Rock Point Advisors, LLC Diversified Active

CIK: 0001301540 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 15, 2013

Total Value ($000): $214,841 (100.0% shares, 0.0% debt)

Holdings (81)

Green Mountain Coffee 6.3%
Value ($000) $13,555 Shares 179,935 Est. Cost $75.22 Unrealized
GTLS Chart Industries 4.1%
Value ($000) $8,708 Shares 70,770 Est. Cost $87.43 Unrealized +28.6%
LXU LSB Industries 3.7%
Value ($000) $8,028 Shares 239,422 Est. Cost $25.02 Unrealized -0.7%
MSFT Microsoft 3.7%
Value ($000) $7,992 Shares 240,134 Est. Cost $26.70 Unrealized +1.1%
ACN Accenture 3.5%
Value ($000) $7,425 Shares 100,822 Est. Cost $63.77 Unrealized -6.6%
AAPL Apple Computer 3.4%
Value ($000) $7,264 Shares 15,237 Est. Cost $13.16 Unrealized +8.5%
National Oilwell Varco 3.3%
Value ($000) $7,133 Shares 91,325 Est. Cost $68.90 Unrealized
GLW Corning 3.3%
Value ($000) $7,020 Shares 481,185 Est. Cost $10.49 Unrealized +2.5%
Layne Christensen 3.2%
Value ($000) $6,884 Shares 344,885 Est. Cost $19.51 Unrealized
AGCO Agco 3.2%
Value ($000) $6,812 Shares 112,743 Est. Cost $41.61 Unrealized +7.0%
WPC W. P. Carey 3.1%
Value ($000) $6,617 Shares 102,265 Est. Cost $66.17 Unrealized
STKL SunOpta 3.1%
Value ($000) $6,612 Shares 680,274 Est. Cost $7.49 Unrealized +18.2%
C Citigroup 3.0%
Value ($000) $6,387 Shares 131,665 Est. Cost $37.61 Unrealized 0.0%
CSCO Cisco Systems 2.9%
Value ($000) $6,290 Shares 268,459 Est. Cost $15.24 Unrealized +11.1%
SYK Stryker 2.6%
Value ($000) $5,589 Shares 82,690 Est. Cost $56.92 Unrealized +4.4%
Reed Elsevier 2.5%
Value ($000) $5,322 Shares 132,706 Est. Cost $33.12 Unrealized
Silver Wheaton 2.5%
Value ($000) $5,282 Shares 213,251 Est. Cost $19.67 Unrealized
TJX TJX Companies 2.4%
Value ($000) $5,181 Shares 91,881 Est. Cost $20.82 Unrealized +8.2%
Covidien 2.3%
Value ($000) $4,836 Shares 79,362 Est. Cost $62.85 Unrealized
Ace 2.2%
Value ($000) $4,819 Shares 51,512 Est. Cost $89.48 Unrealized
Capital Bank Financial 2.2%
Value ($000) $4,637 Shares 211,240 Est. Cost $19.02 Unrealized
Monmouth Real Estate Inv Corp 2.1%
Value ($000) $4,424 Shares 487,810 Est. Cost $9.57 Unrealized
National Grid 2.0%
Value ($000) $4,348 Shares 73,630 Est. Cost $59.05 Unrealized
ESE Esco Technologies 2.0%
Value ($000) $4,301 Shares 129,445 Est. Cost $32.29 Unrealized -4.1%
GM Mandatory Preferred 1.8%
Value ($000) $3,968 Shares 79,115 Est. Cost $48.16 Unrealized
ORI Old Republic International 1.8%
Value ($000) $3,887 Shares 252,405 Est. Cost $5.60 Unrealized +10.0%
THRM Gentherm 1.7%
Value ($000) $3,688 Shares 193,175 Est. Cost $17.02 Unrealized +9.6%
Maxwell Technologies 1.7%
Value ($000) $3,578 Shares 394,885 Est. Cost $7.15 Unrealized
NTT Docomo 1.6%
Value ($000) $3,522 Shares 217,153 Est. Cost $15.65 Unrealized
Pzena Investment Management 1.6%
Value ($000) $3,421 Shares 504,578 Est. Cost $6.52 Unrealized
BIGGQ Big Lots 1.5%
Value ($000) $3,127 Shares 84,310 Est. Cost $26.63 Unrealized 0.0%
CFFN Capitol Federal Financial 1.4%
Value ($000) $2,975 Shares 239,332 Est. Cost $5.11 Unrealized +5.7%
Almost Family 1.2%
Value ($000) $2,510 Shares 129,200 Est. Cost $19.14 Unrealized
HGTXU Hugoton Royalty Trust 1.1%
Value ($000) $2,366 Shares 316,737 Est. Cost $8.60 Unrealized
Echelon 0.9%
Value ($000) $1,831 Shares 766,221 Est. Cost $2.12 Unrealized
BSV Vanguard Short-Term Bond 0.8%
Value ($000) $1,732 Shares 21,545 Est. Cost $80.09 Unrealized
Market Vectors Gold Miners ETF 0.7%
Value ($000) $1,594 Shares 63,690 Est. Cost $24.50 Unrealized
NEM Newmont Mining 0.7%
Value ($000) $1,561 Shares 55,567 Est. Cost $25.34 Unrealized -10.8%
GM General Motors 0.7%
Value ($000) $1,544 Shares 42,916 Est. Cost $23.62 Unrealized +13.2%
XOM Exxon Mobil 0.7%
