CIK: 0001326234 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 8, 2013
Total Value ($000): $365,027 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ONYX PHARMACEUTICALS INC | 302,000 | $37,650 | 10.3% | $124.67 | — | COM | 683399109 |
| — | VODAFONE GROUP PLC NEW | 1,070,000 | $37,643 | 10.3% | $35.18 | — | SPONS ADR NEW | 92857W209 |
| BP | BP PLC | 810,461 | $34,064 | 9.3% | $41.74 | — | SPONSORED ADR | 055622104 |
| AIG | AMERICAN INTL GROUP INC | 674,025 | $32,778 | 9.0% | $32.51 | +10.8% | COM NEW | 026874784 |
| MSFT | MICROSOFT CORP | 700,000 | $23,317 | 6.4% | $27.00 | 0.0% | COM | 594918104 |
| — | ANADARKO PETE CORP | 215,000 | $19,993 | 5.5% | $85.93 | — | COM | 032511107 |
| — | BELO CORP | 1,317,500 | $18,050 | 4.9% | $13.70 | — | COM SER A | 080555105 |
| — | TYCO INTERNATIONAL LTD | 418,900 | $14,653 | 4.0% | $32.95 | — | SHS | H89128104 |
| — | LAMAR ADVERTISING CO | 310,000 | $14,579 | 4.0% | $47.03 | — | CL A | 512815101 |
| — | COVIDIEN PLC | 225,000 | $13,712 | 3.8% | $60.94 | — | SHS | G2554F113 |
| — | AGRIUM INC | 155,000 | $13,025 | 3.6% | $84.03 | — | COM | 008916108 |
| — | MALLINCKRODT PUB LTD CO | 250,000 | $11,023 | 3.0% | $44.09 | — | SHS | G5785G107 |
| — | NUANCE COMMUNICATIONS INC | 550,000 | $10,274 | 2.8% | $18.50 | — | COM | 67020Y100 |
| STPZ | PIMCO ETF TR | 158,981 | $8,432 | 2.3% | $52.72 | — | 1-5 US TIP IDX | 72201R205 |
| ACWI | ISHARES | 146,098 | $7,878 | 2.2% | $50.33 | — | MSCI ACWI ETF | 464288257 |
| LNG | CHENIERE ENERGY INC | 225,000 | $7,682 | 2.1% | $28.08 | +5.7% | COM NEW | 16411R208 |
| — | TIBCO SOFTWARE INC | 150,000 | $3,839 | 1.1% | $25.59 | — | COM | 88632Q103 |
| VYM | VANGUARD WHITEHALL FDS INC | 58,028 | $3,336 | 0.9% | $56.37 | — | HIGH DIV YLD | 921946406 |
| WIP | SPDR SERIES TRUST | 48,455 | $2,887 | 0.8% | $57.58 | — | DB INT GVT ETF | 78464A490 |
| BOND | PIMCO ETF TR | 25,829 | $2,735 | 0.7% | $105.46 | — | TOTL RETN ETF | 72201R775 |
| — | RADIO ONE INC | 999,735 | $2,689 | 0.7% | $2.48 | — | CL D NON VTG | 75040P405 |
| BA | BOEING CO | 18,542 | $2,179 | 0.6% | $80.37 | +13.9% | COM | 097023105 |
| EMR | EMERSON ELEC CO | 32,183 | $2,082 | 0.6% | $40.17 | +9.1% | COM | 291011104 |
| — | MCGRAW HILL FINL INC | 31,619 | $2,074 | 0.6% | $53.66 | — | COM | 580645109 |
| — | CLEAR CHANNEL OUTDOOR HLDGS | 250,000 | $2,050 | 0.6% | $7.69 | — | CL A | 18451C109 |
| JNJ | JOHNSON & JOHNSON | 22,869 | $1,983 | 0.5% | $59.66 | +6.5% | COM | 478160104 |
| SCHW | SCHWAB CHARLES CORP NEW | 90,035 | $1,903 | 0.5% | $15.96 | +17.7% | COM | 808513105 |
| — | WALGREEN CO | 35,081 | $1,887 | 0.5% | $44.21 | — | COM | 931422109 |
| GD | GENERAL DYNAMICS CORP | 20,742 | $1,815 | 0.5% | $56.80 | +14.3% | COM | 369550108 |
| CVS | CVS CAREMARK CORPORATION | 31,780 | $1,804 | 0.5% | $41.44 | +3.2% | COM | 126650100 |
| TJX | TJX COS INC NEW | 31,634 | $1,784 | 0.5% | $20.82 | +8.2% | COM | 872540109 |
