Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value: $682M (93.7% shares, 6.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 922,400 | $115M | 16.9% | $124.86 | — | — | Put | 464287655 |
| — | DIAMOND RESORTS INTL INC | 1,192,295 | $37.62M | 5.5% | $31.55 | $29.00 | — | COM | 25272T104 |
| LNWO | SCIENTIFIC GAMES CORP | 2,307,089 | $35.85M | 5.3% | $15.54 * | $12.45 | +13.9% | CL A | 80874P109 |
| LNWO | SCIENTIFIC GAMES CORP | 2,000,000 | $31.08M | 4.6% | $15.54 * | $12.45 | +13.9% | Call | 80874P109 |
| — | FIAT CHRYSLER AUTOMOBILES N | 1,200,000 | $17.44M | 2.6% | $14.53 | $15.16 | — | Call | N31738102 |
| — | IMPERIAL HLDGS INC | 14,770,000 | $16.73M | 2.5% | $1.13 | $1.25 | — | NOTE 8.500% 2/1 | 452834AE4 |
| — | SODASTREAM INTERNATIONAL LTD | 743,600 | $15.71M | 2.3% | $21.13 | $23.24 | — | USD SHS | M9068E105 |
| SPY | SPDR S&P 500 ETF TR | 75,000 | $15.44M | 2.3% | $205.85 | — | — | Put | 78462F103 |
| CDXS | CODEXIS INC | 3,913,385 | $15.22M | 2.2% | $3.89 * | $2.18 | +102.8% | COM | 192005106 |
| — | PACIRA PHARMACEUTICALS INC | 5,100,000 | $14.63M | 2.1% | $2.87 | $3.75 | — | NOTE 3.250% 2/0 | 695127AB6 |
| — | OWENS RLTY MTG INC | 966,032 | $14.51M | 2.1% | $15.02 | $14.16 | — | COM | 690828108 |
| NWSA | NEWS CORP NEW | 961,200 | $14.02M | 2.1% | $14.59 * | $14.10 | -4.3% | CL A | 65249B109 |
| CROX | CROCS INC | 930,910 | $13.69M | 2.0% | $14.71 * | $13.76 | +2.8% | COM | 227046109 |
| TBBK | BANCORP INC DEL | 1,298,755 | $12.05M | 1.8% | $9.28 * | $11.86 | -18.5% | COM | 05969A105 |
| — | QAD INC | 434,844 | $11.49M | 1.7% | $26.43 | $22.84 | — | CL A | 74727D306 |
| — | CASH AMER INTL INC | 430,224 | $11.27M | 1.7% | $26.19 | $25.56 | — | COM | 14754D100 |
| — | IMPERIAL HLDGS INC | 1,931,823 | $11.19M | 1.6% | $5.79 | $6.54 | — | COM | 452834104 |
| — | BRIDGEPOINT ED INC | 1,156,984 | $11.06M | 1.6% | $9.56 | $11.98 | — | COM | 10807M105 |
| RM | REGIONAL MGMT CORP | 615,549 | $10.99M | 1.6% | $17.86 * | $13.60 | +1.6% | COM | 75902K106 |
| — | SCICLONE PHARMACEUTICALS INC | 1,063,520 | $10.44M | 1.5% | $9.82 | $5.32 | — | COM | 80862K104 |
| — | FIAT CHRYSLER AUTOMOBILES N | 707,700 | $10.28M | 1.5% | $14.53 | $15.16 | — | SHS | N31738102 |
| — | FIRST CASH FINL SVCS INC | 217,100 | $9.898M | 1.5% | $45.59 | $46.04 | — | COM | 31942D107 |
| DLB | DOLBY LABORATORIES INC | 246,472 | $9.78M | 1.4% | $39.68 * | $33.49 | +2.7% | COM | 25659T107 |
| — | CROWN MEDIA HLDGS INC | 2,051,145 | $9.271M | 1.4% | $4.52 | $2.87 | — | CL A | 228411104 |
| CTRN | CITI TRENDS INC | 382,545 | $9.258M | 1.4% | $24.20 * | $18.49 | +25.0% | COM | 17306X102 |
| CASH | META FINL GROUP INC | 203,184 | $8.721M | 1.3% | $42.92 * | $11.19 | +14.7% | COM | 59100U108 |
| — | ISIS PHARMACEUTICALS INC DEL | 2,500,000 | $8.713M | 1.3% | $3.49 | $2.53 | — | NOTE 2.750%10/0 | 464337AG9 |
| — | TRANS WORLD ENTMT CORP | 2,142,248 | $7.841M | 1.2% | $3.66 | $4.66 | — | COM | 89336Q100 |
| — | PAIN THERAPEUTICS INC | 4,515,605 | $7.812M | 1.1% | $1.73 | $1.86 | — | COM | 69562K100 |
| RLGT | RADIANT LOGISTICS INC | 1,043,188 | $7.626M | 1.1% | $7.31 * | $2.30 | +162.0% | COM | 75025X100 |
| XBI | SPDR SERIES TRUST | 30,000 | $7.567M | 1.1% | $252.23 | — | — | Call | 78464A870 |
| — | LIBERTY INTERACTIVE CORP | 192,035 | $7.541M | 1.1% | $39.27 | $79.17 | — | LBT VENT COM A | 53071M880 |
| WRLD | WORLD ACCEP CORP DEL | 122,400 | $7.529M | 1.1% | $61.51 | — | — | Call | 981419104 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 40,000 | $7.043M | 1.0% | $176.07 | — | — | Put | G50871105 |
| CROX | CROCS INC | 476,900 | $7.015M | 1.0% | $14.71 * | $13.76 | +2.8% | Call | 227046109 |
