Thomas J. Herzfeld Advisors, Inc. Diversified Active

CIK: 0001509510 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 13, 2013

Total Value ($000): $155,363 (100.0% shares, 0.0% debt)

Holdings (279)

First Opportunity Fund 3.2%
Value ($000) $5,029 Shares 607,350 Est. Cost $8.19 Unrealized
Virtus Total Return Fund 2.9%
Value ($000) $4,478 Shares 1,136,598 Est. Cost $3.87 Unrealized
Alpine Total Dynamic Dividend Fund 2.8%
Value ($000) $4,408 Shares 1,096,520 Est. Cost $3.91 Unrealized
Petroleum & Resources Corp. 2.7%
Value ($000) $4,146 Shares 153,315 Est. Cost $25.67 Unrealized
Adams Express Company 2.6%
Value ($000) $4,109 Shares 331,678 Est. Cost $11.96 Unrealized
Federated Enhanced Treasury Income Fund 2.5%
Value ($000) $3,831 Shares 297,923 Est. Cost $13.01 Unrealized
Tri-Continental Corp. 2.4%
Value ($000) $3,778 Shares 206,235 Est. Cost $17.90 Unrealized
SEB SEABOARD CORP 1.8%
Value ($000) $2,836 Shares 1,032 Est. Cost $2658.17 Unrealized +3.2%
Morgan Stanley Emerging Markets Domestic Debt Fund 1.7%
Value ($000) $2,675 Shares 189,751 Est. Cost $14.43 Unrealized
General American Investors 1.7%
Value ($000) $2,599 Shares 76,117 Est. Cost $31.97 Unrealized
Alpine Global Dynamic Dividend Fund 1.6%
Value ($000) $2,454 Shares 515,603 Est. Cost $4.60 Unrealized
The Herzfeld Caribbean Basin Fund 1.5%
Value ($000) $2,369 Shares 270,109 Est. Cost $8.51 Unrealized
KOF COCA COLA FEMSA SAB SP ADR 1.5%
Value ($000) $2,356 Shares 18,702 Est. Cost $139.16 Unrealized
BlackRock Credit Allocation Income Trust IV 1.5%
Value ($000) $2,347 Shares 179,992 Est. Cost $12.98 Unrealized
PIMCO Dynamic Income Fund 1.5%
Value ($000) $2,347 Shares 81,801 Est. Cost $29.09 Unrealized
Nuveen Dividend Advantage Municipal Fund 3 1.5%
Value ($000) $2,341 Shares 184,347 Est. Cost $13.21 Unrealized
Clough Global Opportunities Fund 1.5%
Value ($000) $2,299 Shares 178,660 Est. Cost $12.87 Unrealized
Nuveen Real Asset Income & Growth Fund 1.4%
Value ($000) $2,200 Shares 117,659 Est. Cost $18.71 Unrealized
American Select Portfolio 1.4%
Value ($000) $2,176 Shares 226,458 Est. Cost $10.15 Unrealized
Eaton Vance Risk-Managed Diversified Equity Income Fund 1.4%
Value ($000) $2,159 Shares 199,729 Est. Cost $10.90 Unrealized
Nuveen Diviersified Currency Opportunities Fund 1.3%
Value ($000) $2,029 Shares 193,638 Est. Cost $11.21 Unrealized
Liberty All-Star Equity Fund 1.3%
Value ($000) $2,027 Shares 374,731 Est. Cost $5.20 Unrealized
RMR Real Estate Income Fund 1.3%
Value ($000) $2,021 Shares 117,103 Est. Cost $20.07 Unrealized
Royce Value Trust 1.2%
Value ($000) $1,848 Shares 124,461 Est. Cost $15.15 Unrealized
AllianceBernstein Income Fund 1.1%
Value ($000) $1,769 Shares 251,299 Est. Cost $7.44 Unrealized
Gabelli Equity Trust Preferred Series G 1.1%
