Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value: $3.716B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 4,400,000 | $742M | 20.0% | $168.55 | — | — | Put | 464287655 |
| IYR | ISHARES TR | 3,000,000 | $240M | 6.5% | $80.02 | — | — | Put | 464287739 |
| EXAS | EXACT SCIENCES CORP | 2,978,800 | $235M | 6.3% | $78.92 | — | — | Put | 30063P105 |
| LNWO | SCIENTIFIC GAMES CORP | 6,476,500 | $165M | 4.4% | $25.40 * | $46.81 | -22.5% | Call | 80874P109 |
| — | FIAT CHRYSLER AUTOMOBILES N | 7,970,000 | $140M | 3.8% | $17.51 | — | — | Call | N31738102 |
| CDXS | CODEXIS INC | 6,679,954 | $115M | 3.1% | $17.15 * | $3.00 | +438.7% | COM | 192005106 |
| HCA | HCA HEALTHCARE INC | 700,000 | $97.38M | 2.6% | $139.12 | — | — | Put | 40412C101 |
| XBI | SPDR SERIES TRUST | 1,000,000 | $95.87M | 2.6% | $95.87 | — | — | Put | 78464A870 |
| WRLD | WORLD ACCEP CORP DEL | 727,412 | $83.19M | 2.2% | $114.36 | $76.46 | +50.1% | COM | 981419104 |
| — | ALTABA INC | 1,171,691 | $79.82M | 2.1% | $68.12 | $56.45 | — | COM | 021346101 |
| RH | RH | 596,100 | $78.1M | 2.1% | $131.01 * | $140.28 | 0.0% | Call | 74967X103 |
| QURE | UNIQURE NV | 1,882,471 | $68.5M | 1.8% | $36.39 * | $11.52 | +223.0% | SHS | N90064101 |
| — | ARQULE INC | 12,101,879 | $68.5M | 1.8% | $5.66 | $1.80 | — | COM | 04269E107 |
| QURE | UNIQURE NV | 1,800,000 | $65.5M | 1.8% | $36.39 * | $11.52 | +223.0% | Call | N90064101 |
| — | SODASTREAM INTERNATIONAL LTD | 440,600 | $63.04M | 1.7% | $143.08 | $33.95 | — | Call | M9068E105 |
| LXFR | LUXFER HOLDINGS PLC | 2,645,749 | $61.51M | 1.7% | $23.25 * | $13.65 | +50.8% | SHS | G5698W116 |
| THC | TENET HEALTHCARE CORP | 2,108,403 | $60.01M | 1.6% | $28.46 * | $18.60 | +77.5% | COM NEW | 88033G407 |
| GDEN | GOLDEN ENTMT INC | 2,406,298 | $57.77M | 1.6% | $24.01 * | $17.40 | +43.1% | COM | 381013101 |
| IBB | ISHARES TR | 400,000 | $48.78M | 1.3% | $121.94 | — | — | Put | 464287556 |
| — | EXELA TECHNOLOGIES INC | 6,662,582 | $47.5M | 1.3% | $7.13 | $5.23 | — | COM | 30162V102 |
| — | QAD INC | 832,927 | $47.19M | 1.3% | $56.65 | $29.05 | — | CL A | 74727D306 |
| — | CURO GROUP HLDGS CORP | 1,476,902 | $44.65M | 1.2% | $30.23 | $19.82 | — | COM | 23131L107 |
| CASH | META FINL GROUP INC | 539,516 | $44.59M | 1.2% | $82.65 * | $17.65 | +63.3% | COM | 59100U108 |
| SPY | SPDR S&P 500 ETF TR | 150,000 | $43.61M | 1.2% | $290.72 | — | — | Call | 78462F103 |
| CVNA | CARVANA CO | 735,700 | $43.47M | 1.2% | $59.09 * | $53.53 | 0.0% | CL A | 146869102 |
| AKBA | AKEBIA THERAPEUTICS INC | 4,724,211 | $41.72M | 1.1% | $8.83 | $11.55 | -22.6% | COM | 00972D105 |
| DXPE | DXP ENTERPRISES INC NEW | 967,028 | $38.75M | 1.0% | $40.07 * | $33.39 | +30.5% | COM NEW | 233377407 |
| — | NUTRI SYS INC NEW | 1,000,000 | $37.05M | 1.0% | $37.05 | — | — | Put | 67069D108 |
| THC | TENET HEALTHCARE CORP | 1,275,000 | $36.29M | 1.0% | $28.46 * | $18.60 | +77.5% | Call | 88033G407 |
| AFIIQ | ARMSTRONG FLOORING INC | 1,776,513 | $32.16M | 0.9% | $18.10 * | $16.93 | -4.1% | COM | 04238R106 |
| — | PARTY CITY HOLDCO INC | 2,368,883 | $32.1M | 0.9% | $13.55 | $14.44 | — | COM | 702149105 |
| DLB | DOLBY LABORATORIES INC | 441,932 | $30.92M | 0.8% | $69.97 * | $41.47 | +45.6% | COM | 25659T107 |
