Bruce & Co., Inc. Long-Term Concentrated

CIK: 0001358331 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 10, 2017

Total Value ($000): $382,858 (89.1% shares, 10.9% debt)

Holdings (48)

UHAL Amerco 18.5%

Value ($000) $70,802 Shares 191,570 Est. Cost $21.49 Unrealized +59.6%

— Nextera Energy 7.6%

Value ($000) $29,052 Shares 243,200 Est. Cost $90.36 Unrealized —

DUK Duke Energy 7.1%

Value ($000) $26,995 Shares 347,788 Est. Cost $47.24 Unrealized +11.5%

ALL Allstate 6.5%

Value ($000) $24,741 Shares 333,800 Est. Cost $41.31 Unrealized +39.1%

CMS CMS Energy 5.9%

Value ($000) $22,404 Shares 538,300 Est. Cost $25.17 Unrealized +24.0%

XEL XEL Energy 5.1%

Value ($000) $19,601 Shares 481,600 Est. Cost $24.91 Unrealized +20.9%

Value ($000) $15,270 Shares 259,400 Est. Cost $44.42 Unrealized —

PFE Pfizer 3.9%

Value ($000) $14,789 Shares 455,332 Est. Cost $16.51 Unrealized +24.2%

ABBV Abbvie 3.8%

Value ($000) $14,585 Shares 232,915 Est. Cost $26.55 Unrealized +57.4%

Value ($000) $14,358 Shares 86,500 Est. Cost $111.41 Unrealized -7.5%

— Mannkind 3.6%

Value ($000) $13,845 Shares 27,690,000 Est. Cost $0.90 Unrealized —

AVA Avista 2.7%

Value ($000) $10,437 Shares 261,000 Est. Cost $21.15 Unrealized +31.6%

ABT Abbott 2.3%

Value ($000) $8,869 Shares 230,915 Est. Cost $29.23 Unrealized +15.1%

— XM Sirius 2.3%

Value ($000) $8,777 Shares 1,972,548 Est. Cost $3.50 Unrealized —

Value ($000) $7,755 Shares 5,500,000 Est. Cost $1.16 Unrealized —

Value ($000) $7,224 Shares 100,000 Est. Cost $73.88 Unrealized —

— Supernus 1.9%

Value ($000) $7,155 Shares 1,500,000 Est. Cost $1.25 Unrealized —

— Flotek 1.6%

Value ($000) $6,238 Shares 664,335 Est. Cost $17.94 Unrealized —

— Allergan 1.4%

Value ($000) $5,250 Shares 25,000 Est. Cost $231.08 Unrealized —

— Synergy 1.4%

Value ($000) $5,250 Shares 2,500,000 Est. Cost $1.47 Unrealized —

— Petroquest 1.1%

Value ($000) $4,256 Shares 259,840 Est. Cost $28.75 Unrealized —

SUPN Supernus 1.1%

Value ($000) $4,155 Shares 164,581 Est. Cost $8.75 Unrealized +155.4%

Value ($000) $3,818 Shares 37,400 Est. Cost $106.98 Unrealized —

— Gainsco 0.9%

Value ($000) $3,525 Shares 246,541 Est. Cost $8.78 Unrealized —

— Fluidigm 0.9%

Value ($000) $3,500 Shares 5,009,000 Est. Cost $0.79 Unrealized —

Value ($000) $3,429 Shares 1,045,494 Est. Cost $2.73 Unrealized —

— Calpine 0.9%

Value ($000) $3,370 Shares 294,849 Est. Cost $21.23 Unrealized —

Value ($000) $2,785 Shares 44,120 Est. Cost $12.47 Unrealized +80.8%

— Ashland 0.7%

Value ($000) $2,732 Shares 25,000 Est. Cost $97.00 Unrealized —

Value ($000) $2,338 Shares 46,400 Est. Cost $50.00 Unrealized —

— Inotek 0.5%

Value ($000) $2,080 Shares 2,000,000 Est. Cost $1.04 Unrealized —

Value ($000) $1,960 Shares 140,000 Est. Cost $11.40 Unrealized —

— Astrotech 0.4%

Value ($000) $1,605 Shares 1,070,073 Est. Cost $0.70 Unrealized —

— WEC Energy 0.4%

Value ($000) $1,422 Shares 24,252 Est. Cost $44.94 Unrealized —

— US Ecology 0.3%

Value ($000) $1,243 Shares 25,300 Est. Cost $26.52 Unrealized —

— Titan Wheel 0.3%

Value ($000) $1,110 Shares 1,000,000 Est. Cost $1.90 Unrealized —

Value ($000) $1,000 Shares 2,000,000 Est. Cost $1.00 Unrealized —

— Perrigo 0.2%

Value ($000) $826 Shares 9,926 Est. Cost $83.22 Unrealized —

— Goldcorp 0.2%

Value ($000) $680 Shares 50,000 Est. Cost $11.56 Unrealized —

— Durect 0.2%

Value ($000) $667 Shares 498,112 Est. Cost $1.05 Unrealized —

— Agenus 0.2%