| — | FINTECH ACQUISITION CORP* | 650,000 | $6.617M | 1.0% | $10.18 | $10.35 | — | UNIT 99/99/9999 | 31809H209 |
| SXC | SUNCOKE ENERGY INC | 497,542 | $6.468M | 0.9% | $13.00 * | $16.71 | -5.8% | COM | 86722A103 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 1,575,519 | $6.255M | 0.9% | $3.97 * | $7.02 | -34.0% | COM | 45068B109 |
| — | SYNERGETICS USA INC | 1,295,085 | $6.087M | 0.9% | $4.70 | $3.50 | — | COM | 87160G107 |
| — | FALCONSTOR SOFTWARE INC | 3,762,243 | $5.982M | 0.9% | $1.59 | $1.39 | — | COM | 306137100 |
| RBCAA | REPUBLIC BANCORP KY | 232,537 | $5.976M | 0.9% | $25.70 * | $22.83 | +7.8% | CL A | 760281204 |
| EPM | EVOLUTION PETROLEUM CORP | 885,178 | $5.833M | 0.9% | $6.59 * | $5.59 | -35.0% | COM | 30049A107 |
| — | USA TRUCK INC | 263,027 | $5.584M | 0.8% | $21.23 | $21.23 | — | COM | 902925106 |
| — | BRIGHTCOVE INC | 795,982 | $5.46M | 0.8% | $6.86 | $6.19 | — | COM | 10921T101 |
| — | LAKES ENTMNT INC | 569,144 | $5.168M | 0.8% | $9.08 | $8.19 | — | COM NEW | 51206P208 |
| — | ADEPT TECHNOLOGY INC | 670,796 | $4.83M | 0.7% | $7.20 | $7.47 | — | COM NEW | 006854202 |
| URI | UNITED RENTALS INC | 54,200 | $4.749M | 0.7% | $87.62 | — | — | Call | 911363109 |
| LINC | LINCOLN EDL SVCS CORP | 2,272,144 | $4.59M | 0.7% | $2.02 * | $2.71 | -16.3% | COM | 533535100 |
| — | PHARMATHENE INC | 2,511,934 | $4.521M | 0.7% | $1.80 | $1.78 | — | COM | 71714G102 |
| — | QAD INC | 200,096 | $4.212M | 0.6% | $21.05 | $16.39 | — | CL B | 74727D207 |
| — | ARQULE INC | 2,334,321 | $3.735M | 0.5% | $1.60 | $2.07 | — | COM | 04269E107 |
| — | CENVEO INC | 1,602,019 | $3.396M | 0.5% | $2.12 | $2.11 | — | COM | 15670S105 |
| WHF | WHITEHORSE FIN INC | 230,515 | $2.918M | 0.4% | $12.66 * | $12.28 | +5.4% | COM | 96524V106 |
| NRC | NATIONAL RESH CORP | 192,254 | $2.732M | 0.4% | $14.21 | $15.83 | -10.5% | CL A | 637372202 |
| — | CASTLE A M & CO | 3,000,000 | $2.608M | 0.4% | $0.87 | $0.69 | — | NOTE 7.000%12/1 | 148411AF8 |
| INCY | INCYTE CORP | 25,000 | $2.605M | 0.4% | $104.20 | — | — | Call | 45337C102 |
| — | FINTECH ACQUISITION CORP** | 250,000 | $2.545M | 0.4% | $10.18 | $10.18 | — | COM | 31809H100 |
| — | RED LION HOTELS CORP | 324,647 | $2.487M | 0.4% | $7.66 | $5.86 | — | COM | 756764106 |
| — | DOVER MOTORSPORTS INC | 1,066,476 | $2.357M | 0.3% | $2.21 | $2.24 | — | COM | 260174107 |
| TFSL | TFS FINL CORP | 125,087 | $2.104M | 0.3% | $16.82 * | $6.97 | +13.3% | COM | 87240R107 |
| — | OCWEN FINL CORP | 150,000 | $1.53M | 0.2% | $10.20 | — | — | Call | 675746309 |
| — | SODASTREAM INTERNATIONAL LTD | 65,000 | $1.373M | 0.2% | $21.12 | $23.24 | — | Call | M9068E105 |
| — | SUNCOKE ENERGY PARTNERS L P | 80,000 | $1.368M | 0.2% | $17.10 | $17.10 | — | COMUNIT REP LT | 86722Y101 |
| — | COGENTIX MED INC | 805,947 | $1.306M | 0.2% | $1.62 | $1.62 | — | COM | 19243A104 |
| UTI | UNIVERSAL TECHNICAL INST INC | 118,116 | $1.016M | 0.1% | $8.60 * | $9.27 | -2.6% | COM | 913915104 |
| — | LUMBER LIQUIDATORS HLDGS INC | 46,000 | $953K | 0.1% | $20.72 | — | — | Call | 55003T107 |
| — | EMMIS COMMUNICATIONS CORP | 848,570 | $849K | 0.1% | $1.00 | $2.00 | — | CL A | 291525103 |
| — | BRIDGEPOINT ED INC | 65,000 | $621K | 0.1% | $9.55 | $11.98 | — | Call | 10807M105 |
| — | FULL CIRCLE CAP CORP | 149,055 | $532K | 0.1% | $3.57 | $7.71 | — | COM | 359671104 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 100,000 | $397K | 0.1% | $3.97 * | $7.02 | -34.0% | Call | 45068B109 |
| — | DOVER DOWNS GAMING & ENTMT I | 198,636 | $185K | 0.0% | $0.93 | $1.17 | — | COM | 260095104 |
| — | PHOTOMEDEX INC | 105,090 | $143K | 0.0% | $1.36 | $1.36 | — | COM PAR $0.01 | 719358301 |