc. 0.2%
Value ($000) $0 Shares 150,000 Est. Cost $3.74 Unrealized 0.0%
CAG Conagra Brands, Inc. 0.1%
Value ($000) $0 Shares 10,000 Est. Cost $26.97 Unrealized +14.8%
MSFT Microsoft Corp 0.1%
Value ($000) $0 Shares 1,600 Est. Cost $307.17 Unrealized -23.8%
Leap Therapeutics, Inc. 0.1%
Value ($000) $0 Shares 840,000 Est. Cost $1.02 Unrealized
International Game Technology PLC 0.1%
Value ($000) $0 Shares 16,500 Est. Cost $0.02 Unrealized
Ibere Pharmaceuticals 0.1%
Value ($000) $0 Shares 36,000 Est. Cost $9.67 Unrealized
CNQ Canadian Natural Resources Limited 0.1%
Value ($000) $0 Shares 6,400 Est. Cost $16.72 Unrealized +50.2%
Acer Therapeutics, Inc. 0.1%
Value ($000) $0 Shares 140,000 Est. Cost $0.00 Unrealized
WHWK Aadi Bioscience, Inc. 0.1%
Value ($000) $0 Shares 27,242 Est. Cost $13.63 Unrealized -4.2%
AAPL Apple Inc. 0.1%
Value ($000) $0 Shares 2,494 Est. Cost $153.75 Unrealized -8.5%
Colombier Acquisition Corp. Wts. 0.1%
Value ($000) $0 Shares 26,666 Est. Cost $11.51 Unrealized
QualTek Services Inc. - Warrants 0.1%
Value ($000) $0 Shares 25,000 Est. Cost $11.52 Unrealized
FSK FS KKR Capital Corp. 0.1%
Value ($000) $0 Shares 15,175 Est. Cost $11.47 Unrealized 0.0%
Medicus Science Acquisition, Corp. Wts 0.1%
Value ($000) $0 Shares 22,222 Est. Cost $11.52 Unrealized
XOMA XOMA Corporation 0.1%
Value ($000) $0 Shares 11,425 Est. Cost $18.17 Unrealized 0.0%
Ibere Pharmaceuticals Warrants 0.1%
Value ($000) $0 Shares 18,000 Est. Cost $11.50 Unrealized
INCY Incyte Corporation 0.1%
Value ($000) $0 Shares 2,557 Est. Cost $67.54 Unrealized +13.3%
Brookfield Infrastructure Corporation 0.1%
Value ($000) $0 Shares 4,999 Est. Cost $42.41 Unrealized
FSBW FS Bancorp, Inc. 0.1%
Value ($000) $0 Shares 4,380 Est. Cost $29.98 Unrealized -6.1%
TotalEnergies SE - ADR 0.0%
Value ($000) $0 Shares 2,100 Est. Cost $49.52 Unrealized
KHC The Kraft Heinz Company 0.0%
Value ($000) $0 Shares 3,065 Est. Cost $29.49 Unrealized +10.2%
LEGH Legacy Housing Corporation 0.0%
Value ($000) $0 Shares 6,500 Est. Cost $22.33 Unrealized -21.3%
FNB F.N.B. Corporation 0.0%
Value ($000) $0 Shares 8,905 Est. Cost $11.30 Unrealized +6.1%
LLY Eli Lilly & Co. 0.0%
Value ($000) $0 Shares 300 Est. Cost $243.85 Unrealized +41.8%
CDXS Codexis, Inc. 0.0%
Value ($000) $0 Shares 18,020 Est. Cost $8.04 Unrealized -31.8%
Medtronic, Inc. 0.0%
Value ($000) $0 Shares 1,050 Est. Cost $89.52 Unrealized
South State Corporation 0.0%
Value ($000) $0 Shares 1,068 Est. Cost $80.52 Unrealized
OXY Occidental Petroleum Corporation 0.0%
Value ($000) $0 Shares 1,273 Est. Cost $32.75 Unrealized +97.5%
VLY Valley National Bancorp 0.0%
