Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Oct 4, 2023
Total Value: $289M (98.3% shares, 1.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES TR | 55,288 | $23.74M | 8.2% | $429.43 | $264.13 | +62.6% | CORE S&P500 ETF | 464287200 |
| SPYV | SPDR SER TR | 426,908 | $17.61M | 6.1% | $41.26 | $32.73 | +26.0% | PRTFLO S&P500 VL | 78464A508 |
| SPYM | SPDR SER TR | 335,948 | $16.88M | 5.8% | $50.26 | $35.59 | +41.2% | PORTFOLIO S&P500 | 78464A854 |
| — | ISHARES TR | 488,053 | $12.38M | 4.3% | $25.36 | $25.13 | — | IBONDS DEC23 ETF | 46434VAX8 |
| ESGD | ISHARES TR | 156,368 | $10.81M | 3.7% | $69.13 | $68.65 | +0.7% | ESG AW MSCI EAFE | 46435G516 |
| IJH | ISHARES TR | 43,309 | $10.8M | 3.7% | $249.35 * | $31.70 | +57.3% | CORE S&P MCP ETF | 464287507 |
| — | ISHARES TR | 436,410 | $10.79M | 3.7% | $24.73 | $24.74 | — | IBONDS DEC24 ETF | 46434VBG4 |
| — | ISHARES TR | 429,255 | $10.46M | 3.6% | $24.37 | $24.69 | — | IBONDS DEC25 ETF | 46434VBD1 |
| SPSM | SPDR SER TR | 246,226 | $9.086M | 3.1% | $36.90 | $32.02 | +15.2% | PORTFOLIO S&P600 | 78468R853 |
| SPMD | SPDR SER TR | 207,076 | $9.068M | 3.1% | $43.79 | $34.44 | +27.1% | PORTFOLIO S&P400 | 78464A847 |
| FLOT | ISHARES TR | 165,056 | $8.4M | 2.9% | $50.89 | $50.76 | +0.3% | FLTG RATE NT ETF | 46429B655 |
| IBDR | ISHARES TR | 338,292 | $7.894M | 2.7% | $23.34 | $24.03 | -2.9% | IBONDS DEC2026 | 46435GAA0 |
| VEA | VANGUARD TAX-MANAGED FDS | 164,129 | $7.176M | 2.5% | $43.72 | $37.92 | +15.3% | VAN FTSE DEV MKT | 921943858 |
| CWB | SPDR SER TR | 101,936 | $6.911M | 2.4% | $67.80 | $49.94 | +35.8% | BBG CONV SEC ETF | 78464A359 |
| TIP | ISHARES TR | 64,456 | $6.685M | 2.3% | $103.72 | $127.56 | -18.7% | TIPS BD ETF | 464287176 |
| JPIB | J P MORGAN EXCHANGE TRADED F | 142,558 | $6.485M | 2.2% | $45.49 | $49.75 | -8.6% | INTL BD OPP ETF | 46641Q852 |
| JPST | J P MORGAN EXCHANGE TRADED F | 127,212 | $6.383M | 2.2% | $50.18 | $50.38 | -0.4% | ULTRA SHRT INC | 46641Q837 |
| BBHY | J P MORGAN EXCHANGE TRADED F | 135,660 | $5.953M | 2.1% | $43.88 | $50.41 | -13.0% | BETABUILDERS USD | 46641Q878 |
| JNK | SPDR SER TR | 55,626 | $5.029M | 1.7% | $90.40 | $107.89 | -16.2% | BLOOMBERG HIGH Y | 78468R622 |
| SRLN | SSGA ACTIVE ETF TR | 117,506 | $4.927M | 1.7% | $41.93 | $45.91 | -8.7% | BLACKSTONE SENR | 78467V608 |
| — | PROSPECT CAP CORP | 4,842,000 | $4.805M | 1.7% | $0.99 | $1.05 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| SPEM | SPDR INDEX SHS FDS | 141,981 | $4.766M | 1.6% | $33.57 | $37.89 | -11.4% | PORTFOLIO EMG MK | 78463X509 |
| SPY | SPDR S&P 500 ETF TR | 11,049 | $4.723M | 1.6% | $427.47 | $186.48 | +129.2% | TR UNIT | 78462F103 |
| XLK | SELECT SECTOR SPDR TR | 27,341 | $4.482M | 1.6% | $163.93 * | $21.77 | +276.5% | TECHNOLOGY | 81369Y803 |
| AAPL | APPLE INC | 22,728 | $3.891M | 1.3% | $171.21 | $86.92 | +94.9% | COM | 037833100 |
| IJR | ISHARES TR | 40,981 | $3.866M | 1.3% | $94.33 | $61.82 | +52.6% | CORE S&P SCP ETF | 464287804 |