Value ($000) $1,750 Shares 81,601 Est. Cost $24.75 Unrealized
CPA COPA HOLDINGS SA CLASS A 1.1%
Value ($000) $1,733 Shares 12,500 Est. Cost $87.82 Unrealized +7.5%
Japan Equity Fund 1.1%
Value ($000) $1,729 Shares 252,752 Est. Cost $6.47 Unrealized
MTZ MASTEC INC 1.1%
Value ($000) $1,721 Shares 56,800 Est. Cost $30.32 Unrealized +8.3%
Cohen & Steers Infrastructure Fund 1.1%
Value ($000) $1,708 Shares 86,550 Est. Cost $18.91 Unrealized
WSO WATSCO INC 1.1%
Value ($000) $1,697 Shares 18,000 Est. Cost $84.42 Unrealized +8.4%
Putnam Premier Income Trust 1.1%
Value ($000) $1,669 Shares 317,287 Est. Cost $5.33 Unrealized
LEN LENNAR CORP A 1.0%
Value ($000) $1,611 Shares 45,500 Est. Cost $33.64 Unrealized -13.0%
RCL ROYAL CARIBBEAN CRUISES LTD 0.9%
Value ($000) $1,455 Shares 38,000 Est. Cost $29.48 Unrealized +8.2%
Nuveen California AMT-Free Municipal Income Fund 0.9%
Value ($000) $1,425 Shares 115,500 Est. Cost $13.49 Unrealized
BlackRock Global Opportunties Equity Trust 0.9%
Value ($000) $1,401 Shares 100,145 Est. Cost $13.50 Unrealized
Blackrock Build America Bond Trust 0.9%
Value ($000) $1,389 Shares 73,860 Est. Cost $20.06 Unrealized
Putnam High Income Securities Fund 0.9%
Value ($000) $1,381 Shares 175,459 Est. Cost $7.90 Unrealized
First Trust Mortgage Income Fund 0.9%
Value ($000) $1,372 Shares 88,198 Est. Cost $15.90 Unrealized
Korea Fund 0.9%
Value ($000) $1,371 Shares 35,274 Est. Cost $34.59 Unrealized
CCL CARNIVAL CORP 0.9%
Value ($000) $1,338 Shares 41,000 Est. Cost $27.76 Unrealized +7.6%
Aberdeen Asia-Pacific Income Fund 0.9%
Value ($000) $1,330 Shares 219,403 Est. Cost $6.19 Unrealized
Zweig Total Return Fund 0.8%
Value ($000) $1,310 Shares 100,018 Est. Cost $12.86 Unrealized
PSMT PRICESMART INC 0.8%
Value ($000) $1,295 Shares 13,600 Est. Cost $74.69 Unrealized +4.3%
Gabelli Healthcare & Wellness (Rx) Trust 0.8%
Value ($000) $1,282 Shares 125,052 Est. Cost $9.98 Unrealized
Montgomery Street Income Securities 0.8%
Value ($000) $1,252 Shares 79,667 Est. Cost $16.16 Unrealized
NSC NORFOLK SOUTHERN CORP 0.8%
Value ($000) $1,199 Shares 15,500 Est. Cost $57.67 Unrealized -1.2%
BLX BANCO LATINOAMERICANO COME E 0.8%
Value ($000) $1,196 Shares 48,000 Est. Cost $11.35 Unrealized +8.0%
CWCO CONSOLIDATED WATER CO ORD SH 0.7%
Value ($000) $1,120 Shares 74,841 Est. Cost $7.86 Unrealized +22.6%
BANCOLOMBIA S.A. SPONS ADR 0.7%
Value ($000) $1,109 Shares 19,280 Est. Cost $56.48 Unrealized
Boulder Growth and Income Fund 0.7%
Value ($000) $1,085 Shares 142,167 Est. Cost $7.44 Unrealized
BlackRock Enhanced Dividend Achievers Trust 0.7%
Value ($000) $1,068 Shares 142,009 Est. Cost $7.61 Unrealized
GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B 0.7%
Value ($000) $1,042 Shares 51,499 Est. Cost $21.45 Unrealized
Advent Claymore Covertible Securities & Income Fund 0.6%
