Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 16, 2016
Total Value: $972M (98.5% shares, 1.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 2,140,000 | $237M | 24.4% | $110.63 | — | — | Put | 464287655 |
| IWM | ISHARES TR | 410,800 | $45.45M | 4.7% | $110.63 | — | — | Call | 464287655 |
| — | DIAMOND RESORTS INTL INC | 1,848,127 | $44.91M | 4.6% | $24.30 | $27.44 | — | COM | 25272T104 |
| LNWO | SCIENTIFIC GAMES CORP | 4,598,200 | $43.36M | 4.5% | $9.43 * | $12.26 | -39.1% | Call | 80874P109 |
| — | YAHOO INC | 1,075,850 | $39.6M | 4.1% | $36.81 | $32.79 | — | COM | 984332106 |
| DLB | DOLBY LABORATORIES INC | 839,807 | $36.5M | 3.8% | $43.46 * | $30.75 | +5.8% | COM | 25659T107 |
| — | DIAMOND RESORTS INTL INC | 1,400,000 | $34.02M | 3.5% | $24.30 | $27.44 | — | Call | 25272T104 |
| LNWO | SCIENTIFIC GAMES CORP | 3,585,901 | $33.81M | 3.5% | $9.43 * | $12.26 | -39.1% | CL A | 80874P109 |
| — | FIRST CASH FINL SVCS INC | 489,713 | $22.56M | 2.3% | $46.06 | $41.79 | — | COM | 31942D107 |
| — | SCICLONE PHARMACEUTICALS INC | 2,025,150 | $22.28M | 2.3% | $11.00 | $10.17 | — | COM | 80862K104 |
| — | BRIDGEPOINT ED INC | 2,201,945 | $22.2M | 2.3% | $10.08 | $9.95 | — | COM | 10807M105 |
| CASH | META FINL GROUP INC | 471,198 | $21.49M | 2.2% | $45.60 * | $12.72 | +2.6% | COM | 59100U108 |
| — | SODASTREAM INTERNATIONAL LTD | 1,410,806 | $19.86M | 2.0% | $14.08 | $19.13 | — | USD SHS | M9068E105 |
| CTRN | CITI TRENDS INC | 1,002,603 | $17.88M | 1.8% | $17.83 | $19.56 | -10.2% | COM | 17306X102 |
| CDXS | CODEXIS INC | 5,014,509 | $15.6M | 1.6% | $3.11 * | $2.51 | +53.4% | COM | 192005106 |
| — | OWENS RLTY MTG INC | 943,890 | $15.07M | 1.6% | $15.97 | $14.10 | — | COM | 690828108 |
| CROX | CROCS INC | 1,555,996 | $14.97M | 1.5% | $9.62 * | $12.03 | -22.6% | COM | 227046109 |
| — | PAIN THERAPEUTICS INC | 6,434,498 | $14.35M | 1.5% | $2.23 | $1.88 | — | COM | 69562K100 |
| M | MACYS INC | 319,112 | $14.07M | 1.4% | $44.09 * | $41.33 | 0.0% | COM | 55616P104 |
| — | ARQULE INC | 8,543,652 | $13.67M | 1.4% | $1.60 | $1.90 | — | COM | 04269E107 |
| — | IMPERIAL HLDS INC | 13,970,000 | $12.47M | 1.3% | $0.89 | $1.25 | — | NOTE 8.500% 2/1 | 452834AE4 |
| AKBA | AKEBIA THERAPEUTICS INC | 1,347,326 | $12.14M | 1.2% | $9.01 * | $8.45 | -4.1% | COM | 00972D105 |
| — | CROWN MEDIA HLDGS INC | 2,275,217 | $11.56M | 1.2% | $5.08 | $3.13 | — | CL A | 228411104 |
| — | QAD INC | 484,560 | $10.3M | 1.1% | $21.25 | $22.50 | — | CL A | 74727D306 |
| GDEN | GOLDEN ENTMT INC | 930,205 | $10.08M | 1.0% | $10.84 * | $7.13 | +10.4% | COM | 381013101 |
| RM | REGIONAL MGMT CORP | 577,024 | $9.873M | 1.0% | $17.11 * | $13.55 | -10.8% | COM | 75902K106 |
| RLGT | RADIANT LOGISTICS INC | 2,748,540 | $9.812M | 1.0% | $3.57 * | $3.57 | -7.4% | COM | 75025X100 |
| RACE | FERRARI N V | 215,082 | $8.969M | 0.9% | $41.70 * | $40.37 | 0.0% | COM | N3167Y103 |
| — | CASH AMER INTL INC | 228,262 | $8.82M | 0.9% | $38.64 | $26.33 | — | COM | 14754D100 |
| TBBK | BANCORP INC DEL | 1,525,787 | $8.728M | 0.9% | $5.72 * | $11.28 | -55.8% | COM | 05969A105 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 2,819,288 | $8.712M | 0.9% | $3.09 * | $5.46 | -46.7% | COM | 45068B109 |
| — | SELECT INCOME REIT | 365,457 | $8.424M | 0.9% | $23.05 | $19.05 | — | COM SH BEN INT | 81618T100 |
| — | LUXFER HLDGS PLC | 791,155 | $8.394M | 0.9% | $10.61 | $10.63 | — | SPONSORED ADR | 550678106 |