| SIEGY | SIEMENS A G | 14,637 | $1,764 | 0.5% | $101.32 | — | SPONSORED ADR | 826197501 |
| — | WEBMD HEALTH CORP | 60,159 | $1,718 | 0.5% | $28.56 | — | COM | 94770V102 |
| — | DU PONT E I DE NEMOURS & CO | 28,178 | $1,650 | 0.5% | $52.50 | — | COM | 263534109 |
| UPS | UNITED PARCEL SERVICE INC | 17,775 | $1,624 | 0.4% | $55.48 | +3.0% | CL B | 911312106 |
| TAP | MOLSON COORS BREWING CO | 32,243 | $1,616 | 0.4% | $37.25 | +0.0% | CL B | 60871R209 |
| — | SOLAR SR CAP LTD | 87,447 | $1,581 | 0.4% | $18.41 | — | COM | 83416M105 |
| DAL | DELTA AIR LINES INC DEL | 62,665 | $1,478 | 0.4% | $17.46 | +3.3% | COM NEW | 247361702 |
| TMO | THERMO FISHER SCIENTIFIC INC | 14,027 | $1,293 | 0.4% | $86.81 | 0.0% | COM | 883556102 |
| — | GENERAL ELECTRIC CO | 52,370 | $1,251 | 0.3% | $23.18 | — | COM | 369604103 |
| — | CENTRAL GOLDTRUST | 25,342 | $1,170 | 0.3% | $44.20 | — | TR UNIT | 153546106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,143 | $1,138 | 0.3% | $118.46 | -5.8% | COM | 459200101 |
| GIS | GENERAL MLS INC | 21,386 | $1,025 | 0.3% | $32.05 | +2.6% | COM | 370334104 |
| KEX | KIRBY CORP | 11,225 | $972 | 0.3% | $81.81 | +2.5% | COM | 497266106 |
| TIPZ | PIMCO ETF TR | 16,423 | $928 | 0.3% | $56.08 | — | BROAD US TIPS | 72201R403 |
| COF | CAPITAL ONE FINL CORP | 12,273 | $844 | 0.2% | $53.93 | 0.0% | COM | 14040H105 |
| DHR | DANAHER CORP DEL | 9,922 | $688 | 0.2% | $25.11 | +9.1% | COM | 235851102 |
| — | PIMCO ETF TR | 12,884 | $633 | 0.2% | $48.35 | — | GB ADV INF BD | 72201R791 |
| — | GLADSTONE CAPITAL CORP | 66,606 | $581 | 0.2% | $8.25 | — | COM | 376535100 |
| GLD | SPDR GOLD TRUST | 3,600 | $461 | 0.1% | $119.17 | — | GOLD SHS | 78463V107 |
| PSEC | PROSPECT CAPITAL CORPORATION | 37,949 | $424 | 0.1% | $2.29 | +5.8% | COM | 74348T102 |
| — | AVENUE INCOME CR STRATEGIES | 22,179 | $375 | 0.1% | $17.13 | — | COM | 05358E106 |
| — | MCG CAPITAL CORP | 61,704 | $311 | 0.1% | $5.21 | — | COM | 58047P107 |
| WMT | WAL-MART STORES INC | 3,771 | $279 | 0.1% | $19.98 | -1.0% | COM | 931142103 |
| — | TICC CAPITAL CORP | 26,049 | $254 | 0.1% | $9.67 | — | COM | 87244T109 |
| CPB | CAMPBELL SOUP CO | 5,794 | $236 | 0.1% | $30.84 | -0.6% | COM | 134429109 |
| TIP | ISHARES | 2,000 | $225 | 0.1% | $112.50 | — | TIPS BD ETF | 464287176 |
| FLEX | FLEXTRONICS INTL LTD | 18,599 | $169 | 0.0% | $6.59 | 0.0% | ORD | Y2573F102 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 12,192 | $162 | 0.0% | $3.38 | +0.6% | COM | 44045A102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 19,386 | $117 | 0.0% | $6.19 | — | COM | 003009107 |
| — | EATON VANCE TXMGD GL BUYWR O | 10,109 | $115 | 0.0% | $11.08 | — | COM | 27829C105 |
| — | EATON VANCE TAX MNGD GBL DV | 12,155 | $114 | 0.0% | $9.30 | — | COM | 27829F108 |
| NG | NOVAGOLD RES INC | 13,185 | $31 | 0.0% | $2.61 | 0.0% | COM NEW | 66987E206 |