CIK: 0001326234 · Show all filings
Period: Q2 2013 (Next →)
Filing Date: Aug 2, 2013
Total Value ($000): $258,985 (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AIG | AMERICAN INTL GROUP INC | 810,697 | $36,238 | 14.0% | $32.51 | 0.0% | COM NEW | 026874784 |
| BP | BP PLC | 800,000 | $33,392 | 12.9% | $41.74 | — | SPONSORED ADR | 055622104 |
| — | DELL INC | 2,000,000 | $26,650 | 10.3% | $13.32 | — | COM | 24702R101 |
| — | ANADARKO PETE CORP | 215,000 | $18,475 | 7.1% | $85.93 | — | COM | 032511107 |
| — | NOBLE CORPORATION BAAR | 385,000 | $14,468 | 5.6% | $37.58 | — | NAMEN -AKT | H5833N103 |
| — | CLEARWIRE CORP NEW | 2,799,105 | $13,981 | 5.4% | $4.99 | — | CL A | 18538Q105 |
| — | TYCO INTERNATIONAL LTD | 418,900 | $13,802 | 5.3% | $32.95 | — | SHS | H89128104 |
| — | VANGUARD HEALTH SYS INC | 425,000 | $8,815 | 3.4% | $20.74 | — | COM | 922036207 |
| LNG | CHENIERE ENERGY INC | 300,000 | $8,328 | 3.2% | $28.08 | 0.0% | COM NEW | 16411R208 |
| STPZ | PIMCO ETF TR | 148,981 | $7,851 | 3.0% | $52.70 | — | 1-5 US TIP IDX | 72201R205 |
| — | OPTIMER PHARMACEUTICALS INC | 500,000 | $7,235 | 2.8% | $14.47 | — | COM | 68401H104 |
| ACWI | ISHARES TR | 133,686 | $6,684 | 2.6% | $50.00 | — | MSCI ACWI INDX | 464288257 |
| — | NUANCE COMMUNICATIONS INC | 350,000 | $6,440 | 2.5% | $18.40 | — | COM | 67020Y100 |
| — | LYON WILLIAM HOMES | 220,988 | $5,571 | 2.2% | $25.21 | — | CL A NEW | 552074700 |
| VYM | VANGUARD WHITEHALL FDS INC | 97,919 | $5,520 | 2.1% | $56.37 | — | HIGH DIV YLD | 921946406 |
| WIP | SPDR SERIES TRUST | 48,455 | $2,790 | 1.1% | $57.58 | — | DB INT GVT ETF | 78464A490 |
| BOND | PIMCO ETF TR | 25,829 | $2,724 | 1.1% | $105.46 | — | TOTL RETN ETF | 72201R775 |
| — | KINDER MORGAN INC DEL | 499,279 | $2,556 | 1.0% | $5.12 | — | *W EXP 05/25/201 | 49456B119 |
| BA | BOEING CO | 20,148 | $2,064 | 0.8% | $80.37 | 0.0% | COM | 097023105 |
| JNJ | JOHNSON & JOHNSON | 22,869 | $1,964 | 0.8% | $59.66 | 0.0% | COM | 478160104 |
| SCHW | SCHWAB CHARLES CORP NEW | 88,635 | $1,882 | 0.7% | $15.92 | 0.0% | COM | 808513105 |
| CVS | CVS CAREMARK CORPORATION | 31,641 | $1,809 | 0.7% | $41.44 | 0.0% | COM | 126650100 |
| — | SOLAR SR CAP LTD | 97,717 | $1,799 | 0.7% | $18.41 | — | COM | 83416M105 |
| EMR | EMERSON ELEC CO | 30,963 | $1,689 | 0.7% | $40.02 | 0.0% | COM | 291011104 |
| — | MCGRAW HILL FINL INC | 30,389 | $1,616 | 0.6% | $53.18 | — | COM | 580645109 |
| TJX | TJX COS INC NEW | 31,469 | $1,575 | 0.6% | $20.82 | 0.0% | COM | 872540109 |
| GD | GENERAL DYNAMICS CORP | 19,854 | $1,555 | 0.6% | $56.44 | 0.0% | COM | 369550108 |
| — | WALGREEN CO | 35,081 | $1,551 | 0.6% | $44.21 | — | COM | 931422109 |
