CIK: 0001177043 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 13, 2014
Total Value ($000): $180,172 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | YADKIN FINANCIAL CORPORATION C | 811,443 | $14,736 | 8.2% | $20.24 | — | COM | 984305102 |
| — | CONNECTONE BANCORP INC | 635,451 | $12,105 | 6.7% | $19.05 | — | COM | 20786w107 |
| HTB | HOMETRUST BANCSHARES INC COM | 805,439 | $11,767 | 6.5% | $15.67 | -3.1% | COM | 437872104 |
| — | SOUTH ST CORP | 100,000 | $5,592 | 3.1% | $61.00 | — | COM | 840441109 |
| — | OPUS BANK | 169,370 | $5,188 | 2.9% | $29.06 | — | COM | 684000102 |
| — | BANC OF CALIFORNIA INC | 438,473 | $5,099 | 2.8% | $11.63 | — | COM | 05990k106 |
| — | INVESTORS BANCORP NEW | 500,000 | $5,065 | 2.8% | $10.13 | — | COM | 46146l101 |
| — | AMERIS BANCORP COM | 229,190 | $5,031 | 2.8% | $21.95 | — | COM | 03076k108 |
| — | BNC BANCORP | 319,216 | $4,999 | 2.8% | $15.66 | — | COM | 05566t101 |
| — | SYNOVUS FINL CORP | 210,000 | $4,964 | 2.8% | $23.64 | — | COM | 87161C501 |
| — | ASB BANCORP INC | 238,844 | $4,813 | 2.7% | $20.15 | — | COM | 00213t109 |
| — | PUT XLF OCT 23.00000 10/18/201 | 200,000 | $4,634 | 2.6% | $23.17 | — | PUT | 8GMQTN8 |
| SBCF | SEACOAST BANKING CORPORATION O | 415,895 | $4,546 | 2.5% | $11.38 | -7.4% | COM | 811707801 |
| — | M&T BANK CORP -WT18 WARRANTS 1 | 80,000 | $4,142 | 2.3% | $51.77 | — | WT | 55261F112 |
| — | STATE BANK FINANCIAL CORPORATI | 229,506 | $3,727 | 2.1% | $16.40 | — | COM | 856190103 |
| — | COWEN GROUP INC CLASS A | 984,629 | $3,692 | 2.0% | $2.98 | — | COM | 223622101 |
| — | TRISTATE CAPITAL HOLDINGS INC | 387,111 | $3,511 | 1.9% | $9.07 | — | COM | 89678f100 |
| BAC | BANK OF AMERICA CORP | 200,600 | $3,420 | 1.9% | $10.40 | +20.9% | COM | 060505104 |
| — | C1 FINANCIAL INC COM | 171,826 | $3,115 | 1.7% | $18.13 | — | COM | 12591n109 |
| — | FIDELITY SOUTHERN CORP NEW | 217,868 | $2,985 | 1.7% | $12.88 | — | COM | 316394105 |
| — | ATLANTIC COAST FINANCIAL CORPO | 724,470 | $2,956 | 1.6% | $4.36 | — | COM | 048426100 |
| — | CENTERSTATE BANKS INC | 254,010 | $2,629 | 1.5% | $10.57 | — | COM | 15201P109 |
| — | PUT ACE OCT 100.0000 10/18/201 | 25,000 | $2,621 | 1.5% | $104.84 | — | PUT | 8C10099 |
| C | CITIGROUP INC COM NEW | 50,000 | $2,591 | 1.4% | $37.07 | +0.9% | COM | 172967424 |
| — | VIEWPOINT FINL GROUP INCMD COM | 107,279 | $2,568 | 1.4% | $23.94 | — | COM | 92672a101 |
| SYF | SYNCHRONY FINANCIAL | 103,892 | $2,551 | 1.4% | $19.48 | 0.0% | COM | 87165B103 |
| RM | REGIONAL MANAGEMENT CORP | 123,667 | $2,220 | 1.2% | $26.88 | -48.5% | COM | 75902K106 |
| — | PARK STERLING CORP | 330,247 | $2,190 | 1.2% | $6.63 | — | COM | 70086y105 |
| — | SQUARE 1 FINANCIAL INC CL A | 110,159 | $2,118 | 1.2% | $19.23 | — | COM | 85223w101 |
| SAMG | SILVERCREST ASSET MANAGEMENT G | 150,991 | $2,056 | 1.1% | $15.35 | +4.3% | COM | 828359109 |
| SHBI | SHORE BANCSHARES INC | 219,670 | $1,977 | 1.1% | $9.34 | -4.3% | COM | 825107105 |
| — | UNITED FINANCIAL BANCORP | 147,532 | $1,872 | 1.0% | $12.69 | — | COM | 910304104 |
| NBTB | NBT BANCORP INC | 81,670 | $1,839 | 1.0% | $21.18 | +11.8% | COM | 628778102 |
| — | PALMETTO BANCSHARES INC COM | 128,490 | $1,817 | 1.0% | $13.97 | — | COM | 697062206 |
| FCCO | FIRST COMMUNITY CORPORATION | 166,760 | $1,774 | 1.0% | $7.12 | +13.8% | COM | 319835104 |
