CIK: 0001041773 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 12, 2021
Total Value ($000): $350,342 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ACWI | ISHARES TR | 648,208 | $58,806 | 16.8% | $65.02 | — | MSCI ACWI ETF | 464288257 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 4,575,512 | $55,487 | 15.8% | $8.19 | -24.2% | COM STK | 05684B107 |
| SPY | SPDR S&P 500 ETF TR | 98,884 | $36,970 | 10.6% | $258.46 | — | TR UNIT | 78462F103 |
| NMFC | NEW MTN FIN CORP | 2,156,429 | $24,500 | 7.0% | $6.39 | -4.4% | COM | 647551100 |
| IVV | ISHARES TR | 55,286 | $20,757 | 5.9% | $259.86 | — | CORE S&P500 ETF | 464287200 |
| IGSB | ISHARES TR | 310,352 | $17,121 | 4.9% | $59.35 | — | ISHS 1-5YR INVS | 464288646 |
| IWM | ISHARES TR | 79,335 | $15,552 | 4.4% | $174.51 | — | RUSSELL 2000 ETF | 464287655 |
| BBDC | BARINGS BDC INC | 1,590,620 | $14,634 | 4.2% | $5.40 | -7.6% | COM | 06759L103 |
| EFA | ISHARES TR | 123,579 | $9,016 | 2.6% | $67.20 | — | MSCI EAFE ETF | 464287465 |
| EEM | ISHARES TR | 164,481 | $8,497 | 2.4% | $42.50 | — | MSCI EMG MKT ETF | 464287234 |
| DJP | BARCLAYS BANK PLC | 308,006 | $6,747 | 1.9% | $23.95 | — | DJUBS CMDT ETN36 | 06738C778 |
| SGRY | SURGERY PARTNERS INC | 167,215 | $4,851 | 1.4% | $9.11 | +173.1% | COM | 86881A100 |
| UBER | UBER TECHNOLOGIES INC | 93,115 | $4,749 | 1.4% | $31.14 | +43.9% | COM | 90353T100 |
| MS | MORGAN STANLEY | 60,483 | $4,145 | 1.2% | $34.36 | +42.1% | COM NEW | 617446448 |
| AAPL | APPLE INC | 30,712 | $4,073 | 1.2% | $82.52 | +41.8% | COM | 037833100 |
| SHY | ISHARES TR | 45,318 | $3,913 | 1.1% | $84.42 | — | 1 3 YR TREAS BD | 464287457 |
| FOR | FORESTAR GROUP INC | 156,617 | $3,163 | 0.9% | $20.39 | -6.8% | COM | 346232101 |
| GLD | SPDR GOLD TR | 14,781 | $2,637 | 0.8% | $140.14 | — | GOLD SHS | 78463V107 |
| IWF | ISHARES TR | 10,472 | $2,525 | 0.7% | $143.01 | — | RUS 1000 GRW ETF | 464287614 |
| DIS | DISNEY WALT CO | 12,717 | $2,302 | 0.7% | $114.51 | +22.5% | COM | 254687106 |
| BABA | ALIBABA GROUP HLDG LTD | 9,789 | $2,280 | 0.7% | $173.46 | — | SPONSORED ADS | 01609W102 |
| AMZN | AMAZON COM INC | 676 | $2,202 | 0.6% | $74.92 | +113.0% | COM | 023135106 |
| EMB | ISHARES TR | 18,153 | $2,105 | 0.6% | $112.21 | — | JPMORGAN USD EMG | 464288281 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 6 | $2,087 | 0.6% | $302764.90 | +9.2% | CL A | 084670108 |
| IWD | ISHARES TR | 14,710 | $2,011 | 0.6% | $123.51 | — | RUS 1000 VAL ETF | 464287598 |
