WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 14, 2023

Total Value: $218M (100.0% shares, 0.0% debt)

Holdings (21)

DLHC DLH HOLDINGS CORP 19.7%

Value $42.96M Shares 3,681,421 Share Price $11.67 * Est. Cost/Share $1.53 Unrealized @ Report Date +607.0%

NATR NATURES SUNSHINE PRODS INC 18.8%

Value $40.99M Shares 2,473,686 Share Price $16.57 * Est. Cost/Share $10.83 Unrealized @ Report Date +40.3%

CDRE CADRE HOLDINGS INC 17.7%

Value $38.49M Shares 1,444,254 Share Price $26.65 * Est. Cost/Share $19.42 Unrealized @ Report Date +22.3%

LFCR LIFECORE BIOMEDICAL INC 17.0%

Value $37.15M Shares 4,923,545 Share Price $7.54 * Est. Cost/Share $11.26 Unrealized @ Report Date -18.8%

QRHC QUEST RESOURCE HOLDING CORP 8.8%

Value $19.21M Shares 2,595,689 Share Price $7.40 * Est. Cost/Share $3.10 Unrealized @ Report Date +132.9%

AEM AGNICO EAGLE MINERS LTD 7.5%

Value $16.36M Shares 360,000 Share Price $45.45 * Est. Cost/Share $47.90 Unrealized @ Report Date -2.6%

— CATALENT INC 2.2%

Value $4.781M Shares 105,000 Share Price $45.53 Est. Cost/Share $43.36 Unrealized @ Report Date —

— S&W SEED CO 2.1%

Value $4.559M Shares 4,070,637 Share Price $1.12 Est. Cost/Share $3.83 Unrealized @ Report Date —

STKL SUNOPTA INC 1.5%

Value $3.37M Shares 1,000,000 Share Price $3.37 * Est. Cost/Share $6.33 Unrealized @ Report Date -20.9%

GLDD GREAT LAKES DREDGE & DOCK CO 1.3%

Value $2.926M Shares 367,125 Share Price $7.97 * Est. Cost/Share $8.96 Unrealized @ Report Date -7.5%

TPCS TECHPRECISION CORP 1.3%

Value $2.859M Shares 393,857 Share Price $7.26 Est. Cost/Share $7.26 Unrealized @ Report Date 0.0%

SIL GLOBAL X FDS GLOBAL X SIL 0.5%

Value $1.195M Shares 50,000 Share Price $23.90 Est. Cost/Share $23.90 Unrealized @ Report Date —

CLAR CLARUS CORP 0.5%

Value $1.134M Shares 150,000 Share Price $7.56 Est. Cost/Share $7.59 Unrealized @ Report Date 0.0%

TLS TELOS CORPORATION 0.4%

Value $837K Shares 350,000 Share Price $2.39 * Est. Cost/Share $7.63 Unrealized @ Report Date -69.9%

APLS APELLIS PHARMACEUTICALS INC 0.2%

Value $380K Shares 10,000 Share Price $38.04 * Est. Cost/Share $43.93 Unrealized @ Report Date 0.0%

SOTK SONO-TEK 0.1%

Value $266K Shares 50,950 Share Price $5.22 * Est. Cost/Share $5.33 Unrealized @ Report Date -6.0%

GVA GRANITE CONSTRUCTION INC 0.1%

Value $190K Shares 5,000 Share Price $38.02 * Est. Cost/Share $24.49 Unrealized @ Report Date +65.8%

LEAT LEATT CORP 0.1%

Value $122K Shares 10,181 Share Price $12.01 * Est. Cost/Share $3.91 Unrealized @ Report Date +222.0%

XACCX 180 DEGREE CAPITAL CORP 0.0%

Value $106K Shares 25,000 Share Price $4.24 Est. Cost/Share $5.03 Unrealized @ Report Date —

NNBR NN INC 0.0%

Value $52,318 Shares 28,128 Share Price $1.86 * Est. Cost/Share $1.51 Unrealized @ Report Date +55.1%

— SOCIETAL CDMO INC 0.0%

Value $6,097 Shares 13,000 Share Price $0.47 Est. Cost/Share $8.15 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
DLHC	DLH HOLDINGS CORP	3,681,421	$42.96M	19.7%	$11.67 *	$1.53	+607.0%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,473,686	$40.99M	18.8%	$16.57 *	$10.83	+40.3%	COMM	639027101
CDRE	CADRE HOLDINGS INC	1,444,254	$38.49M	17.7%	$26.65 *	$19.42	+22.3%	COMM	12763L105
LFCR	LIFECORE BIOMEDICAL INC	4,923,545	$37.15M	17.0%	$7.54 *	$11.26	-18.8%	COMM	514766104
QRHC	QUEST RESOURCE HOLDING CORP	2,595,689	$19.21M	8.8%	$7.40 *	$3.10	+132.9%	COMM	74836W203
AEM	AGNICO EAGLE MINERS LTD	360,000	$16.36M	7.5%	$45.45 *	$47.90	-2.6%	COMM	008474108
—	CATALENT INC	105,000	$4.781M	2.2%	$45.53	$43.36	—	COMM	148806102
—	S&W SEED CO	4,070,637	$4.559M	2.1%	$1.12	$3.83	—	COMM	785135104
STKL	SUNOPTA INC	1,000,000	$3.37M	1.5%	$3.37 *	$6.33	-20.9%	COMM	8676EP108
GLDD	GREAT LAKES DREDGE & DOCK CO	367,125	$2.926M	1.3%	$7.97 *	$8.96	-7.5%	COMM	390607109
TPCS	TECHPRECISION CORP	393,857	$2.859M	1.3%	$7.26	$7.26	0.0%	COMM	878739200
SIL	GLOBAL X FDS GLOBAL X SIL	50,000	$1.195M	0.5%	$23.90	$23.90	—	COMM	37954Y848
CLAR	CLARUS CORP	150,000	$1.134M	0.5%	$7.56	$7.59	0.0%	COMM	18270P109
TLS	TELOS CORPORATION	350,000	$837K	0.4%	$2.39 *	$7.63	-69.9%	COMM	87969B101
APLS	APELLIS PHARMACEUTICALS INC	10,000	$380K	0.2%	$38.04 *	$43.93	0.0%	COMM	03753U106
SOTK	SONO-TEK	50,950	$266K	0.1%	$5.22 *	$5.33	-6.0%	COMM	835483108
GVA	GRANITE CONSTRUCTION INC	5,000	$190K	0.1%	$38.02 *	$24.49	+65.8%	COMM	387328107
LEAT	LEATT CORP	10,181	$122K	0.1%	$12.01 *	$3.91	+222.0%	COMM	522132208
XACCX	180 DEGREE CAPITAL CORP	25,000	$106K	0.0%	$4.24	$5.03	—	COMM	68235B208
NNBR	NN INC	28,128	$52,318	0.0%	$1.86 *	$1.51	+55.1%	COMM	629337106
—	SOCIETAL CDMO INC	13,000	$6,097	0.0%	$0.47	$8.15	—	COMM	75629F109