Value ($000) $0 Shares 6,400 Est. Cost $13.92 Unrealized -15.4%
OGN Organon & Co. 0.0%
Value ($000) $0 Shares 2,450 Est. Cost $28.51 Unrealized -22.9%
IWP Ishares Trust Russell Mid Cap Value Growth 0.0%
Value ($000) $0 Shares 695 Est. Cost $79.14 Unrealized
DHR Danaher Corp 0.0%
Value ($000) $0 Shares 180 Est. Cost $226.23 Unrealized +0.8%
HRGG Heritage NOLA Bancorp, Inc. 0.0%
Value ($000) $0 Shares 3,000 Est. Cost $15.86 Unrealized +6.7%
AVGO Broadcom Inc. 0.0%
Value ($000) $0 Shares 71 Est. Cost $52.39 Unrealized -9.1%
IEFA Ishares Trust Core MSCI Eafe 0.0%
Value ($000) $0 Shares 633 Est. Cost $58.45 Unrealized
Walmart Inc. 0.0%
Value ($000) $0 Shares 225 Est. Cost $120.00 Unrealized
UNH UnitedHealthcare Group Inc. 0.0%
Value ($000) $0 Shares 57 Est. Cost $471.05 Unrealized +6.2%
EXP Eagle Materials Inc. 0.0%
Value ($000) $0 Shares 228 Est. Cost $147.73 Unrealized -15.9%
IJR Ishares Trust Core S&P Small Cap 0.0%
Value ($000) $0 Shares 313 Est. Cost $97.74 Unrealized
IWS Ishares Trust Russell Mid Cap Value 0.0%
Value ($000) $0 Shares 273 Est. Cost $102.56 Unrealized
URI United Rentals Inc. 0.0%
Value ($000) $0 Shares 78 Est. Cost $284.96 Unrealized +11.7%
CB Chubb Ltd 0.0%
Value ($000) $0 Shares 121 Est. Cost $196.27 Unrealized +1.9%
BDX Becton Dickinson & Co. 0.0%
Value ($000) $0 Shares 106 Est. Cost $234.51 Unrealized -4.8%
ARMK Aramark Inc. 0.0%
Value ($000) $0 Shares 651 Est. Cost $23.62 Unrealized +12.3%
GOOGL Alphabet Inc Class A 0.0%
Value ($000) $0 Shares 300 Est. Cost $110.40 Unrealized -14.6%
MTB M&T Bank Corporation 0.0%
Value ($000) $0 Shares 177 Est. Cost $151.26 Unrealized -2.3%
GE General Electric Company 0.0%
Value ($000) $0 Shares 312 Est. Cost $48.38 Unrealized 0.0%
TMO Thermo Fisher Scientific Inc. 0.0%
Value ($000) $0 Shares 45 Est. Cost $544.70 Unrealized -3.6%
IQV Iqvia Holdings Inc. 0.0%
Value ($000) $0 Shares 122 Est. Cost $217.16 Unrealized -6.6%
HD Home Depot Inc. 0.0%
Value ($000) $0 Shares 80 Est. Cost $269.01 Unrealized +4.5%
TGT Target Corp 0.0%
Value ($000) $0 Shares 166 Est. Cost $165.42 Unrealized -14.8%
PWR Quanta Services Inc. 0.0%
Value ($000) $0 Shares 176 Est. Cost $136.02 Unrealized +3.9%
AMZN Amazon Inc. 0.0%
Value ($000) $0 Shares 300 Est. Cost $125.13 Unrealized -21.1%
IWO Ishares Trust Russell 2000 Growth 0.0%
Value ($000) $0 Shares 118 Est. Cost $203.39 Unrealized
MS Morgan Stanley 0.0%
Value ($000) $0 Shares 293 Est. Cost $72.42 Unrealized +6.0%
ZBH Zimmer Biomet Holdings 0.0%
Value ($000) $0 Shares 190 Est. Cost $114.86 Unrealized -1.7%
EQIX Equinix Inc. 0.0%
Value ($000) $0 Shares 37 Est. Cost $643.06 Unrealized -10.0%