Value ($000) $979 Shares 55,630 Est. Cost $16.94 Unrealized
Japan Smaller Capitalization Fund 0.6%
Value ($000) $973 Shares 107,050 Est. Cost $8.59 Unrealized
Clough Global Equity Fund 0.6%
Value ($000) $957 Shares 63,708 Est. Cost $14.97 Unrealized
New Germany Fund 0.6%
Value ($000) $927 Shares 45,028 Est. Cost $17.60 Unrealized
FMX FOMENTO ECONOMICO MEX SP ADR 0.6%
Value ($000) $922 Shares 9,500 Est. Cost $102.53 Unrealized
Nuveen Quality Preferred Income Fund 3 0.6%
Value ($000) $900 Shares 114,067 Est. Cost $8.42 Unrealized
FCX FREEPORT MCMORAN COPPER 0.6%
Value ($000) $893 Shares 27,000 Est. Cost $24.45 Unrealized +5.0%
AMERICA MOVIL ADR SERIES L 0.6%
Value ($000) $885 Shares 44,690 Est. Cost $21.75 Unrealized
STEINER LEISURE LTD 0.5%
Value ($000) $845 Shares 14,467 Est. Cost $52.84 Unrealized
Oxford Lane Capital, 7.50% Pfd Series 2023 0.5%
Value ($000) $810 Shares 35,190 Est. Cost $24.14 Unrealized
TV GRUPO TELEVISA SA SPON ADR 0.5%
Value ($000) $794 Shares 28,400 Est. Cost $24.82 Unrealized
Thai Fund, Inc. 0.5%
Value ($000) $776 Shares 39,040 Est. Cost $21.61 Unrealized
CHIQUITA BRANDS INTL 0.5%
Value ($000) $760 Shares 60,000 Est. Cost $10.92 Unrealized
Neuberger Berman Real Estate Securities Income Fund 0.5%
Value ($000) $718 Shares 158,911 Est. Cost $4.82 Unrealized
BlackRock International Growth and Income Trust 0.4%
Value ($000) $697 Shares 90,500 Est. Cost $7.37 Unrealized
ATLANTIC TELE NETWORK INC 0.4%
Value ($000) $688 Shares 13,198 Est. Cost $49.65 Unrealized
TECO ENERGY INC 0.4%
Value ($000) $670 Shares 40,500 Est. Cost $17.19 Unrealized
CX CEMEX SAB SPONS ADR 0.4%
Value ($000) $666 Shares 59,561 Est. Cost $10.63 Unrealized
American Strategic Income Portfolio II 0.4%
Value ($000) $660 Shares 81,420 Est. Cost $8.20 Unrealized
Royce Micro-Cap Trust, Inc. 0.4%
Value ($000) $658 Shares 56,191 Est. Cost $10.85 Unrealized
GDL Fund Preferred Series B 0.4%
Value ($000) $643 Shares 12,800 Est. Cost $50.23 Unrealized
Boulder Total Return Fund 0.4%
Value ($000) $608 Shares 27,876 Est. Cost $21.20 Unrealized
Dividend and Income Fund 0.4%
Value ($000) $559 Shares 38,934 Est. Cost $14.50 Unrealized
Macquarie Global Infrastructure Total Return Fund 0.4%
Value ($000) $548 Shares 25,310 Est. Cost $20.44 Unrealized
WALMART DE MEXICO SER V 0.4%
Value ($000) $547 Shares 210,222 Est. Cost $2.77 Unrealized
Western Asset/Claymore Inflation-Linked Opportunities & Inc. 0.3%
Value ($000) $543 Shares 46,781 Est. Cost $11.84 Unrealized
Delaware Enhanced Global Dividend & Income Fund 0.3%
Value ($000) $524 Shares 44,018 Est. Cost $11.62 Unrealized
AllianzGI Equity & Convertible Income Fund 0.3%
Value ($000) $520 Shares 28,012 Est. Cost $18.36 Unrealized
Bancroft Fund 0.3%
Value ($000) $517 Shares 28,834 Est. Cost $17.34 Unrealized
