Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q1 2023 (← Previous) (Next →)
Filing Date: Apr 27, 2023
Total Value: $61.9M (98.1% shares, 1.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| FFBB | Communities First Financial Corp | 136,451 | $8.583M | 13.9% | $25.69 | +156.0% | common | 20344D104 |
| FBNC | First Bancorp NC | 122,361 | $4.346M | 7.0% | $34.82 | +6.5% | common | 318910106 |
| KBE | SPDR SER TR S&P BK ETF | 94,000 | $4.123M | 6.7% | $44.90 | — | common | 78464A797 |
| — | First Bancshares Inc MS | 153,399 | $3.962M | 6.4% | $16.56 | — | common | 318916103 |
| — | US Metro Bank | 1,075,645 | $3.872M | 6.3% | $3.82 | — | common | 90343B102 |
| CCB | Coastal Financial Corp WA | 94,948 | $3.419M | 5.5% | $35.59 | +21.0% | common | 19046P209 |
| — | New York Cmnty Bancorp Inc | 303,500 | $2.744M | 4.4% | $9.00 | — | common | 649445103 |
| HFWA | Heritage Financial WASH | 112,000 | $2.397M | 3.9% | $26.98 | 0.0% | common | 42722X106 |
| — | Southern Sts Bancshares Inc | 101,968 | $2.299M | 3.7% | $19.07 | — | common | 843878307 |
| CCNE | CNB Finl Corp PA | 110,755 | $2.126M | 3.4% | $22.98 | -9.4% | common | 126128107 |
| — | Nuvei Corporation | 46,010 | $2.003M | 3.2% | $26.14 | — | SUB VTG SHS | 67079A102 |
| AMTB | Amerant Bancorp CL A | 86,830 | $1.889M | 3.1% | $25.58 | -1.5% | common | 023576101 |
| KBWB | Invesco EXCH Traded FD TR II KBW BK ETF | 43,000 | $1.805M | 2.9% | $41.97 | — | common | 46138E628 |
| BANC | Banc of California Inc | 141,117 | $1.768M | 2.9% | $14.88 | -0.0% | common | 05990K106 |
| WAL | Western Alliance Bancorp | 49,688 | $1.766M | 2.9% | $57.62 | -1.3% | common | 957638109 |
| — | McHenry Bancorp, Inc. | 68,209 | $1.733M | 2.8% | $25.00 | — | common | 580683209 |
| EWBC | East West Bancorp Inc | 29,000 | $1.609M | 2.6% | $63.73 | -0.7% | common | 27579R104 |
| — | Bay Community Bancorp | 160,000 | $1.326M | 2.1% | $8.45 | — | common | 072205107 |
| MNSB | Mainstreet Bancshares Inc | 54,411 | $1.278M | 2.1% | $22.50 | +14.3% | common | 56064Y100 |
| PAYO | Payoneer Global Inc | 192,100 | $1.206M | 1.9% | $4.99 | +19.2% | common | 70451X104 |
| FOUR | Shift4 PMTS Inc CL A | 14,009 | $1.062M | 1.7% | $47.27 | +36.2% | common | 82452J109 |
| PCB | PCB Bancorp | 67,571 | $979K | 1.6% | $18.79 | -8.1% | common | 69320M109 |
| HTBK | Heritage Commerce Corp | 108,489 | $904K | 1.5% | $11.45 | +0.0% | common | 426927109 |
| PAYS | Paysign Inc | 244,033 | $886K | 1.4% | $1.66 | +106.2% | common | 70451A104 |
| GWBK | Gateway Bank FSB | 3,000,000 | $870K | 1.4% | $0.49 | -36.1% | common | 36758P102 |
| ABCB | Ameris Bancorp | 16,180 | $592K | 1.0% | $37.40 | +15.6% | common | 03076K108 |
| UCB | United Community Banks Blairsvle GA | 19,335 | $544K | 0.9% | $35.77 | -11.6% | common | 90984P303 |
| BPOP | Popular Inc | 7,000 | $402K | 0.6% | $68.99 | -13.7% | common | 733174700 |
| — | UWM Holdings Corp Jan 19 2024 3 call | 1,300 | $260K | 0.4% | — | — | Call | 91823B909 |
| — | Financial Select Sector SPDR ETF Jun 16 2023 34.00 call | 12,600 | $244K | 0.4% | — | — | Call | 81369Y905 |
| — | Western Alliance Bancorp Apr 21 2023 50 call | 1,000 | $150K | 0.2% | — | — | Call | 957638909 |
| — | Affirm Hldgs May 19 2023 12.50 put | 500 | $139K | 0.2% | — | — | Put | 00827B956 |
| — | Financial Select Sector SPDR ETF Apr 28 2023 30 put | 5,000 | $123K | 0.2% | — | — | Put | 81369Y955 |
| — | ALLY Financial Apr 21 2023 27 put | 500 | $119K | 0.2% | — | — | Put | 02005N950 |
| UWMC | UWM Holdings Corp | 20,000 | $98,200 | 0.2% | $3.75 | +17.0% | common | 91823B109 |
| MA | Mastercard Incorporated CL A | 200 | $72,682 | 0.1% | $325.20 | +9.9% | common | 57636Q104 |
| RILY | B. Riley Financial Jul 21 2023 35 put | 60 | $54,000 | 0.1% | — | — | Put | 05580M108 |
| MQ | Marqeta Inc CL A | 10,600 | $48,422 | 0.1% | $5.62 | -0.7% | common | 57142B104 |
| — | SPDR SER TR S&P REGL BKG Apr 21 2023 50 call | 1,500 | $35,250 | 0.1% | — | — | Call | 78464A907 |
| MCB | Metropolitan Bk Hldg | 700 | $23,723 | 0.0% | $74.94 | -31.2% | common | 591774104 |
| — | Global X FDS FINTECH ETF Apr 21 2023 19 put | 1,500 | $22,500 | 0.0% | — | — | Put | 37954Y954 |
| TRMK | Trustmark Corp | 412 | $10,176 | 0.0% | $26.99 | 0.0% | common | 898402102 |
| — | First Bancshares Inc MS Sep 15 2023 30 call | 40 | $4,900 | 0.0% | — | — | Call | 318916903 |
| — | Synchrony Financial Apr 21 2023 36 call | 300 | $3,000 | 0.0% | — | — | Call | 87165B903 |
| CACC | Credit Accep Corp MICH Apr 21 2023 500 call | 10 | $2,875 | 0.0% | — | — | Call | 225310101 |
| — | ALLY Financial Apr 21 2023 36 call | 500 | $1,250 | 0.0% | — | — | Call | 02005N900 |