CIK: 0001177043 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 12, 2014
Total Value ($000): $200,105 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| HTB | HOMETRUST BANCSHARES | 733,321 | $11,565 | 5.8% | $15.72 | -1.7% | COM | 437872104 |
| — | CONNECTONE BANCORP | 204,532 | $10,204 | 5.1% | $40.05 | — | COM | 20786U101 |
| MTB | M&T BANCORP | 80,000 | $9,924 | 5.0% | $81.40 | +8.5% | WRNT | 55261F104 |
| — | YADKIN VALLEY | 518,450 | $9,768 | 4.9% | $21.41 | — | COM | 984305102 |
| — | SOUTH STATE CORPORATION | 110,000 | $6,710 | 3.4% | $61.00 | — | COM | 840441109 |
| — | INVESTORS BANCORP NEW | 500,000 | $5,525 | 2.8% | $10.49 | — | COM | 46146L101 |
| SBCF | SEACOAST BANKING CORP | 490,109 | $5,327 | 2.7% | $11.38 | -6.6% | COM NEW | 811707801 |
| — | OPUS BANK | 170,380 | $4,951 | 2.5% | $29.06 | — | COM | 684000102 |
| BANC | BANC OF CALIFORNIA | 450,000 | $4,905 | 2.5% | $9.11 | -7.2% | COM | 05990K106 |
| — | COWEN GROUP | 1,143,266 | $4,825 | 2.4% | $2.98 | — | CL A | 223622101 |
| — | ZAIS FINANCIAL | 290,000 | $4,820 | 2.4% | $16.03 | — | COM | 98886K108 |
| — | BNC BANCORP | 236,116 | $4,030 | 2.0% | $17.14 | — | COM | 05566T101 |
| — | ASB BANCORP | 191,957 | $4,025 | 2.0% | $16.44 | — | COM | 00213T109 |
| WFC | WELLS FARGO AUG 50 | 75,000 | $3,942 | 2.0% | — | — | Put | 949746101 |
| — | VANTAGESOUTH BANCSHARES | 636,713 | $3,789 | 1.9% | $5.69 | — | COM | 92209W105 |
| ABCB | AMERIS BANCORP | 160,000 | $3,450 | 1.7% | $16.95 | +10.6% | COM | 03076K108 |
| — | VIEWPOINT FINANCIAL | 122,337 | $3,292 | 1.6% | $28.06 | — | COM | 92672A101 |
| NTRS | NORTHERN TRUST CORP JUL 60 | 50,000 | $3,211 | 1.6% | — | — | Put | 665859104 |
| BAC | BANK OF AMERICA | 200,600 | $3,083 | 1.5% | $10.40 | +17.8% | COM | 060505104 |
| — | STATE BANK FINANCIAL | 180,180 | $3,047 | 1.5% | $16.44 | — | COM | 856190103 |
| — | FIDELITY SOUTHERN | 225,980 | $2,936 | 1.5% | $12.88 | — | COM | 316394105 |
| ALL | ALLSTATE CORP JUL 57.5 | 50,000 | $2,936 | 1.5% | — | — | Put | 020002101 |
| — | ATLANTIC COAST FINL | 716,713 | $2,910 | 1.5% | $4.37 | — | COM | 048426100 |
| — | CENTERSTATE BANKS | 254,010 | $2,844 | 1.4% | $10.57 | — | COM | 15201P109 |
| BK | BANK OF NEW YORK MELLON JUL 35 | 75,000 | $2,811 | 1.4% | — | — | Put | 064058100 |
| — | SWS GROUP | 380,000 | $2,766 | 1.4% | $6.77 | — | COM | 78503N107 |
| — | FIRST UNITED BANCORP | 300,000 | $2,586 | 1.3% | $7.61 | — | COM | 33740N105 |
| C | CITIGROUP | 50,000 | $2,355 | 1.2% | $37.07 | -4.5% | COM | 172967424 |