BlackRock Enhanced Capital and Income Fund 0.3%
Value ($000) $506 Shares 39,112 Est. Cost $12.62 Unrealized
TAHOE RESOURCES INC 0.3%
Value ($000) $482 Shares 26,900 Est. Cost $14.16 Unrealized
Nuveen Dividend Advantage Municipal Income Fund 0.3%
Value ($000) $473 Shares 37,267 Est. Cost $13.36 Unrealized
Nuveen Build America Bond Opportunity Fund 0.3%
Value ($000) $471 Shares 25,413 Est. Cost $19.99 Unrealized
FDP FRESH DEL MONTE PRODUCE INC 0.3%
Value ($000) $463 Shares 15,590 Est. Cost $21.26 Unrealized +8.9%
Morgan Stanley Asia Pacific Fund 0.3%
Value ($000) $446 Shares 26,651 Est. Cost $15.68 Unrealized
JZ Capital Partners Ltd Ord 0.3%
Value ($000) $446 Shares 60,000 Est. Cost $7.25 Unrealized
NCLH NORWEGIAN CRUISE LINE HOLDINGS 0.3%
Value ($000) $436 Shares 14,143 Est. Cost $30.80 Unrealized +2.0%
Singapore Fund 0.3%
Value ($000) $435 Shares 33,217 Est. Cost $13.10 Unrealized
Clough Global Allocation Fund 0.3%
Value ($000) $419 Shares 27,486 Est. Cost $15.17 Unrealized
VMC VULCAN MATERIALS CO 0.3%
Value ($000) $414 Shares 8,000 Est. Cost $46.69 Unrealized -3.6%
Templeton Dragon Fund 0.3%
Value ($000) $402 Shares 15,433 Est. Cost $25.08 Unrealized
ILF ISHARES LATIN AMERICA 40 ETF 0.2%
Value ($000) $383 Shares 10,000 Est. Cost $36.80 Unrealized
Cohen & Steers REIT & Preferred Income Fund 0.2%
Value ($000) $381 Shares 24,591 Est. Cost $17.17 Unrealized
MEXICO EQUITY + INCOME FUND INC 0.2%
Value ($000) $374 Shares 24,396 Est. Cost $15.41 Unrealized
EVTC EVERTEC INC 0.2%
Value ($000) $370 Shares 16,643 Est. Cost $20.84 Unrealized 0.0%
TEEKAY LNG PARTNERS LP 0.2%
Value ($000) $369 Shares 8,361 Est. Cost $43.66 Unrealized
Eaton Vance Tax-Managed Diversified Equity Income Fund 0.2%
Value ($000) $335 Shares 33,274 Est. Cost $10.17 Unrealized
Nuveen Build America Bond Fund 0.2%
Value ($000) $331 Shares 18,327 Est. Cost $19.38 Unrealized
Morgan Stanley Emerging Market Debt Fund 0.2%
Value ($000) $314 Shares 31,377 Est. Cost $10.17 Unrealized
Putnam Master Intermediate Income Trust 0.2%
Value ($000) $309 Shares 63,322 Est. Cost $4.95 Unrealized
Royce Focus Trust 0.2%
Value ($000) $304 Shares 42,024 Est. Cost $6.97 Unrealized
Aberdeen Indonesia Fund 0.2%
Value ($000) $304 Shares 30,758 Est. Cost $11.77 Unrealized
First Trust High Income Long/Short Fund 0.2%
Value ($000) $288 Shares 16,401 Est. Cost $17.54 Unrealized
Western Asset High Yield Defined Opportunity Fund 0.2%
Value ($000) $280 Shares 15,669 Est. Cost $17.68 Unrealized
Special Opportunities Fund 0.2%
Value ($000) $264 Shares 14,987 Est. Cost $16.95 Unrealized
Nuveen Select Quality Municipal Fund 0.2%
Value ($000) $258 Shares 20,300 Est. Cost $13.60 Unrealized
Nuveen Quality Income Municipal Fund 0.2%
Value ($000) $256 Shares 20,300 Est. Cost $13.50 Unrealized
