Location: Mercer Island, WA
CIK: 0001549408 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Oct 23, 2015
Total Value: $65.87M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| COF | CAPITAL ONE FINL CORP | 161,667 | $11.72M | 17.8% | $66.87 | -0.5% | COM | 14040H105 |
| EQIX | EQUINIX INC | 10,446 | $2.856M | 4.3% | $215.15 | 0.0% | COM PAR $0.001 | 29444U700 |
| — | NEURALSTEM INC | 2,137,061 | $2.607M | 4.0% | $2.72 | — | COM | 64127R302 |
| WU | WESTERN UN CO | 141,652 | $2.601M | 3.9% | $18.56 | — | COM | 959802109 |
| — | THE ADT CORPORATION | 80,198 | $2.398M | 3.6% | $29.90 | — | COM | 00101J106 |
| XLE | SELECT SECTOR SPDR TR | 37,554 | $2.298M | 3.5% | $64.09 | — | SBI INT-ENERGY | 81369Y506 |
| HAS | HASBRO INC | 30,101 | $2.171M | 3.3% | $41.19 | +33.2% | COM | 418056107 |
| IBB | ISHARES TR | 6,967 | $2.113M | 3.2% | $303.29 | — | NASDQ BIOTEC ETF | 464287556 |
| KMI | KINDER MORGAN INC DEL | 70,637 | $1.955M | 3.0% | $19.54 | 0.0% | COM | 49456B101 |
| UBS | UBS GROUP AG | 99,654 | $1.846M | 2.8% | $21.19 | 0.0% | SHS | H42097107 |
| AES | AES CORP | 171,190 | $1.676M | 2.5% | $8.21 | 0.0% | COM | 00130H105 |
| — | DELAWARE ENHANCED GBL DIV & | 176,326 | $1.633M | 2.5% | $11.26 | — | COM | 246060107 |
| SJM | SMUCKER J M CO | 13,319 | $1.52M | 2.3% | $84.30 | -3.1% | COM NEW | 832696405 |
| — | XILINX INC | 35,493 | $1.505M | 2.3% | $42.40 | — | COM | 983919101 |
| XLY | SELECT SECTOR SPDR TR | 19,713 | $1.464M | 2.2% | $73.60 | — | SBI CONS DISCR | 81369Y407 |
| — | HARRIS CORP DEL | 19,390 | $1.418M | 2.2% | $74.69 | — | COM | 413875105 |
| IVZ | INVESCO LTD | 39,443 | $1.232M | 1.9% | $22.28 | 0.0% | SHS | G491BT108 |
| MCD | MCDONALDS CORP | 11,788 | $1.161M | 1.8% | $74.87 | +0.6% | COM | 580135101 |
| CNQ | CANADIAN NAT RES LTD | 59,566 | $1.159M | 1.8% | $7.74 | -8.8% | COM | 136385101 |
| SLB | SCHLUMBERGER LTD | 15,143 | $1.044M | 1.6% | $58.92 | 0.0% | COM | 806857108 |
| KSS | KOHLS CORP | 21,615 | $1.001M | 1.5% | $69.43 | -19.0% | COM | 500255104 |
| CME | CME GROUP INC | 10,604 | $983K | 1.5% | $61.61 | +2.4% | COM | 12572Q105 |
| — | DOUBLELINE OPPORTUNISTIC CR | 38,992 | $970K | 1.5% | $24.57 | — | COM | 258623107 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 83,097 | $966K | 1.5% | $11.77 | — | COM | 27828A100 |
| XHB | SPDR SERIES TRUST | 27,988 | $958K | 1.5% | $34.23 | — | S&P HOMEBUILD | 78464A888 |
| — | EATON VANCE LTD DUR INCOME F | 70,527 | $894K | 1.4% | $14.12 | — | COM | 27828H105 |
| PFE | PFIZER INC | 25,305 | $795K | 1.2% | $20.71 | -0.5% | COM | 717081103 |
| MO | ALTRIA GROUP INC | 13,984 | $761K | 1.2% | $25.70 | +5.1% | COM | 02209S103 |
| FLOT | ISHARES TR | 13,065 | $659K | 1.0% | $50.51 | — | FLTG RATE BD ETF | 46429B655 |
| — | WESTERN ASSET HIGH INCM OPP | 130,471 | $612K | 0.9% | $5.36 | — | COM | 95766K109 |
| DXJ | WISDOMTREE TR | 11,488 | $559K | 0.8% | $56.93 | — | JAPN HEDGE EQT | 97717W851 |
