Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 13, 2015
Total Value: $737M (96.7% shares, 3.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 1,160,000 | $127M | 17.2% | $109.20 | — | — | Put | 464287655 |
| LNWO | SCIENTIFIC GAMES CORP | 3,287,380 | $34.35M | 4.7% | $10.45 * | $12.65 | +3.6% | CL A | 80874P109 |
| — | DIAMOND RESORTS INTL INC | 1,399,434 | $32.73M | 4.4% | $23.39 | $28.17 | — | COM | 25272T104 |
| — | FIAT CHRYSLER AUTOMOBILES N | 2,200,000 | $29.06M | 3.9% | $13.21 | $15.05 | — | Call | N31738102 |
| DLB | DOLBY LABORATORIES INC | 874,343 | $28.5M | 3.9% | $32.60 * | $30.77 | -3.5% | COM | 25659T107 |
| — | FIRST CASH FINL SVCS INC | 705,020 | $28.24M | 3.8% | $40.06 | $41.90 | — | COM | 31942D107 |
| LNWO | SCIENTIFIC GAMES CORP | 2,448,200 | $25.58M | 3.5% | $10.45 * | $12.65 | +3.6% | Call | 80874P109 |
| NWSA | NEWS CORP NEW | 1,885,130 | $23.79M | 3.2% | $12.62 * | $13.19 | -7.2% | CL A | 65249B109 |
| SPY | SPDR S&P 500 ETF TR | 100,000 | $19.16M | 2.6% | $191.63 | — | — | Call | 78462F103 |
| — | CASH AMER INTL INC | 631,511 | $17.66M | 2.4% | $27.97 | $26.33 | — | COM | 14754D100 |
| — | SYNERGETICS USA INC | 2,533,260 | $16.64M | 2.3% | $6.57 | $5.00 | — | COM | 87160G107 |
| — | IMPERIAL HLDGS INC | 14,770,000 | $16.07M | 2.2% | $1.09 | $1.25 | — | NOTE 8.500% 2/1 | 452834AE4 |
| — | SODASTREAM INTERNATIONAL LTD | 1,111,816 | $15.3M | 2.1% | $13.76 | $20.10 | — | USD SHS | M9068E105 |
| — | BRIDGEPOINT ED INC | 1,909,964 | $14.55M | 2.0% | $7.62 | $10.26 | — | COM | 10807M105 |
| — | OWENS RLTY MTG INC | 982,013 | $13.52M | 1.8% | $13.77 | $14.15 | — | COM | 690828108 |
| CDXS | CODEXIS INC | 3,954,762 | $13.41M | 1.8% | $3.39 * | $2.20 | +70.0% | COM | 192005106 |
| CASH | META FINL GROUP INC | 295,403 | $12.34M | 1.7% | $41.77 * | $12.19 | +18.0% | COM | 59100U108 |
| — | CROWN MEDIA HLDGS INC | 2,231,360 | $11.94M | 1.6% | $5.35 | $3.07 | — | CL A | 228411104 |
| CROX | CROCS INC | 876,906 | $11.33M | 1.5% | $12.92 * | $13.76 | +5.4% | COM | 227046109 |
| TBBK | BANCORP INC DEL | 1,453,355 | $11.07M | 1.5% | $7.62 * | $11.48 | -27.3% | COM | 05969A105 |
| — | EMERGENT CAP INC | 2,061,824 | $10.86M | 1.5% | $5.27 | $5.27 | — | COM | 29102N105 |
| — | QAD INC | 409,267 | $10.48M | 1.4% | $25.60 | $22.84 | — | CL A | 74727D306 |
| CTRN | CITI TRENDS INC | 439,745 | $10.28M | 1.4% | $23.38 | $19.08 | +20.6% | COM | 17306X102 |
| — | FIAT CHRYSLER AUTOMOBILES N | 750,700 | $9.917M | 1.3% | $13.21 | $15.05 | — | SHS | N31738102 |
| — | ADEPT TECHNOLOGY INC | 693,296 | $8.985M | 1.2% | $12.96 | $7.65 | — | COM NEW | 006854202 |
| RM | REGIONAL MGMT CORP | 571,677 | $8.861M | 1.2% | $15.50 * | $13.60 | +3.1% | COM | 75902K106 |
| — | TRANS WORLD ENTMT CORP | 2,222,966 | $8.381M | 1.1% | $3.77 | $4.63 | — | COM | 89336Q100 |
| — | PAIN THERAPEUTICS INC | 4,537,705 | $8.304M | 1.1% | $1.83 | $1.86 | — | COM | 69562K100 |
| — | ARQULE INC | 4,285,020 | $8.013M | 1.1% | $1.87 | $1.98 | — | COM | 04269E107 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 2,312,943 | $7.933M | 1.1% | $3.43 * | $5.96 | -37.9% | COM | 45068B109 |
| F | FORD MTR CO DEL | 560,000 | $7.599M | 1.0% | $13.57 | — | — | Put | 345370860 |
| — | FALCONSTOR SOFTWARE INC | 3,771,043 | $7.504M | 1.0% | $1.99 | $1.39 | — | COM | 306137100 |
| CROX | CROCS INC | 576,900 | $7.459M | 1.0% | $12.93 * | $13.76 | +5.4% | Call | 227046109 |
