CIK: 0001041773 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 14, 2021
Total Value ($000): $424,995 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BCSF | BAIN CAP SPECIALTY FIN INC | 4,660,837 | $68,882 | 16.2% | $8.18 | -3.1% | COM STK | 05684B107 |
| ACWI | ISHARES TR | 679,316 | $64,634 | 15.2% | $66.40 | — | MSCI ACWI ETF | 464288257 |
| SPY | SPDR S&P 500 ETF TR | 123,299 | $48,862 | 11.5% | $285.76 | — | TR UNIT | 78462F103 |
| NMFC | NEW MTN FIN CORP | 2,065,887 | $25,621 | 6.0% | $6.39 | +11.3% | COM | 647551100 |
| IVV | ISHARES TR | 56,078 | $22,308 | 5.2% | $261.81 | — | CORE S&P500 ETF | 464287200 |
| DJP | BARCLAYS BANK PLC | 806,489 | $19,079 | 4.5% | $23.77 | — | DJUBS CMDT ETN36 | 06738C778 |
| IGSB | ISHARES TR | 322,909 | $17,628 | 4.1% | $59.17 | — | ISHS 1-5YR INVS | 464288646 |
| BBDC | BARINGS BDC INC | 1,192,408 | $11,897 | 2.8% | $5.40 | +5.1% | COM | 06759L103 |
| SHY | ISHARES TR | 118,628 | $10,231 | 2.4% | $85.55 | — | 1 3 YR TREAS BD | 464287457 |
| IWM | ISHARES TR | 43,373 | $9,583 | 2.3% | $174.51 | — | RUSSELL 2000 ETF | 464287655 |
| EFA | ISHARES TR | 125,136 | $9,493 | 2.2% | $67.30 | — | MSCI EAFE ETF | 464287465 |
| EEM | ISHARES TR | 166,825 | $8,897 | 2.1% | $42.66 | — | MSCI EMG MKT ETF | 464287234 |
| SGRY | SURGERY PARTNERS INC | 169,163 | $7,487 | 1.8% | $9.44 | +293.5% | COM | 86881A100 |
| XLF | SELECT SECTOR SPDR TR | 149,055 | $5,075 | 1.2% | $33.13 | — | SBI INT-FINL | 81369Y605 |
| MS | MORGAN STANLEY | 60,377 | $4,689 | 1.1% | $34.36 | +90.9% | COM NEW | 617446448 |
| KRE | SPDR SER TR | 62,612 | $4,153 | 1.0% | $66.33 | — | S&P REGL BKG | 78464A698 |
| AAPL | APPLE INC | 30,951 | $3,782 | 0.9% | $82.52 | +51.6% | COM | 037833100 |
| VB | VANGUARD INDEX FDS | 17,131 | $3,667 | 0.9% | $192.63 | — | SMALL CP ETF | 922908751 |
| FOR | FORESTAR GROUP INC | 153,467 | $3,572 | 0.8% | $20.39 | +9.8% | COM | 346232101 |
| IWD | ISHARES TR | 20,026 | $3,035 | 0.7% | $130.95 | — | RUS 1000 VAL ETF | 464287598 |
| IWF | ISHARES TR | 12,337 | $2,998 | 0.7% | $158.13 | — | RUS 1000 GRW ETF | 464287614 |
| DIS | DISNEY WALT CO | 12,836 | $2,369 | 0.6% | $114.51 | +57.3% | COM | 254687106 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 6 | $2,314 | 0.5% | $302764.90 | +21.1% | CL A | 084670108 |
| IVW | ISHARES TR | 35,347 | $2,302 | 0.5% | $79.82 | — | S&P 500 GRWT ETF | 464287309 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 8,970 | $2,291 | 0.5% | $218.77 | +11.0% | CL B NEW | 084670702 |
