WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Aug 14, 2017

Total Value ($000): $299,930 (100.0% shares, 0.0% debt)

Holdings (43)

LFCR LANDEC CORP 13.3%

Value ($000) $39,833 Shares 2,682,400 Est. Cost $13.28 Unrealized +4.9%

NATR NATURES SUNSHINE PRODS INC 9.6%

Value ($000) $28,942 Shares 2,184,329 Est. Cost $11.00 Unrealized -2.7%

DLHC DLH HOLDINGS CORP 8.4%

Value ($000) $25,227 Shares 4,680,420 Est. Cost $1.18 Unrealized +337.1%

— MAM SOFTWARE GROUP INC 7.3%

Value ($000) $21,809 Shares 3,279,556 Est. Cost $4.73 Unrealized —

— MVC CAPITAL INC 6.1%

Value ($000) $18,438 Shares 1,870,000 Est. Cost $8.18 Unrealized —

— LAYNE CHRISTENSEN COMPANY 5.6%

Value ($000) $16,744 Shares 1,904,978 Est. Cost $7.23 Unrealized —

— S&W SEED CO 4.5%

Value ($000) $13,521 Shares 3,258,023 Est. Cost $4.25 Unrealized —

— TRANSWORLD CORPORATION 4.5%

Value ($000) $13,510 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 4.3%

Value ($000) $12,872 Shares 515,098 Est. Cost $25.15 Unrealized —

— SUMMER INFANT INC 3.8%

Value ($000) $11,328 Shares 6,400,568 Est. Cost $2.55 Unrealized —

— GLOBAL POWER EQUIPMENT GROUP INC 3.6%

Value ($000) $10,929 Shares 3,167,718 Est. Cost $5.41 Unrealized —

— BIOSCRIP INC 3.4%

Value ($000) $10,317 Shares 3,800,000 Est. Cost $2.77 Unrealized —

— BLACK DIAMOND INC 3.3%

Value ($000) $9,802 Shares 1,474,022 Est. Cost $4.67 Unrealized —

— XERIUM TECHNOLOGIES INC 2.8%

Value ($000) $8,285 Shares 1,152,250 Est. Cost $6.52 Unrealized —

— TELOS CORP 2.6%

Value ($000) $7,711 Shares 554,765 Est. Cost $9.00 Unrealized —

NVRI HARSCO CORP 2.2%

Value ($000) $6,455 Shares 400,939 Est. Cost $5.77 Unrealized +149.7%

— JASON INDUSTRIES INC 2.0%

Value ($000) $5,935 Shares 4,600,816 Est. Cost $6.29 Unrealized —

BB BLACKBERRY LTD 1.8%

Value ($000) $5,495 Shares 550,000 Est. Cost $9.16 Unrealized +7.3%

— BABCOCK & WILCOX ENTERPR 1.4%

Value ($000) $4,116 Shares 350,000 Est. Cost $9.34 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 1.0%

Value ($000) $3,010 Shares 700,000 Est. Cost $4.31 Unrealized +1.0%

— MUSCLE PHARM CORP 1.0%

Value ($000) $2,872 Shares 1,475,755 Est. Cost $5.81 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 0.8%

Value ($000) $2,543 Shares 1,050,929 Est. Cost $2.34 Unrealized +12.9%

— GLYECO INC 0.8%

Value ($000) $2,469 Shares 32,922,748 Est. Cost $0.10 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $2,233 Shares 305,998 Est. Cost $6.08 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.6%

Value ($000) $1,872 Shares 936,221 Est. Cost $2.54 Unrealized -14.7%

— SMTC CORPORATION 0.6%

Value ($000) $1,850 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— NEVADA GOLD & CASINOS INC 0.5%

