Bruce & Co., Inc. Long-Term Concentrated

Location: Chicago, IL

CIK: 0001358331 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 15, 2017

Total Value: $418M (90.5% shares, 9.5% debt)

Holdings (49)

UHAL Amerco 17.5%

Value $72.95M Shares 191,570 Est. Cost $21.49 Unrealized +74.9%

— Nextera Energy 7.5%

Value $31.22M Shares 243,200 Est. Cost $90.36 Unrealized —

DUK Duke Energy 6.8%

Value $28.52M Shares 347,788 Est. Cost $47.24 Unrealized +17.0%

ALL Allstate 6.5%

Value $27.2M Shares 333,800 Est. Cost $41.31 Unrealized +56.2%

CMS CMS Energy 5.8%

Value $24.08M Shares 538,300 Est. Cost $25.17 Unrealized +32.5%

XEL XEL Energy 5.1%

Value $21.41M Shares 481,600 Est. Cost $24.91 Unrealized +29.4%

Value $18.55M Shares 106,500 Est. Cost $111.97 Unrealized +2.2%

Value $16.48M Shares 259,400 Est. Cost $44.42 Unrealized —

PFE Pfizer 3.7%

Value $15.58M Shares 455,332 Est. Cost $16.51 Unrealized +29.7%

ABBV Abbvie 3.6%

Value $15.18M Shares 232,915 Est. Cost $26.55 Unrealized +63.8%

— Mannkind 3.3%

Value $13.85M Shares 27,690,000 Est. Cost $0.90 Unrealized —

— Allergan 2.9%

Value $11.95M Shares 50,000 Est. Cost $235.00 Unrealized —

ABT Abbott 2.5%

Value $10.25M Shares 230,915 Est. Cost $29.23 Unrealized +26.3%

AVA Avista 2.4%

Value $10.19M Shares 261,000 Est. Cost $21.15 Unrealized +28.6%

— XM Sirius 2.4%

Value $10.16M Shares 1,972,548 Est. Cost $3.50 Unrealized —

— Supernus 2.1%

Value $8.865M Shares 1,500,000 Est. Cost $1.25 Unrealized —

— Flotek 2.0%

Value $8.496M Shares 664,335 Est. Cost $17.94 Unrealized —

Value $7.926M Shares 100,000 Est. Cost $73.88 Unrealized —

Value $7.072M Shares 200,000 Est. Cost $30.95 Unrealized 0.0%

Value $5.775M Shares 5,500,000 Est. Cost $1.16 Unrealized —

— Petroquest 1.1%

Value $4.547M Shares 259,840 Est. Cost $28.75 Unrealized —

— Synergy 1.0%

Value $4.275M Shares 2,500,000 Est. Cost $1.47 Unrealized —

Value $4.011M Shares 37,400 Est. Cost $106.98 Unrealized —

— Gainsco 0.9%

Value $3.944M Shares 246,541 Est. Cost $8.78 Unrealized —

— Fluidigm 0.8%

Value $3.5M Shares 5,009,000 Est. Cost $0.79 Unrealized —

— Calpine 0.8%

Value $3.258M Shares 294,849 Est. Cost $21.23 Unrealized —

— Ashland 0.7%

Value $3.095M Shares 25,000 Est. Cost $97.00 Unrealized —

— Goldcorp 0.7%

Value $2.918M Shares 200,000 Est. Cost $13.83 Unrealized —

Value $2.896M Shares 1,045,494 Est. Cost $2.73 Unrealized —

Value $2.648M Shares 44,120 Est. Cost $12.47 Unrealized +76.9%

Value $2.371M Shares 46,400 Est. Cost $50.00 Unrealized —

SUPN Supernus 0.5%

Value $2.021M Shares 64,581 Est. Cost $8.75 Unrealized +206.4%

Value $1.967M Shares 140,000 Est. Cost $11.40 Unrealized —

— WEC Energy 0.3%

Value $1.407M Shares 23,124 Est. Cost $44.94 Unrealized —

— Astrotech 0.3%

Value $1.401M Shares 1,070,073 Est. Cost $0.70 Unrealized —

— Inotek 0.3%

Value $1.19M Shares 2,000,000 Est. Cost $1.04 Unrealized —

Value $1M Shares 2,000,000 Est. Cost $1.00 Unrealized —

Value $800K Shares 1,000,000 Est. Cost $0.75 Unrealized —

— US Ecology 0.2%

Value $716K Shares 15,300 Est. Cost $26.52 Unrealized —

— Perrigo 0.2%

Value $658K Shares 9,926 Est. Cost $83.22 Unrealized —

— Agenus 0.1%

Value $586K Shares 155,677 Est. Cost $3.79 Unrealized —

— Durect 0.1%

Value $512K Shares 488,112 Est. Cost $1.05 Unrealized —

— Pernix 0.1%

Value $500K Shares 2,000,000 Est. Cost $0.25 Unrealized —

TWI Titan Wheel 0.1%

