Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q2 2023 (← Previous) (Next →)
Filing Date: Aug 14, 2023
Total Value: $1.034B (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 700,000 | $131M | 12.7% | $187.27 | $174.78 | — | Put | 464287655 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 1,843,234 | $126M | 12.2% | $68.61 | $29.56 | +133.7% | COM | G31249108 |
| CASH | PATHWARD FINANCIAL INC | 1,403,707 | $65.08M | 6.3% | $46.36 * | $30.35 | +46.6% | COM | 59100U108 |
| IMAX | IMAX CORP | 2,944,877 | $50.03M | 4.8% | $16.99 * | $16.45 | +15.4% | COM | 45245E109 |
| QURE | UNIQURE NV | 2,848,984 | $32.65M | 3.2% | $11.46 * | $27.88 | -32.1% | SHS | N90064101 |
| LXFR | LUXFER HLDGS PLC | 2,223,439 | $31.64M | 3.1% | $14.23 * | $14.00 | +9.3% | SHS | G5698W116 |
| IMTX | IMMATICS N.V | 2,284,895 | $26.37M | 2.5% | $11.54 * | $10.66 | -12.5% | SHS | N44445109 |
| RDVT | RED VIOLET INC | 1,267,614 | $26.07M | 2.5% | $20.57 * | $22.30 | -17.0% | COM | 75704L104 |
| HGV | HILTON GRAND VACATIONS INC | 440,879 | $20.03M | 1.9% | $45.44 | $39.89 | +11.9% | COM | 43283X105 |
| KROS | KEROS THERAPEUTICS INC | 497,161 | $19.98M | 1.9% | $40.18 * | $45.62 | -3.9% | COM | 492327101 |
| VMD | VIEMED HEALTHCARE INC | 1,728,495 | $16.9M | 1.6% | $9.78 * | $6.98 | +45.4% | COM | 92663R105 |
| — | LYRA THERAPEUTICS INC | 3,957,542 | $16.27M | 1.6% | $4.11 | $4.97 | — | COM | 55234L105 |
| BVS | BIOVENTUS INC | 5,617,626 | $16.23M | 1.6% | $2.89 * | $3.53 | -45.6% | COM CL A | 09075A108 |
| RMR | RMR GROUP INC | 699,330 | $16.2M | 1.6% | $23.17 * | $22.87 | -20.2% | CL A | 74967R106 |
| RDNW | RUMBLEON INC | 1,271,351 | $15.71M | 1.5% | $12.36 * | $12.03 | -22.4% | COM CL B | 781386305 |
| CDXS | CODEXIS INC | 5,035,663 | $14.1M | 1.4% | $2.80 * | $5.60 | -42.3% | COM | 192005106 |
| GDEN | GOLDEN ENTMT INC | 332,063 | $13.88M | 1.3% | $41.80 * | $25.49 | +45.9% | COM | 381013101 |
| PTON | PELOTON INTERACTIVE INC | 1,762,311 | $13.55M | 1.3% | $7.69 * | $19.88 | -57.3% | CL A COM | 70614W100 |
| TBBK | BANCORP INC DEL | 407,946 | $13.32M | 1.3% | $32.65 * | $30.78 | 0.0% | COM | 05969A105 |
| RH | RH | 40,000 | $13.18M | 1.3% | $329.59 * | $295.50 | -11.5% | Call | 74967X103 |
| MAX | MEDIAALPHA INC | 1,142,985 | $11.78M | 1.1% | $10.31 * | $13.08 | -30.9% | CL A | 58450V104 |
| DHX | DHI GROUP INC | 3,030,198 | $11.61M | 1.1% | $3.83 * | $2.63 | +40.9% | COM | 23331S100 |
| IWM | ISHARES TR | 56,672 | $10.61M | 1.0% | $187.27 | $174.78 | — | RUSSELL 2000 ETF | 464287655 |
