Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q2 2023 (← Previous) (Next →)
Filing Date: Aug 8, 2023
Total Value: $53.47M (98.6% shares, 1.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FFBB | Communities First Financial Corp | 138,151 | $8.413M | 15.7% | $60.90 | $26.11 | +133.2% | common | 20344D104 |
| — | First Bancshares Inc MS | 153,399 | $3.964M | 7.4% | $25.84 | $16.56 | — | common | 318916103 |
| CCB | Coastal Financial Corp WA | 104,948 | $3.951M | 7.4% | $37.65 | $35.60 | +5.8% | common | 19046P209 |
| KBE | SPDR SER TR S&P BK ETF | 94,000 | $3.838M | 7.2% | $40.83 * | $46.54 | -22.6% | common | 78464A797 |
| — | US Metro Bank | 1,066,845 | $3.782M | 7.1% | $3.55 | $3.82 | — | common | 90343B102 |
| — | New York Cmnty Bancorp Inc | 303,500 | $3.411M | 6.4% | $11.24 | $9.00 | — | common | 649445103 |
| WAL | Western Alliance Bancorp | 69,688 | $2.542M | 4.8% | $36.47 * | $50.42 | -31.8% | common | 957638109 |
| — | Southern Sts Bancshares Inc | 102,159 | $2.156M | 4.0% | $21.10 | $19.07 | — | common | 843878307 |
| FBNC | First Bancorp NC | 71,661 | $2.132M | 4.0% | $29.75 * | $34.82 | -19.3% | common | 318910106 |
| CCNE | CNB Finl Corp PA | 110,755 | $1.955M | 3.7% | $17.65 * | $22.98 | -29.0% | common | 126128107 |
| BANC | Banc of California Inc | 164,117 | $1.9M | 3.6% | $11.58 * | $14.29 | -24.4% | common | 05990K106 |
| KBWB | Invesco EXCH Traded FD TR II KBW BK ETF | 43,000 | $1.765M | 3.3% | $41.05 | $52.29 | -21.5% | common | 46138E628 |
| — | McHenry Bancorp, Inc. | 68,209 | $1.733M | 3.2% | $25.40 | $25.00 | — | common | 580683209 |
| EWBC | East West Bancorp Inc | 29,000 | $1.531M | 2.9% | $52.79 * | $63.73 | -23.2% | common | 27579R104 |
| — | Nuvei Corporation | 46,010 | $1.36M | 2.5% | $29.56 | $26.14 | — | SUB VTG SHS | 67079A102 |
| AMTB | Amerant Bancorp CL A | 75,930 | $1.305M | 2.4% | $17.19 * | $25.58 | -35.9% | common | 023576101 |
| FOUR | Shift4 PMTS Inc CL A | 19,009 | $1.291M | 2.4% | $67.91 | $52.08 | +30.4% | common | 82452J109 |
| MNSB | Mainstreet Bancshares Inc | 54,632 | $1.238M | 2.3% | $22.66 * | $22.50 | -5.0% | common | 56064Y100 |
| PAYO | Payoneer Global Inc | 256,100 | $1.232M | 2.3% | $4.81 | $4.99 | -3.7% | common | 70451X104 |
| PCB | PCB Bancorp | 62,540 | $920K | 1.7% | $14.71 | $18.79 | -21.7% | common | 69320M109 |
| HTBK | Heritage Commerce Corp | 66,083 | $547K | 1.0% | $8.28 * | $11.45 | -30.7% | common | 426927109 |
| UCB | United Community Banks Blairsvle GA | 19,335 | $483K | 0.9% | $24.99 | $35.77 | -30.1% | common | 90984P303 |
| GWBK | Gateway Bank FSB | 3,000,000 | $480K | 0.9% | $0.16 * | $0.49 | -48.8% | common | 36758P102 |
| BPOP | Popular Inc | 7,000 | $424K | 0.8% | $60.52 * | $68.99 | -18.3% | common | 733174700 |
| GS | Goldman Sachs Group Inc | 1,000 | $323K | 0.6% | $322.54 * | $307.90 | -1.4% | common | 38141G104 |
| — | Pacwest Bancorp Jan 17 2025 8 call | 900 | $293K | 0.5% | $325.00 | — | — | Call | 695262903 |
| — | Financial Select Sector SPDR ETF Jan 19 2024 28 put | 5,000 | $163K | 0.3% | $32.50 | — | — | Put | 81369Y955 |
| — | New York Cmnty Bancorp Inc Jul 21 2023 10 call | 1,000 | $133K | 0.2% | $132.50 | — | — | Call | 649445903 |
| — | Shift4 PMTS Inc CL A Jul 21 2023 65 call | 180 | $83,700 | 0.2% | $465.00 | — | — | Call | 82452J909 |
| RILY | B. Riley Financial Jul 21 2023 35 put | 460 | $64,800 | 0.1% | $140.87 | — | — | Put | 05580M108 |
| MCB | Metropolitan Bk Hldg | 700 | $24,311 | 0.0% | $34.73 | $74.94 | -54.0% | common | 591774104 |
| TRMK | Trustmark Corp | 412 | $8,701 | 0.0% | $21.12 * | $26.99 | -27.4% | common | 898402102 |
| — | Central VY CMNTY Bancorp | 500 | $7,725 | 0.0% | $15.45 | $15.45 | — | common | 155685100 |
| — | First Bancshares Inc MS Sep 15 2023 30 call | 40 | $7,400 | 0.0% | $185.00 | — | — | Call | 318916903 |
| — | Pacwest Bancorp Jul 21 2023 5.50 put | 200 | $2,500 | 0.0% | $12.50 | — | — | Put | 695263953 |
| — | Global X FDS FINTECH ETF Jul 21 2023 19 put | 160 | $2,400 | 0.0% | $15.00 | — | — | Put | 37954Y954 |
| — | SPDR SER TR S&P REGL BKG Jul 21 2023 44 call | 60 | $2,100 | 0.0% | $35.00 | — | — | Call | 78464A907 |
| — | Synchrony Financial Jul 21 2023 30 put | 150 | $1,875 | 0.0% | $12.50 | — | — | Put | 87165B953 |
| — | SOFI Technologies Inc Jul 21 2023 6 put | 500 | $1,750 | 0.0% | $3.50 | — | — | Put | 83406F952 |
| HFWA | Heritage Financial WASH | 100 | $1,617 | 0.0% | $16.17 | $26.98 | -40.1% | common | 42722X106 |