Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 16, 2016
Total Value: $767M (96.9% shares, 3.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 1,050,000 | $118M | 15.4% | $112.62 | — | — | Put | 464287655 |
| LNWO | SCIENTIFIC GAMES CORP | 4,948,200 | $44.38M | 5.8% | $8.97 * | $12.58 | -23.4% | Call | 80874P109 |
| — | DIAMOND RESORTS INTL INC | 1,721,908 | $43.93M | 5.7% | $25.51 | $27.67 | — | COM | 25272T104 |
| — | YAHOO INC | 1,103,500 | $36.7M | 4.8% | $33.26 | $32.79 | — | COM | 984332106 |
| — | FIAT CHRYSLER AUTOMOBILES N | 2,200,000 | $30.78M | 4.0% | $13.99 | $15.00 | — | Call | N31738102 |
| DLB | DOLBY LABORATORIES INC | 899,543 | $30.27M | 3.9% | $33.65 * | $30.75 | -2.5% | COM | 25659T107 |
| LNWO | SCIENTIFIC GAMES CORP | 3,357,880 | $30.12M | 3.9% | $8.97 * | $12.58 | -23.4% | CL A | 80874P109 |
| — | FIRST CASH FINL SVCS INC | 723,020 | $27.06M | 3.5% | $37.43 | $41.79 | — | COM | 31942D107 |
| — | SODASTREAM INTERNATIONAL LTD | 1,304,977 | $21.28M | 2.8% | $16.31 | $19.54 | — | USD SHS | M9068E105 |
| CDXS | CODEXIS INC | 4,811,222 | $20.35M | 2.7% | $4.23 * | $2.46 | +48.9% | COM | 192005106 |
| CASH | META FINL GROUP INC | 439,308 | $20.18M | 2.6% | $45.93 * | $12.69 | +8.2% | COM | 59100U108 |
| — | BRIDGEPOINT ED INC | 2,164,843 | $16.47M | 2.1% | $7.61 | $9.95 | — | COM | 10807M105 |
| CTRN | CITI TRENDS INC | 762,409 | $16.2M | 2.1% | $21.25 * | $20.19 | +7.5% | COM | 17306X102 |
| — | OWENS RLTY MTG INC | 1,060,724 | $14.25M | 1.9% | $13.43 | $14.10 | — | COM | 690828108 |
| — | IMPERIAL HLDGS INC | 14,770,000 | $13.01M | 1.7% | $0.88 | $1.25 | — | NOTE 8.500% 2/1 | 452834AE4 |
| — | CROWN MEDIA HLDGS INC | 2,286,479 | $12.83M | 1.7% | $5.61 | $3.13 | — | CL A | 228411104 |
| — | ARQULE INC | 5,908,122 | $12.82M | 1.7% | $2.17 | $2.03 | — | COM | 04269E107 |
| — | CASH AMER INTL INC | 379,406 | $11.36M | 1.5% | $29.95 | $26.33 | — | COM | 14754D100 |
| CROX | CROCS INC | 1,105,357 | $11.32M | 1.5% | $10.24 * | $13.14 | -18.1% | COM | 227046109 |
| — | FIAT CHRYSLER AUTOMOBILES N | 782,600 | $10.95M | 1.4% | $13.99 | $15.00 | — | SHS | N31738102 |
| — | PAIN THERAPEUTICS INC | 5,811,557 | $10.17M | 1.3% | $1.75 | $1.84 | — | COM | 69562K100 |
| GDEN | GOLDEN ENTMT INC | 956,558 | $9.786M | 1.3% | $10.23 * | $7.13 | +6.2% | COM | 381013101 |
| TBBK | BANCORP INC DEL | 1,525,787 | $9.719M | 1.3% | $6.37 * | $11.28 | -35.5% | COM | 05969A105 |
| RM | REGIONAL MGMT CORP | 627,493 | $9.707M | 1.3% | $15.47 * | $13.55 | -4.1% | COM | 75902K106 |
| — | QAD INC | 472,360 | $9.693M | 1.3% | $20.52 | $22.53 | — | CL A | 74727D306 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 2,555,084 | $9.53M | 1.2% | $3.73 * | $5.73 | -40.0% | COM | 45068B109 |
| — | ISIS PHARMACEUTICALS INC DEL | 2,500,000 | $9.372M | 1.2% | $3.75 | $2.53 | — | NOTE 2.750/0 | 464337AG9 |
| RLGT | RADIANT LOGISTICS INC | 2,575,172 | $8.833M | 1.2% | $3.43 * | $3.59 | +9.2% | COM | 75025X100 |
| — | FALCONSTOR SOFTWARE INC | 4,670,085 | $8.78M | 1.1% | $1.88 | $1.48 | — | COM | 306137100 |
| — | TRANS WORLD ENTMT CORP | 2,298,270 | $8.228M | 1.1% | $3.58 | $4.59 | — | COM | 89336Q100 |
| — | EMERGENT CAP INC | 2,223,924 | $8.206M | 1.1% | $3.69 | $5.15 | — | COM | 29102N105 |
| — | SELECT INCOME REIT | 410,902 | $8.144M | 1.1% | $19.82 | $19.05 | — | COM SH BEN INT | 81618T100 |