Morgan Stanley Income Securities 0.2%
Value ($000) $255 Shares 15,346 Est. Cost $17.01 Unrealized
Central Securities 0.2%
Value ($000) $253 Shares 10,804 Est. Cost $21.09 Unrealized
Tortoise Energy Independence Fund, Inc. 0.2%
Value ($000) $245 Shares 10,000 Est. Cost $24.50 Unrealized
JF China Region Fund 0.2%
Value ($000) $244 Shares 16,679 Est. Cost $13.19 Unrealized
Blackrock Muniyield Michigan Quality Fund II 0.2%
Value ($000) $241 Shares 20,550 Est. Cost $12.70 Unrealized
Zweig Fund 0.1%
Value ($000) $232 Shares 17,205 Est. Cost $12.80 Unrealized
Brookfield Global Listed Income Fund, Inc. 0.1%
Value ($000) $222 Shares 10,901 Est. Cost $20.37 Unrealized
Gabelli Equity Trust Preferred Series D 0.1%
Value ($000) $217 Shares 8,672 Est. Cost $25.14 Unrealized
John Hancock Hedged Equity & Income Fund 0.1%
Value ($000) $216 Shares 13,001 Est. Cost $16.92 Unrealized
MFS Intermarket Income Trust I 0.1%
Value ($000) $212 Shares 26,556 Est. Cost $8.13 Unrealized
GRUPO RADIO CENTRO SER A 0.1%
Value ($000) $210 Shares 212,994 Est. Cost $1.15 Unrealized
Central Europe Russia and Turkey Fund 0.1%
Value ($000) $208 Shares 6,424 Est. Cost $29.83 Unrealized
AMERICA MOVIL SAB DE C SER L 0.1%
Value ($000) $206 Shares 209,144 Est. Cost $1.08 Unrealized
Guggenheim Build America Bonds 0.1%
Value ($000) $203 Shares 10,138 Est. Cost $21.90 Unrealized
BlackRock Resources & Commodities Strategy Trust 0.1%
Value ($000) $194 Shares 16,756 Est. Cost $11.52 Unrealized
Nuveen CT Premium Income Municipal Fund 0.1%
Value ($000) $192 Shares 16,133 Est. Cost $13.14 Unrealized
MLM MARTIN MARIETTA MATERIALS 0.1%
Value ($000) $187 Shares 1,900 Est. Cost $93.00 Unrealized -3.9%
GRUPO CASA SABA SAB DE CV 0.1%
Value ($000) $184 Shares 327,290 Est. Cost $0.60 Unrealized
BlackRock Global Energy & Resources Trust 0.1%
Value ($000) $183 Shares 7,100 Est. Cost $25.07 Unrealized
FOMENTO ECONOMICO MEXICA UBD 0.1%
Value ($000) $182 Shares 18,900 Est. Cost $10.32 Unrealized
SEACOR HOLDINGS INC 0.1%
Value ($000) $181 Shares 2,000 Est. Cost $83.00 Unrealized
Advent/Claymore Enhanced Growth & Income Fund 0.1%
Value ($000) $179 Shares 18,332 Est. Cost $9.79 Unrealized
Western Asset Inflation Management Fund 0.1%
Value ($000) $177 Shares 10,800 Est. Cost $16.57 Unrealized
EQS Equus Total Return 0.1%
Value ($000) $177 Shares 93,614 Est. Cost $2.08 Unrealized -7.6%
AllianzGI International & Premium Strategy Fund 0.1%
Value ($000) $176 Shares 16,700 Est. Cost $9.40 Unrealized
Nuveen Municipal Advantage Fund 0.1%
Value ($000) $175 Shares 14,000 Est. Cost $13.43 Unrealized
LMP Capital and Income Fund, Inc. 0.1%
Value ($000) $173 Shares 11,666 Est. Cost $14.83 Unrealized
Oxford Lane Capital, 8.50% Pfd Series 2017 0.1%
Value ($000) $170 Shares 6,472 Est. Cost $26.03 Unrealized