| — | TD AMERITRADE AUG 30 | 75,000 | $2,352 | 1.2% | — | — | Put | 87236Y108 |
| TRV | TRAVELERS COMPANIES INC. JUL 92.5 | 25,000 | $2,352 | 1.2% | — | — | Put | 89417E109 |
| — | CIT GROUP INC JUL 44 | 50,000 | $2,288 | 1.1% | — | — | Put | 125581801 |
| PNC | PNC FINANCIAL SERVICES GROUP JUL 87.5 | 25,000 | $2,226 | 1.1% | — | — | Put | 693475105 |
| — | OMNIAMERICAN BANCORP | 87,486 | $2,187 | 1.1% | $21.45 | — | COM | 68216R107 |
| — | PARK STERLING | 330,942 | $2,181 | 1.1% | $7.13 | — | COM | 70086Y105 |
| USB | US BANCORP DEL | 50,000 | $2,166 | 1.1% | $27.92 | 0.0% | COM NEW | 902973304 |
| — | SQUARE I FINANCIAL | 111,507 | $2,119 | 1.1% | $20.10 | — | COM | 85223W101 |
| RM | REGIONAL MANAGEMENT | 133,667 | $2,068 | 1.0% | $26.88 | -47.2% | COM | 75902K106 |
| — | SUNTRUST BANKS | 50,000 | $2,003 | 1.0% | $28.81 | — | COM | 867914103 |
| — | BB&T JUL 39 | 50,000 | $1,972 | 1.0% | — | — | Put | 054937107 |
| NBTB | NBT BANCORP | 81,670 | $1,962 | 1.0% | $21.18 | +10.1% | COM | 628778102 |
| SHBI | SHORE BANKSHARES | 217,500 | $1,960 | 1.0% | $9.34 | 0.0% | COM | 825107105 |
| — | GLEACHER | 175,923 | $1,849 | 0.9% | $11.39 | — | COM | 377341201 |
| FCCO | FIRST COMMUNITY CORP | 167,240 | $1,781 | 0.9% | $7.12 | +14.7% | COM | 319835104 |
| STT | STATE STREET CORP JUL 65 | 25,000 | $1,682 | 0.8% | — | — | Put | 857477103 |
| — | FIVE OAKS INVESTMENT CORP | 147,127 | $1,662 | 0.8% | $11.30 | — | COM | 33830W106 |
| HOMB | HOME BANCSHARES | 50,000 | $1,641 | 0.8% | $11.69 | +37.9% | COM | 436893200 |
| RF | REGIONS FINANCIAL | 150,000 | $1,593 | 0.8% | $6.45 | +9.0% | COM | 7591EP100 |
| — | LAZARD LTD | 30,000 | $1,546 | 0.8% | $51.53 | — | SHS CL A | G54050102 |
| — | SOUTHERN NATIONAL | 136,370 | $1,521 | 0.8% | $9.68 | — | COM | 843395104 |
| TFSL | TFS FINANCIAL | 102,000 | $1,455 | 0.7% | $5.55 | +25.1% | COM | 87240R107 |
| CNOB | CONNECTONE BANCORP | 75,467 | $1,451 | 0.7% | $14.60 | 0.0% | COM | 20786W107 |
| — | VIRGINIA HERITAGE | 50,000 | $1,375 | 0.7% | $15.67 | — | COM | 927819102 |
| SCHW | SCHWAB (CHARLES) CORP JUL 27 | 50,000 | $1,347 | 0.7% | $22.70 | +0.7% | Put | 808513105 |
| — | SYNOVUS | 50,000 | $1,219 | 0.6% | $3.60 | — | COM | 87161C105 |
| — | BRIDGE BANCORP INC | 50,000 | $1,200 | 0.6% | $24.00 | — | COM | 108035106 |
| — | FRANKLIN FINANCIAL | 50,000 | $1,085 | 0.5% | $19.78 | — | COM | 35353C102 |
| — | E TRADE FINANCIAL CORP JUL 20 | 50,000 | $1,063 | 0.5% | — | — | Put | 269246401 |
