CIK: 0001177043 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 11, 2015
Total Value ($000): $235,891 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | YADKIN FINANCIAL CO | 808,791 | $16,419 | 7.0% | $20.24 | — | COM | 984305102 |
| CNOB | CONNECTONE BANCORP INC NEW CO | 708,877 | $13,795 | 5.8% | $14.72 | 0.0% | COM | 20786W107 |
| HTB | HOME TRST BNCSHR | 584,186 | $9,329 | 4.0% | $15.67 | +1.1% | COM | 437872104 |
| — | C1 FINANCIAL INC ST. PETERSBU | 457,536 | $8,579 | 3.6% | $18.75 | — | COM | 12591N109 |
| — | SOUTH ST CORP | 100,000 | $6,839 | 2.9% | $61.00 | — | COM | 840441109 |
| TFIN | TRIUMPH BANCORP INC | 487,880 | $6,665 | 2.8% | $13.02 | 0.0% | COM | 89679E300 |
| — | PALMETTO BANCSHARES INC COM ST | 311,212 | $5,913 | 2.5% | $15.56 | — | COM | 697062206 |
| — | INVESTORS BANCORP | 500,000 | $5,860 | 2.5% | $10.13 | — | COM | 46146l101 |
| — | PUT BBT APR 38.00000 04/17/201 | 150,000 | $5,769 | 2.4% | $38.46 | — | PUT | 8Y26278 |
| ABCB | AMERIS BANCORP | 214,820 | $5,669 | 2.4% | $22.05 | 0.0% | COM | 03076K108 |
| — | BNC BANCORP COM STK | 310,906 | $5,627 | 2.4% | $18.10 | — | COM | 05566T101 |
| — | OPUS BANK | 181,720 | $5,611 | 2.4% | $29.04 | — | COM | 684000102 |
| — | PUT WFC APR 53.00000 04/17/201 | 100,000 | $5,440 | 2.3% | $54.40 | — | PUT | 8KDYPF4 |
| BANC | BANC OF CALIFORNIA INC COM STK | 433,728 | $5,339 | 2.3% | $8.53 | 0.0% | COM | 05990K106 |
| SBCF | SEACOAST BANKING CORP OF FLORI | 368,890 | $5,264 | 2.2% | $11.38 | +16.0% | COM | 811707801 |
| — | COWEN GROUP INC COM STK | 992,021 | $5,159 | 2.2% | $3.14 | — | COM | 223622101 |
| — | FRANKLIN FINANCIAL NETWORK IN | 219,010 | $4,599 | 1.9% | $21.00 | — | COM | 35352P104 |
| — | PUT USB APR 42.00000 04/17/201 | 100,000 | $4,367 | 1.9% | $43.67 | — | PUT | 8K16324 |
| — | M&T BANK CORP -WT18 WARRANTS 1 | 80,000 | $4,200 | 1.8% | $51.77 | — | WT | 55261F112 |
| — | PUT KRE APR 40.00000 04/17/201 | 100,000 | $4,083 | 1.7% | $40.83 | — | PUT | 8233603 |
| — | PUT BK APR 39.00000 04/17/2015 | 100,000 | $4,024 | 1.7% | $40.24 | — | PUT | 8Y28530 |
| — | PUT MS APR 34.00000 04/17/2015 | 100,000 | $3,569 | 1.5% | $35.69 | — | PUT | 8GPYXX4 |
| — | FIDELITY SOUTHERN CORP COM STK | 207,945 | $3,510 | 1.5% | $13.09 | — | COM | 316394105 |
| BAC | BANK OF AMERICA CORP | 225,600 | $3,472 | 1.5% | $10.66 | +19.7% | COM | 060505104 |
| SAMG | SILVERCREST ASSET MANAGEMENT G | 223,211 | $3,181 | 1.3% | $15.08 | -5.7% | COM | 828359109 |
| — | FIRST SEC GROUP INC COM STK | 1,270,778 | $3,050 | 1.3% | $2.16 | — | COM | 336312202 |