| USRT | ISHARES TR | 52,126 | $2.459M | 0.9% | $47.18 | $49.32 | -4.3% | CRE U S REIT ETF | 464288521 |
| XLV | SELECT SECTOR SPDR TR | 17,872 | $2.301M | 0.8% | $128.74 | $63.42 | +103.0% | SBI HEALTHCARE | 81369Y209 |
| XLY | SELECT SECTOR SPDR TR | 13,276 | $2.137M | 0.7% | $160.98 * | $33.70 | +138.8% | SBI CONS DISCR | 81369Y407 |
| WMT | WALMART INC | 12,568 | $2.01M | 0.7% | $159.93 * | $21.76 | +139.0% | COM | 931142103 |
| DIA | SPDR DOW JONES INDL AVERAGE | 5,841 | $1.956M | 0.7% | $334.96 | $186.48 | +79.6% | UT SER 1 | 78467X109 |
| MRK | MERCK & CO INC | 18,508 | $1.905M | 0.7% | $102.95 * | $50.18 | +91.1% | COM | 58933Y105 |
| JPM | JPMORGAN CHASE & CO | 11,940 | $1.732M | 0.6% | $145.02 * | $70.31 | +95.8% | COM | 46625H100 |
| XLF | SELECT SECTOR SPDR TR | 51,014 | $1.692M | 0.6% | $33.17 | $21.17 | +56.7% | FINANCIAL | 81369Y605 |
| MCD | MCDONALDS CORP | 5,988 | $1.577M | 0.5% | $263.42 * | $110.50 | +126.1% | COM | 580135101 |
| PG | PROCTER AND GAMBLE CO | 10,231 | $1.492M | 0.5% | $145.87 * | $61.48 | +124.1% | COM | 742718109 |
| MSFT | MICROSOFT CORP | 4,592 | $1.45M | 0.5% | $315.78 | $137.58 | +125.7% | COM | 594918104 |
| CSCO | CISCO SYS INC | 25,908 | $1.393M | 0.5% | $53.76 * | $30.22 | +65.9% | COM | 17275R102 |
| EFA | ISHARES TR | 20,168 | $1.39M | 0.5% | $68.92 | $63.27 | +8.9% | MSCI EAFE ETF | 464287465 |
| VWO | VANGUARD INTL EQUITY INDEX F | 35,424 | $1.389M | 0.5% | $39.21 | $40.25 | -2.6% | FTSE EMR MKT ETF | 922042858 |
| XLI | SELECT SECTOR SPDR TR | 13,355 | $1.354M | 0.5% | $101.38 | $46.90 | +116.1% | INDL | 81369Y704 |
| XOM | EXXON MOBIL CORP | 10,460 | $1.23M | 0.4% | $117.58 * | $53.73 | +102.3% | COM | 30231G102 |
| CVX | CHEVRON CORP NEW | 7,173 | $1.209M | 0.4% | $168.61 * | $74.22 | +106.0% | COM | 166764100 |
| COST | COSTCO WHSL CORP NEW | 2,092 | $1.182M | 0.4% | $564.96 * | $487.14 | +11.9% | COM | 22160K105 |
| JNJ | JOHNSON & JOHNSON | 7,532 | $1.173M | 0.4% | $155.76 * | $80.11 | +81.4% | COM | 478160104 |
| AVGO | BROADCOM INC | 1,344 | $1.116M | 0.4% | $830.41 * | $18.59 | +334.8% | COM | 11135F101 |
| VNQ | VANGUARD INDEX FDS | 14,076 | $1.065M | 0.4% | $75.66 | $83.54 | -9.4% | REAL ESTATE ETF | 922908553 |
| KO | COCA COLA CO | 18,961 | $1.061M | 0.4% | $55.98 * | $30.79 | +70.0% | COM | 191216100 |
| XLE | SELECT SECTOR SPDR TR | 11,065 | $1M | 0.3% | $90.39 * | $34.11 | +32.5% | ENERGY | 81369Y506 |
| AXON | AXON ENTERPRISE INC | 5,000 | $995K | 0.3% | $198.99 | $74.86 | +165.8% | COM | 05464C101 |
| XLP | SELECT SECTOR SPDR TR | 14,302 | $984K | 0.3% | $68.81 | $42.81 | +60.7% | SBI CONS STPLS | 81369Y308 |
| INTC | INTEL CORP | 26,920 | $957K | 0.3% | $35.55 | $28.18 | +24.1% | COM | 458140100 |
| V | VISA INC | 3,946 | $908K | 0.3% | $230.00 | $99.02 | +128.4% | COM CL A | 92826C839 |
| VTV | VANGUARD INDEX FDS | 5,709 | $787K | 0.3% | $137.92 | $94.18 | +46.4% | VALUE ETF | 922908744 |
