Nantahala Capital Management, LLC Hedge Fund

CIK: 0001472322 · Show all filings

Period: Q2 2023 (← Previous) (Next →)

Filing Date: Aug 14, 2023

Total Value ($000): $1,034,089 (99.6% shares, 0.4% debt)

Holdings (124)

IWM ISHARES TR 12.7%
Value ($000) $131,089 Shares 700,000 Est. Cost $174.78 Unrealized
ESTA ESTABLISHMENT LABS HLDGS INC 12.2%
Value ($000) $126,464 Shares 1,843,234 Est. Cost $29.56 Unrealized +133.7%
CASH PATHWARD FINANCIAL INC 6.3%
Value ($000) $65,076 Shares 1,403,707 Est. Cost $30.35 Unrealized +46.6%
IMAX IMAX CORP 4.8%
Value ($000) $50,033 Shares 2,944,877 Est. Cost $16.45 Unrealized +15.4%
QURE UNIQURE NV 3.2%
Value ($000) $32,649 Shares 2,848,984 Est. Cost $27.88 Unrealized -32.1%
LXFR LUXFER HLDGS PLC 3.1%
Value ($000) $31,640 Shares 2,223,439 Est. Cost $14.00 Unrealized +9.3%
IMTX IMMATICS N.V 2.5%
Value ($000) $26,368 Shares 2,284,895 Est. Cost $10.66 Unrealized -12.5%
RDVT RED VIOLET INC 2.5%
Value ($000) $26,075 Shares 1,267,614 Est. Cost $22.30 Unrealized -17.0%
HGV HILTON GRAND VACATIONS INC 1.9%
Value ($000) $20,034 Shares 440,879 Est. Cost $39.89 Unrealized +11.9%
KROS KEROS THERAPEUTICS INC 1.9%
Value ($000) $19,976 Shares 497,161 Est. Cost $45.62 Unrealized -3.9%
VMD VIEMED HEALTHCARE INC 1.6%
Value ($000) $16,905 Shares 1,728,495 Est. Cost $6.98 Unrealized +45.4%
LYRA THERAPEUTICS INC 1.6%
Value ($000) $16,265 Shares 3,957,542 Est. Cost $4.97 Unrealized
BVS BIOVENTUS INC 1.6%
Value ($000) $16,235 Shares 5,617,626 Est. Cost $3.53 Unrealized -45.6%
RMR RMR GROUP INC 1.6%
Value ($000) $16,203 Shares 699,330 Est. Cost $22.87 Unrealized -20.2%
RDNW RUMBLEON INC 1.5%
Value ($000) $15,714 Shares 1,271,351 Est. Cost $12.03 Unrealized -22.4%
CDXS CODEXIS INC 1.4%
Value ($000) $14,100 Shares 5,035,663 Est. Cost $5.60 Unrealized -42.3%
GDEN GOLDEN ENTMT INC 1.3%
Value ($000) $13,880 Shares 332,063 Est. Cost $25.49 Unrealized +45.9%
PTON PELOTON INTERACTIVE INC 1.3%
Value ($000) $13,552 Shares 1,762,311 Est. Cost $19.88 Unrealized -57.3%
TBBK BANCORP INC DEL 1.3%
Value ($000) $13,319 Shares 407,946 Est. Cost $30.78 Unrealized 0.0%
RH RH 1.3%
Value ($000) $13,184 Shares 40,000 Est. Cost $295.50 Unrealized -11.5%
MAX MEDIAALPHA INC 1.1%
Value ($000) $11,784 Shares 1,142,985 Est. Cost $13.08 Unrealized -30.9%
DHX DHI GROUP INC 1.1%
Value ($000) $11,606 Shares 3,030,198 Est. Cost $2.63 Unrealized +40.9%
IWM ISHARES TR 1.0%
Value ($000) $10,613 Shares 56,672 Est. Cost $174.78 Unrealized
CRMT AMERICAS CAR-MART INC 1.0%
Value ($000) $10,594 Shares 106,178 Est. Cost $81.59 Unrealized +6.3%
AUTL AUTOLUS THERAPEUTICS PLC 1.0%
Value ($000) $10,168 Shares 4,272,203 Est. Cost $4.33 Unrealized
AURA AURA BIOSCIENCES INC 1.0%
Value ($000) $9,921 Shares 803,325 Est. Cost $15.03 Unrealized -28.9%
DARIOHEALTH CORP 0.9%
Value ($000) $9,698 Shares 2,418,507 Est. Cost $11.06 Unrealized
IWM ISHARES TR 0.9%
Value ($000) $9,364 Shares 50,000 Est. Cost $174.78 Unrealized
MLKN MILLERKNOLL INC 0.9%