| SIEGY | SIEMENS A G | 14,637 | $1,483 | 0.6% | $101.32 | — | SPONSORED ADR | 826197501 |
| — | DU PONT E I DE NEMOURS & CO | 28,058 | $1,473 | 0.6% | $52.50 | — | COM | 263534109 |
| TAP | MOLSON COORS BREWING CO | 30,623 | $1,466 | 0.6% | $37.25 | 0.0% | CL B | 60871R209 |
| UPS | UNITED PARCEL SERVICE INC | 16,812 | $1,454 | 0.6% | $55.38 | 0.0% | CL B | 911312106 |
| — | RADIO ONE INC | 580,424 | $1,347 | 0.5% | $2.32 | — | CL D NON VTG | 75040P405 |
| — | CLEAR CHANNEL OUTDOOR HLDGS | 173,537 | $1,295 | 0.5% | $7.46 | — | CL A | 18451C109 |
| — | GENERAL ELECTRIC CO | 52,370 | $1,214 | 0.5% | $23.18 | — | COM | 369604103 |
| — | CENTRAL GOLDTRUST | 25,342 | $1,120 | 0.4% | $44.20 | — | TR UNIT | 153546106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,743 | $1,098 | 0.4% | $118.94 | 0.0% | COM | 459200101 |
| GIS | GENERAL MLS INC | 19,746 | $958 | 0.4% | $31.98 | 0.0% | COM | 370334104 |
| TIPZ | PIMCO ETF TR | 16,423 | $921 | 0.4% | $56.08 | — | BROAD US TIPS | 72201R403 |
| — | YRC WORLDWIDE INC | 794,919 | $802 | 0.3% | $1.01 | — | NOTE 10.000% 3/3 | 984249AB8 |
| — | PIMCO ETF TR | 12,884 | $623 | 0.2% | $48.35 | — | GB ADV INF BD | 72201R791 |
| DHR | DANAHER CORP DEL | 9,493 | $601 | 0.2% | $25.01 | 0.0% | COM | 235851102 |
| — | GLADSTONE CAPITAL CORP | 56,703 | $463 | 0.2% | $8.17 | — | COM | 376535100 |
| GLD | SPDR GOLD TRUST | 3,600 | $429 | 0.2% | $119.17 | — | GOLD SHS | 78463V107 |
| — | MCG CAPITAL CORP | 77,364 | $403 | 0.2% | $5.21 | — | COM | 58047P107 |
| — | AVENUE INCOME CR STRATEGIES | 22,179 | $380 | 0.1% | $17.13 | — | COM | 05358E106 |
| PSEC | PROSPECT CAPITAL CORPORATION | 32,250 | $348 | 0.1% | $2.26 | 0.0% | COM | 74348T102 |
| WMT | WAL-MART STORES INC | 3,771 | $281 | 0.1% | $19.98 | 0.0% | COM | 931142103 |
| KEX | KIRBY CORP | 3,414 | $272 | 0.1% | $77.04 | 0.0% | COM | 497266106 |
| — | GOOGLE INC | 306 | $269 | 0.1% | $879.08 | — | CL A | 38259P508 |
| CPB | CAMPBELL SOUP CO | 5,080 | $228 | 0.1% | $30.86 | 0.0% | COM | 134429109 |
| DAL | DELTA AIR LINES INC DEL | 11,859 | $222 | 0.1% | $14.99 | 0.0% | COM NEW | 247361702 |
| — | TICC CAPITAL CORP | 19,813 | $191 | 0.1% | $9.64 | — | COM | 87244T109 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 11,893 | $163 | 0.1% | $3.38 | 0.0% | COM | 44045A102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 19,386 | $120 | 0.0% | $6.19 | — | COM | 003009107 |
| — | EATON VANCE TAX MNGD GBL DV | 12,155 | $113 | 0.0% | $9.30 | — | COM | 27829F108 |
| — | GROUPON INC | 13,056 | $112 | 0.0% | $8.58 | — | COM CL A | 399473107 |
| — | EATON VANCE TXMGD GL BUYWR O | 10,109 | $112 | 0.0% | $11.08 | — | COM | 27829C105 |