Value $449K Shares 43,436 Est. Cost $11.72 Unrealized 0.0%

Value $425K Shares 5,184 Est. Cost $53.69 Unrealized +4.5%

— Kellogg 0.1%

Value $322K Shares 4,436 Est. Cost $38.95 Unrealized +28.5%

XPL Solitario 0.0%

Value $208K Shares 254,040 Est. Cost $1.22 Unrealized -37.3%

— Petroquest 0.0%

Value $172K Shares 62,870 Est. Cost $3.32 Unrealized —

— DeCode Genetics 0.0%

Value $61,000 Shares 24,787,000 Est. Cost $0.03 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
UHAL	Amerco	191,570	$72.95M	17.5%	$21.49	+74.9%	Common	023586100
—	Nextera Energy	243,200	$31.22M	7.5%	$90.36	—	Common	302571104
DUK	Duke Energy	347,788	$28.52M	6.8%	$47.24	+17.0%	Common	26441C204
ALL	Allstate	333,800	$27.2M	6.5%	$41.31	+56.2%	Common	020002101
CMS	CMS Energy	538,300	$24.08M	5.8%	$25.17	+32.5%	Common	125896100
XEL	XEL Energy	481,600	$21.41M	5.1%	$24.91	+29.4%	Common	98389B100
IBM	IBM	106,500	$18.55M	4.4%	$111.97	+2.2%	Common	459200101
—	Merck	259,400	$16.48M	3.9%	$44.42	—	Common	589331107
PFE	Pfizer	455,332	$15.58M	3.7%	$16.51	+29.7%	Common	717081103
ABBV	Abbvie	232,915	$15.18M	3.6%	$26.55	+63.8%	Common	00287Y109
—	Mannkind	27,690,000	$13.85M	3.3%	$0.90	—	Cv 5.75%	56400PAM4
—	Allergan	50,000	$11.95M	2.9%	$235.00	—	Common	G1077J108
ABT	Abbott	230,915	$10.25M	2.5%	$29.23	+26.3%	Common	002824100
AVA	Avista	261,000	$10.19M	2.4%	$21.15	+28.6%	Common	05379B107
—	XM Sirius	1,972,548	$10.16M	2.4%	$3.50	—	Common	82968B103
—	Supernus	1,500,000	$8.865M	2.1%	$1.25	—	Cv 7.5%	868459AA6
—	Flotek	664,335	$8.496M	2.0%	$17.94	—	Common	343389102
—	Bunge	100,000	$7.926M	1.9%	$73.88	—	Common	G16962105
GM	GM	200,000	$7.072M	1.7%	$30.95	0.0%	Common	37045V100
—	AMAG	5,500,000	$5.775M	1.4%	$1.16	—	Cv 2.5%	00163UAA4
—	Petroquest	259,840	$4.547M	1.1%	$28.75	—	Pfd 6.875%	716748207
—	Synergy	2,500,000	$4.275M	1.0%	$1.47	—	Cv 7.5%	871639AA8
—	Bunge	37,400	$4.011M	1.0%	$106.98	—	Pfd 4.875%	032549322
—	Gainsco	246,541	$3.944M	0.9%	$8.78	—	Common	363127200
—	Fluidigm	5,009,000	$3.5M	0.8%	$0.79	—	Cv 2.75%	34385PAA6
—	Calpine	294,849	$3.258M	0.8%	$21.23	—	Common	131347304
—	Ashland	25,000	$3.095M	0.7%	$97.00	—	Common	044209104
—	Goldcorp	200,000	$2.918M	0.7%	$13.83	—	Common	380956409
EDAP	EDAP	1,045,494	$2.896M	0.7%	$2.73	—	Common	268311107
RLI	RLI	44,120	$2.648M	0.6%	$12.47	+76.9%	Common	749607107
—	AES	46,400	$2.371M	0.6%	$50.00	—	Pfd 6.75%	00808N202
SUPN	Supernus	64,581	$2.021M	0.5%	$8.75	+206.4%	Common	868459108
—	Actua	140,000	$1.967M	0.5%	$11.40	—	Common	46059C205
—	WEC Energy	23,124	$1.407M	0.3%	$44.94	—	Common	976657106
—	Astrotech	1,070,073	$1.401M	0.3%	$0.70	—	Common	846243400
—	Inotek	2,000,000	$1.19M	0.3%	$1.04	—	Cv 5.75%	45780VAB8
—	XTNT	2,000,000	$1M	0.2%	$1.00	—	Cv 6%	05644RAA9
—	Gevo	1,000,000	$800K	0.2%	$0.75	—	Cv 7.5%	374396AA7
—	US Ecology	15,300	$716K	0.2%	$26.52	—	Common	91732J102
—	Perrigo	9,926	$658K	0.2%	$83.22	—	Common	00BGH1M56
—	Agenus	155,677	$586K	0.1%	$3.79	—	Common	00847G705
—	Durect	488,112	$512K	0.1%	$1.05	—	Common	266605104
—	Pernix	2,000,000	$500K	0.1%	$0.25	—	Cv 4.25%	71426VAK4
TWI	Titan Wheel	43,436	$449K	0.1%	$11.72	0.0%	Common	88830M102
XOM	Exxon	5,184	$425K	0.1%	$53.69	+4.5%	Common	30231G102
—	Kellogg	4,436	$322K	0.1%	$38.95	+28.5%	Common	487836108
XPL	Solitario	254,040	$208K	0.0%	$1.22	-37.3%	Common	8342EP107
—	Petroquest	62,870	$172K	0.0%	$3.32	—	Common	716748306
—	DeCode Genetics	24,787,000	$61,000	0.0%	$0.03	—	Cv 3.5%	243586AB0