| — | KEARNEY | 70,000 | $1,060 | 0.5% | $10.49 | — | COM | 487169104 |
| CMA | COMERICA JUL 49 PUTS | 20,000 | $1,004 | 0.5% | — | — | Put | 200340107 |
| — | FIRST SECURITY GROUP INC | 457,821 | $993 | 0.5% | $2.14 | — | COM | 336312202 |
| NMIH | NMI HOLDINGS | 92,725 | $974 | 0.5% | $13.30 | -17.6% | CL A | 629209305 |
| — | JACKSONVILLE BANCORP INC FLA | 89,925 | $944 | 0.5% | $10.50 | — | COM NEW | 469249205 |
| — | COBIZ FINANCIAL | 75,000 | $808 | 0.4% | $8.08 | — | COM | 190897108 |
| — | NEWBRIDGE BANCORP | 100,000 | $806 | 0.4% | $7.43 | — | COM | 65080T102 |
| — | SOUTHCOAST FINANCIAL CORP | 102,518 | $745 | 0.4% | $5.98 | — | COM | 84129R100 |
| — | PALMETTO BANCSHARES | 44,666 | $643 | 0.3% | $13.64 | — | COM | 697062206 |
| — | DIME COMMUNITY BANCSHARES | 40,000 | $632 | 0.3% | $15.80 | — | COM | 253922108 |
| — | CHARTER FINANCIAL | 56,376 | $626 | 0.3% | $10.81 | — | COM | 16122W108 |
| ACRE | ARES COMML REAL ESTATE | 50,000 | $621 | 0.3% | $13.10 | — | COM | 04013V108 |
| — | FOX CHASE BANCORP | 35,323 | $596 | 0.3% | $17.27 | — | COM | 35137T108 |
| — | SUNSHINE FINANCIAL | 31,248 | $578 | 0.3% | $18.12 | — | COM | 86782T109 |
| — | TRISTATE CAPITAL | 40,200 | $568 | 0.3% | $11.86 | — | COM | 89678F100 |
| — | PACIFIC PREMIER | 40,000 | $564 | 0.3% | $15.75 | — | COM | 69478X105 |
| — | FIRST BANCSHARES INC MS | 37,290 | $530 | 0.3% | $11.09 | — | COM | 318916103 |
| — | TWO HARBORS INVESTMENT CORP | 50,000 | $524 | 0.3% | $9.28 | — | COM | 90187B101 |
| SAMG | SILVERCREST ASSET MGMT GROUP | 28,917 | $498 | 0.2% | $12.55 | +39.0% | CL A | 828359109 |
| SFNC | SIMMMONS FIRST NATIONAL | 10,000 | $394 | 0.2% | $18.00 | +8.0% | COM | 828730200 |
| FBNC | FIRST BANCORP N C | 20,000 | $367 | 0.2% | $14.38 | 0.0% | COM | 318910106 |
| — | CARTER BANK AND TRUST | 29,190 | $342 | 0.2% | $11.27 | — | COM | 146102108 |
| — | HERITAGE OAKS BANCORP | 39,230 | $299 | 0.1% | $7.61 | — | COM | 42724R107 |
| — | BSB BANCORP | 16,268 | $279 | 0.1% | $15.41 | — | COM | 05573H108 |
| — | GUARANTY BANCORP | 18,452 | $256 | 0.1% | $14.25 | — | COM | 40075T607 |
| — | OAK VIEW NATIONAL | 34,492 | $195 | 0.1% | $4.88 | — | COM | 67134X105 |
| — | CITIZENS FIRST CORP | 16,578 | $182 | 0.1% | $10.53 | — | COM | 17462Q107 |
| — | FIRST CAPITAL BANCORP | 28,892 | $130 | 0.1% | $4.12 | — | COM | 319438107 |
| — | NEW CENTURY BANCORP | 15,691 | $104 | 0.1% | $6.76 | — | COM | 64353M100 |
| — | PORTER BANCORP | 182,607 | $0 | 0.0% | — | — | WARRANT | 736233115 |