Value ($000) $1,534 Shares 17,827 Est. Cost $53.69 Unrealized +0.9%
Annaly Capital Mgmt 0.7%
Value ($000) $1,491 Shares 128,715 Est. Cost $12.49 Unrealized
PG Procter & Gamble 0.7%
Value ($000) $1,487 Shares 19,677 Est. Cost $55.00 Unrealized +2.2%
KGC Kinross Gold 0.6%
Value ($000) $1,361 Shares 269,515 Est. Cost $5.82 Unrealized -9.1%
Templeton Global Income 0.6%
Value ($000) $1,318 Shares 157,601 Est. Cost $8.59 Unrealized
CVX ChevronTexaco 0.4%
Value ($000) $916 Shares 7,538 Est. Cost $71.30 Unrealized +2.5%
Eaton Vance Floating Rate 0.3%
Value ($000) $677 Shares 43,440 Est. Cost $16.26 Unrealized
General Electric 0.3%
Value ($000) $584 Shares 24,462 Est. Cost $23.18 Unrealized
IBM International Business Machine 0.3%
Value ($000) $571 Shares 3,084 Est. Cost $118.94 Unrealized -6.2%
Penn West Petroleum Ltd 0.2%
Value ($000) $490 Shares 44,070 Est. Cost $10.57 Unrealized
JNJ Johnson & Johnson 0.2%
Value ($000) $485 Shares 5,596 Est. Cost $59.66 Unrealized +6.5%
GIS General Mills 0.2%
Value ($000) $414 Shares 8,640 Est. Cost $31.98 Unrealized +2.9%
AMRC Ameresco 0.2%
Value ($000) $407 Shares 40,600 Est. Cost $9.06 Unrealized 0.0%
EMR Emerson Electric 0.2%
Value ($000) $401 Shares 6,198 Est. Cost $40.02 Unrealized +9.5%
GLD Streetracks Gold Trust 0.2%
Value ($000) $374 Shares 2,920 Est. Cost $119.23 Unrealized
SJT San Juan Basin Royalty Trust 0.2%
Value ($000) $355 Shares 22,225 Est. Cost $16.06 Unrealized
AMG Affiliated Managers Group 0.2%
Value ($000) $347 Shares 1,900 Est. Cost $153.14 Unrealized +12.3%
PFE Pfizer 0.2%
Value ($000) $345 Shares 12,025 Est. Cost $16.46 Unrealized -0.6%
KO Coca-Cola 0.2%
Value ($000) $331 Shares 8,746 Est. Cost $27.85 Unrealized -3.9%
VEOEY Veolia Environnement 0.1%
Value ($000) $315 Shares 18,420 Est. Cost $11.39 Unrealized
PEP Pepsico 0.1%
Value ($000) $303 Shares 3,813 Est. Cost $56.00 Unrealized +1.4%
Whole Foods Market 0.1%
Value ($000) $293 Shares 5,000 Est. Cost $51.40 Unrealized
IMKTA Ingles Markets 0.1%
Value ($000) $264 Shares 9,200 Est. Cost $18.15 Unrealized +22.6%
Goldcorp 0.1%
Value ($000) $260 Shares 10,000 Est. Cost $24.80 Unrealized
AEM Agnico Eagle Mines 0.1%
Value ($000) $258 Shares 9,750 Est. Cost $25.33 Unrealized -8.9%
T AT&T 0.1%
Value ($000) $249 Shares 7,348 Est. Cost $11.40 Unrealized -3.9%
Resolute Forest Products 0.1%
Value ($000) $229 Shares 17,318 Est. Cost $13.19 Unrealized
DuPont 0.1%
Value ($000) $220 Shares 3,761 Est. Cost $58.50 Unrealized
MRK Merck 0.1%
Value ($000) $207 Shares 4,345 Est. Cost $30.02 Unrealized +3.2%
SJM J. M. Smucker 0.1%
Value ($000) $200 Shares 1,907 Est. Cost $75.72 Unrealized 0.0%
Barrick Gold 0.1%
Value ($000) $195 Shares 10,460 Est. Cost $15.72 Unrealized
Nuveen NC Prem Income 0.1%
Value ($000) $172 Shares 14,000 Est. Cost $12.97 Unrealized
M.S. Emerging Markets Debt Fun 0.1%
Value ($000) $154 Shares 15,440 Est. Cost $10.16 Unrealized
Eaton Vance Senior Incm Tr 0.1%
Value ($000) $154 Shares 21,900 Est. Cost $7.25 Unrealized
MS Emerging Mkts Debt 0.1%
Value ($000) $147 Shares 10,425 Est. Cost $14.10 Unrealized
SBS Companhia de Saneamento Basico 0.1%
Value ($000) $139 Shares 13,950 Est. Cost $10.39 Unrealized
PSEC Prospect Capital 0.1%
Value ($000) $113 Shares 10,100 Est. Cost $2.42 Unrealized 0.0%
MFS Charter Income Trust 0.0%
Value ($000) $98 Shares 10,900 Est. Cost $9.27 Unrealized
Eldorado Gold 0.0%
Value ($000) $94 Shares 14,000 Est. Cost $6.21 Unrealized
BTG B2GOLD Cor. 0.0%
Value ($000) $48 Shares 19,436 Est. Cost $1.91 Unrealized +13.2%
Ladenburg Thalmann Financial S 0.0%
Value ($000) $45 Shares 25,000 Est. Cost $1.64 Unrealized
Platinum Group Metals 0.0%
Value ($000) $26 Shares 24,300 Est. Cost $0.91 Unrealized