| — | ATLANTIC COAST FED CORP COM ST | 724,190 | $3,005 | 1.3% | $4.36 | — | COM | 048426100 |
| — | NEWBRIDGE BANCRP | 336,739 | $3,003 | 1.3% | $8.92 | — | COM | 65080T102 |
| — | SYNOVUS FINL CORP | 100,000 | $2,801 | 1.2% | $23.64 | — | COM | 87161C501 |
| — | ASB BANCORP | 136,570 | $2,799 | 1.2% | $20.49 | — | COM | 00213T109 |
| C | CITIGROUP INC COM NEW | 50,000 | $2,576 | 1.1% | $37.07 | +2.3% | COM | 172967424 |
| — | PARK STERLING CORP | 358,047 | $2,542 | 1.1% | $7.10 | — | COM | 70086Y105 |
| — | HERITAGE FINANCIAL GROUP INC | 86,140 | $2,346 | 1.0% | $27.23 | — | COM | 42726X102 |
| — | PUT PNC APR 90.00000 04/17/201 | 25,000 | $2,331 | 1.0% | $93.24 | — | PUT | 8455568 |
| — | PUT CMA APR 44.00000 04/17/201 | 50,000 | $2,257 | 1.0% | $45.14 | — | PUT | 8E26011 |
| LADR | LADDER CPTL CRP | 113,498 | $2,101 | 0.9% | $19.61 | — | COM | 505743104 |
| — | SUNTRUST BANKS INC | 50,000 | $2,054 | 0.9% | $34.95 | — | COM | 867914103 |
| NBTB | NBT BANCORP INC COM STK | 81,670 | $2,047 | 0.9% | $21.18 | +15.0% | COM | 628778102 |
| FCCO | FIRST COMMUNITY CORP SC COM S | 168,590 | $1,966 | 0.8% | $7.14 | +22.3% | COM | 319835104 |
| — | SQUARE 1 FINANCIAL INC CL A | 70,950 | $1,899 | 0.8% | $19.23 | — | COM | 85223w101 |
| FITB | FIFTH THIRD BANCORP | 100,000 | $1,885 | 0.8% | $12.96 | 0.0% | COM | 316773100 |
| — | PUT AMTD APR 36.00000 04/17/20 | 50,000 | $1,863 | 0.8% | $37.26 | — | PUT | 8Y18280 |
| — | PUT AMTD APR 35.00000 04/17/20 | 50,000 | $1,863 | 0.8% | $37.26 | — | PUT | 8Y18278 |
| — | STATE BANK FINANCIAL CORPORATI | 87,548 | $1,839 | 0.8% | $16.40 | — | COM | 856190103 |
| SHBI | SHORE BANCSHARES INC COM STK | 197,730 | $1,815 | 0.8% | $9.34 | -1.0% | COM | 825107105 |
| — | PUT MS APR 35.00000 04/17/2015 | 50,000 | $1,785 | 0.8% | $35.70 | — | PUT | 8GPYXX6 |
| HOMB | HOME BANCSHARES INC | 50,000 | $1,694 | 0.7% | $11.69 | +35.4% | COM | 436893200 |
| — | SOUTHERN NATIONAL BANCORP OF V | 140,871 | $1,676 | 0.7% | $9.78 | — | COM | 843395104 |
| — | PUT AXP APR 80.00000 04/17/201 | 20,000 | $1,562 | 0.7% | $78.10 | — | PUT | 8E01503 |
| — | PUT SCHW APR 29.00000 04/17/20 | 50,000 | $1,522 | 0.6% | $30.44 | — | PUT | 8465336 |
| — | JACKSONVILLE BANCORP INC JACK | 137,336 | $1,511 | 0.6% | $10.60 | — | COM | 469249205 |
| — | HERITAGE OAKS BANCORP | 175,698 | $1,460 | 0.6% | $8.03 | — | COM | 42724r107 |
| — | FLAGSTAR BANCORP INC | 100,000 | $1,451 | 0.6% | $15.73 | — | COM | 337930507 |
| — | PUT ETFC APR 27.00000 04/17/20 | 50,000 | $1,428 | 0.6% | $28.56 | — | PUT | 8GPQNM8 |
| HTGC | HERCULES TECH GROWTH CAP INC C | 100,000 | $1,348 | 0.6% | $14.66 | 0.0% | COM | 427096508 |