| BABA | ALIBABA GROUP HLDG LTD | 9,723 | $2,205 | 0.5% | $173.46 | — | SPONSORED ADS | 01609W102 |
| SJNK | SPDR SER TR | 78,678 | $2,151 | 0.5% | $27.34 | — | BLOOMBERG SRT TR | 78468R408 |
| AMZN | AMAZON COM INC | 684 | $2,115 | 0.5% | $75.90 | +108.8% | COM | 023135106 |
| EMB | ISHARES TR | 18,969 | $2,068 | 0.5% | $112.07 | — | JPMORGAN USD EMG | 464288281 |
| MCHI | ISHARES TR | 24,305 | $1,985 | 0.5% | $81.67 | — | MSCI CHINA ETF | 46429B671 |
| BAC | BK OF AMERICA CORP | 51,118 | $1,978 | 0.5% | $27.59 | +11.0% | COM | 060505104 |
| GLD | SPDR GOLD TR | 11,855 | $1,896 | 0.4% | $140.14 | — | GOLD SHS | 78463V107 |
| FNV | FRANCO NEV CORP | 14,300 | $1,792 | 0.4% | $70.38 | +63.6% | COM | 351858105 |
| MSFT | MICROSOFT CORP | 7,588 | $1,789 | 0.4% | $115.86 | +92.4% | COM | 594918104 |
| IVE | ISHARES TR | 12,489 | $1,763 | 0.4% | $115.15 | — | S&P 500 VAL ETF | 464287408 |
| VGK | VANGUARD INTL EQUITY INDEX F | 27,864 | $1,755 | 0.4% | $56.16 | — | FTSE EUROPE ETF | 922042874 |
| DBEF | DBX ETF TR | 43,150 | $1,567 | 0.4% | $30.33 | — | XTRACK MSCI EAFE | 233051200 |
| — | TELUS INTL CDA INC | 50,000 | $1,399 | 0.3% | $27.98 | — | SUB VTG SHS | 87975H100 |
| GOOG | ALPHABET INC | 668 | $1,382 | 0.3% | $61.35 | +60.5% | CAP STK CL C | 02079K107 |
| CZR | CAESARS ENTERTAINMENT INC NE | 13,435 | $1,175 | 0.3% | $43.94 | +91.0% | COM | 12769G100 |
| VWO | VANGUARD INTL EQUITY INDEX F | 21,451 | $1,117 | 0.3% | $41.09 | — | FTSE EMR MKT ETF | 922042858 |
| SHW | SHERWIN WILLIAMS CO | 1,375 | $1,014 | 0.2% | $120.91 | +88.7% | COM | 824348106 |
| META | FACEBOOK INC | 3,360 | $988 | 0.2% | $185.56 | +44.1% | CL A | 30303M102 |
| HEZU | ISHARES TR | 28,749 | $984 | 0.2% | $29.39 | — | CUR HD EURZN ETF | 46434V639 |
| UYG | PROSHARES TR | 18,250 | $963 | 0.2% | $52.77 | — | ULTRA FNCLS NEW | 74347X633 |
| C | CITIGROUP INC | 12,879 | $937 | 0.2% | $49.00 | +14.7% | COM NEW | 172967424 |
| JD | JD.COM INC | 11,000 | $928 | 0.2% | $29.40 | — | SPON ADR CL A | 47215P106 |
| BX | BLACKSTONE GROUP INC | 12,113 | $903 | 0.2% | $39.45 | +48.5% | COM | 09260D107 |
| VBR | VANGUARD INDEX FDS | 5,279 | $874 | 0.2% | $119.48 | — | SM CP VAL ETF | 922908611 |
| SNOW | SNOWFLAKE INC | 3,606 | $827 | 0.2% | $266.89 | 0.0% | CL A | 833445109 |
| XLY | SELECT SECTOR SPDR TR | 4,712 | $791 | 0.2% | $110.33 | — | SBI CONS DISCR | 81369Y407 |
| — | TWITTER INC | 12,347 | $785 | 0.2% | $32.68 | — | COM | 90184L102 |
| PWZ | INVESCO EXCH TRADED FD TR II | 26,232 | $726 | 0.2% | $27.33 | — | CALIF AMT MUN | 46138E206 |