| — | FIAT CHRYSLER AUTOMOBILES N | 1,000,000 | $8.06M | 0.8% | $8.06 | $15.00 | — | Call | N31738102 |
| — | EMERGENT CAP INC | 1,937,560 | $7.789M | 0.8% | $4.02 | $5.15 | — | COM | 29102N105 |
| — | TRANS WORLD ENTMT CORP | 2,034,034 | $7.638M | 0.8% | $3.76 | $4.59 | — | COM | 89336Q100 |
| — | PHARMATHENE INC | 3,251,838 | $6.39M | 0.7% | $1.97 | $1.75 | — | COM | 71714G102 |
| — | FALCONSTOR SOFTWARE INC | 4,250,690 | $5.696M | 0.6% | $1.34 | $1.48 | — | COM | 306137100 |
| SXC | SUNCOKE ENERGY INC | 875,782 | $5.693M | 0.6% | $6.50 * | $11.94 | -64.4% | COM | 86722A103 |
| — | COLONY STARWOOD HOMES | 229,951 | $5.691M | 0.6% | $24.75 | $24.75 | — | COM | 19625X102 |
| RBCAA | REPUBLIC BANCORP KY | 211,624 | $5.466M | 0.6% | $25.83 | $23.29 | +8.7% | CL A | 760281204 |
| LINC | LINCOLN EDL SVCS CORP | 2,151,049 | $5.335M | 0.5% | $2.48 * | $2.67 | -3.4% | COM | 533535100 |
| EPM | EVOLUTION PETROLEUM CORP | 1,036,786 | $5.039M | 0.5% | $4.86 * | $4.90 | -50.0% | COM | 30049A107 |
| — | FINTECH ACQUISITION CORP* | 450,000 | $4.871M | 0.5% | $10.82 | $10.35 | — | UNIT 99/99/9999 | 31809H209 |
| — | FIAT CHRYSLER AUTOMOBILES N | 587,952 | $4.739M | 0.5% | $8.06 | $15.00 | — | SHS | N31738102 |
| — | QAD INC | 245,765 | $4.355M | 0.4% | $17.72 | $17.45 | — | CL B | 74727D207 |
| — | BRIGHTCOVE INC | 641,972 | $4.006M | 0.4% | $6.24 | $5.94 | — | COM | 10921T101 |
| — | RESOURCE AMERICA INC | 691,032 | $3.987M | 0.4% | $5.77 | $5.77 | — | CL A | 761195205 |
| SRPT | SAREPTA THERAPEUTICS INC | 200,000 | $3.904M | 0.4% | $19.52 | — | — | Call | 803607100 |
| — | USA TRUCK INC | 154,996 | $2.92M | 0.3% | $18.84 | $20.69 | — | COM | 902925106 |
| — | DOVER MOTORSPORTS INC | 1,248,903 | $2.835M | 0.3% | $2.27 | $2.25 | — | COM | 260174107 |
| — | COGENTIX MED INC | 2,491,304 | $2.74M | 0.3% | $1.10 | $1.37 | — | COM | 19243A104 |
| WHF | WHITEHORSE FIN INC | 235,669 | $2.446M | 0.3% | $10.38 * | $11.92 | -15.8% | COM | 96524V106 |
| RYZ | RYERSON HLDG CORP | 403,226 | $2.242M | 0.2% | $5.56 * | $3.90 | 0.0% | COM | 783754104 |
| — | CASTLE A M & CO | 3,623,000 | $1.777M | 0.2% | $0.49 | $0.66 | — | NOTE 7.000/1 | 148411AF8 |
| RYAM | RAYONIER ADVANCED MATLS INC | 178,651 | $1.697M | 0.2% | $9.50 * | $7.89 | 0.0% | COM | 75508B104 |
| EZPW | EZCORP INC | 563,813 | $1.675M | 0.2% | $2.97 * | $3.13 | 0.0% | CL A NON VTG | 302301106 |
| GME | GAMESTOP CORP NEW | 47,700 | $1.514M | 0.2% | $31.74 | — | — | Put | 36467W109 |
| — | SUNCOKE ENERGY PARTNERS L P | 187,375 | $1.385M | 0.1% | $7.39 | $13.63 | — | COMUNIT REP LT | 86722Y101 |
| UTI | UNIVERSAL TECHNICAL INST INC | 201,187 | $867K | 0.1% | $4.31 * | $7.53 | -48.1% | COM | 913915104 |
| — | SYNERGY PHARMACEUTICALS DEL | 300,000 | $828K | 0.1% | $2.76 | $2.76 | — | COM NEW | 871639308 |
| — | MFC BANCORP LTD | 387,978 | $768K | 0.1% | $1.98 | $1.97 | — | COM | 55278T105 |
| — | PHOTOMEDEX INC | 1,384,777 | $748K | 0.1% | $0.54 | $0.50 | — | COM PAR $0.01 | 719358301 |
| — | EMMIS COMMUNICATIONS CORP | 1,237,562 | $720K | 0.1% | $0.58 | $1.70 | — | CL A | 291525103 |
| — | CENVEO INC | 1,247,162 | $564K | 0.1% | $0.45 | $2.05 | — | COM | 15670S105 |
| — | OCWEN FINL CORP | 186,000 | $459K | 0.0% | $2.47 | — | — | Call | 675746309 |
| — | CASTLE A M & CO | 134,764 | $364K | 0.0% | $2.70 | $2.22 | — | COM | 148411101 |
| — | DOVER DOWNS GAMING & ENTMT I | 187,970 | $201K | 0.0% | $1.07 | $1.17 | — | COM | 260095104 |