WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 14, 2023

Total Value ($000): $217,943 (100.0% shares, 0.0% debt)

Holdings (21)

DLHC DLH HOLDINGS CORP 19.7%

Value ($000) $42,962 Shares 3,681,421 Est. Cost $1.53 Unrealized +607.0%

NATR NATURES SUNSHINE PRODS INC 18.8%

Value ($000) $40,989 Shares 2,473,686 Est. Cost $10.83 Unrealized +40.3%

CDRE CADRE HOLDINGS INC 17.7%

Value ($000) $38,489 Shares 1,444,254 Est. Cost $19.42 Unrealized +22.3%

LFCR LIFECORE BIOMEDICAL INC 17.0%

Value ($000) $37,148 Shares 4,923,545 Est. Cost $11.26 Unrealized -18.8%

QRHC QUEST RESOURCE HOLDING CORP 8.8%

Value ($000) $19,208 Shares 2,595,689 Est. Cost $3.10 Unrealized +132.9%

AEM AGNICO EAGLE MINERS LTD 7.5%

Value ($000) $16,362 Shares 360,000 Est. Cost $47.90 Unrealized -2.6%

— CATALENT INC 2.2%

Value ($000) $4,781 Shares 105,000 Est. Cost $43.36 Unrealized —

— S&W SEED CO 2.1%

Value ($000) $4,559 Shares 4,070,637 Est. Cost $3.83 Unrealized —

STKL SUNOPTA INC 1.5%

Value ($000) $3,370 Shares 1,000,000 Est. Cost $6.33 Unrealized -20.9%

GLDD GREAT LAKES DREDGE & DOCK CO 1.3%

Value ($000) $2,926 Shares 367,125 Est. Cost $8.96 Unrealized -7.5%

TPCS TECHPRECISION CORP 1.3%

Value ($000) $2,859 Shares 393,857 Est. Cost $7.26 Unrealized 0.0%

SIL GLOBAL X FDS GLOBAL X SIL 0.5%

Value ($000) $1,195 Shares 50,000 Est. Cost $23.90 Unrealized —

CLAR CLARUS CORP 0.5%

Value ($000) $1,134 Shares 150,000 Est. Cost $7.59 Unrealized 0.0%

TLS TELOS CORPORATION 0.4%

Value ($000) $837 Shares 350,000 Est. Cost $7.63 Unrealized -69.9%

APLS APELLIS PHARMACEUTICALS INC 0.2%

Value ($000) $380 Shares 10,000 Est. Cost $43.93 Unrealized 0.0%

SOTK SONO-TEK 0.1%

Value ($000) $266 Shares 50,950 Est. Cost $5.33 Unrealized -6.0%

GVA GRANITE CONSTRUCTION INC 0.1%

Value ($000) $190 Shares 5,000 Est. Cost $24.49 Unrealized +65.8%

LEAT LEATT CORP 0.1%

Value ($000) $122 Shares 10,181 Est. Cost $3.91 Unrealized +222.0%

XACCX 180 DEGREE CAPITAL CORP 0.0%

Value ($000) $106 Shares 25,000 Est. Cost $5.03 Unrealized —

NNBR NN INC 0.0%

Value ($000) $52 Shares 28,128 Est. Cost $1.51 Unrealized +55.1%

— SOCIETAL CDMO INC 0.0%

Value ($000) $6 Shares 13,000 Est. Cost $8.15 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
DLHC	DLH HOLDINGS CORP	3,681,421	$42,962	19.7%	$1.53	+607.0%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,473,686	$40,989	18.8%	$10.83	+40.3%	COMM	639027101
CDRE	CADRE HOLDINGS INC	1,444,254	$38,489	17.7%	$19.42	+22.3%	COMM	12763L105
LFCR	LIFECORE BIOMEDICAL INC	4,923,545	$37,148	17.0%	$11.26	-18.8%	COMM	514766104
QRHC	QUEST RESOURCE HOLDING CORP	2,595,689	$19,208	8.8%	$3.10	+132.9%	COMM	74836W203
AEM	AGNICO EAGLE MINERS LTD	360,000	$16,362	7.5%	$47.90	-2.6%	COMM	008474108
—	CATALENT INC	105,000	$4,781	2.2%	$43.36	—	COMM	148806102
—	S&W SEED CO	4,070,637	$4,559	2.1%	$3.83	—	COMM	785135104
STKL	SUNOPTA INC	1,000,000	$3,370	1.5%	$6.33	-20.9%	COMM	8676EP108
GLDD	GREAT LAKES DREDGE & DOCK CO	367,125	$2,926	1.3%	$8.96	-7.5%	COMM	390607109
TPCS	TECHPRECISION CORP	393,857	$2,859	1.3%	$7.26	0.0%	COMM	878739200
SIL	GLOBAL X FDS GLOBAL X SIL	50,000	$1,195	0.5%	$23.90	—	COMM	37954Y848
CLAR	CLARUS CORP	150,000	$1,134	0.5%	$7.59	0.0%	COMM	18270P109
TLS	TELOS CORPORATION	350,000	$837	0.4%	$7.63	-69.9%	COMM	87969B101
APLS	APELLIS PHARMACEUTICALS INC	10,000	$380	0.2%	$43.93	0.0%	COMM	03753U106
SOTK	SONO-TEK	50,950	$266	0.1%	$5.33	-6.0%	COMM	835483108
GVA	GRANITE CONSTRUCTION INC	5,000	$190	0.1%	$24.49	+65.8%	COMM	387328107
LEAT	LEATT CORP	10,181	$122	0.1%	$3.91	+222.0%	COMM	522132208
XACCX	180 DEGREE CAPITAL CORP	25,000	$106	0.0%	$5.03	—	COMM	68235B208
NNBR	NN INC	28,128	$52	0.0%	$1.51	+55.1%	COMM	629337106
—	SOCIETAL CDMO INC	13,000	$6	0.0%	$8.15	—	COMM	75629F109