| — | COLONY CAP INC COM ISIN#US1962 | 50,000 | $1,296 | 0.5% | $25.92 | — | COM | 19624r106 |
| — | ASTORIA FINANCIAL CORP | 100,000 | $1,295 | 0.5% | $12.39 | — | COM | 046265104 |
| FISI | FINANCIAL INSTNS INC COM STK | 55,324 | $1,269 | 0.5% | $14.45 | +2.1% | COM | 317585404 |
| — | NATIONAL COMMERC | 53,020 | $1,164 | 0.5% | $21.95 | — | COM | 63546L102 |
| — | PUT CMA APR 43.00000 04/17/201 | 25,000 | $1,128 | 0.5% | $45.12 | — | PUT | 8E25985 |
| TOWN | TOWNEBANK PORTSMOUTH VA COM ST | 70,000 | $1,126 | 0.5% | $15.48 | 0.0% | COM | 89214P109 |
| — | PUT USB APR 43.50000 04/17/201 | 25,000 | $1,092 | 0.5% | $43.68 | — | PUT | 8KDXCR2 |
| — | FIRST NIAGARA FINLGROUP INC NE | 117,860 | $1,042 | 0.4% | $8.43 | — | COM | 33582v108 |
| — | PUT BK APR 40.00000 04/17/2015 | 25,000 | $1,006 | 0.4% | $40.24 | — | PUT | 8Y28532 |
| — | PUT BBT APR 39.00000 04/17/201 | 25,000 | $962 | 0.4% | $38.48 | — | PUT | 8Y26280 |
| TFSL | TFS FINANCIAL CORP | 65,050 | $955 | 0.4% | $5.55 | +34.9% | COM | 87240R107 |
| — | KEARNY FINL CORP COM ISIN#US48 | 70,000 | $951 | 0.4% | $10.49 | — | COM | 487169104 |
| — | REGIONS FINL CORP | 100,000 | $945 | 0.4% | $9.45 | — | COM | 7591ep100 |
| — | COBIZ FINANCIAL INC | 75,000 | $924 | 0.4% | $8.08 | — | COM | 190897108 |
| — | CARTER BANK & TRUST COM STK | 69,336 | $912 | 0.4% | $11.77 | — | COM | 146102108 |
| — | SOUTHCOAST FINANCIAL CORP COM | 122,176 | $884 | 0.4% | $7.24 | — | COM | 84129R100 |
| — | PERFORMANT FINANCIAL CORP | 220,720 | $750 | 0.3% | $5.49 | — | COM | 71377E105 |
| — | PUT XLF APR 24.00000 04/17/201 | 300,000 | $723 | 0.3% | $2.41 | — | PUT | 8GZWBT5 |
| — | FIRST BANCSHARES INC MISS COM | 40,285 | $655 | 0.3% | $11.81 | — | COM | 318916103 |
| — | FOX CHASE BANCORP INC COM ST | 37,086 | $624 | 0.3% | $16.83 | — | COM | 35137T108 |
| — | SELECT BANCORP INC | 75,722 | $537 | 0.2% | $7.09 | — | COM | 81617L108 |
| — | SUN BANCORP INC NEW JERSEY CO | 24,038 | $455 | 0.2% | $18.10 | — | COM | 86663B201 |
| — | BSB BANCORP INC MD | 18,183 | $360 | 0.2% | $18.63 | — | COM | 05573h108 |
| — | PEREGRINE HOLDINGS | 275,000 | $298 | 0.1% | $1.08 | — | COM | 995331600 |
| — | CITIZENS FIRST CORPORATION | 19,318 | $239 | 0.1% | $11.67 | — | COM | 17462q107 |
| FBNC | FIRST BANCORP NC COMSTK | 11,500 | $202 | 0.1% | $14.16 | -1.1% | COM | 318910106 |
| — | OAK VIEW NATIONAL BANK WARRENT | 36,344 | $194 | 0.1% | $5.34 | — | COM | 67134X105 |
| — | FIRST CAP BK RICHMOND VA COM S | 32,592 | $142 | 0.1% | $4.16 | — | COM | 319438107 |
| — | PORTER BANCORP WTS 6/30/15 | 182,607 | $0 | 0.0% | — | — | WT | 932875 |