Bruce & Co., Inc. Long-Term Concentrated

CIK: 0001358331 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 15, 2017

Total Value ($000): $447,445 (91.7% shares, 8.3% debt)

Holdings (50)

UHAL Amerco 15.8%

Value ($000) $70,619 Shares 188,370 Est. Cost $21.49 Unrealized +73.8%

— Nextera Energy 8.0%

Value ($000) $35,640 Shares 243,200 Est. Cost $90.36 Unrealized —

ALL Allstate 6.9%

Value ($000) $30,679 Shares 333,800 Est. Cost $41.31 Unrealized +81.9%

DUK Duke Energy 6.5%

Value ($000) $29,186 Shares 347,788 Est. Cost $47.24 Unrealized +28.7%

CMS CMS Energy 5.6%

Value ($000) $24,934 Shares 538,300 Est. Cost $25.17 Unrealized +46.5%

XEL XEL Energy 5.1%

Value ($000) $22,789 Shares 481,600 Est. Cost $24.91 Unrealized +48.8%

ABBV Abbvie 4.6%

Value ($000) $20,696 Shares 232,915 Est. Cost $26.55 Unrealized +102.1%

Value ($000) $18,171 Shares 450,000 Est. Cost $30.17 Unrealized +4.7%

— Mannkind 4.0%

Value ($000) $17,998 Shares 27,690,000 Est. Cost $0.90 Unrealized —

Value ($000) $16,609 Shares 259,400 Est. Cost $44.42 Unrealized —

PFE Pfizer 3.6%

Value ($000) $16,255 Shares 455,332 Est. Cost $16.51 Unrealized +34.8%

Value ($000) $15,541 Shares 106,500 Est. Cost $111.97 Unrealized -13.5%

AVA Avista 3.0%

Value ($000) $13,511 Shares 261,000 Est. Cost $21.15 Unrealized +66.7%

ABT Abbott 2.8%

Value ($000) $12,321 Shares 230,915 Est. Cost $29.23 Unrealized +48.3%

— XM Sirius 2.4%

Value ($000) $10,888 Shares 1,972,548 Est. Cost $3.50 Unrealized —

— Allergan 2.3%

Value ($000) $10,247 Shares 50,000 Est. Cost $235.00 Unrealized —

— Valeant 1.9%

Value ($000) $8,325 Shares 581,000 Est. Cost $17.30 Unrealized —

SUPN Supernus 1.6%

Value ($000) $7,122 Shares 178,058 Est. Cost $36.57 Unrealized +18.3%

IIIN Insteel 1.4%

Value ($000) $6,149 Shares 235,520 Est. Cost $18.33 Unrealized 0.0%

Value ($000) $5,830 Shares 5,500,000 Est. Cost $1.16 Unrealized —

— Calpine 1.0%

Value ($000) $4,349 Shares 294,849 Est. Cost $21.23 Unrealized —

— Petroquest 0.9%

Value ($000) $4,092 Shares 259,840 Est. Cost $28.75 Unrealized —

— Gainsco 0.9%

Value ($000) $3,944 Shares 246,541 Est. Cost $8.78 Unrealized —

Value ($000) $3,889 Shares 37,400 Est. Cost $106.98 Unrealized —

— Fluidigm 0.8%

Value ($000) $3,706 Shares 5,009,000 Est. Cost $0.79 Unrealized —

Value ($000) $3,115 Shares 1,045,494 Est. Cost $2.73 Unrealized —

— Flotek 0.7%

Value ($000) $3,089 Shares 664,335 Est. Cost $17.94 Unrealized —

— Synergy 0.7%

Value ($000) $3,050 Shares 2,500,000 Est. Cost $1.47 Unrealized —

Value ($000) $2,850 Shares 3,000,000 Est. Cost $0.95 Unrealized —

Value ($000) $2,603 Shares 44,120 Est. Cost $12.47 Unrealized +65.4%

— Goldcorp 0.6%

Value ($000) $2,592 Shares 200,000 Est. Cost $13.83 Unrealized —

Value ($000) $2,142 Shares 140,000 Est. Cost $11.40 Unrealized —

— Ashland 0.4%

Value ($000) $1,634 Shares 25,000 Est. Cost $97.00 Unrealized —

VVV Valvoline 0.4%

Value ($000) $1,609 Shares 68,633 Est. Cost $23.16 Unrealized -3.1%

— Inotek 0.4%

Value ($000) $1,580 Shares 2,000,000 Est. Cost $1.04 Unrealized —

— WEC Energy 0.3%

Value ($000) $1,451 Shares 23,124 Est. Cost $44.94 Unrealized —

— Astrotech 0.2%

Value ($000) $1,048 Shares 1,070,073 Est. Cost $0.70 Unrealized —

Value ($000) $1,041 Shares 15,000 Est. Cost $73.88 Unrealized —

— Durect 0.2%

Value ($000) $863 Shares 488,112 Est. Cost $1.05 Unrealized —

— Perrigo 0.2%

Value ($000) $840 Shares 9,926 Est. Cost $83.22 Unrealized —

Value ($000) $800 Shares 2,000,000 Est. Cost $1.00 Unrealized —

— Pernix 0.2%

Value ($000) $800 Shares 2,000,000 Est. Cost $0.25 Unrealized —