| IVW | ISHARES TR | 30,648 | $1,956 | 0.6% | $82.07 | — | S&P 500 GRWT ETF | 464287309 |
| TSLA | TESLA INC | 2,551 | $1,800 | 0.5% | $99.66 | +71.2% | COM | 88160R101 |
| FNV | FRANCO NEV CORP | 14,300 | $1,792 | 0.5% | $70.38 | +83.0% | COM | 351858105 |
| MSFT | MICROSOFT CORP | 7,715 | $1,716 | 0.5% | $115.86 | +77.8% | COM | 594918104 |
| VGK | VANGUARD INTL EQUITY INDEX F | 27,864 | $1,678 | 0.5% | $56.16 | — | FTSE EUROPE ETF | 922042874 |
| DBEF | DBX ETF TR | 43,150 | $1,450 | 0.4% | $30.33 | — | XTRACK MSCI EAFE | 233051200 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,097 | $1,414 | 0.4% | $207.43 | +6.2% | CL B NEW | 084670702 |
| IVE | ISHARES TR | 9,515 | $1,218 | 0.3% | $107.02 | — | S&P 500 VAL ETF | 464287408 |
| GOOG | ALPHABET INC | 685 | $1,200 | 0.3% | $61.35 | +36.5% | CAP STK CL C | 02079K107 |
| CZR | CAESARS ENTERTAINMENT INC NE | 15,551 | $1,154 | 0.3% | $43.94 | +42.7% | COM | 12769G100 |
| VWO | VANGUARD INTL EQUITY INDEX F | 21,451 | $1,075 | 0.3% | $41.09 | — | FTSE EMR MKT ETF | 922042858 |
| SHW | SHERWIN WILLIAMS CO | 1,404 | $1,032 | 0.3% | $120.91 | +87.5% | COM | 824348106 |
| VB | VANGUARD INDEX FDS | 5,256 | $1,023 | 0.3% | $144.23 | — | SMALL CP ETF | 922908751 |
| JD | JD.COM INC | 11,116 | $977 | 0.3% | $29.40 | — | SPON ADR CL A | 47215P106 |
| HEZU | ISHARES TR | 28,749 | $897 | 0.3% | $29.39 | — | CUR HD EURZN ETF | 46434V639 |
| VBR | VANGUARD INDEX FDS | 6,145 | $873 | 0.2% | $119.48 | — | SM CP VAL ETF | 922908611 |
| C | CITIGROUP INC | 13,579 | $836 | 0.2% | $49.00 | -13.5% | COM NEW | 172967424 |
| — | FIAT CHRYSLER AUTOMOBILES N | 45,374 | $821 | 0.2% | $16.36 | — | SHS | N31738102 |
| BAC | BK OF AMERICA CORP | 26,523 | $803 | 0.2% | $24.76 | -4.5% | COM | 060505104 |
| BX | BLACKSTONE GROUP INC | 12,285 | $796 | 0.2% | $39.45 | +23.7% | COM CL A | 09260D107 |
| META | FACEBOOK INC | 2,891 | $790 | 0.2% | $172.29 | +58.0% | CL A | 30303M102 |
| PWZ | INVESCO EXCH TRADED FD TR II | 26,232 | $734 | 0.2% | $27.33 | — | CALIF AMT MUN | 46138E206 |
| BND | VANGUARD BD INDEX FDS | 7,989 | $704 | 0.2% | $81.34 | — | TOTAL BND MRKT | 921937835 |
| — | APOLLO GLOBAL MGMT INC | 14,332 | $702 | 0.2% | $38.03 | — | COM CL A | 03768E105 |
| SPOT | SPOTIFY TECHNOLOGY S A | 2,215 | $697 | 0.2% | $182.38 | +54.7% | SHS | L8681T102 |
| IQV | IQVIA HLDGS INC | 3,719 | $666 | 0.2% | $108.02 | +56.0% | COM | 46266C105 |
| EWJ | ISHARES INC | 9,525 | $643 | 0.2% | $56.66 | — | MSCI JPN ETF NEW | 46434G822 |