MRGO MARGO CARIBE INC 0.1%
Value ($000) $167 Shares 64,239 Est. Cost $3.97 Unrealized +16.0%
FUGI FUEGO ENTERPRISES INC 0.1%
Value ($000) $164 Shares 513,210 Est. Cost $0.41 Unrealized -10.3%
BPOP POPULAR INC 0.1%
Value ($000) $157 Shares 6,000 Est. Cost $21.82 Unrealized +8.8%
RENN Global Entrepreneurs Fund 0.1%
Value ($000) $154 Shares 104,488 Est. Cost $1.51 Unrealized
General American Investors Preferred Series B 0.1%
Value ($000) $152 Shares 6,000 Est. Cost $25.33 Unrealized
Putnam Municipal Opportunities Trust 0.1%
Value ($000) $151 Shares 13,800 Est. Cost $11.52 Unrealized
Blackrock Muniyield Michigan Quality Fund 0.1%
Value ($000) $143 Shares 11,200 Est. Cost $13.62 Unrealized
Nuveen California Dividend Advantage Municipal Fund 3 0.1%
Value ($000) $140 Shares 12,000 Est. Cost $12.42 Unrealized
Gabelli Dividend & Income Trust 0.1%
Value ($000) $139 Shares 7,000 Est. Cost $19.29 Unrealized
Morgan Stanley India Investment Fund 0.1%
Value ($000) $138 Shares 9,188 Est. Cost $15.45 Unrealized
New Ireland Fund 0.1%
Value ($000) $137 Shares 11,597 Est. Cost $10.43 Unrealized
European Equity Fund 0.1%
Value ($000) $137 Shares 16,906 Est. Cost $7.16 Unrealized
Calamos Global Dynamic Income Fund 0.1%
Value ($000) $136 Shares 15,944 Est. Cost $8.34 Unrealized
Foxby Corp. 0.1%
Value ($000) $133 Shares 82,338 Est. Cost $1.64 Unrealized
Western Asset/Claymore Inflation-Linked Securities & Income 0.1%
Value ($000) $132 Shares 11,370 Est. Cost $11.99 Unrealized
eUNITs 2 Year U.S. International Equity Market Participation Trust 0.1%
Value ($000) $131 Shares 11,501 Est. Cost $10.96 Unrealized
XXCHNXX China Fund 0.1%
Value ($000) $130 Shares 6,000 Est. Cost $20.00 Unrealized
Kayne Anderson Midstream/Energy Fund 0.1%
Value ($000) $128 Shares 4,001 Est. Cost $31.99 Unrealized
CUPUF CARIBBEAN UTILITIES CO LTD A 0.1%
Value ($000) $125 Shares 12,000 Est. Cost $6.57 Unrealized +3.9%
Nuveen AMT-Free Municipal Income Fund 0.1%
Value ($000) $125 Shares 10,000 Est. Cost $12.90 Unrealized
GDL Fund 0.1%
Value ($000) $124 Shares 10,962 Est. Cost $11.40 Unrealized
Gabelli Multimedia Trust Preferred Series B 0.1%
Value ($000) $123 Shares 4,934 Est. Cost $25.84 Unrealized
Delaware Investments Dividend & Income Fund 0.1%
Value ($000) $123 Shares 13,846 Est. Cost $8.96 Unrealized
Nuveen Premium Income Municipal Fund 2 0.1%
Value ($000) $123 Shares 9,432 Est. Cost $13.57 Unrealized
Nuveen Equity Premium Advantage Fund 0.1%
Value ($000) $122 Shares 10,053 Est. Cost $12.37 Unrealized
Nuveen Performance Plus Municipal Fund 0.1%
Value ($000) $122 Shares 9,000 Est. Cost $14.44 Unrealized
First Trust Enhanced Equity Income Fund 0.1%
Value ($000) $121 Shares 9,743 Est. Cost $12.65 Unrealized
Central Fund of Canada Limited (USA) 0.1%
Value ($000) $118 Shares 8,000 Est. Cost $13.63 Unrealized