Value ($000) $8,985 Shares 607,883 Est. Cost $37.79 Unrealized -61.5%
BXMT BLACKSTONE MTG TR INC 0.8%
Value ($000) $8,324 Shares 400,000 Est. Cost Unrealized
HLF HERBALIFE LTD 0.8%
Value ($000) $7,944 Shares 600,000 Est. Cost Unrealized
DXPE DXP ENTERPRISES INC 0.8%
Value ($000) $7,780 Shares 213,672 Est. Cost $33.71 Unrealized -10.5%
ILPT INDUSTRIAL LOGISTICS PPTYS T 0.8%
Value ($000) $7,779 Shares 2,357,284 Est. Cost $3.18 Unrealized
PAYO PAYONEER GLOBAL INC 0.8%
Value ($000) $7,758 Shares 1,612,862 Est. Cost $7.04 Unrealized -29.0%
RDI READING INTL INC 0.7%
Value ($000) $7,647 Shares 2,885,514 Est. Cost $4.55 Unrealized -34.5%
ALTG ALTA EQUIPMENT GROUP INC 0.7%
Value ($000) $7,327 Shares 422,812 Est. Cost $8.05 Unrealized +72.9%
ZM ZOOM VIDEO COMMUNICATIONS IN 0.7%
Value ($000) $6,788 Shares 100,000 Est. Cost Unrealized
SNDX SYNDAX PHARMACEUTICALS INC 0.7%
Value ($000) $6,763 Shares 323,134 Est. Cost $17.54 Unrealized +18.7%
DYN DYNE THERAPEUTICS INC 0.6%
Value ($000) $6,673 Shares 593,164 Est. Cost $12.16 Unrealized -3.0%
AMRX AMNEAL PHARMACEUTICALS INC 0.6%
Value ($000) $6,663 Shares 2,149,305 Est. Cost $2.10 Unrealized +1.5%
KARUNA THERAPEUTICS INC 0.6%
Value ($000) $6,506 Shares 30,000 Est. Cost Unrealized
EHTH EHEALTH INC 0.6%
Value ($000) $6,432 Shares 800,000 Est. Cost $7.93 Unrealized +0.8%
VTYX VENTYX BIOSCIENCES INC 0.6%
Value ($000) $6,320 Shares 192,671 Est. Cost $26.76 Unrealized +28.8%
RDNW RUMBLEON INC 0.6%
Value ($000) $6,180 Shares 500,000 Est. Cost $12.03 Unrealized -22.4%
CYMABAY THERAPEUTICS INC 0.6%
Value ($000) $6,059 Shares 553,307 Est. Cost $3.26 Unrealized
PTON PELOTON INTERACTIVE INC 0.6%
Value ($000) $5,998 Shares 780,000 Est. Cost $19.88 Unrealized -57.3%
CYTK CYTOKINETICS INC 0.6%
Value ($000) $5,847 Shares 179,257 Est. Cost $37.69 Unrealized -1.8%
ABEO ABEONA THERAPEUTICS INC 0.5%
Value ($000) $5,650 Shares 1,401,880 Est. Cost $2.83 Unrealized +23.6%
POINT BIOPHARMA GLOBAL INC 0.5%
Value ($000) $5,184 Shares 572,191 Est. Cost $7.44 Unrealized
NSPR INSPIREMD INC 0.5%
Value ($000) $4,670 Shares 1,860,405 Est. Cost $1.59 Unrealized 0.0%
CIDARA THERAPEUTICS INC 0.4%
Value ($000) $4,477 Shares 3,961,898 Est. Cost $1.27 Unrealized
QURE UNIQURE NV 0.4%
Value ($000) $4,443 Shares 387,700 Est. Cost $27.88 Unrealized -32.1%
TALARIS THERAPEUTICS INC 0.4%
Value ($000) $4,408 Shares 1,450,034 Est. Cost $3.04 Unrealized
IMAX IMAX CORP 0.4%
Value ($000) $4,248 Shares 250,000 Est. Cost $16.45 Unrealized +15.4%
STRATA SKIN SCIENCES INC 0.4%
Value ($000) $4,174 Shares 4,393,685 Est. Cost $1.87 Unrealized
PAR TECHNOLOGY CORP 0.4%
Value ($000) $4,049 Shares 3,785,000 Est. Cost $1.25 Unrealized
CVNA CARVANA CO 0.4%
Value ($000) $3,888 Shares 150,000 Est. Cost $13.87 Unrealized 0.0%
MAGENTA THERAPEUTICS INC 0.4%
Value ($000) $3,790 Shares 5,000,000 Est. Cost $0.76 Unrealized
TELA TELA BIO INC 0.3%
Value ($000) $3,607 Shares 356,092 Est. Cost $8.84 Unrealized +15.8%
AMLX AMYLYX PHARMACEUTICALS INC 0.3%