Value ($000) $641 Shares 155,677 Est. Cost $3.79 Unrealized —

Value ($000) $600 Shares 2,000,000 Est. Cost $0.75 Unrealized —

— Pernix 0.1%

Value ($000) $500 Shares 2,000,000 Est. Cost $0.80 Unrealized —

Value ($000) $467 Shares 5,184 Est. Cost $53.69 Unrealized +8.3%

— Kellogg 0.1%

Value ($000) $326 Shares 4,436 Est. Cost $38.95 Unrealized +28.5%

— Petroquest 0.1%

Value ($000) $208 Shares 62,870 Est. Cost $3.32 Unrealized —

XPL Solitario 0.0%

Value ($000) $157 Shares 254,040 Est. Cost $1.22 Unrealized -45.7%

— DeCode Genetics 0.0%

Value ($000) $61 Shares 24,787,000 Est. Cost $0.03 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
UHAL	Amerco	191,570	$70,802	18.5%	$21.49	+59.6%	Common	023586100
—	Nextera Energy	243,200	$29,052	7.6%	$90.36	—	Common	302571104
DUK	Duke Energy	347,788	$26,995	7.1%	$47.24	+11.5%	Common	26441C204
ALL	Allstate	333,800	$24,741	6.5%	$41.31	+39.1%	Common	020002101
CMS	CMS Energy	538,300	$22,404	5.9%	$25.17	+24.0%	Common	125896100
XEL	XEL Energy	481,600	$19,601	5.1%	$24.91	+20.9%	Common	98389B100
—	Merck	259,400	$15,270	4.0%	$44.42	—	Common	589331107
PFE	Pfizer	455,332	$14,789	3.9%	$16.51	+24.2%	Common	717081103
ABBV	Abbvie	232,915	$14,585	3.8%	$26.55	+57.4%	Common	00287Y109
IBM	IBM	86,500	$14,358	3.8%	$111.41	-7.5%	Common	459200101
—	Mannkind	27,690,000	$13,845	3.6%	$0.90	—	Cv 5.75%	56400PAM4
AVA	Avista	261,000	$10,437	2.7%	$21.15	+31.6%	Common	05379B107
ABT	Abbott	230,915	$8,869	2.3%	$29.23	+15.1%	Common	002824100
—	XM Sirius	1,972,548	$8,777	2.3%	$3.50	—	Common	82968B103
—	AMAG	5,500,000	$7,755	2.0%	$1.16	—	Cv 2.5%	00163UAA4
—	Bunge	100,000	$7,224	1.9%	$73.88	—	Common	G16962105
—	Supernus	1,500,000	$7,155	1.9%	$1.25	—	Cv 7.5%	868459AA6
—	Flotek	664,335	$6,238	1.6%	$17.94	—	Common	343389102
—	Allergan	25,000	$5,250	1.4%	$231.08	—	Common	G1077J108
—	Synergy	2,500,000	$5,250	1.4%	$1.47	—	Cv 7.5%	871639AA8
—	Petroquest	259,840	$4,256	1.1%	$28.75	—	Pfd 6.875%	716748207
SUPN	Supernus	164,581	$4,155	1.1%	$8.75	+155.4%	Common	868459108
—	Bunge	37,400	$3,818	1.0%	$106.98	—	Pfd 4.875%	032549322
—	Gainsco	246,541	$3,525	0.9%	$8.78	—	Common	363127200
—	Fluidigm	5,009,000	$3,500	0.9%	$0.79	—	Cv 2.75%	34385PAA6
EDAP	EDAP	1,045,494	$3,429	0.9%	$2.73	—	Common	268311107
—	Calpine	294,849	$3,370	0.9%	$21.23	—	Common	131347304
RLI	RLI	44,120	$2,785	0.7%	$12.47	+80.8%	Common	749607107
—	Ashland	25,000	$2,732	0.7%	$97.00	—	Common	044209104
—	AES	46,400	$2,338	0.6%	$50.00	—	Pfd 6.75%	00808N202
—	Inotek	2,000,000	$2,080	0.5%	$1.04	—	Cv 5.75%	45780VAB8
—	Actua	140,000	$1,960	0.5%	$11.40	—	Common	46059C205
—	Astrotech	1,070,073	$1,605	0.4%	$0.70	—	Common	846243400
—	WEC Energy	24,252	$1,422	0.4%	$44.94	—	Common	976657106
—	US Ecology	25,300	$1,243	0.3%	$26.52	—	Common	91732J102
—	Titan Wheel	1,000,000	$1,110	0.3%	$1.90	—	Cv 5.625%	888305aa7
—	XTNT	2,000,000	$1,000	0.3%	$1.00	—	Cv 6%	05644RAA9
—	Perrigo	9,926	$826	0.2%	$83.22	—	Common	00BGH1M56
—	Goldcorp	50,000	$680	0.2%	$11.56	—	Common	380956409
—	Durect	498,112	$667	0.2%	$1.05	—	Common	266605104
—	Agenus	155,677	$641	0.2%	$3.79	—	Common	00847G705
—	Gevo	2,000,000	$600	0.2%	$0.75	—	Cv 7.5%	374396AA7
—	Pernix	2,000,000	$500	0.1%	$0.80	—	Cv 4.25%	71426VAH1
XOM	Exxon	5,184	$467	0.1%	$53.69	+8.3%	Common	30231G102
—	Kellogg	4,436	$326	0.1%	$38.95	+28.5%	Common	487836108
—	Petroquest	62,870	$208	0.1%	$3.32	—	Common	716748306
XPL	Solitario	254,040	$157	0.0%	$1.22	-45.7%	Common	8342EP107
—	DeCode Genetics	24,787,000	$61	0.0%	$0.03	—	Cv 3.5%	243586AB0