SCHW Schwab Charles Corp 0.0%
Value ($000) $0 Shares 284 Est. Cost $74.21 Unrealized 0.0%
CVS CVS Health Corp 0.0%
Value ($000) $0 Shares 258 Est. Cost $85.91 Unrealized +0.0%
Linde PLC 0.0%
Value ($000) $0 Shares 70 Est. Cost $285.71 Unrealized
OSK Oshkosh Corp 0.0%
Value ($000) $0 Shares 258 Est. Cost $85.88 Unrealized -5.7%
Blackrock Inc. 0.0%
Value ($000) $0 Shares 31 Est. Cost $612.90 Unrealized
EFG Ishares Trust MSCI Eafe Value Growth 0.0%
Value ($000) $0 Shares 252 Est. Cost $79.37 Unrealized
CC The Chemours Company 0.0%
Value ($000) $0 Shares 680 Est. Cost $26.84 Unrealized -0.7%
BNS Bank of Nova Scotia 0.0%
Value ($000) $0 Shares 400 Est. Cost $52.85 Unrealized -21.4%
AMT American Tower Corp 0.0%
Value ($000) $0 Shares 93 Est. Cost $222.20 Unrealized -16.0%
ACM AECOM 0.0%
Value ($000) $0 Shares 228 Est. Cost $67.51 Unrealized +12.9%
NVDA Nvidia Corp 0.0%
Value ($000) $0 Shares 128 Est. Cost $18.84 Unrealized -22.3%
CXT Crane Holdings Co 0.0%
Value ($000) $0 Shares 194 Est. Cost $31.73 Unrealized +5.9%
WFC Wells Fargo & Co. 0.0%
Value ($000) $0 Shares 438 Est. Cost $39.95 Unrealized +2.2%
VMC Vulcan Materials Co. 0.0%
Value ($000) $0 Shares 103 Est. Cost $160.39 Unrealized +4.1%
IEMG Ishares Inc. Core MSCI Emerging Markets 0.0%
Value ($000) $0 Shares 363 Est. Cost $49.59 Unrealized
CVX Chevron Corp 0.0%
Value ($000) $0 Shares 96 Est. Cost $142.70 Unrealized +7.4%
Arc Resources Ltd. 0.0%
Value ($000) $0 Shares 1,229 Est. Cost $12.21 Unrealized
CFFN Capitol Federal Financial, Inc. 0.0%
Value ($000) $0 Shares 2,000 Est. Cost $8.81 Unrealized -23.9%
BX Blackstone Inc. 0.0%
Value ($000) $0 Shares 210 Est. Cost $96.09 Unrealized -18.2%
ISRG Intuitive Surgical Inc. 0.0%
Value ($000) $0 Shares 61 Est. Cost $234.60 Unrealized +3.9%
SLB Schlumberger Ltd. 0.0%
Value ($000) $0 Shares 292 Est. Cost $38.29 Unrealized +20.3%
CMG Chipotle Mexican Grill Inc. 0.0%
Value ($000) $0 Shares 10 Est. Cost $27.86 Unrealized +7.2%
PANW Palo Alto Networks Inc. 0.0%
Value ($000) $0 Shares 102 Est. Cost $87.29 Unrealized -8.0%
COP Conocophillips Com 0.0%
Value ($000) $0 Shares 113 Est. Cost $89.94 Unrealized +21.6%
NYF Ishares Trust NY Muni BD ETF 0.0%
Value ($000) $0 Shares 242 Est. Cost $0.05 Unrealized
ADBE Adobe Systems 0.0%
Value ($000) $0 Shares 35 Est. Cost $406.98 Unrealized -21.4%
IWN Ishares Trust Russell 2000 Value 0.0%
Value ($000) $0 Shares 86 Est. Cost $139.53 Unrealized
LULU Lululemon Athletica Inc. 0.0%
Value ($000) $0 Shares 39 Est. Cost $320.46 Unrealized +2.6%
NKE Nike Inc. Cl B 0.0%
Value ($000) $0 Shares 91 Est. Cost $111.29 Unrealized -14.4%