| — | PUT SCHW OCT 26.00000 10/18/20 | 60,000 | $1,763 | 1.0% | $29.38 | — | PUT | 8GQFJJ9 |
| — | PUT XL OCT 32.00000 10/18/2014 | 50,000 | $1,658 | 0.9% | $33.16 | — | PUT | 8GFWVW1 |
| — | FIRST SECURITY GROUP INC | 789,610 | $1,563 | 0.9% | $2.07 | — | COM | 336312202 |
| — | SOUTHERN NATIONAL BANCORP OF V | 134,740 | $1,562 | 0.9% | $9.68 | — | COM | 843395104 |
| — | PUT RNR OCT 100.0000 10/18/201 | 15,000 | $1,499 | 0.8% | $99.93 | — | PUT | 9GFQPM3 |
| — | JACKSONVILLE BANCORP INC | 137,131 | $1,480 | 0.8% | $10.60 | — | COM | 469249205 |
| HOMB | HOME BANCSHARES INC | 50,000 | $1,470 | 0.8% | $11.69 | +30.8% | COM | 436893200 |
| — | 1ST UTD BANCORP INC FLA COM | 165,577 | $1,411 | 0.8% | $7.61 | — | COM | 33740N105 |
| — | PUT WFC OCT 50.00000 10/18/201 | 25,000 | $1,296 | 0.7% | $51.84 | — | PUT | 8GFWJD5 |
| — | HERTZ GLOBAL HLDGS INCCOM | 50,000 | $1,269 | 0.7% | $25.38 | — | COM | 42805t105 |
| — | SWS GROUP INC | 183,068 | $1,261 | 0.7% | $6.77 | — | COM | 78503N107 |
| FISI | FINANCIAL INSTITUTIONS INC COM | 55,324 | $1,244 | 0.7% | $14.45 | 0.0% | COM | 317585404 |
| — | ASTORIA FINANCIAL CORP | 100,000 | $1,239 | 0.7% | $12.39 | — | COM | 046265104 |
| RF | REGIONS FINANCIAL CORP | 100,000 | $1,004 | 0.6% | $6.45 | +7.2% | COM | 7591EP100 |
| — | PUT BK OCT 39.00000 10/18/2014 | 25,000 | $968 | 0.5% | $38.72 | — | PUT | 8E09642 |
| — | SUNTRUST BANKS INC | 25,000 | $951 | 0.5% | $28.81 | — | COM | 867914103 |
| — | KEARNY FINL CORP COM ISIN#US48 | 70,000 | $933 | 0.5% | $10.49 | — | COM | 487169104 |
| TFSL | TFS FINANCIAL CORP | 65,050 | $932 | 0.5% | $5.55 | +30.5% | COM | 87240R107 |
| — | FRANKLIN FINANCIAL CORPORATION | 50,000 | $930 | 0.5% | $19.78 | — | COM | 35353C102 |
| — | COBIZ FINANCIAL INC | 75,000 | $838 | 0.5% | $8.08 | — | COM | 190897108 |
| — | SOUTHCOAST FINANCIAL CORP | 106,958 | $759 | 0.4% | $7.10 | — | COM | 84129r100 |
| — | CARTER BK & TR MARTINSVILLE VA | 62,280 | $729 | 0.4% | $11.50 | — | COM | 146102108 |
| — | GUARANTY BANCORP DEL COM NEW | 51,865 | $701 | 0.4% | $13.52 | — | COM | 40075t607 |
| — | SOUTHWEST BANCORP INC-OKLA | 41,038 | $673 | 0.4% | $16.40 | — | COM | 844767103 |
| — | SUNSHINE FINANCIAL INC | 32,508 | $601 | 0.3% | $18.49 | — | COM | 86782t109 |
| — | SELECT BANCORP INC COM | 79,445 | $592 | 0.3% | $7.45 | — | COM | 81617l108 |
| — | FOX CHASE BANCORP INC | 35,773 | $583 | 0.3% | $16.30 | — | COM | 35137t108 |
| — | FIRST BANCSHARES INC-MISS | 38,900 | $562 | 0.3% | $11.23 | — | COM | 318916103 |
| — | BRIDGE BANCORP INC | 23,544 | $557 | 0.3% | $24.00 | — | COM | 108035106 |
| FBNC | FIRST BANCORP NC | 28,050 | $449 | 0.2% | $14.16 | -3.9% | COM | 318910106 |
| — | SUN BANCORP INC NJ | 24,038 | $435 | 0.2% | $18.10 | — | COM | 86663B201 |
| — | PEREGRINE HOLDINGS | 275,000 | $298 | 0.2% | $1.08 | — | COM | 995331600 |
| — | BSB BANCORP INC MD | 15,313 | $282 | 0.2% | $18.42 | — | COM | 05573h108 |
| — | HERITAGE OAKS BANCORP | 37,252 | $261 | 0.1% | $7.01 | — | COM | 42724r107 |
| — | OAK VIEW NATIONAL BANK WARRENT | 35,272 | $192 | 0.1% | $5.44 | — | COM | 67134x105 |
| — | CITIZENS FIRST CORPORATION | 15,968 | $184 | 0.1% | $11.52 | — | COM | 17462q107 |
| — | FIRST CAPITAL BANCORP INC | 29,932 | $133 | 0.1% | $4.13 | — | COM | 319438107 |
| — | PORTER BANCORP WTS 6/30/15 | 182,607 | $0 | 0.0% | — | — | WT | 932875 |