| — | HERTZ GLOBAL HLDGS INC | 1,800,000 | $29.39M | 0.8% | $16.33 | — | — | Call | 42806J106 |
| — | SODASTREAM INTERNATIONAL LTD | 204,865 | $29.31M | 0.8% | $143.08 | $33.95 | — | USD SHS | M9068E105 |
| — | ON DECK CAP INC | 3,800,145 | $28.77M | 0.8% | $7.57 | $5.25 | — | COM | 682163100 |
| — | CAESARS ENTMT CORP | 2,500,000 | $25.63M | 0.7% | $10.25 | — | — | Call | 127686103 |
| — | GLOBAL EAGLE ENTMT INC | 9,002,629 | $25.39M | 0.7% | $2.82 | $3.20 | — | COM | 37951D102 |
| — | CRH MEDICAL CORP | 6,155,826 | $24.51M | 0.7% | $3.98 | $2.93 | — | COM | 12626F105 |
| — | AEGLEA BIOTHERAPEUTICS INC | 2,527,260 | $24.19M | 0.7% | $9.57 | $5.69 | — | COM | 00773J103 |
| TBBK | BANCORP INC DEL | 2,429,139 | $23.3M | 0.6% | $9.59 * | $8.47 | +19.3% | COM | 05969A105 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 1,780,698 | $21.4M | 0.6% | $12.02 * | $10.10 | 0.0% | COM | 46005L101 |
| — | ACER THERAPEUTICS INC | 691,388 | $21.32M | 0.6% | $30.84 | $26.65 | — | COM | 00444P108 |
| HRB | BLOCK H & R INC | 800,000 | $20.6M | 0.6% | $25.75 | — | — | Put | 093671105 |
| — | BRIDGEPOINT ED INC | 1,932,134 | $19.63M | 0.5% | $10.16 | $7.69 | — | COM | 10807M105 |
| ADT | ADT INC | 2,000,000 | $18.78M | 0.5% | $9.39 | — | — | Call | 00090Q103 |
| — | FALCON MINERALS CORP | 1,538,608 | $16.93M | 0.5% | $11.00 | $11.00 | — | CL A COM | 30607B109 |
| SIGA | SIGA TECHNOLOGIES INC | 2,348,457 | $16.18M | 0.4% | $6.89 * | $4.02 | +33.6% | COM | 826917106 |
| — | SYNERGY PHARMACEUTICALS DEL | 8,263,335 | $14.05M | 0.4% | $1.70 | $2.07 | — | COM NEW | 871639308 |
| — | GALMED PHARMACEUTICALS LTD | 838,674 | $11.39M | 0.3% | $13.58 | $11.08 | — | SHS | M47238106 |
| — | OWENS RLTY MTG INC | 669,273 | $11.3M | 0.3% | $16.89 | $14.17 | — | COM | 690828108 |
| — | VIVEVE MED INC | 3,948,132 | $10.58M | 0.3% | $2.68 | $3.40 | — | COM NEW | 92852W204 |
| RH | RH | 77,328 | $10.13M | 0.3% | $131.01 * | $140.28 | 0.0% | COM | 74967X103 |
| GM | GENERAL MTRS CO | 300,000 | $10.1M | 0.3% | $33.67 | — | — | Put | 37045V100 |
| — | FTD COS INC | 3,710,763 | $9.759M | 0.3% | $2.63 | $3.24 | — | COM | 30281V108 |
| TLYS | TILLYS INC | 512,103 | $9.704M | 0.3% | $18.95 * | $8.30 | +49.3% | CL A | 886885102 |
| DHX | DHI GROUP INC | 4,587,341 | $9.633M | 0.3% | $2.10 | $1.90 | +11.1% | COM | 23331S100 |
| PCG | PG&E CORP | 205,000 | $9.432M | 0.3% | $46.01 * | $44.02 | 0.0% | COM | 69331C108 |
| — | GTT COMMUNICATIONS INC | 211,658 | $9.186M | 0.2% | $43.40 | $43.40 | — | COM | 362393100 |
| — | STRATA SKIN SCIENCES INC | 2,558,891 | $9.058M | 0.2% | $3.54 | $2.33 | — | COM NEW | 86272A206 |
| JYNT | JOINT CORP | 1,024,721 | $8.761M | 0.2% | $8.55 | $7.93 | +6.6% | COM | 47973J102 |
| — | APOLLO ENDOSURGERY INC | 1,191,985 | $8.547M | 0.2% | $7.17 | $7.07 | — | COM | 03767D108 |
| — | CHEMOCENTRYX INC | 643,338 | $8.132M | 0.2% | $12.64 | $6.08 | — | COM | 16383L106 |
| CUE | CUE BIOPHARMA INC | 853,098 | $7.721M | 0.2% | $9.05 * | $11.43 | -15.7% | COM | 22978P106 |
| AKBA | AKEBIA THERAPEUTICS INC | 851,000 | $7.515M | 0.2% | $8.83 | $11.55 | -22.6% | Call | 00972D105 |
| LNWO | SCIENTIFIC GAMES CORP | 285,100 | $7.242M | 0.2% | $25.40 * | $46.81 | -22.5% | COM | 80874P109 |