— Agenus 0.2%

Value ($000) $686 Shares 155,677 Est. Cost $3.79 Unrealized —

— Petroquest 0.1%

Value ($000) $503 Shares 220,000 Est. Cost $2.58 Unrealized —

Value ($000) $418 Shares 5,184 Est. Cost $53.69 Unrealized +1.2%

Value ($000) $412 Shares 515,000 Est. Cost $0.75 Unrealized —

— Kellogg 0.1%

Value ($000) $308 Shares 4,436 Est. Cost $38.95 Unrealized +19.4%

— Synergy 0.1%

Value ($000) $290 Shares 100,000 Est. Cost $4.45 Unrealized —

XPL Solitario 0.0%

Value ($000) $170 Shares 254,040 Est. Cost $1.22 Unrealized -39.6%

— DeCode Genetics 0.0%

Value ($000) $61 Shares 24,787,000 Est. Cost $0.03 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
UHAL	Amerco	188,370	$70,619	15.8%	$21.49	+73.8%	Common	023586100
—	Nextera Energy	243,200	$35,640	8.0%	$90.36	—	Common	302571104
ALL	Allstate	333,800	$30,679	6.9%	$41.31	+81.9%	Common	020002101
DUK	Duke Energy	347,788	$29,186	6.5%	$47.24	+28.7%	Common	26441C204
CMS	CMS Energy	538,300	$24,934	5.6%	$25.17	+46.5%	Common	125896100
XEL	XEL Energy	481,600	$22,789	5.1%	$24.91	+48.8%	Common	98389B100
ABBV	Abbvie	232,915	$20,696	4.6%	$26.55	+102.1%	Common	00287Y109
GM	GM	450,000	$18,171	4.1%	$30.17	+4.7%	Common	37045V100
—	Mannkind	27,690,000	$17,998	4.0%	$0.90	—	Cv 5.75%	56400PAM4
—	Merck	259,400	$16,609	3.7%	$44.42	—	Common	589331107
PFE	Pfizer	455,332	$16,255	3.6%	$16.51	+34.8%	Common	717081103
IBM	IBM	106,500	$15,541	3.5%	$111.97	-13.5%	Common	459200101
AVA	Avista	261,000	$13,511	3.0%	$21.15	+66.7%	Common	05379B107
ABT	Abbott	230,915	$12,321	2.8%	$29.23	+48.3%	Common	002824100
—	XM Sirius	1,972,548	$10,888	2.4%	$3.50	—	Common	82968B103
—	Allergan	50,000	$10,247	2.3%	$235.00	—	Common	G1077J108
—	Valeant	581,000	$8,325	1.9%	$17.30	—	Common	91911K102
SUPN	Supernus	178,058	$7,122	1.6%	$36.57	+18.3%	Common	868459108
IIIN	Insteel	235,520	$6,149	1.4%	$18.33	0.0%	Common	45774W108
—	AMAG	5,500,000	$5,830	1.3%	$1.16	—	Cv 2.5%	00163UAA4
—	Calpine	294,849	$4,349	1.0%	$21.23	—	Common	131347304
—	Petroquest	259,840	$4,092	0.9%	$28.75	—	Pfd 6.875%	716748207
—	Gainsco	246,541	$3,944	0.9%	$8.78	—	Common	363127200
—	Bunge	37,400	$3,889	0.9%	$106.98	—	Pfd 4.875%	032549322
—	Fluidigm	5,009,000	$3,706	0.8%	$0.79	—	Cv 2.75%	34385PAA6
EDAP	EDAP	1,045,494	$3,115	0.7%	$2.73	—	Common	268311107
—	Flotek	664,335	$3,089	0.7%	$17.94	—	Common	343389102
—	Synergy	2,500,000	$3,050	0.7%	$1.47	—	Cv 7.5%	871639AA8
—	Team	3,000,000	$2,850	0.6%	$0.95	—	Cv 5%	878155AD2
RLI	RLI	44,120	$2,603	0.6%	$12.47	+65.4%	Common	749607107
—	Goldcorp	200,000	$2,592	0.6%	$13.83	—	Common	380956409
—	Actua	140,000	$2,142	0.5%	$11.40	—	Common	46059C205
—	Ashland	25,000	$1,634	0.4%	$97.00	—	Common	044209104
VVV	Valvoline	68,633	$1,609	0.4%	$23.16	-3.1%	Common	92047W101
—	Inotek	2,000,000	$1,580	0.4%	$1.04	—	Cv 5.75%	45780VAB8
—	WEC Energy	23,124	$1,451	0.3%	$44.94	—	Common	976657106
—	Astrotech	1,070,073	$1,048	0.2%	$0.70	—	Common	846243400
—	Bunge	15,000	$1,041	0.2%	$73.88	—	Common	G16962105
—	Durect	488,112	$863	0.2%	$1.05	—	Common	266605104
—	Perrigo	9,926	$840	0.2%	$83.22	—	Common	00BGH1M56
—	XTNT	2,000,000	$800	0.2%	$1.00	—	Cv 6%	05644RAA9
—	Pernix	2,000,000	$800	0.2%	$0.25	—	Cv 4.25%	71426VAK4
—	Agenus	155,677	$686	0.2%	$3.79	—	Common	00847G705
—	Petroquest	220,000	$503	0.1%	$2.58	—	Common	716748306
XOM	Exxon	5,184	$418	0.1%	$53.69	+1.2%	Common	30231G102
—	Gevo	515,000	$412	0.1%	$0.75	—	Cv 7.5%	374396AA7
—	Kellogg	4,436	$308	0.1%	$38.95	+19.4%	Common	487836108
—	Synergy	100,000	$290	0.1%	$4.45	—	Common	871639308
XPL	Solitario	254,040	$170	0.0%	$1.22	-39.6%	Common	8342EP107
—	DeCode Genetics	24,787,000	$61	0.0%	$0.03	—	Cv 3.5%	243586AB0