Value ($000) $3,548 Shares 164,500 Est. Cost $27.01 Unrealized 0.0%
FORTRESS BIOTECH INC 0.3%
Value ($000) $3,515 Shares 6,390,706 Est. Cost $3.06 Unrealized
UTHR UNITED THERAPEUTICS CORP DEL 0.3%
Value ($000) $3,466 Shares 15,700 Est. Cost $246.53 Unrealized -10.2%
IDYA IDEAYA BIOSCIENCES INC 0.3%
Value ($000) $3,428 Shares 145,860 Est. Cost $12.99 Unrealized +58.3%
JASPER THERAPEUTICS INC 0.3%
Value ($000) $3,395 Shares 2,477,880 Est. Cost $1.67 Unrealized
NOODLES & CO 0.3%
Value ($000) $3,380 Shares 1,000,000 Est. Cost $3.38 Unrealized
OPTINOSE INC 0.3%
Value ($000) $3,298 Shares 2,681,667 Est. Cost $1.57 Unrealized
IMMATICS N.V 0.3%
Value ($000) $3,234 Shares 986,101 Est. Cost $4.86 Unrealized
PLAYAGS INC 0.3%
Value ($000) $3,122 Shares 552,513 Est. Cost $6.25 Unrealized
RILY B. RILEY FINANCIAL INC 0.3%
Value ($000) $2,875 Shares 62,520 Est. Cost $53.91 Unrealized -34.7%
ENVA ENOVA INTL INC 0.3%
Value ($000) $2,829 Shares 53,250 Est. Cost $36.51 Unrealized +29.2%
SLNO SOLENO THERAPEUTICS INC 0.3%
Value ($000) $2,788 Shares 649,841 Est. Cost $2.41 Unrealized +78.5%
CCCC C4 THERAPEUTICS INC 0.3%
Value ($000) $2,750 Shares 1,000,000 Est. Cost $3.21 Unrealized 0.0%
FOSL FOSSIL GROUP INC 0.2%
Value ($000) $2,365 Shares 920,180 Est. Cost $2.75 Unrealized 0.0%
SRL SCULLY ROYALTY LTD 0.2%
Value ($000) $2,211 Shares 303,736 Est. Cost $9.80 Unrealized -30.6%
PWP PERELLA WEINBERG PARTNERS 0.2%
Value ($000) $2,151 Shares 258,273 Est. Cost $9.79 Unrealized -19.9%
GPCR STRUCTURE THERAPEUTICS INC 0.2%
Value ($000) $2,079 Shares 50,000 Est. Cost $23.79 Unrealized
THE AARONS COMPANY INC 0.2%
Value ($000) $1,959 Shares 138,572 Est. Cost $10.39 Unrealized
NPCE NEUROPACE INC 0.2%
Value ($000) $1,908 Shares 424,850 Est. Cost $14.36 Unrealized -68.5%
AEGLEA BIOTHERAPEUTICS INC 0.2%
Value ($000) $1,848 Shares 4,101,193 Est. Cost $3.59 Unrealized
ADCT ADC THERAPEUTICS SA 0.2%
Value ($000) $1,806 Shares 840,000 Est. Cost $3.78 Unrealized -40.5%
AYTU AYTU BIOPHARMA INC 0.2%
Value ($000) $1,739 Shares 1,086,812 Est. Cost $2.20 Unrealized -10.9%
EHTH EHEALTH INC 0.2%
Value ($000) $1,633 Shares 203,100 Est. Cost $7.93 Unrealized +0.8%
AEROVATE THERAPEUTICS INC 0.2%
Value ($000) $1,629 Shares 95,000 Est. Cost $21.68 Unrealized
RZLT REZOLUTE INC 0.1%
Value ($000) $1,524 Shares 769,606 Est. Cost $2.85 Unrealized -27.6%
MERRIMACK PHARMACEUTICALS IN 0.1%
Value ($000) $1,367 Shares 111,148 Est. Cost $5.84 Unrealized
NNBR NN INC 0.1%
Value ($000) $1,257 Shares 526,006 Est. Cost $1.51 Unrealized 0.0%
SPRY ARS PHARMACEUTICALS INC 0.1%
Value ($000) $1,207 Shares 180,097 Est. Cost $6.64 Unrealized 0.0%
ANEB ANEBULO PHARMACEUTICALS INC 0.1%
Value ($000) $1,201 Shares 511,073 Est. Cost $3.54 Unrealized -29.7%
SELECTA BIOSCIENCES INC 0.1%
Value ($000) $1,120 Shares 1,000,000 Est. Cost $1.39 Unrealized
ACER THERAPEUTICS INC 0.1%
Value ($000) $1,049 Shares 1,136,416 Est. Cost $14.06 Unrealized
SGRP SPAR GROUP INC 0.1%
Value ($000) $955 Shares 758,032 Est. Cost $1.28 Unrealized -6.0%