| — | SELECT INCOME REIT | 390,202 | $7.418M | 1.0% | $19.01 | $19.01 | — | COM SH BEN INT | 81618T100 |
| RBCAA | REPUBLIC BANCORP KY | 273,537 | $6.715M | 0.9% | $24.55 * | $23.16 | +8.2% | CL A | 760281204 |
| — | FINTECH ACQUISITION CORP* | 650,000 | $6.633M | 0.9% | $10.20 | $10.35 | — | UNIT 99/99/9999 | 31809H209 |
| RLGT | RADIANT LOGISTICS INC | 1,422,803 | $6.346M | 0.9% | $4.46 * | $3.32 | +84.7% | COM | 75025X100 |
| — | LUXFER HLDGS PLC | 577,239 | $6.228M | 0.8% | $10.79 | $10.79 | — | SPONSORED ADR | 550678106 |
| GDEN | GOLDEN ENTMT INC | 688,117 | $6.221M | 0.8% | $9.04 * | $6.96 | 0.0% | COM | 381013101 |
| — | ISIS PHARMACEUTICALS INC DEL | 2,500,000 | $6.166M | 0.8% | $2.47 | $2.53 | — | NOTE 2.750/0 | 464337AG9 |
| EPM | EVOLUTION PETROLEUM CORP | 1,042,785 | $5.991M | 0.8% | $5.75 * | $5.19 | -42.8% | COM | 30049A107 |
| — | QAD INC | 251,237 | $5.389M | 0.7% | $21.45 | $17.42 | — | CL B | 74727D207 |
| — | USA TRUCK INC | 303,727 | $5.233M | 0.7% | $17.23 | $20.69 | — | COM | 902925106 |
| GM | GENERAL MTRS CO | 170,000 | $5.103M | 0.7% | $30.02 | — | — | Put | 37045V100 |
| SXC | SUNCOKE ENERGY INC | 641,767 | $4.993M | 0.7% | $7.78 * | $15.46 | -27.9% | COM | 86722A103 |
| — | BRIGHTCOVE INC | 994,064 | $4.891M | 0.7% | $4.92 | $5.94 | — | COM | 10921T101 |
| — | CENVEO INC | 2,186,619 | $4.111M | 0.6% | $1.88 | $2.05 | — | COM | 15670S105 |
| — | PHARMATHENE INC | 2,865,823 | $3.812M | 0.5% | $1.33 | $1.72 | — | COM | 71714G102 |
| — | YAHOO INC | 120,000 | $3.469M | 0.5% | $28.91 | $28.91 | — | COM | 984332106 |
| INCY | INCYTE CORP | 31,000 | $3.42M | 0.5% | $110.32 | — | — | Call | 45337C102 |
| URI | UNITED RENTALS INC | 54,200 | $3.255M | 0.4% | $60.06 | — | — | Call | 911363109 |
| — | DOVER MOTORSPORTS INC | 1,286,331 | $2.965M | 0.4% | $2.31 | $2.25 | — | COM | 260174107 |
| — | FINTECH ACQUISITION CORP** | 250,000 | $2.551M | 0.3% | $10.20 | $10.18 | — | COM | 31809H100 |
| WHF | WHITEHORSE FIN INC | 198,322 | $2.308M | 0.3% | $11.64 * | $12.28 | +2.3% | COM | 96524V106 |
| NRC | NATIONAL RESH CORP | 192,454 | $2.298M | 0.3% | $11.94 * | $15.83 | -16.1% | CL A | 637372202 |
| — | CASTLE A M & CO | 3,800,000 | $2.078M | 0.3% | $0.55 | $0.66 | — | NOTE 7.000/1 | 148411AF8 |
| — | SUNCOKE ENERGY PARTNERS L P | 187,375 | $2.07M | 0.3% | $11.05 | $13.63 | — | COMUNIT REP LT | 86722Y101 |
| — | ICONIX BRAND GROUP INC | 137,300 | $1.856M | 0.3% | $13.52 | $13.52 | — | COM | 451055107 |
| — | COGENTIX MED INC | 1,285,790 | $1.524M | 0.2% | $1.19 | $1.46 | — | COM | 19243A104 |
| — | EMMIS COMMUNICATIONS CORP | 1,115,307 | $1.383M | 0.2% | $1.24 | $1.82 | — | CL A | 291525103 |
| LINC | LINCOLN EDL SVCS CORP | 2,327,545 | $1.187M | 0.2% | $0.51 * | $2.67 | -61.5% | COM | 533535100 |
| — | SCICLONE PHARMACEUTICALS INC | 170,218 | $1.181M | 0.2% | $6.94 | $5.32 | — | COM | 80862K104 |
| — | OCWEN FINL CORP | 150,000 | $1.007M | 0.1% | $6.71 | — | — | Call | 675746309 |
| — | SODASTREAM INTERNATIONAL LTD | 65,000 | $894K | 0.1% | $13.75 | $20.10 | — | Call | M9068E105 |
| — | CASTLE A M & CO | 314,968 | $699K | 0.1% | $2.22 | $2.22 | — | COM | 148411101 |
| UTI | UNIVERSAL TECHNICAL INST INC | 159,216 | $559K | 0.1% | $3.51 * | $8.33 | -32.7% | COM | 913915104 |
| — | DOVER DOWNS GAMING & ENTMT I | 198,636 | $199K | 0.0% | $1.00 | $1.17 | — | COM | 260095104 |