| CRMT | AMERICAS CAR-MART INC | 106,178 | $10.59M | 1.0% | $99.78 * | $81.59 | +6.3% | COM | 03062T105 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 4,272,203 | $10.17M | 1.0% | $2.38 | $4.33 | — | SPON ADS | 05280R100 |
| AURA | AURA BIOSCIENCES INC | 803,325 | $9.921M | 1.0% | $12.35 * | $15.03 | -28.9% | COM | 05153U107 |
| — | DARIOHEALTH CORP | 2,418,507 | $9.698M | 0.9% | $4.01 | $11.06 | — | COM NEW | 23725P209 |
| IWM | ISHARES TR | 50,000 | $9.364M | 0.9% | $187.27 | $174.78 | — | Call | 464287655 |
| MLKN | MILLERKNOLL INC | 607,883 | $8.985M | 0.9% | $14.78 | $37.79 | -61.5% | COM | 600544100 |
| BXMT | BLACKSTONE MTG TR INC | 400,000 | $8.324M | 0.8% | $20.81 | — | — | Put | 09257W100 |
| HLF | HERBALIFE LTD | 600,000 | $7.944M | 0.8% | $13.24 | — | — | Call | G4412G101 |
| DXPE | DXP ENTERPRISES INC | 213,672 | $7.78M | 0.8% | $36.41 * | $33.71 | -10.5% | COM NEW | 233377407 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 2,357,284 | $7.779M | 0.8% | $3.30 | $3.18 | — | COM SHS BEN INT | 456237106 |
| PAYO | PAYONEER GLOBAL INC | 1,612,862 | $7.758M | 0.8% | $4.81 * | $7.04 | -29.0% | COM | 70451X104 |
| RDI | READING INTL INC | 2,885,514 | $7.647M | 0.7% | $2.65 * | $4.55 | -34.5% | CL A | 755408101 |
| ALTG | ALTA EQUIPMENT GROUP INC | 422,812 | $7.327M | 0.7% | $17.33 * | $8.05 | +72.9% | COMMON STOCK | 02128L106 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 100,000 | $6.788M | 0.7% | $67.88 | — | — | Call | 98980L101 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 323,134 | $6.763M | 0.7% | $20.93 | $17.54 | +18.7% | COM | 87164F105 |
| DYN | DYNE THERAPEUTICS INC | 593,164 | $6.673M | 0.6% | $11.25 * | $12.16 | -3.0% | COM | 26818M108 |
| AMRX | AMNEAL PHARMACEUTICALS INC | 2,149,305 | $6.663M | 0.6% | $3.10 * | $2.10 | +1.5% | COM STK CL A | 03168L105 |
| — | KARUNA THERAPEUTICS INC | 30,000 | $6.505M | 0.6% | $216.85 | — | — | Call | 48576A100 |
| EHTH | EHEALTH INC | 800,000 | $6.432M | 0.6% | $8.04 | $7.93 | +0.8% | COM | 28238P109 |
| VTYX | VENTYX BIOSCIENCES INC | 192,671 | $6.32M | 0.6% | $32.80 * | $26.76 | +28.8% | COM | 92332V107 |
| RDNW | RUMBLEON INC | 500,000 | $6.18M | 0.6% | $12.36 * | $12.03 | -22.4% | Call | 781386305 |
| — | CYMABAY THERAPEUTICS INC | 553,307 | $6.059M | 0.6% | $10.95 | $3.26 | — | COM | 23257D103 |
| PTON | PELOTON INTERACTIVE INC | 780,000 | $5.998M | 0.6% | $7.69 * | $19.88 | -57.3% | Call | 70614W100 |
| CYTK | CYTOKINETICS INC | 179,257 | $5.847M | 0.6% | $32.62 * | $37.69 | -1.8% | COM NEW | 23282W605 |
