GENDELL JEFFREY L Diversified Active

CIK: 0001056581 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $475,280 (100.0% shares, 0.0% debt)

Holdings (40)

IESC IES HOLDINGS INC 76.6%

Value ($000) $364,038 Shares 11,458,539 Est. Cost $13.66 Unrealized +100.7%

IWM ISHARES RUSSELL 2000 ETF 3.0%

Value ($000) $14,455 Shares 96,500 Est. Cost $149.79 Unrealized —

PATK PATRICK INDUSTRIES INC 2.7%

Value ($000) $12,676 Shares 220,388 Est. Cost $16.39 Unrealized +120.1%

BXC BLUELINX HOLDINGS INC 2.0%

Value ($000) $9,538 Shares 443,021 Est. Cost $23.59 Unrealized -31.6%

CLF CLEVELAND-CLIFFS INC 1.7%

Value ($000) $8,280 Shares 1,289,695 Est. Cost $6.02 Unrealized 0.0%

UBOH UNITED BANCSHARES INC/OHIO 1.3%

Value ($000) $6,293 Shares 292,682 Est. Cost $13.29 Unrealized —

— CONTURA ENERGY INC 1.2%

Value ($000) $5,696 Shares 778,100 Est. Cost $36.69 Unrealized —

— AVADEL PHARMACEUTICALS-ADR 1.2%

Value ($000) $5,621 Shares 1,115,211 Est. Cost $7.07 Unrealized —

SXC SUNCOKE ENERGY INC 0.9%

Value ($000) $4,478 Shares 1,309,237 Est. Cost $5.71 Unrealized -42.9%

— HMN FINANCIAL INC 0.8%

Value ($000) $3,927 Shares 296,133 Est. Cost $8.84 Unrealized —

PEBK PEOPLES BANCORP OF NC 0.6%

Value ($000) $3,026 Shares 196,104 Est. Cost $12.77 Unrealized +31.7%

RBCAA REPUBLIC BANCORP INC-CLASS A 0.6%

Value ($000) $2,779 Shares 98,691 Est. Cost $36.11 Unrealized -14.7%

— ESSA BANCORP INC 0.5%

Value ($000) $2,576 Shares 208,946 Est. Cost $15.20 Unrealized —

IROQ IF BANCORP INC 0.5%

Value ($000) $2,278 Shares 147,294 Est. Cost $19.36 Unrealized -15.6%

ASRV AMERISERV FINANCIAL INC 0.4%

Value ($000) $2,071 Shares 737,188 Est. Cost $3.07 Unrealized -24.2%

CMT CORE MOLDING TECHNOLOGIES IN 0.4%

Value ($000) $2,029 Shares 228,955 Est. Cost $10.64 Unrealized -41.6%

— SEVERN BANCORP INC/MD 0.4%

Value ($000) $1,992 Shares 307,006 Est. Cost $7.66 Unrealized —

CZWI CITIZENS COMMUNITY BANCORP I 0.4%

Value ($000) $1,835 Shares 266,238 Est. Cost $7.80 Unrealized -21.8%

OSG AMBAC FINANCIAL GROUP INC 0.4%

Value ($000) $1,772 Shares 138,793 Est. Cost $14.84 Unrealized -13.2%

— MACKINAC FINANCIAL CORP 0.4%

Value ($000) $1,771 Shares 183,498 Est. Cost $15.14 Unrealized —

WVFC WVS FINANCIAL CORP 0.4%

Value ($000) $1,673 Shares 125,641 Est. Cost $11.47 Unrealized -1.5%

— RIVERVIEW FINANCIAL CORP 0.3%

Value ($000) $1,578 Shares 233,369 Est. Cost $13.58 Unrealized —