SVB Financial Group 0.0%
Value ($000) $0 Shares 48 Est. Cost $333.37 Unrealized
VZ Verizon Communications Inc. 0.0%
Value ($000) $0 Shares 263 Est. Cost $40.45 Unrealized -24.0%
CRM Salesforce Inc. 0.0%
Value ($000) $0 Shares 77 Est. Cost $174.57 Unrealized -17.4%
DIS Disney Walt Co. 0.0%
Value ($000) $0 Shares 116 Est. Cost $108.44 Unrealized -13.8%
PCAR Paccar Inc. 0.0%
Value ($000) $0 Shares 99 Est. Cost $48.56 Unrealized +17.4%
African Gold Acquistion Corp. 0.0%
Value ($000) $0 Shares 1,000 Est. Cost $9.71 Unrealized
EWUS Ishares Trust MSCI United Kingdom Small Cap 0.0%
Value ($000) $0 Shares 246 Est. Cost $32.52 Unrealized
WDAY Workday Inc. 0.0%
Value ($000) $0 Shares 45 Est. Cost $181.69 Unrealized -14.2%
STWD Starwood Property Trust, Inc. 0.0%
Value ($000) $0 Shares 400 Est. Cost $25.00 Unrealized
GNRC Generac Holdings Inc. 0.0%
Value ($000) $0 Shares 69 Est. Cost $245.89 Unrealized -54.0%
Service Properties Trust 0.0%
Value ($000) $0 Shares 1,000 Est. Cost $5.00 Unrealized
TSLA Tesla Inc. 0.0%
Value ($000) $0 Shares 45 Est. Cost $277.17 Unrealized -31.7%
PG The Procter & Gamble Company 0.0%
Value ($000) $0 Shares 35 Est. Cost $142.14 Unrealized -8.7%
AMLP Alerian MLP ETF 0.0%
Value ($000) $0 Shares 120 Est. Cost $33.33 Unrealized
ABT Abbott Laboratories 0.0%
Value ($000) $0 Shares 50 Est. Cost $115.36 Unrealized -15.4%
EWU Ishares Trust MSCI United Kingdom 0.0%
Value ($000) $0 Shares 116 Est. Cost $25.86 Unrealized
Stronghold Digital Mining, Inc. 0.0%
Value ($000) $0 Shares 9,085 Est. Cost $12.85 Unrealized
DBRG DigitalBridge Group, Inc. 0.0%
Value ($000) $0 Shares 366 Est. Cost $12.86 Unrealized 0.0%
EWG Ishares Inc MSCI Germany 0.0%
Value ($000) $0 Shares 150 Est. Cost $20.00 Unrealized
EBND SPDR Sec SER TR Bloomberg Emer Mkts Loc BD etf 0.0%
Value ($000) $0 Shares 147 Est. Cost $0.02 Unrealized
EFV Ishares Trust MSCI Eafe Value 0.0%
Value ($000) $0 Shares 63 Est. Cost $47.62 Unrealized
OXY/WS Occidential Petro Wts exp. 8/3/27 0.0%
Value ($000) $0 Shares 158 Est. Cost $18.99 Unrealized
EZU Ishares Inc MSCI Eurozone 0.0%
Value ($000) $0 Shares 55 Est. Cost $36.36 Unrealized
HYG Ishares Tr IBOXX$ High Yield Corp BD ETF 0.0%
Value ($000) $0 Shares 32 Est. Cost $0.06 Unrealized
Sculptor Cap Mgmt CL A 0.0%
Value ($000) $0 Shares 200 Est. Cost $20.00 Unrealized
EMB Ishares Trust JP Morgan USD Emerging Mtks 0.0%
Value ($000) $0 Shares 17 Est. Cost $0.06 Unrealized
WAB Wabtec Corporation 0.0%
Value ($000) $0 Shares 12 Est. Cost $89.57 Unrealized +4.9%
RMR The RMR Group Inc. 0.0%
Value ($000) $0 Shares 16 Est. Cost $22.77 Unrealized -9.4%