| HD | HOME DEPOT INC | 2,594 | $784K | 0.3% | $302.12 * | $152.13 | +87.9% | COM | 437076102 |
| PEP | PEPSICO INC | 4,581 | $776K | 0.3% | $169.45 * | $165.57 | -5.4% | COM | 713448108 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 8,654 | $752K | 0.3% | $86.90 | $73.08 | +18.9% | SPONSORED ADS | 874039100 |
| ICVT | ISHARES TR | 9,999 | $742K | 0.3% | $74.21 | $76.74 | -3.3% | CONV BD ETF | 46435G102 |
| IWM | ISHARES TR | 4,182 | $739K | 0.3% | $176.76 | $108.93 | +62.2% | RUSSELL 2000 ETF | 464287655 |
| CAT | CATERPILLAR INC | 2,674 | $730K | 0.3% | $273.03 * | $121.37 | +117.0% | COM | 149123101 |
| PLD | PROLOGIS INC. | 6,295 | $706K | 0.2% | $112.21 * | $65.75 | +58.6% | COM | 74340W103 |
| VCSH | VANGUARD SCOTTSDALE FDS | 9,282 | $698K | 0.2% | $75.15 | $80.73 | -6.9% | SHRT TRM CORP BD | 92206C409 |
| CMCSA | COMCAST CORP NEW | 15,497 | $687K | 0.2% | $44.34 * | $41.64 | -1.0% | CL A | 20030N101 |
| ITOT | ISHARES TR | 7,083 | $667K | 0.2% | $94.20 | $50.57 | +86.3% | CORE S&P TTL STK | 464287150 |
| MET | METLIFE INC | 10,604 | $667K | 0.2% | $62.91 * | $37.42 | +57.1% | COM | 59156R108 |
| VRP | INVESCO EXCH TRADED FD TR II | 29,810 | $667K | 0.2% | $22.37 | $22.52 | -0.7% | VAR RATE PFD | 46138G870 |
| SPSB | SPDR SER TR | 20,874 | $612K | 0.2% | $29.32 | $30.67 | -4.4% | PORTFOLIO SHORT | 78464A474 |
| NXPI | NXP SEMICONDUCTORS N V | 2,979 | $596K | 0.2% | $199.92 * | $198.06 | -3.0% | COM | N6596X109 |
| PNC | PNC FINL SVCS GROUP INC | 4,812 | $591K | 0.2% | $122.77 * | $115.08 | -2.3% | COM | 693475105 |
| GS | GOLDMAN SACHS GROUP INC | 1,791 | $580K | 0.2% | $323.57 * | $191.07 | +60.7% | COM | 38141G104 |
| NKE | NIKE INC | 5,960 | $570K | 0.2% | $95.61 * | $49.94 | +83.3% | CL B | 654106103 |
| MDT | MEDTRONIC PLC | 7,112 | $557K | 0.2% | $78.35 * | $78.24 | -6.2% | SHS | G5960L103 |
| VUG | VANGUARD INDEX FDS | 2,033 | $554K | 0.2% | $272.29 * | $19.59 | +131.7% | GROWTH ETF | 922908736 |
| IWR | ISHARES TR | 7,890 | $546K | 0.2% | $69.25 | $49.61 | +39.6% | RUS MID CAP ETF | 464287499 |
| XLB | SELECT SECTOR SPDR TR | 6,564 | $516K | 0.2% | $78.55 * | $21.82 | +80.0% | SBI MATERIALS | 81369Y100 |
| IBDS | ISHARES TR | 21,735 | $503K | 0.2% | $23.14 | $23.34 | -0.8% | IBONDS 27 ETF | 46435UAA9 |
| XLU | SELECT SECTOR SPDR TR | 8,517 | $502K | 0.2% | $58.93 * | $21.69 | +35.9% | SBI INT-UTILS | 81369Y886 |
| HON | HONEYWELL INTL INC | 2,538 | $469K | 0.2% | $184.72 * | $140.89 | +17.7% | COM | 438516106 |
| NEAR | ISHARES U S ETF TR | 9,290 | $463K | 0.2% | $49.89 | $50.19 | -0.6% | BLACKROCK ST MAT | 46431W507 |
| AMZN | AMAZON COM INC | 3,259 | $414K | 0.1% | $127.12 | $123.80 | +2.7% | COM | 023135106 |
| IBDT | ISHARES TR | 17,165 | $412K | 0.1% | $24.03 | $24.33 | -1.2% | IBDS DEC28 ETF | 46435U515 |
| JMST | J P MORGAN EXCHANGE TRADED F | 7,856 | $396K | 0.1% | $50.45 | $50.63 | -0.4% | ULTRA SHT MUNCPL | 46641Q654 |
| PFE | PFIZER INC | 11,855 | $393K | 0.1% | $33.17 * | $21.76 | +32.2% | COM | 717081103 |