| SPGI | S&P GLOBAL INC | 1,929 | $634 | 0.2% | $116.30 | +177.9% | COM | 78409V104 |
| STPZ | PIMCO ETF TR | 11,376 | $616 | 0.2% | $52.13 | — | 1-5 US TIP IDX | 72201R205 |
| — | TWITTER INC | 11,147 | $604 | 0.2% | $29.35 | — | COM | 90184L102 |
| V | VISA INC | 2,607 | $569 | 0.2% | $160.12 | +23.2% | COM CL A | 92826C839 |
| XLY | SELECT SECTOR SPDR TR | 3,462 | $557 | 0.2% | $89.55 | — | SBI CONS DISCR | 81369Y407 |
| DHI | D R HORTON INC | 7,649 | $527 | 0.2% | $44.72 | +54.8% | COM | 23331A109 |
| XLF | SELECT SECTOR SPDR TR | 17,463 | $515 | 0.1% | $26.19 | — | SBI INT-FINL | 81369Y605 |
| QQQ | INVESCO QQQ TR | 1,556 | $488 | 0.1% | $182.14 | — | UNIT SER 1 | 46090E103 |
| IJH | ISHARES TR | 2,010 | $462 | 0.1% | $173.88 | — | CORE S&P MCP ETF | 464287507 |
| CSCO | CISCO SYS INC | 9,083 | $406 | 0.1% | $26.37 | +33.7% | COM | 17275R102 |
| UNH | UNITEDHEALTH GROUP INC | 1,124 | $395 | 0.1% | $230.78 | +33.5% | COM | 91324P102 |
| SUB | ISHARES TR | 3,591 | $388 | 0.1% | $106.56 | — | SHRT NAT MUNETF | 464288158 |
| AGG | ISHARES TR | 3,097 | $365 | 0.1% | $111.84 | — | CORE US AGGBD ET | 464287226 |
| JPM | JPMORGAN CHASE & CO | 2,816 | $358 | 0.1% | $73.46 | +33.6% | COM | 46625H100 |
| FE | FIRSTENERGY CORP | 10,379 | $318 | 0.1% | $23.30 | +4.0% | COM | 337932107 |
| GOOGL | ALPHABET INC | 177 | $310 | 0.1% | $71.19 | +17.3% | CAP STK CL A | 02079K305 |
| LQD | ISHARES TR | 2,191 | $304 | 0.1% | $114.03 | — | IBOXX INV CP ETF | 464287242 |
| ACWX | ISHARES TR | 5,520 | $293 | 0.1% | $45.89 | — | MSCI ACWI EX US | 464288240 |
| LMT | LOCKHEED MARTIN CORP | 776 | $275 | 0.1% | $248.84 | +28.2% | COM | 539830109 |
| VZ | VERIZON COMMUNICATIONS INC | 4,309 | $252 | 0.1% | $31.03 | +41.8% | COM | 92343V104 |
| T | AT&T INC | 7,855 | $226 | 0.1% | $15.63 | -1.6% | COM | 00206R102 |
| QSR | RESTAURANT BRANDS INTL INC | 3,502 | $214 | 0.1% | $46.17 | +26.4% | COM | 76131D103 |
| BA | BOEING CO | 965 | $207 | 0.1% | $192.22 | 0.0% | COM | 097023105 |
| CMF | ISHARES TR | 3,257 | $205 | 0.1% | $62.02 | — | CALIF MUN BD ETF | 464288356 |
| — | GENERAL ELECTRIC CO | 13,680 | $148 | 0.0% | $14.11 | — | COM | 369604103 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTA | 10,765 | $53 | 0.0% | $5.57 | — | SPONSORED ADR | 05946K101 |
| ABEV | AMBEV SA | 14,814 | $45 | 0.0% | $2.64 | — | SPONSORED ADR | 02319V103 |
| — | PROSPECT CAP CORP | 30,000 | $31 | 0.0% | $1.07 | — | NOTE 6.375% 3/0 | 74348TAT9 |