| IQV | IQVIA HLDGS INC | 3,719 | $718 | 0.2% | $108.02 | +73.8% | COM | 46266C105 |
| DHI | D R HORTON INC | 7,649 | $682 | 0.2% | $44.72 | +66.7% | COM | 23331A109 |
| SPGI | S&P GLOBAL INC | 1,929 | $680 | 0.2% | $116.30 | +174.8% | COM | 78409V104 |
| BND | VANGUARD BD INDEX FDS | 7,989 | $676 | 0.2% | $81.34 | — | TOTAL BND MRKT | 921937835 |
| — | APOLLO GLOBAL MGMT INC | 14,332 | $674 | 0.2% | $38.03 | — | COM CL A | 03768E105 |
| TSLA | TESLA INC | 988 | $660 | 0.2% | $99.66 | +151.9% | COM | 88160R101 |
| EWJ | ISHARES INC | 9,525 | $653 | 0.2% | $56.66 | — | MSCI JPN ETF NEW | 46434G822 |
| XLE | SELECT SECTOR SPDR TR | 13,069 | $640 | 0.2% | $48.97 | — | ENERGY | 81369Y506 |
| STPZ | PIMCO ETF TR | 11,376 | $623 | 0.1% | $52.13 | — | 1-5 US TIP IDX | 72201R205 |
| SPOT | SPOTIFY TECHNOLOGY S A | 2,218 | $594 | 0.1% | $182.38 | +70.9% | SHS | L8681T102 |
| KBE | SPDR SER TR | 11,011 | $571 | 0.1% | $51.86 | — | S&P BK ETF | 78464A797 |
| V | VISA INC | 2,630 | $557 | 0.1% | $160.12 | +26.9% | COM CL A | 92826C839 |
| JPM | JPMORGAN CHASE & CO | 3,563 | $542 | 0.1% | $84.74 | +50.2% | COM | 46625H100 |
| BKLN | INVESCO EXCH TRADED FD TR II | 23,800 | $527 | 0.1% | $22.14 | — | SR LN ETF | 46138G508 |
| IJH | ISHARES TR | 2,010 | $523 | 0.1% | $173.88 | — | CORE S&P MCP ETF | 464287507 |
| UNH | UNITEDHEALTH GROUP INC | 1,369 | $510 | 0.1% | $246.68 | +29.6% | COM | 91324P102 |
| GOOGL | ALPHABET INC | 242 | $501 | 0.1% | $78.38 | +25.0% | CAP STK CL A | 02079K305 |
| LMT | LOCKHEED MARTIN CORP | 1,345 | $497 | 0.1% | $270.47 | +10.9% | COM | 539830109 |
| MRNA | MODERNA INC | 3,800 | $497 | 0.1% | $144.91 | 0.0% | COM | 60770K107 |
| QQQ | INVESCO QQQ TR | 1,556 | $496 | 0.1% | $182.14 | — | UNIT SER 1 | 46090E103 |
| CSCO | CISCO SYS INC | 9,001 | $465 | 0.1% | $26.37 | +54.0% | COM | 17275R102 |
| HEDJ | WISDOMTREE TR | 5,700 | $415 | 0.1% | $72.81 | — | EUROPE HEDGED EQ | 97717X701 |
| EWC | ISHARES INC | 12,000 | $409 | 0.1% | $34.08 | — | MSCI CDA ETF | 464286509 |
| XLI | SELECT SECTOR SPDR TR | 4,146 | $408 | 0.1% | $98.41 | — | SBI INT-INDS | 81369Y704 |
| HEWJ | ISHARES TR | 10,000 | $389 | 0.1% | $38.90 | — | HDG MSCI JAPAN | 46434V886 |
| SUB | ISHARES TR | 3,591 | $387 | 0.1% | $106.56 | — | SHRT NAT MUN ETF | 464288158 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 4,814 | $373 | 0.1% | $65.24 | 0.0% | COM | 75513E101 |
| FE | FIRSTENERGY CORP | 10,379 | $360 | 0.1% | $23.30 | +14.9% | COM | 337932107 |