MPB MID PENN BANCORP INC 0.3%

Value ($000) $1,549 Shares 89,466 Est. Cost $24.93 Unrealized -35.9%

FUNC FIRST UNITED CORP 0.3%

Value ($000) $1,495 Shares 127,701 Est. Cost $10.79 Unrealized -12.8%

— HC2 HOLDINGS INC 0.3%

Value ($000) $1,431 Shares 592,059 Est. Cost $2.09 Unrealized —

HWBK HAWTHORN BANCSHARES INC 0.3%

Value ($000) $1,330 Shares 70,208 Est. Cost $10.75 Unrealized +56.3%

BAC BANK OF AMERICA CORP 0.3%

Value ($000) $1,265 Shares 52,500 Est. Cost $22.28 Unrealized -2.0%

DXYN DIXIE GROUP INC 0.2%

Value ($000) $1,184 Shares 1,317,210 Est. Cost $1.27 Unrealized -26.9%

FUSB FIRST US BANCSHARES INC 0.2%

Value ($000) $1,152 Shares 173,704 Est. Cost $8.90 Unrealized -33.9%

CBAN COLONY BANKCORP 0.2%

Value ($000) $1,089 Shares 101,322 Est. Cost $7.92 Unrealized +14.0%

SHBI SHORE BANCSHARES INC 0.2%

Value ($000) $1,017 Shares 92,619 Est. Cost $12.29 Unrealized -18.5%

BRBS BLUE RIDGE BANKSHARES INC 0.2%

Value ($000) $765 Shares 56,493 Est. Cost $11.62 Unrealized -28.9%

— PREMIER FINANCIAL BANCORP 0.2%

Value ($000) $763 Shares 70,621 Est. Cost $17.36 Unrealized —

FRBA FIRST BANK/HAMILTON NJ 0.1%

Value ($000) $443 Shares 71,482 Est. Cost $6.04 Unrealized +0.6%

C CITIGROUP INC 0.1%

Value ($000) $431 Shares 10,000 Est. Cost $51.26 Unrealized -20.0%

SBFG SB FINANCIAL GROUP INC 0.1%

Value ($000) $392 Shares 29,045 Est. Cost $10.60 Unrealized +25.1%

— EMCLAIRE FINANCIAL CORP 0.1%

Value ($000) $275 Shares 10,951 Est. Cost $31.01 Unrealized —

CIVB CIVISTA BANCSHARES INC 0.0%

Value ($000) $236 Shares 18,862 Est. Cost $15.05 Unrealized -23.7%

— NESCO HOLDINGS INC 0.0%

Value ($000) $42 Shares 10,000 Est. Cost $4.20 Unrealized —

LXU LSB INDUSTRIES INC 0.0%

Value ($000) $39 Shares 24,236 Est. Cost $10.90 Unrealized -88.5%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IESC	IES HOLDINGS INC	11,458,539	$364,038	76.6%	$13.66	+100.7%	COM	44951W106
IWM	ISHARES RUSSELL 2000 ETF	96,500	$14,455	3.0%	$149.79	—	COM	464287655
PATK	PATRICK INDUSTRIES INC	220,388	$12,676	2.7%	$16.39	+120.1%	COM	703343103
BXC	BLUELINX HOLDINGS INC	443,021	$9,538	2.0%	$23.59	-31.6%	COM NEW	09624H208
CLF	CLEVELAND-CLIFFS INC	1,289,695	$8,280	1.7%	$6.02	0.0%	COM	185899101
UBOH	UNITED BANCSHARES INC/OHIO	292,682	$6,293	1.3%	$13.29	—	COM	909458101
—	CONTURA ENERGY INC	778,100	$5,696	1.2%	$36.69	—	COM	21241B100