Turkish Investment Fund 0.1%
Value ($000) $118 Shares 7,813 Est. Cost $15.87 Unrealized
Legg Mason BW Global Income Opportunities Fund 0.1%
Value ($000) $106 Shares 6,314 Est. Cost $17.74 Unrealized
John Hancock Tax-Advantaged Dividend Income Fund 0.1%
Value ($000) $105 Shares 6,026 Est. Cost $18.79 Unrealized
BlackRock Municipal Income Investment Quality Trust 0.1%
Value ($000) $105 Shares 8,000 Est. Cost $13.56 Unrealized
ULTRF ULTRAPETROL (BAHAMAS) LTD 0.1%
Value ($000) $105 Shares 28,000 Est. Cost $2.69 Unrealized +18.3%
ING Risk Managed Natural Resources 0.1%
Value ($000) $103 Shares 10,250 Est. Cost $10.83 Unrealized
Nuveen Flexible Investment Income Fund 0.1%
Value ($000) $100 Shares 6,001 Est. Cost $16.66 Unrealized
ASA Gold and Precious Metals Limited 0.1%
Value ($000) $99 Shares 7,500 Est. Cost $12.67 Unrealized
Nuveen Municipal Market Opportunity Fund 0.1%
Value ($000) $98 Shares 8,000 Est. Cost $13.00 Unrealized
Nuveen Dividend Advantage Municipal Fund 2 0.1%
Value ($000) $91 Shares 7,000 Est. Cost $14.00 Unrealized
Madison Strategic Sector Premium Fund 0.1%
Value ($000) $91 Shares 7,785 Est. Cost $11.57 Unrealized
Nuveen Massachusetts AMT-Free Municipal Fund 0.1%
Value ($000) $89 Shares 7,104 Est. Cost $13.38 Unrealized
ERA GROUP INC 0.1%
Value ($000) $87 Shares 3,215 Est. Cost $26.40 Unrealized
TIP iShares Barclays TIPS Bond Fund 0.1%
Value ($000) $84 Shares 750 Est. Cost $112.00 Unrealized
Cushing Renaissance Fund 0.1%
Value ($000) $82 Shares 3,603 Est. Cost $24.67 Unrealized
Nuveen Equity Premium and Growth Fund 0.1%
Value ($000) $81 Shares 6,001 Est. Cost $13.83 Unrealized
Nuveen Municipal Opportunity Fund 0.1%
Value ($000) $78 Shares 6,000 Est. Cost $14.00 Unrealized
Avenue Income Credit Strategies Fund 0.0%
Value ($000) $75 Shares 4,468 Est. Cost $17.09 Unrealized
Market Vectors Gold Miners ETF 0.0%
Value ($000) $75 Shares 3,000 Est. Cost $24.33 Unrealized
Liberty All-Star Growth Fund 0.0%
Value ($000) $73 Shares 14,802 Est. Cost $4.70 Unrealized
AMERICA MOVIL SAB DE C SER A 0.0%
Value ($000) $71 Shares 71,200 Est. Cost $1.08 Unrealized
Nuveen Arizona Premium Income Municipal Fund 0.0%
Value ($000) $71 Shares 5,700 Est. Cost $13.33 Unrealized
XEVMX Eaton Vance California Municipal Bond Fund 0.0%
Value ($000) $70 Shares 6,749 Est. Cost $10.96 Unrealized
Eaton Vance Michigan Municipal Income Trust 0.0%
Value ($000) $70 Shares 6,234 Est. Cost $12.26 Unrealized
IMPELLAM GROUP PLC 0.0%
Value ($000) $70 Shares 13,000 Est. Cost $6.08 Unrealized
XJPIX Nuveen Preferred & Income Term Fund 0.0%
Value ($000) $68 Shares 3,000 Est. Cost $24.33 Unrealized
CEMEX SAB CPO 0.0%
Value ($000) $67 Shares 60,341 Est. Cost $1.06 Unrealized
Aberdeen Emerging Markets Smaller Companies Opportunity Fund 0.0%