| VZ | VERIZON COMMUNICATIONS INC | 6,074 | $354 | 0.1% | $34.29 | +23.2% | COM | 92343V104 |
| AGG | ISHARES TR | 3,097 | $353 | 0.1% | $111.84 | — | CORE US AGGBD ET | 464287226 |
| XLB | SELECT SECTOR SPDR TR | 4,447 | $350 | 0.1% | $78.70 | — | SBI MATERIALS | 81369Y100 |
| ARKK | ARK ETF TR | 2,900 | $348 | 0.1% | $120.00 | — | INNOVATION ETF | 00214Q104 |
| XLV | SELECT SECTOR SPDR TR | 2,755 | $321 | 0.1% | $116.52 | — | SBI HEALTHCARE | 81369Y209 |
| VUG | VANGUARD INDEX FDS | 1,200 | $308 | 0.1% | $256.67 | — | GROWTH ETF | 922908736 |
| ACWX | ISHARES TR | 5,520 | $305 | 0.1% | $45.89 | — | MSCI ACWI EX US | 464288240 |
| CCL | CARNIVAL CORP | 11,510 | $305 | 0.1% | $23.59 | 0.0% | UNIT 99/99/9999 | 143658300 |
| MBB | ISHARES TR | 2,714 | $294 | 0.1% | $108.33 | — | MBS ETF | 464288588 |
| LQD | ISHARES TR | 2,191 | $285 | 0.1% | $114.03 | — | IBOXX INV CP ETF | 464287242 |
| VCSH | VANGUARD SCOTTSDALE FDS | 3,012 | $248 | 0.1% | $82.34 | — | SHRT TRM CORP BD | 92206C409 |
| BIV | VANGUARD BD INDEX FDS | 2,668 | $237 | 0.1% | $88.83 | — | INTERMED TERM | 921937819 |
| QSR | RESTAURANT BRANDS INTL INC | 3,502 | $228 | 0.1% | $46.17 | +34.2% | COM | 76131D103 |
| NFLX | NETFLIX INC | 425 | $222 | 0.1% | $53.04 | 0.0% | COM | 64110L106 |
| T | AT&T INC | 7,328 | $222 | 0.1% | $15.63 | +3.3% | COM | 00206R102 |
| BIDU | BAIDU INC | 964 | $209 | 0.0% | $216.80 | — | SPON ADR REP A | 056752108 |
| TUR | ISHARES INC | 9,000 | $207 | 0.0% | $23.00 | — | MSCI TURKEY ETF | 464286715 |
| AAXJ | ISHARES TR | 2,221 | $206 | 0.0% | $92.75 | — | MSCI AC ASIA ETF | 464288182 |
| HYG | ISHARES TR | 2,318 | $203 | 0.0% | $87.58 | — | IBOXX HI YD ETF | 464288513 |
| TAN | INVESCO EXCH TRADED FD TR II | 2,200 | $202 | 0.0% | $91.82 | — | SOLAR ETF | 46138G706 |
| CMF | ISHARES TR | 3,257 | $202 | 0.0% | $62.02 | — | CALIF MUN BD ETF | 464288356 |
| ET | ENERGY TRANSFER LP | 25,224 | $193 | 0.0% | $7.65 | — | COM UT LTD PTN | 29273V100 |
| — | GENERAL ELECTRIC CO | 13,680 | $179 | 0.0% | $14.11 | — | COM | 369604103 |
| — | ROOT INC | 10,000 | $127 | 0.0% | $12.70 | — | COM CL A | 77664L108 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTA | 10,765 | $56 | 0.0% | $5.57 | — | SPONSORED ADR | 05946K101 |
| ABEV | AMBEV SA | 14,814 | $41 | 0.0% | $2.64 | — | SPONSORED ADR | 02319V103 |
| — | PROSPECT CAP CORP | 30,000 | $32 | 0.0% | $1.07 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | BEST INC | 13,500 | $25 | 0.0% | $1.85 | — | SPONSORED ADS | 08653C106 |