—	AVADEL PHARMACEUTICALS-ADR	1,115,211	$5,621	1.2%	$7.07	—	SPONSORED ADR	05337M104
SXC	SUNCOKE ENERGY INC	1,309,237	$4,478	0.9%	$5.71	-42.9%	COM	86722A103
—	HMN FINANCIAL INC	296,133	$3,927	0.8%	$8.84	—	COM	40424G108
PEBK	PEOPLES BANCORP OF NC	196,104	$3,026	0.6%	$12.77	+31.7%	COM	710577107
RBCAA	REPUBLIC BANCORP INC-CLASS A	98,691	$2,779	0.6%	$36.11	-14.7%	CL A	760281204
—	ESSA BANCORP INC	208,946	$2,576	0.5%	$15.20	—	COM	29667D104
IROQ	IF BANCORP INC	147,294	$2,278	0.5%	$19.36	-15.6%	COM	44951J105
ASRV	AMERISERV FINANCIAL INC	737,188	$2,071	0.4%	$3.07	-24.2%	COM	03074A102
CMT	CORE MOLDING TECHNOLOGIES IN	228,955	$2,029	0.4%	$10.64	-41.6%	COM	218683100
—	SEVERN BANCORP INC/MD	307,006	$1,992	0.4%	$7.66	—	COM	81811M100
CZWI	CITIZENS COMMUNITY BANCORP I	266,238	$1,835	0.4%	$7.80	-21.8%	COM	174903104
OSG	AMBAC FINANCIAL GROUP INC	138,793	$1,772	0.4%	$14.84	-13.2%	COM NEW	023139884
—	MACKINAC FINANCIAL CORP	183,498	$1,771	0.4%	$15.14	—	COM	554571109
WVFC	WVS FINANCIAL CORP	125,641	$1,673	0.4%	$11.47	-1.5%	COM	929358109
—	RIVERVIEW FINANCIAL CORP	233,369	$1,578	0.3%	$13.58	—	COM	76940Q105
MPB	MID PENN BANCORP INC	89,466	$1,549	0.3%	$24.93	-35.9%	COM	59540G107
FUNC	FIRST UNITED CORP	127,701	$1,495	0.3%	$10.79	-12.8%	COM	33741H107
—	HC2 HOLDINGS INC	592,059	$1,431	0.3%	$2.09	—	COM	404139107
HWBK	HAWTHORN BANCSHARES INC	70,208	$1,330	0.3%	$10.75	+56.3%	COM	420476103
BAC	BANK OF AMERICA CORP	52,500	$1,265	0.3%	$22.28	-2.0%	COM	060505104
DXYN	DIXIE GROUP INC	1,317,210	$1,184	0.2%	$1.27	-26.9%	CL A	255519100
FUSB	FIRST US BANCSHARES INC	173,704	$1,152	0.2%	$8.90	-33.9%	COM	33744V103
CBAN	COLONY BANKCORP	101,322	$1,089	0.2%	$7.92	+14.0%	COM	19623P101
SHBI	SHORE BANCSHARES INC	92,619	$1,017	0.2%	$12.29	-18.5%	COM	825107105
BRBS	BLUE RIDGE BANKSHARES INC	56,493	$765	0.2%	$11.62	-28.9%	COM	095825105
—	PREMIER FINANCIAL BANCORP	70,621	$763	0.2%	$17.36	—	COM	74050M105
FRBA	FIRST BANK/HAMILTON NJ	71,482	$443	0.1%	$6.04	+0.6%	COM	31931U102
C	CITIGROUP INC	10,000	$431	0.1%	$51.26	-20.0%	COM NEW	172967424
SBFG	SB FINANCIAL GROUP INC	29,045	$392	0.1%	$10.60	+25.1%	COM	78408D105
—	EMCLAIRE FINANCIAL CORP	10,951	$275	0.1%	$31.01	—	COM	290828102
CIVB	CIVISTA BANCSHARES INC	18,862	$236	0.0%	$15.05	-23.7%	COM NO PAR	178867107
—	NESCO HOLDINGS INC	10,000	$42	0.0%	$4.20	—	COM	64083J104
LXU	LSB INDUSTRIES INC	24,236	$39	0.0%	$10.90	-88.5%	COM	502160104