| ABEO | ABEONA THERAPEUTICS INC | 1,401,880 | $5.65M | 0.5% | $4.03 * | $2.83 | +23.6% | COM NEW | 00289Y206 |
| — | POINT BIOPHARMA GLOBAL INC | 572,191 | $5.184M | 0.5% | $9.06 | $7.44 | — | COM | 730541109 |
| NSPR | INSPIREMD INC | 1,860,405 | $4.67M | 0.5% | $2.51 * | $1.59 | 0.0% | COM | 45779A846 |
| — | CIDARA THERAPEUTICS INC | 3,961,898 | $4.477M | 0.4% | $1.13 | $1.27 | — | COM | 171757107 |
| QURE | UNIQURE NV | 387,700 | $4.443M | 0.4% | $11.46 * | $27.88 | -32.1% | Call | N90064101 |
| — | TALARIS THERAPEUTICS INC | 1,450,034 | $4.408M | 0.4% | $3.04 | $3.04 | — | COM | 87410C104 |
| IMAX | IMAX CORP | 250,000 | $4.247M | 0.4% | $16.99 * | $16.45 | +15.4% | Call | 45245E109 |
| — | STRATA SKIN SCIENCES INC | 4,393,685 | $4.174M | 0.4% | $0.95 | $1.87 | — | COM NEW | 86272A206 |
| — | PAR TECHNOLOGY CORP | 3,785,000 | $4.049M | 0.4% | $1.07 | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| CVNA | CARVANA CO | 150,000 | $3.888M | 0.4% | $25.92 * | $13.87 | 0.0% | Call | 146869102 |
| — | MAGENTA THERAPEUTICS INC | 5,000,000 | $3.79M | 0.4% | $0.76 | $0.76 | — | COM | 55910K108 |
| TELA | TELA BIO INC | 356,092 | $3.607M | 0.3% | $10.13 | $8.84 | +15.8% | COM | 872381108 |
| AMLX | AMYLYX PHARMACEUTICALS INC | 164,500 | $3.548M | 0.3% | $21.57 * | $27.01 | 0.0% | COM | 03237H101 |
| — | FORTRESS BIOTECH INC | 6,390,706 | $3.515M | 0.3% | $0.55 | $3.06 | — | COM | 34960Q109 |
| UTHR | UNITED THERAPEUTICS CORP DEL | 15,700 | $3.466M | 0.3% | $220.75 | $246.53 | -10.2% | COM | 91307C102 |
| IDYA | IDEAYA BIOSCIENCES INC | 145,860 | $3.428M | 0.3% | $23.50 * | $12.99 | +58.3% | COM | 45166A102 |
| — | JASPER THERAPEUTICS INC | 2,477,880 | $3.395M | 0.3% | $1.37 | $1.67 | — | COM | 471871103 |
| — | NOODLES & CO | 1,000,000 | $3.38M | 0.3% | $3.38 | $3.38 | — | COM CL A | 65540B105 |
| — | OPTINOSE INC | 2,681,667 | $3.298M | 0.3% | $1.23 | $1.57 | — | COM | 68404V100 |
| — | IMMATICS N.V | 986,101 | $3.234M | 0.3% | $3.28 | $4.86 | — | *W EXP 07/01/202 | N44445117 |
| — | PLAYAGS INC | 552,513 | $3.122M | 0.3% | $5.65 | $6.25 | — | COM | 72814N104 |
| RILY | B. RILEY FINANCIAL INC | 62,520 | $2.875M | 0.3% | $45.98 * | $53.91 | -34.7% | COM | 05580M108 |
| ENVA | ENOVA INTL INC | 53,250 | $2.829M | 0.3% | $53.12 * | $36.51 | +29.2% | COM | 29357K103 |
| SLNO | SOLENO THERAPEUTICS INC | 649,841 | $2.788M | 0.3% | $4.29 | $2.41 | +78.5% | COM | 834203309 |
| CCCC | C4 THERAPEUTICS INC | 1,000,000 | $2.75M | 0.3% | $2.75 * | $3.21 | 0.0% | COM STK | 12529R107 |
| FOSL | FOSSIL GROUP INC | 920,180 | $2.365M | 0.2% | $2.57 * | $2.75 | 0.0% | COM | 34988V106 |
