WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Feb 14, 2024

Total Value: $259M (100.0% shares, 0.0% debt)

Holdings (23)

DLHC DLH HOLDINGS CORP 22.4%

Value $57.98M Shares 3,681,421 Share Price $15.75 * Est. Cost/Share $1.53 Unrealized @ Report Date +815.7%

CDRE CADRE HOLDINGS INC 18.3%

Value $47.34M Shares 1,439,254 Share Price $32.89 * Est. Cost/Share $19.42 Unrealized @ Report Date +52.0%

NATR NATURES SUNSHINE PRODS INC 16.5%

Value $42.77M Shares 2,473,686 Share Price $17.29 Est. Cost/Share $10.83 Unrealized @ Report Date +59.6%

LFCR LIFECORE BIOMEDICAL INC 11.8%

Value $30.48M Shares 4,923,545 Share Price $6.19 * Est. Cost/Share $11.26 Unrealized @ Report Date -38.4%

AEM AGNICO EAGLE MINERS LTD 8.5%

Value $21.94M Shares 400,000 Share Price $54.85 * Est. Cost/Share $47.91 Unrealized @ Report Date +0.1%

QRHC QUEST RESOURCE HOLDING CORP 7.7%

Value $19.82M Shares 2,703,773 Share Price $7.33 * Est. Cost/Share $3.26 Unrealized @ Report Date +119.8%

— CATALENT INC 6.2%

Value $15.95M Shares 355,000 Share Price $44.93 Est. Cost/Share $44.47 Unrealized @ Report Date —

STKL SUNOPTA INC 3.8%

Value $9.707M Shares 1,774,550 Share Price $5.47 * Est. Cost/Share $5.48 Unrealized @ Report Date -20.1%

— S&W SEED CO 1.2%

Value $2.975M Shares 4,250,636 Share Price $0.70 Est. Cost/Share $3.70 Unrealized @ Report Date —

TPCS TECHPRECISION CORP 0.8%

Value $2.092M Shares 403,857 Share Price $5.18 * Est. Cost/Share $7.24 Unrealized @ Report Date -9.8%

GLDD GREAT LAKES DREDGE & DOCK CO 0.6%

Value $1.646M Shares 214,266 Share Price $7.68 * Est. Cost/Share $8.96 Unrealized @ Report Date -18.7%

TLS TELOS CORPORATION 0.6%

Value $1.46M Shares 400,000 Share Price $3.65 * Est. Cost/Share $7.09 Unrealized @ Report Date -53.2%

SIL GLOBAL X FDS GLOBAL X SIL 0.5%

Value $1.419M Shares 50,000 Share Price $28.37 Est. Cost/Share $23.90 Unrealized @ Report Date —

HGBL HERITAGE GLOBAL INC 0.5%

Value $1.24M Shares 446,030 Share Price $2.78 * Est. Cost/Share $2.95 Unrealized @ Report Date 0.0%

APLS APELLIS PHARMACEUTICALS INC 0.2%

Value $599K Shares 10,000 Share Price $59.86 * Est. Cost/Share $43.93 Unrealized @ Report Date +15.5%

NOTV INOTIV INC 0.2%

Value $551K Shares 150,000 Share Price $3.67 * Est. Cost/Share $2.53 Unrealized @ Report Date 0.0%

SOTK SONO-TEK 0.1%

Value $276K Shares 50,950 Share Price $5.41 * Est. Cost/Share $5.33 Unrealized @ Report Date -3.8%

NNBR NN INC 0.0%

Value $113K Shares 28,128 Share Price $4.00 * Est. Cost/Share $1.51 Unrealized @ Report Date +57.0%

XACCX 180 DEGREE CAPITAL CORP 0.0%

Value $103K Shares 25,000 Share Price $4.10 Est. Cost/Share $5.03 Unrealized @ Report Date —

