CIK: 0001177043 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 10, 2015
Total Value ($000): $239,266 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | YADKIN FINANCIAL CORPORATION C | 811,443 | $15,944 | 6.7% | $20.24 | — | COM | 984305102 |
| — | CONNECTONE BANCORP INC | 727,733 | $13,827 | 5.8% | $19.04 | — | COM | 20786w107 |
| HTB | HOMETRUST BANCSHARES INC COM | 802,401 | $13,368 | 5.6% | $15.67 | -1.1% | COM | 437872104 |
| — | C1 FINANCIAL INC COM | 434,458 | $7,946 | 3.3% | $18.23 | — | COM | 12591n109 |
| — | SOUTH ST CORP | 100,000 | $6,708 | 2.8% | $61.00 | — | COM | 840441109 |
| — | TRIUMPH BANCORP INC COM | 443,387 | $6,008 | 2.5% | $13.55 | — | COM | 89679e300 |
| — | INVESTORS BANCORP NEW | 500,000 | $5,612 | 2.3% | $10.13 | — | COM | 46146l101 |
| — | BNC BANCORP | 319,216 | $5,494 | 2.3% | $15.66 | — | COM | 05566t101 |
| — | PALMETTO BANCSHARES INC COM | 308,482 | $5,152 | 2.2% | $15.56 | — | COM | 697062206 |
| — | OPUS BANK | 179,370 | $5,089 | 2.1% | $29.02 | — | COM | 684000102 |
| — | ASB BANCORP INC | 235,990 | $5,074 | 2.1% | $20.15 | — | COM | 00213t109 |
| SBCF | SEACOAST BANKING CORPORATION O | 365,895 | $5,031 | 2.1% | $11.38 | +11.3% | COM | 811707801 |
| — | BANC OF CALIFORNIA INC | 438,473 | $5,029 | 2.1% | $11.63 | — | COM | 05990k106 |
| — | AMERIS BANCORP COM | 194,595 | $4,989 | 2.1% | $21.95 | — | COM | 03076k108 |
| — | PUT XLF JAN 24.00000 01/17/201 | 200,000 | $4,760 | 2.0% | $23.80 | — | PUT | XLF150 |
| — | PUT XLF JAN 25.00000 01/17/201 | 200,000 | $4,760 | 2.0% | $23.80 | — | PUT | XLF15011 |
| — | COWEN GROUP INC CLASS A | 920,321 | $4,418 | 1.8% | $2.98 | — | COM | 223622101 |
| — | M&T BANK CORP -WT18 WARRANTS 1 | 80,000 | $4,134 | 1.7% | $51.77 | — | WT | 55261F112 |
| — | PUT BBT JAN 39.00000 01/17/201 | 100,000 | $3,889 | 1.6% | $38.89 | — | PUT | 8GHSTL2 |
| BAC | BANK OF AMERICA CORP | 200,600 | $3,589 | 1.5% | $10.40 | +30.4% | COM | 060505104 |
| SAMG | SILVERCREST ASSET MANAGEMENT G | 223,211 | $3,493 | 1.5% | $15.08 | -3.8% | COM | 828359109 |
| — | FIDELITY SOUTHERN CORP NEW | 197,076 | $3,175 | 1.3% | $12.88 | — | COM | 316394105 |
| — | ATLANTIC COAST FINANCIAL CORPO | 724,470 | $2,876 | 1.2% | $4.36 | — | COM | 048426100 |
| — | PUT ZION JAN 28.00000 01/17/20 | 100,000 | $2,851 | 1.2% | $28.51 | — | PUT | 8CWVKX5 |
| — | PUT AXP JAN 91.00000 01/17/201 | 30,000 | $2,791 | 1.2% | $93.03 | — | PUT | 8GYSBV2 |
| — | NEWBRIDGE BANCORP CLASS A NO P | 319,035 | $2,779 | 1.2% | $8.71 | — | COM | 65080t102 |
| — | PUT WFC JAN 55.00000 01/17/201 | 50,000 | $2,741 | 1.1% | $54.82 | — | PUT | 8CTLYG9 |
| — | SYNOVUS FINL CORP | 100,000 | $2,709 | 1.1% | $23.64 | — | COM | 87161C501 |
| C | CITIGROUP INC COM NEW | 50,000 | $2,705 | 1.1% | $37.07 | +6.7% | COM | 172967424 |