TNL TRAVEL PLUS LEISURE CO 0.1%
Value ($000) $928 Shares 23,016 Est. Cost $44.79 Unrealized -23.4%
ELTX ELICIO THERAPEUTICS INC 0.1%
Value ($000) $902 Shares 94,939 Est. Cost $9.17 Unrealized 0.0%
DHC DIVERSIFIED HEALTHCARE TR 0.1%
Value ($000) $890 Shares 395,613 Est. Cost $0.80 Unrealized
SCYX SCYNEXIS INC 0.1%
Value ($000) $885 Shares 300,000 Est. Cost $1.66 Unrealized +75.7%
UNICYCIVE THERAPEUTICS INC 0.1%
Value ($000) $829 Shares 647,416 Est. Cost $2.59 Unrealized
TSHA TAYSHA GENE THERAPIES INC 0.1%
Value ($000) $827 Shares 1,251,139 Est. Cost $9.91 Unrealized -92.7%
COGT COGENT BIOSCIENCES INC 0.1%
Value ($000) $759 Shares 64,132 Est. Cost $11.47 Unrealized 0.0%
BERKSHIRE GREY INC 0.1%
Value ($000) $705 Shares 500,000 Est. Cost $1.41 Unrealized
APTOSE BIOSCIENCES INC 0.1%
Value ($000) $679 Shares 146,232 Est. Cost $4.64 Unrealized
CVNA CARVANA CO 0.1%
Value ($000) $648 Shares 25,000 Est. Cost $13.87 Unrealized 0.0%
SRTS SENSUS HEALTHCARE INC 0.1%
Value ($000) $583 Shares 185,048 Est. Cost $7.18 Unrealized -49.7%
KROS KEROS THERAPEUTICS INC 0.0%
Value ($000) $494 Shares 12,300 Est. Cost $45.62 Unrealized -3.9%
TACT TRANSACT TECHNOLOGIES INC 0.0%
Value ($000) $354 Shares 39,500 Est. Cost $14.23 Unrealized -50.5%
XGN EXAGEN INC 0.0%
Value ($000) $353 Shares 121,894 Est. Cost $17.82 Unrealized -84.0%
AKUMIN INC 0.0%
Value ($000) $340 Shares 1,886,856 Est. Cost $0.72 Unrealized
LADR LADDER CAP CORP 0.0%
Value ($000) $294 Shares 27,073 Est. Cost $10.85 Unrealized
DERM JOURNEY MED CORP 0.0%
Value ($000) $284 Shares 178,706 Est. Cost $1.98 Unrealized -18.7%
LUCD LUCID DIAGNOSTICS INC 0.0%
Value ($000) $277 Shares 199,074 Est. Cost $8.12 Unrealized -81.4%
EARGO INC 0.0%
Value ($000) $266 Shares 54,002 Est. Cost $4.68 Unrealized
BM TECHNOLOGIES INC 0.0%
Value ($000) $236 Shares 79,212 Est. Cost $5.21 Unrealized
AVALO THERAPEUTICS INC 0.0%
Value ($000) $198 Shares 556,202 Est. Cost $2.80 Unrealized
RFL RAFAEL HLDGS INC 0.0%
Value ($000) $152 Shares 72,678 Est. Cost $2.08 Unrealized -3.9%
EBET INC 0.0%
Value ($000) $126 Shares 1,065,432 Est. Cost $0.41 Unrealized
NOGIN INC 0.0%
Value ($000) $112 Shares 330,000 Est. Cost $0.34 Unrealized
CUE CUE BIOPHARMA INC 0.0%
Value ($000) $98 Shares 26,760 Est. Cost $12.91 Unrealized -69.7%
ABEO ABEONA THERAPEUTICS INC 0.0%
Value ($000) $81 Shares 20,000 Est. Cost $2.83 Unrealized +23.6%
NOGIN INC 0.0%
Value ($000) $74 Shares 56,425 Est. Cost $1.31 Unrealized
FULC FULCRUM THERAPEUTICS INC 0.0%
Value ($000) $71 Shares 21,370 Est. Cost $6.52 Unrealized -54.9%
GAIA GAIA INC NEW 0.0%
Value ($000) $53 Shares 23,144 Est. Cost $3.03 Unrealized -8.2%
GFAIW GUARDFORCE AI CO LTD 0.0%
Value ($000) $51 Shares 154,205 Est. Cost $0.80 Unrealized
CATALYST BIOSCIENCES INC 0.0%
Value ($000) $24 Shares 67,800 Est. Cost $5.14 Unrealized
TCBWF TC BIOPHARM HOLDINGS PLC 0.0%
Value ($000) $10 Shares 235,294 Est. Cost $0.50 Unrealized
IMAC HLDGS INC 0.0%
Value ($000) $6 Shares 53,918 Est. Cost $1.65 Unrealized