LEAT LEATT CORP 0.0%

Value $97,228 Shares 10,181 Share Price $9.55 * Est. Cost/Share $3.91 Unrealized @ Report Date +166.6%

— GSE SYS INC 0.0%

Value $60,300 Shares 30,000 Share Price $2.01 Est. Cost/Share $2.01 Unrealized @ Report Date —

RGS REGIS CORP 0.0%

Value $47,240 Shares 4,999 Share Price $9.45 Est. Cost/Share $9.54 Unrealized @ Report Date 0.0%

— SOCIETAL CDMO INC 0.0%

Value $4,556 Shares 13,000 Share Price $0.35 Est. Cost/Share $8.15 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
DLHC	DLH HOLDINGS CORP	3,681,421	$57.98M	22.4%	$15.75 *	$1.53	+815.7%	COMM	23335Q100
CDRE	CADRE HOLDINGS INC	1,439,254	$47.34M	18.3%	$32.89 *	$19.42	+52.0%	COMM	12763L105
NATR	NATURES SUNSHINE PRODS INC	2,473,686	$42.77M	16.5%	$17.29	$10.83	+59.6%	COMM	639027101
LFCR	LIFECORE BIOMEDICAL INC	4,923,545	$30.48M	11.8%	$6.19 *	$11.26	-38.4%	COMM	514766104
AEM	AGNICO EAGLE MINERS LTD	400,000	$21.94M	8.5%	$54.85 *	$47.91	+0.1%	COMM	008474108
QRHC	QUEST RESOURCE HOLDING CORP	2,703,773	$19.82M	7.7%	$7.33 *	$3.26	+119.8%	COMM	74836W203
—	CATALENT INC	355,000	$15.95M	6.2%	$44.93	$44.47	—	COMM	148806102
STKL	SUNOPTA INC	1,774,550	$9.707M	3.8%	$5.47 *	$5.48	-20.1%	COMM	8676EP108
—	S&W SEED CO	4,250,636	$2.975M	1.2%	$0.70	$3.70	—	COMM	785135104
TPCS	TECHPRECISION CORP	403,857	$2.092M	0.8%	$5.18 *	$7.24	-9.8%	COMM	878739200
GLDD	GREAT LAKES DREDGE & DOCK CO	214,266	$1.646M	0.6%	$7.68 *	$8.96	-18.7%	COMM	390607109
TLS	TELOS CORPORATION	400,000	$1.46M	0.6%	$3.65 *	$7.09	-53.2%	COMM	87969B101
SIL	GLOBAL X FDS GLOBAL X SIL	50,000	$1.419M	0.5%	$28.37	$23.90	—	COMM	37954Y848
HGBL	HERITAGE GLOBAL INC	446,030	$1.24M	0.5%	$2.78 *	$2.95	0.0%	COMM	42727E103
APLS	APELLIS PHARMACEUTICALS INC	10,000	$599K	0.2%	$59.86 *	$43.93	+15.5%	COMM	03753U106
NOTV	INOTIV INC	150,000	$551K	0.2%	$3.67 *	$2.53	0.0%	COMM	45783Q100
SOTK	SONO-TEK	50,950	$276K	0.1%	$5.41 *	$5.33	-3.8%	COMM	835483108
NNBR	NN INC	28,128	$113K	0.0%	$4.00 *	$1.51	+57.0%	COMM	629337106
XACCX	180 DEGREE CAPITAL CORP	25,000	$103K	0.0%	$4.10	$5.03	—	COMM	68235B208
LEAT	LEATT CORP	10,181	$97,228	0.0%	$9.55 *	$3.91	+166.6%	COMM	522132208
—	GSE SYS INC	30,000	$60,300	0.0%	$2.01	$2.01	—	COMM	36227K205
RGS	REGIS CORP	4,999	$47,240	0.0%	$9.45	$9.54	0.0%	COMM	758932206
—	SOCIETAL CDMO INC	13,000	$4,556	0.0%	$0.35	$8.15	—	COMM	75629F109