| — | SQUARE 1 FINANCIAL INC CL A | 108,809 | $2,688 | 1.1% | $19.23 | — | COM | 85223w101 |
| — | PUT TRV JAN 95.00000 01/17/201 | 25,000 | $2,646 | 1.1% | $105.84 | — | PUT | 8CTFCP6 |
| — | FIRST SECURITY GROUP INC | 1,134,657 | $2,564 | 1.1% | $2.13 | — | COM | 336312202 |
| LADR | LADDER CAPITAL CORP CL A | 126,996 | $2,490 | 1.0% | $19.61 | — | COM | 505743104 |
| — | PARK STERLING CORP | 330,247 | $2,427 | 1.0% | $6.63 | — | COM | 70086y105 |
| — | PUT STT JAN 75.00000 01/17/201 | 30,000 | $2,355 | 1.0% | $78.50 | — | PUT | 8V00233 |
| — | PUT PNC JAN 87.50000 01/17/201 | 25,000 | $2,281 | 1.0% | $91.24 | — | PUT | 8X71339 |
| — | PUT USB JAN 45.50000 01/17/201 | 50,000 | $2,248 | 0.9% | $44.96 | — | PUT | 8GZTDV7 |
| NBTB | NBT BANCORP INC | 81,670 | $2,145 | 0.9% | $21.18 | +16.5% | COM | 628778102 |
| — | PUT COF JAN 80.00000 01/17/201 | 25,000 | $2,064 | 0.9% | $82.56 | — | PUT | 9BVYNM3 |
| — | PUT KRE JAN 40.50000 01/17/201 | 50,000 | $2,039 | 0.9% | $40.78 | — | PUT | 8GZGPF5 |
| — | STATE BK FINL CORP COM | 101,906 | $2,036 | 0.9% | $16.40 | — | COM | 856190103 |
| — | PUT MS JAN 38.50000 01/17/2015 | 50,000 | $1,940 | 0.8% | $38.80 | — | PUT | 8GZJPW7 |
| — | PUT MS JAN 36.00000 01/17/2015 | 50,000 | $1,940 | 0.8% | $38.80 | — | PUT | 8GJGXC7 |
| FCCO | FIRST COMMUNITY CORPORATION | 166,760 | $1,886 | 0.8% | $7.12 | +15.7% | COM | 319835104 |
| — | PUT CMA JAN 44.00000 01/17/201 | 40,000 | $1,874 | 0.8% | $46.85 | — | PUT | 8BYQXD7 |
| — | PUT WU JAN 17.00000 01/17/2015 | 100,000 | $1,791 | 0.7% | $17.91 | — | PUT | 8CSFDQ0 |
| SHBI | SHORE BANCSHARES INC | 188,170 | $1,757 | 0.7% | $9.34 | -1.1% | COM | 825107105 |
| — | JACKSONVILLE BANCORP INC | 137,336 | $1,686 | 0.7% | $10.60 | — | COM | 469249205 |
| — | PUT NTRS JAN 65.00000 01/17/20 | 25,000 | $1,685 | 0.7% | $67.40 | — | PUT | 8GKSFP6 |
| — | PUT COF JAN 82.50000 01/17/201 | 20,000 | $1,651 | 0.7% | $82.55 | — | PUT | 8CTQTN3 |
| — | PUT DFS JAN 62.50000 01/17/201 | 25,000 | $1,637 | 0.7% | $65.48 | — | PUT | 8CYQGW1 |
| HOMB | HOME BANCSHARES INC | 50,000 | $1,608 | 0.7% | $11.69 | +32.6% | COM | 436893200 |
| — | FLAGSTAR BANCORP INC | 100,000 | $1,573 | 0.7% | $15.73 | — | COM | 337930507 |
| — | PUT STT JAN 77.50000 01/17/201 | 20,000 | $1,570 | 0.7% | $78.50 | — | PUT | STT15011 |
| — | PUT JPM JAN 61.50000 01/17/201 | 25,000 | $1,565 | 0.7% | $62.60 | — | PUT | 8GZGDL5 |
| — | SOUTHERN NATIONAL BANCORP OF V | 134,740 | $1,527 | 0.6% | $9.68 | — | COM | 843395104 |
| — | PUT SCHW JAN 30.00000 01/17/20 | 50,000 | $1,510 | 0.6% | $30.20 | — | PUT | 8BTPJW7 |
| — | PUT AMTD JAN 34.50000 01/17/20 | 40,000 | $1,431 | 0.6% | $35.77 | — | PUT | 8BZTQQ6 |
| FISI | FINANCIAL INSTITUTIONS INC COM | 55,324 | $1,391 | 0.6% | $14.45 | +6.7% | COM | 317585404 |
| — | PUT PNC JAN 90.00000 01/17/201 | 15,000 | $1,368 | 0.6% | $91.20 | — | PUT | 8BZTDB7 |