| SRL | SCULLY ROYALTY LTD | 303,736 | $2.211M | 0.2% | $7.28 * | $9.80 | -30.6% | COM SHS | G7T96K107 |
| PWP | PERELLA WEINBERG PARTNERS | 258,273 | $2.151M | 0.2% | $8.33 * | $9.79 | -19.9% | CLASS A COM | 71367G102 |
| GPCR | STRUCTURE THERAPEUTICS INC | 50,000 | $2.079M | 0.2% | $41.57 | $23.79 | — | SPONSORED ADS | 86366E106 |
| — | THE AARONS COMPANY INC | 138,572 | $1.959M | 0.2% | $14.14 | $10.39 | — | COM | 00258W108 |
| NPCE | NEUROPACE INC | 424,850 | $1.908M | 0.2% | $4.49 | $14.36 | -68.5% | COM | 641288105 |
| — | AEGLEA BIOTHERAPEUTICS INC | 4,101,193 | $1.848M | 0.2% | $0.45 | $3.59 | — | COM | 00773J103 |
| ADCT | ADC THERAPEUTICS SA | 840,000 | $1.806M | 0.2% | $2.15 * | $3.78 | -40.5% | SHS | H0036K147 |
| AYTU | AYTU BIOPHARMA INC | 1,086,812 | $1.739M | 0.2% | $1.60 * | $2.20 | -10.9% | COM | 054754858 |
| EHTH | EHEALTH INC | 203,100 | $1.633M | 0.2% | $8.04 | $7.93 | +0.8% | Call | 28238P109 |
| — | AEROVATE THERAPEUTICS INC | 95,000 | $1.629M | 0.2% | $17.15 | $21.68 | — | COM | 008064107 |
| RZLT | REZOLUTE INC | 769,606 | $1.524M | 0.1% | $1.98 * | $2.85 | -27.6% | COM NEW | 76200L309 |
| — | MERRIMACK PHARMACEUTICALS IN | 111,148 | $1.367M | 0.1% | $12.30 | $5.84 | — | COM NEW | 590328209 |
| NNBR | NN INC | 526,006 | $1.257M | 0.1% | $2.39 * | $1.51 | 0.0% | COM | 629337106 |
| SPRY | ARS PHARMACEUTICALS INC | 180,097 | $1.207M | 0.1% | $6.70 | $6.64 | 0.0% | COM | 82835W108 |
| ANEB | ANEBULO PHARMACEUTICALS INC | 511,073 | $1.201M | 0.1% | $2.35 * | $3.54 | -29.7% | COM | 034569103 |
| — | SELECTA BIOSCIENCES INC | 1,000,000 | $1.12M | 0.1% | $1.12 | $1.39 | — | COM | 816212104 |
| — | ACER THERAPEUTICS INC | 1,136,416 | $1.049M | 0.1% | $0.92 | $14.06 | — | COM | 00444P108 |
| SGRP | SPAR GROUP INC | 758,032 | $955K | 0.1% | $1.26 * | $1.28 | -6.0% | COM | 784933103 |
| TNL | TRAVEL PLUS LEISURE CO | 23,016 | $928K | 0.1% | $40.34 * | $44.79 | -23.4% | COM | 894164102 |
| ELTX | ELICIO THERAPEUTICS INC | 94,939 | $902K | 0.1% | $9.50 * | $9.17 | 0.0% | COM | 28657F103 |
| DHC | DIVERSIFIED HEALTHCARE TR | 395,613 | $890K | 0.1% | $2.25 | $0.80 | — | COM SH BEN INT | 25525P107 |
| SCYX | SCYNEXIS INC | 300,000 | $885K | 0.1% | $2.95 | $1.66 | +75.7% | COM NEW | 811292200 |
| — | UNICYCIVE THERAPEUTICS INC | 647,416 | $829K | 0.1% | $1.28 | $2.59 | — | COM | 90466Y103 |
| TSHA | TAYSHA GENE THERAPIES INC | 1,251,139 | $827K | 0.1% | $0.66 * | $9.91 | -92.7% | COM SHS | 877619106 |
| COGT | COGENT BIOSCIENCES INC | 64,132 | $759K | 0.1% | $11.84 * | $11.47 | 0.0% | COM | 19240Q201 |