Value ($000) $1,625 Shares 722,188 Est. Cost $0.95 Unrealized —

— INTREPID POTASH INC 0.5%

Value ($000) $1,582 Shares 700,000 Est. Cost $2.26 Unrealized —

— NEPTUNE TECH & BIORESSOURCES 0.5%

Value ($000) $1,535 Shares 1,825,450 Est. Cost $1.03 Unrealized —

— OMEGA PROTEIN CORP 0.5%

Value ($000) $1,432 Shares 80,000 Est. Cost $13.30 Unrealized —

— LIBBEY INC 0.4%

Value ($000) $1,111 Shares 137,818 Est. Cost $8.06 Unrealized —

— ISHARES COMEX GOLD TRUST 0.4%

Value ($000) $1,110 Shares 93,000 Est. Cost $10.23 Unrealized —

IWSY IMAGEWARE SYSTEMS INC 0.4%

Value ($000) $1,093 Shares 1,093,000 Est. Cost $1.52 Unrealized -29.5%

— US AUTO PARTS NETWORK INC 0.2%

Value ($000) $709 Shares 219,548 Est. Cost $3.23 Unrealized —

— TRECORA RESOURCES 0.1%

Value ($000) $332 Shares 29,512 Est. Cost $10.44 Unrealized —

— NEW YORK & CO 0.1%

Value ($000) $276 Shares 200,000 Est. Cost $1.38 Unrealized —

BWEN BROADWIND ENERGY 0.1%

Value ($000) $252 Shares 50,000 Est. Cost $6.34 Unrealized 0.0%

UPBD RENT-A-CENTER INC 0.1%

Value ($000) $208 Shares 17,800 Est. Cost $11.30 Unrealized 0.0%

LEAT LEATT CORP 0.1%

Value ($000) $183 Shares 75,000 Est. Cost $2.49 Unrealized -4.2%

EQS EQUUS TOTAL RETURN INC 0.1%

Value ($000) $168 Shares 71,304 Est. Cost $2.54 Unrealized 0.0%

— RENEWABLE ENERGY GROUP INC 0.0%

Value ($000) $131 Shares 10,141 Est. Cost $9.29 Unrealized —

— ALJ REGIONAL HOLDINGS INC 0.0%

Value ($000) $52 Shares 16,200 Est. Cost $5.00 Unrealized —

— MICRON SOLUTIONS 0.0%

Value ($000) $13 Shares 3,363 Est. Cost $3.87 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$39,833	13.3%	$13.28	+4.9%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,184,329	$28,942	9.6%	$11.00	-2.7%	COMM	639027101
DLHC	DLH HOLDINGS CORP	4,680,420	$25,227	8.4%	$1.18	+337.1%	COMM	23335Q100
—	MAM SOFTWARE GROUP INC	3,279,556	$21,809	7.3%	$4.73	—	COMM	55277Q201
—	MVC CAPITAL INC	1,870,000	$18,438	6.1%	$8.18	—	COMM	553829102
—	LAYNE CHRISTENSEN COMPANY	1,904,978	$16,744	5.6%	$7.23	—	COMM	521050104
—	S&W SEED CO	3,258,023	$13,521	4.5%	$4.25	—	COMM	785135104
—	TRANSWORLD CORPORATION	2,349,577	$13,510	4.5%	$2.50	—	COMM	89336R207
—	HAWAIIAN TELCOM HOLDCO INC	515,098	$12,872	4.3%	$25.15	—	COMM	420031106
—	SUMMER INFANT INC	6,400,568	$11,328	3.8%	$2.55	—	COMM	865646103
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$10,929	3.6%	$5.41	—	COMM	37941P306
—	BIOSCRIP INC	3,800,000	$10,317	3.4%	$2.77	—	COMM	09069N108
—	BLACK DIAMOND INC	1,474,022	$9,802	3.3%	$4.67	—	COMM	09202G101
—	XERIUM TECHNOLOGIES INC	1,152,250	$8,285	2.8%	$6.52	—	COMM	98416J118
—	TELOS CORP	554,765	$7,711	2.6%	$9.00	—	PREF	87969B200
NVRI	HARSCO CORP	400,939	$6,455	2.2%	$5.77	+149.7%	COMM	415864107
—	JASON INDUSTRIES INC	4,600,816	$5,935	2.0%	$6.29	—	COMM	471172106
BB	BLACKBERRY LTD	550,000	$5,495	1.8%	$9.16	+7.3%	COMM	09228F103
—	BABCOCK & WILCOX ENTERPR	350,000	$4,116	1.4%	$9.34	—	COMM	05614L100
GLDD	GREAT LAKES DREDGE & DOCK CO	700,000	$3,010	1.0%	$4.31	+1.0%	COMM	390607109
—	MUSCLE PHARM CORP	1,475,755	$2,872	1.0%	$5.81	—	COMM	627335201
QRHC	QUEST RESOURCE HOLDING CORP	1,050,929	$2,543	0.8%	$2.34	+12.9%	COMM	74836W203
—	GLYECO INC	32,922,748	$2,469	0.8%	$0.10	—	COMM	38000P104
—	WILHELMINA INTERNATIONAL INC	305,998	$2,233	0.7%	$6.08	—	COMM	968235200
LTRE	LEARNING TREE INTERNATIONAL	936,221	$1,872	0.6%	$2.54	-14.7%	COMM	522015106
—	SMTC CORPORATION	1,433,982	$1,850	0.6%	$1.69	—	COMM	832682207
—	NEVADA GOLD & CASINOS INC	722,188	$1,625	0.5%	$0.95	—	COMM	64126Q206
—	INTREPID POTASH INC	700,000	$1,582	0.5%	$2.26	—	COMM	46121Y102
—	NEPTUNE TECH & BIORESSOURCES	1,825,450	$1,535	0.5%	$1.03	—	COMM	64077P108
—	OMEGA PROTEIN CORP	80,000	$1,432	0.5%	$13.30	—	COMM	68210P107
—	LIBBEY INC	137,818	$1,111	0.4%	$8.06	—	COMM	529898108
—	ISHARES COMEX GOLD TRUST	93,000	$1,110	0.4%	$10.23	—	ETF	464285105
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1,093	0.4%	$1.52	-29.5%	COMM	45245S108
—	US AUTO PARTS NETWORK INC	219,548	$709	0.2%	$3.23	—	COMM	90343C100
—	TRECORA RESOURCES	29,512	$332	0.1%	$10.44	—	COMM	894648104
—	NEW YORK & CO	200,000	$276	0.1%	$1.38	—	COMM	649295102
BWEN	BROADWIND ENERGY	50,000	$252	0.1%	$6.34	0.0%	COMM	11161T207
UPBD	RENT-A-CENTER INC	17,800	$208	0.1%	$11.30	0.0%	COMM	76009N100
LEAT	LEATT CORP	75,000	$183	0.1%	$2.49	-4.2%	COMM	522132208
EQS	EQUUS TOTAL RETURN INC	71,304	$168	0.1%	$2.54	0.0%	FUND	294766100
—	RENEWABLE ENERGY GROUP INC	10,141	$131	0.0%	$9.29	—	COMM	75972A301
—	ALJ REGIONAL HOLDINGS INC	16,200	$52	0.0%	$5.00	—	COMM	001627108
—	MICRON SOLUTIONS	3,363	$13	0.0%	$3.87	—	COMM	59511X105