| — | ASTORIA FINANCIAL CORP | 100,000 | $1,336 | 0.6% | $12.39 | — | COM | 046265104 |
| — | SWS GROUP INC | 183,068 | $1,265 | 0.5% | $6.77 | — | COM | 78503N107 |
| — | PUT CMA JAN 42.00000 01/17/201 | 25,000 | $1,171 | 0.5% | $46.84 | — | PUT | 9CSBWZ3 |
| — | PUT USB JAN 44.00000 01/17/201 | 25,000 | $1,124 | 0.5% | $44.96 | — | PUT | USB15011 |
| — | FRANKLIN FINANCIAL CORPORATION | 50,000 | $1,059 | 0.4% | $19.78 | — | COM | 35353C102 |
| RF | REGIONS FINANCIAL CORP | 100,000 | $1,056 | 0.4% | $6.45 | +5.4% | COM | 7591EP100 |
| — | SUNTRUST BANKS INC | 25,000 | $1,047 | 0.4% | $28.81 | — | COM | 867914103 |
| — | PUT BK JAN 41.50000 01/17/2015 | 25,000 | $1,014 | 0.4% | $40.56 | — | PUT | 8GYSVS8 |
| — | FIRST NIAGARA FINLGROUP INC NE | 117,860 | $994 | 0.4% | $8.43 | — | COM | 33582v108 |
| — | COBIZ FINANCIAL INC | 75,000 | $985 | 0.4% | $8.08 | — | COM | 190897108 |
| TFSL | TFS FINANCIAL CORP | 65,050 | $968 | 0.4% | $5.55 | +38.5% | COM | 87240R107 |
| — | KEARNY FINL CORP COM ISIN#US48 | 70,000 | $962 | 0.4% | $10.49 | — | COM | 487169104 |
| — | PERFORMANT FINANCIAL COR | 142,200 | $946 | 0.4% | $6.65 | — | COM | 71377E105 |
| — | PUT CMA JAN 45.00000 01/17/201 | 20,000 | $937 | 0.4% | $46.85 | — | PUT | 8CSBWZ5 |
| — | SOUTHCOAST FINANCIAL CORP | 110,855 | $782 | 0.3% | $7.09 | — | COM | 84129r100 |
| — | SELECT BANCORP INC COM | 104,272 | $768 | 0.3% | $7.43 | — | COM | 81617l108 |
| — | GUARANTY BANCORP DEL COM NEW | 51,865 | $749 | 0.3% | $13.52 | — | COM | 40075t607 |
| — | CARTER BK & TR MARTINSVILLE VA | 58,184 | $739 | 0.3% | $11.50 | — | COM | 146102108 |
| — | VIEWPOINT FINL GROUP INCMD COM | 27,933 | $666 | 0.3% | $23.94 | — | COM | 92672a101 |
| — | TALMER BANCORP INC -CL A | 43,325 | $608 | 0.3% | $14.03 | — | COM | 87482X101 |
| — | FOX CHASE BANCORP INC | 35,186 | $586 | 0.2% | $16.30 | — | COM | 35137t108 |
| FBNC | FIRST BANCORP NC | 28,050 | $518 | 0.2% | $14.16 | -0.9% | COM | 318910106 |
| — | FIRST BANCSHARES INC-MISS | 35,665 | $517 | 0.2% | $11.23 | — | COM | 318916103 |
| — | SUN BANCORP INC NJ | 24,038 | $466 | 0.2% | $18.10 | — | COM | 86663B201 |
| — | SIMPLICITY BANCORP INC | 18,409 | $316 | 0.1% | $17.17 | — | COM | 828867101 |
| — | HERITAGE OAKS BANCORP | 37,252 | $313 | 0.1% | $7.01 | — | COM | 42724r107 |
| — | PEREGRINE HOLDINGS | 275,000 | $298 | 0.1% | $1.08 | — | COM | 995331600 |
| — | BSB BANCORP INC MD | 15,313 | $285 | 0.1% | $18.42 | — | COM | 05573h108 |
| — | CITIZENS FIRST CORPORATION | 15,968 | $190 | 0.1% | $11.52 | — | COM | 17462q107 |
| — | OAK VIEW NATIONAL BANK WARRENT | 32,144 | $166 | 0.1% | $5.44 | — | COM | 67134x105 |
| — | FIRST CAPITAL BANCORP INC | 27,432 | $121 | 0.1% | $4.13 | — | COM | 319438107 |
| — | PORTER BANCORP WTS 6/30/15 | 182,607 | $0 | 0.0% | — | — | WT | 932875 |