| F | FORD MTR CO DEL | 560,000 | $7.89M | 1.0% | $14.09 | — | — | Put | 345370860 |
| RBCAA | REPUBLIC BANCORP KY | 286,837 | $7.575M | 1.0% | $26.41 * | $23.29 | +11.0% | CL A | 760281204 |
| — | LUXFER HLDGS PLC | 688,426 | $6.774M | 0.9% | $9.84 | $10.64 | — | SPONSORED ADR | 550678106 |
| — | PHARMATHENE INC | 3,389,364 | $6.44M | 0.8% | $1.90 | $1.75 | — | COM | 71714G102 |
| — | FINTECH ACQUISITION CORP* | 600,000 | $6.066M | 0.8% | $10.11 | $10.35 | — | UNIT 99/99/9999 | 31809H209 |
| CROX | CROCS INC | 576,900 | $5.907M | 0.8% | $10.24 * | $13.14 | -18.1% | Call | 227046109 |
| GM | GENERAL MTRS CO | 170,000 | $5.782M | 0.8% | $34.01 | — | — | Put | 37045V100 |
| — | SCICLONE PHARMACEUTICALS INC | 571,887 | $5.261M | 0.7% | $9.20 | $8.04 | — | COM | 80862K104 |
| — | USA TRUCK INC | 286,242 | $4.995M | 0.7% | $17.45 | $20.69 | — | COM | 902925106 |
| — | BRIGHTCOVE INC | 798,334 | $4.95M | 0.6% | $6.20 | $5.94 | — | COM | 10921T101 |
| — | QAD INC | 258,737 | $4.761M | 0.6% | $18.40 | $17.45 | — | CL B | 74727D207 |
| EPM | EVOLUTION PETROLEUM CORP | 927,784 | $4.463M | 0.6% | $4.81 * | $5.19 | -36.9% | COM | 30049A107 |
| LINC | LINCOLN EDL SVCS CORP | 2,030,645 | $4.041M | 0.5% | $1.99 * | $2.67 | -40.6% | COM | 533535100 |
| URI | UNITED RENTALS INC | 54,200 | $3.932M | 0.5% | $72.55 | — | — | Call | 911363109 |
| INCY | INCYTE CORP | 31,000 | $3.362M | 0.4% | $108.45 | — | — | Call | 45337C102 |
| — | COGENTIX MED INC | 2,594,766 | $3.347M | 0.4% | $1.29 | $1.37 | — | COM | 19243A104 |
| SXC | SUNCOKE ENERGY INC | 958,182 | $3.325M | 0.4% | $3.47 * | $11.94 | -59.9% | COM | 86722A103 |
| — | DOVER MOTORSPORTS INC | 1,286,751 | $2.998M | 0.4% | $2.33 | $2.25 | — | COM | 260174107 |
| AKBA | AKEBIA THERAPEUTICS INC | 221,674 | $2.864M | 0.4% | $12.92 * | $10.20 | 0.0% | COM | 00972D105 |
| NRC | NATIONAL RESH CORP | 142,454 | $2.285M | 0.3% | $16.04 * | $15.83 | -4.1% | CL A | 637372202 |
| WHF | WHITEHORSE FIN INC | 198,322 | $2.277M | 0.3% | $11.48 * | $12.28 | +0.4% | COM | 96524V106 |
| — | DYAX CORP | 51,000 | $1.919M | 0.3% | $37.63 | $37.63 | — | Put | 26746E103 |
| — | DYAX CORP | 48,873 | $1.839M | 0.2% | $37.63 | $37.63 | — | COM | 26746E103 |
| — | CASTLE A M & CO | 3,800,000 | $1.463M | 0.2% | $0.39 | $0.66 | — | NOTE 7.000/1 | 148411AF8 |
| GME | GAMESTOP CORP NEW | 50,000 | $1.402M | 0.2% | $28.04 | — | — | Put | 36467W109 |
| — | SUNCOKE ENERGY PARTNERS L P | 187,375 | $1.396M | 0.2% | $7.45 | $13.63 | — | COMUNIT REP LT | 86722Y101 |
| — | OCWEN FINL CORP | 194,000 | $1.352M | 0.2% | $6.97 | — | — | Call | 675746309 |
| — | CENVEO INC | 1,458,666 | $1.335M | 0.2% | $0.92 | $2.05 | — | COM | 15670S105 |
| — | SODASTREAM INTERNATIONAL LTD | 65,000 | $1.06M | 0.1% | $16.31 | $19.54 | — | Call | M9068E105 |
| UTI | UNIVERSAL TECHNICAL INST INC | 193,084 | $900K | 0.1% | $4.66 | $7.68 | -39.6% | COM | 913915104 |
| — | EMMIS COMMUNICATIONS CORP | 1,211,907 | $776K | 0.1% | $0.64 | $1.72 | — | CL A | 291525103 |
| — | CASTLE A M & CO | 212,575 | $338K | 0.0% | $1.59 | $2.22 | — | COM | 148411101 |
| — | PHOTOMEDEX INC | 661,455 | $298K | 0.0% | $0.45 | $0.45 | — | COM PAR $0.01 | 719358301 |
| — | MFC INDL LTD | 152,470 | $297K | 0.0% | $1.95 | $1.95 | — | COM | 55278T105 |
| — | DOVER DOWNS GAMING & ENTMT I | 198,636 | $193K | 0.0% | $0.97 | $1.17 | — | COM | 260095104 |