| VZ | VERIZON COMMUNICATIONS INC | 11,833 | $515K | 0.8% | $27.01 | 0.0% | COM | 92343V104 |
| BMY | BRISTOL MYERS SQUIBB CO | 8,190 | $485K | 0.7% | $46.01 | -3.2% | COM | 110122108 |
| — | SPECTRA ENERGY CORP | 17,775 | $467K | 0.7% | $26.27 | — | COM | 847560109 |
| LYB | LYONDELLBASELL INDUSTRIES N | 5,501 | $459K | 0.7% | $49.81 | 0.0% | SHS - A - | N53745100 |
| XLV | SELECT SECTOR SPDR TR | 6,797 | $450K | 0.7% | $68.58 | — | SBI HEALTHCARE | 81369Y209 |
| XLP | SELECT SECTOR SPDR TR | 9,511 | $449K | 0.7% | $48.48 | — | SBI CONS STPLS | 81369Y308 |
| MSFT | MICROSOFT CORP | 10,139 | $449K | 0.7% | $39.85 | -2.3% | COM | 594918104 |
| XLK | SELECT SECTOR SPDR TR | 11,163 | $441K | 0.7% | $41.33 | — | TECHNOLOGY | 81369Y803 |
| XTL | SPDR SERIES TRUST | 8,307 | $440K | 0.7% | $57.71 | — | S&P TELECOM | 78464A540 |
| XLU | SELECT SECTOR SPDR TR | 9,872 | $427K | 0.6% | $47.05 | — | SBI INT-UTILS | 81369Y886 |
| XLF | SELECT SECTOR SPDR TR | 18,699 | $424K | 0.6% | $24.72 | — | SBI INT-FINL | 81369Y605 |
| — | BLACKROCK LTD DURATION INC T | 29,308 | $423K | 0.6% | $15.72 | — | COM SHS | 09249W101 |
| — | NUVEEN AMT-FREE MUN INCOME F | 32,398 | $422K | 0.6% | $13.79 | — | COM | 670657105 |
| AFL | AFLAC INC | 7,214 | $419K | 0.6% | $23.69 | 0.0% | COM | 001055102 |
| PFF | ISHARES TR | 10,571 | $408K | 0.6% | $40.02 | — | U.S. PFD STK ETF | 464288687 |
| XLI | SELECT SECTOR SPDR TR | 8,088 | $404K | 0.6% | $56.50 | — | SBI INT-INDS | 81369Y704 |
| HP | HELMERICH & PAYNE INC | 8,393 | $397K | 0.6% | $56.61 | 0.0% | COM | 423452101 |
| SPY | SPDR S&P 500 ETF TR | 2,063 | $395K | 0.6% | $199.89 | — | TR UNIT | 78462F103 |
| XLB | SELECT SECTOR SPDR TR | 9,303 | $371K | 0.6% | $48.53 | — | SBI MATERIALS | 81369Y100 |
| MRK | MERCK & CO INC NEW | 7,276 | $359K | 0.5% | $39.34 | -2.4% | COM | 58933Y105 |
| ADM | ARCHER DANIELS MIDLAND CO | 7,688 | $319K | 0.5% | $33.53 | 0.0% | COM | 039483102 |
| — | ALLIANZGI NFJ DIVID INT & PR | 22,871 | $292K | 0.4% | $15.86 | — | COM | 01883A107 |
| — | WESTERN ASSET HIGH INCM FD I | 36,529 | $236K | 0.4% | $8.19 | — | COM | 95766J102 |
| — | COACH INC | 7,631 | $221K | 0.3% | $34.61 | — | COM | 189754104 |
| — | NUVEEN CAL AMT-FREE MUN INC | 13,957 | $205K | 0.3% | $14.95 | — | COM | 670651108 |
| — | POWERSHS DB US DOLLAR INDEX | 255,800 | $140K | 0.2% | $25.03 | — | Call | 73936D107 |
| GLD | SPDR GOLD TRUST | 21,100 | $126K | 0.2% | — | — | Put | 78463V107 |
| — | CURRENCYSHS JAPANESE YEN TR | 75,400 | $109K | 0.2% | — | — | Put | 23130A102 |
| — | OCATA THERAPEUTICS INC | 11,000 | $46,000 | 0.1% | $6.18 | — | COM | 67457L100 |
| EFA | ISHARES TR | 401 | $23,000 | 0.0% | $61.01 | — | MSCI EAFE ETF | 464287465 |
| — | IMMUNOCELLULAR THERAPEUTICS | 11,000 | $5,000 | 0.0% | $0.45 | — | COM | 452536105 |
| SLB | SCHLUMBERGER LTD | 1,800 | $5,000 | 0.0% | $58.92 | 0.0% | Call | 806857108 |