| FLWS | FLWS/1-800 FLOWERS | 582,051 | $6.868M | 0.2% | $11.80 * | $12.96 | 0.0% | CL A | 68243Q106 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 601,710 | $6.769M | 0.2% | $11.25 * | $14.62 | -2.9% | COM | 462260100 |
| F | FORD MTR CO DEL | 700,000 | $6.475M | 0.2% | $9.25 | — | — | Put | 345370860 |
| GAIA | GAIA INC NEW | 417,996 | $6.437M | 0.2% | $15.40 * | $13.95 | +28.6% | CL A | 36269P104 |
| — | SEARS HOMETOWN & OUTLET STOR | 2,176,251 | $6.366M | 0.2% | $2.93 | $2.91 | — | COM | 812362101 |
| EMMS | EMMIS COMMUNICATIONS CORP | 1,092,951 | $5.716M | 0.2% | $5.23 * | $3.21 | +47.3% | COM NEW CL A | 291525400 |
| LINC | LINCOLN EDL SVCS CORP | 2,416,805 | $5.462M | 0.1% | $2.26 * | $2.51 | -19.8% | COM | 533535100 |
| RRR | RED ROCK RESORTS INC | 200,000 | $5.33M | 0.1% | $26.65 | — | — | Put | 75700L108 |
| NATR | NATURES SUNSHINE PRODUCTS IN | 576,807 | $5.047M | 0.1% | $8.75 * | $10.74 | -22.1% | COM | 639027101 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 200,000 | $4.82M | 0.1% | $24.10 * | $25.66 | 0.0% | COM | G31249108 |
| — | BIODELIVERY SCIENCES INTL IN | 1,666,667 | $4.667M | 0.1% | $2.80 | $2.80 | — | COM | 09060J106 |
| — | MFC BANCORP LTD | 754,632 | $4.603M | 0.1% | $6.10 | $7.46 | — | USD MFC SHS | G60630103 |
| — | TRAVELCENTERS AMER LLC | 759,401 | $4.329M | 0.1% | $5.70 | $3.59 | — | COM | 894174101 |
| — | DOVER MOTORSPORTS INC | 1,725,789 | $3.71M | 0.1% | $2.15 | $2.27 | — | COM | 260174107 |
| RFL | RAFAEL HLDGS INC | 441,092 | $3.705M | 0.1% | $8.40 * | $7.88 | +15.7% | COM CL B | 75062E106 |
| — | ELEVATE CREDIT INC | 443,491 | $3.575M | 0.1% | $8.06 | $7.68 | — | COM | 28621V101 |
| — | PIERIS PHARMACEUTICALS INC | 635,845 | $3.561M | 0.1% | $5.60 | $5.60 | — | COM | 720795103 |
| — | DOVER DOWNS GAMING & ENTMT I | 1,161,233 | $3.298M | 0.1% | $2.84 | $1.07 | — | COM | 260095104 |
| — | ASCENT CAP GROUP INC | 1,794,260 | $3.176M | 0.1% | $1.77 | $8.91 | — | COM SER A | 043632108 |
| RLGT | RADIANT LOGISTICS INC | 525,300 | $3.105M | 0.1% | $5.91 * | $3.57 | +23.3% | COM | 75025X100 |
| TBHC | KIRKLANDS INC | 300,000 | $3.027M | 0.1% | $10.09 | — | — | Put | 497498105 |
| — | RUMBLEON INC | 260,343 | $2.728M | 0.1% | $10.48 | $10.48 | — | CL B | 781386206 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 2,948,930 | $2.465M | 0.1% | $0.84 | $1.92 | — | COM | 76973Q105 |
| PAR | PAR TECHNOLOGY CORP | 110,504 | $2.455M | 0.1% | $22.22 * | $20.91 | 0.0% | COM | 698884103 |
| — | STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $2.121M | 0.1% | $1.20 | $1.45 | — | COM | 86323X106 |
| — | FALCON MINERALS CORP | 878,022 | $1.494M | 0.0% | $1.70 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | SEARS HLDGS CORP | 1,000,000 | $968K | 0.0% | $0.97 | $2.67 | — | Put | 812350106 |
| — | SEARS HLDGS CORP | 1,000,000 | $968K | 0.0% | $0.97 | $2.67 | — | Call | 812350106 |
| — | SEARS HLDGS CORP | 789,201 | $764K | 0.0% | $0.97 | $2.67 | — | COM | 812350106 |
| — | PAIN THERAPEUTICS INC | 647,053 | $654K | 0.0% | $1.01 | $5.51 | — | COM NEW | 69562K506 |
| — | INTERNATIONAL MNY EXPRESS IN | 249,999 | $587K | 0.0% | $2.35 | $2.35 | — | *W EXP 01/19/202 | 46005L119 |
| RBCAA | REPUBLIC BANCORP KY | 7,371 | $340K | 0.0% | $46.13 * | $23.29 | +107.1% | CL A | 760281204 |