| — | BERKSHIRE GREY INC | 500,000 | $705K | 0.1% | $1.41 | $1.41 | — | COM CL A | 084656107 |
| — | APTOSE BIOSCIENCES INC | 146,232 | $679K | 0.1% | $4.64 | $4.64 | — | COM | 03835T309 |
| CVNA | CARVANA CO | 25,000 | $648K | 0.1% | $25.92 * | $13.87 | 0.0% | CL A | 146869102 |
| SRTS | SENSUS HEALTHCARE INC | 185,048 | $583K | 0.1% | $3.15 * | $7.18 | -49.7% | COM | 81728J109 |
| KROS | KEROS THERAPEUTICS INC | 12,300 | $494K | 0.0% | $40.18 * | $45.62 | -3.9% | Call | 492327101 |
| TACT | TRANSACT TECHNOLOGIES INC | 39,500 | $354K | 0.0% | $8.96 * | $14.23 | -50.5% | COM | 892918103 |
| XGN | EXAGEN INC | 121,894 | $353K | 0.0% | $2.90 | $17.82 | -84.0% | COM | 30068X103 |
| — | AKUMIN INC | 1,886,856 | $340K | 0.0% | $0.18 | $0.72 | — | COM | 01021X100 |
| LADR | LADDER CAP CORP | 27,073 | $294K | 0.0% | $10.85 | $10.85 | — | CL A | 505743104 |
| DERM | JOURNEY MED CORP | 178,706 | $284K | 0.0% | $1.59 | $1.98 | -18.7% | COM | 48115J109 |
| LUCD | LUCID DIAGNOSTICS INC | 199,074 | $277K | 0.0% | $1.39 * | $8.12 | -81.4% | COM | 54948X109 |
| — | EARGO INC | 54,002 | $266K | 0.0% | $4.93 | $4.68 | — | COM NEW | 270087208 |
| — | BM TECHNOLOGIES INC | 79,212 | $236K | 0.0% | $2.98 | $5.21 | — | CL A COM | 05591L107 |
| — | AVALO THERAPEUTICS INC | 556,202 | $198K | 0.0% | $0.36 | $2.80 | — | COM NEW | 05338F207 |
| RFL | RAFAEL HLDGS INC | 72,678 | $152K | 0.0% | $2.09 * | $2.08 | -3.9% | COM CL B | 75062E106 |
| — | EBET INC | 1,065,432 | $126K | 0.0% | $0.12 | $0.41 | — | COM | 278700109 |
| — | NOGIN INC | 330,000 | $112K | 0.0% | $0.34 | $0.34 | — | *W EXP 08/26/202 | 65528N113 |
| CUE | CUE BIOPHARMA INC | 26,760 | $97,674 | 0.0% | $3.65 * | $12.91 | -69.7% | COM | 22978P106 |
| ABEO | ABEONA THERAPEUTICS INC | 20,000 | $80,600 | 0.0% | $4.03 * | $2.83 | +23.6% | Call | 00289Y206 |
| — | NOGIN INC | 56,425 | $73,917 | 0.0% | $1.31 | $1.31 | — | COM NEW | 65528N204 |
| FULC | FULCRUM THERAPEUTICS INC | 21,370 | $70,521 | 0.0% | $3.30 * | $6.52 | -54.9% | COM | 359616109 |
| GAIA | GAIA INC NEW | 23,144 | $53,463 | 0.0% | $2.31 * | $3.03 | -8.2% | CL A | 36269P104 |
| GFAIW | GUARDFORCE AI CO LTD | 154,205 | $50,888 | 0.0% | $0.33 | $0.80 | — | *W EXP 10/01/202 | G4236L120 |
| — | CATALYST BIOSCIENCES INC | 67,800 | $23,838 | 0.0% | $0.35 | $5.14 | — | COM NEW | 14888D208 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 235,294 | $10,118 | 0.0% | $0.04 | $0.50 | — | *W EXP 02/08/202 | 87807D111 |
| — | IMAC HLDGS INC | 53,918 | $5,931 | 0.0% | $0.11 | $1.65 | — | COM | 44967K104 |