| GLD | SPDR GOLD TR | 2,284 | $392K | 0.1% | $171.45 | $175.34 | -2.2% | GOLD SHS | 78463V107 |
| ORCL | ORACLE CORP | 3,441 | $365K | 0.1% | $105.93 * | $55.51 | +86.0% | COM | 68389X105 |
| IXN | ISHARES TR | 6,300 | $364K | 0.1% | $57.84 | $53.19 | +8.7% | GLOBAL TECH ETF | 464287291 |
| META | META PLATFORMS INC | 1,185 | $356K | 0.1% | $300.21 | $169.12 | +76.3% | CL A | 30303M102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,524 | $354K | 0.1% | $140.32 * | $103.93 | +25.6% | COM | 459200101 |
| ABBV | ABBVIE INC | 2,299 | $343K | 0.1% | $149.08 * | $110.72 | +24.3% | COM | 00287Y109 |
| EEM | ISHARES TR | 8,804 | $334K | 0.1% | $37.95 | $41.98 | -9.6% | MSCI EMG MKT ETF | 464287234 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 4,490 | $306K | 0.1% | $68.17 * | $110.43 | -41.3% | COM | 459506101 |
| CRM | SALESFORCE INC | 1,475 | $299K | 0.1% | $202.78 | $213.47 | -6.1% | COM | 79466L302 |
| CL | COLGATE PALMOLIVE CO | 4,143 | $295K | 0.1% | $71.11 * | $48.73 | +38.5% | COM | 194162103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 833 | $292K | 0.1% | $350.30 | $296.98 | +18.0% | CL B NEW | 084670702 |
| AXP | AMERICAN EXPRESS CO | 1,766 | $263K | 0.1% | $149.20 * | $93.98 | +54.2% | COM | 025816109 |
| — | ISHARES TR | 11,337 | $263K | 0.1% | $23.20 | $22.23 | — | IBONDS 24 TRM HG | 46435U184 |
| BSV | VANGUARD BD INDEX FDS | 3,450 | $259K | 0.1% | $75.17 | $81.18 | -7.4% | SHORT TRM BOND | 921937827 |
| — | TEMPLETON GLOBAL INCOME FD | 66,137 | $255K | 0.1% | $3.86 | $8.52 | — | COM | 880198106 |
| TSLA | TESLA INC | 1,011 | $253K | 0.1% | $250.22 | $174.45 | +43.4% | COM | 88160R101 |
| IWP | ISHARES TR | 2,741 | $250K | 0.1% | $91.37 | $84.33 | +8.3% | RUS MD CP GR ETF | 464287481 |
| — | ISHARES TR | 10,770 | $247K | 0.1% | $22.93 | $22.16 | — | IBONDS 25 TRM HG | 46435U168 |
| TRV | TRAVELERS COMPANIES INC | 1,486 | $243K | 0.1% | $163.31 * | $142.99 | +9.8% | COM | 89417E109 |
| UNP | UNION PAC CORP | 1,136 | $231K | 0.1% | $203.63 * | $147.74 | +31.0% | COM | 907818108 |
| — | ADVENT CONV & INCOME FD | 21,695 | $228K | 0.1% | $10.49 | $17.01 | — | COM | 00764C109 |
| VIG | VANGUARD SPECIALIZED FUNDS | 1,419 | $220K | 0.1% | $155.36 | $149.04 | +4.3% | DIV APP ETF | 921908844 |
| ABT | ABBOTT LABS | 2,224 | $215K | 0.1% | $96.83 * | $97.62 | -5.1% | COM | 002824100 |
| ICF | ISHARES TR | 4,193 | $210K | 0.1% | $50.16 | $47.27 | +6.1% | COHEN STEER REIT | 464287564 |
| HYG | ISHARES TR | 2,733 | $202K | 0.1% | $73.73 | $93.09 | -20.8% | IBOXX HI YD ETF | 464288513 |
| QQQ | INVESCO QQQ TR | 560 | $201K | 0.1% | $358.17 | $336.65 | +6.4% | UNIT SER 1 | 46090E103 |
| MEAR | ISHARES U S ETF TR | 4,017 | $200K | 0.1% | $49.81 | $50.09 | -0.6% | BLACKROCK SHORT | 46431W838 |
| T | AT&T INC | 11,387 | $171K | 0.1% | $15.02 * | $13.05 | +1.8% | COM | 00206R102 |
| — | GABELLI CONV & INC SECS FD I | 34,175 | $128K | 0.0% | $3.75 | $6.15 | — | COM | 36240B109 |