Value ($000) $66 Shares 3,400 Est. Cost $20.00 Unrealized
Source Capital 0.0%
Value ($000) $64 Shares 1,033 Est. Cost $61.94 Unrealized
Nuveen Michigan Quality Income Municipal Fund 0.0%
Value ($000) $63 Shares 4,918 Est. Cost $13.62 Unrealized
Asia Pacific Fund 0.0%
Value ($000) $61 Shares 6,000 Est. Cost $10.17 Unrealized
Alliance California Municipal Income Fund 0.0%
Value ($000) $61 Shares 5,000 Est. Cost $13.00 Unrealized
MFS California Municipal Fund 0.0%
Value ($000) $54 Shares 5,296 Est. Cost $10.76 Unrealized
KIMBERLY CLARK DE MEXICO A 0.0%
Value ($000) $53 Shares 18,300 Est. Cost $3.28 Unrealized
Taiwan Fund 0.0%
Value ($000) $51 Shares 2,859 Est. Cost $16.09 Unrealized
John Hancock Patriot Premium Dividend Fund II 0.0%
Value ($000) $51 Shares 4,256 Est. Cost $13.23 Unrealized
Engex 0.0%
Value ($000) $51 Shares 16,572 Est. Cost $2.88 Unrealized
MVC Capital Preferred Series B 0.0%
Value ($000) $50 Shares 2,000 Est. Cost $25.00 Unrealized
Nuveen Intermediate Duration Quality Municipal Fund 0.0%
Value ($000) $46 Shares 4,000 Est. Cost $12.50 Unrealized
SBUX Starbucks Corporation 0.0%
Value ($000) $46 Shares 600 Est. Cost $24.37 Unrealized +16.0%
Nuveen Intermediate Duration Municipal Term Fund 0.0%
Value ($000) $46 Shares 4,001 Est. Cost $12.75 Unrealized
Duff & Phelps Global Utility Dividend Fund 0.0%
Value ($000) $45 Shares 2,410 Est. Cost $18.67 Unrealized
Gabelli Convertible & Income Securities Fund Preferred Series B 0.0%
Value ($000) $44 Shares 1,754 Est. Cost $25.32 Unrealized
Guggenheim Equal Weight Enhanced Equity Income Fund 0.0%
Value ($000) $43 Shares 2,484 Est. Cost $17.69 Unrealized
MVC Capital 0.0%
Value ($000) $43 Shares 3,318 Est. Cost $12.66 Unrealized
Aberdeen Israel Fund 0.0%
Value ($000) $42 Shares 2,750 Est. Cost $14.55 Unrealized
GRUPO ELEKTRA SAB DE CV 0.0%
Value ($000) $41 Shares 1,270 Est. Cost $33.07 Unrealized
Dreyfus Municipal Bond Infrastructure Fund 0.0%
Value ($000) $40 Shares 3,801 Est. Cost $12.63 Unrealized
Nuveen Quality Municipal Fund 0.0%
Value ($000) $37 Shares 3,000 Est. Cost $13.00 Unrealized
BlackRock Municipal Income Investment Trust 0.0%
Value ($000) $37 Shares 2,832 Est. Cost $13.77 Unrealized
MFS Investment Grade Municipal Trust 0.0%
Value ($000) $34 Shares 3,907 Est. Cost $9.47 Unrealized
Morgan Stanley Emerging Markets Fund 0.0%
Value ($000) $34 Shares 2,264 Est. Cost $14.13 Unrealized
Swiss Helvetia Fund 0.0%
Value ($000) $34 Shares 2,402 Est. Cost $12.49 Unrealized
SBSAA SPANISH BROADCASTING SYS A 0.0%
Value ($000) $33 Shares 8,030 Est. Cost $3.36 Unrealized +12.0%
BlackRock S&P Quality Rankings Global Equity Managed Trust 0.0%
Value ($000) $31 Shares 2,500 Est. Cost $12.40 Unrealized
Morgan Stanley Eastern Europe Fund 0.0%
Value ($000) $30 Shares 1,615 Est. Cost $16.10 Unrealized
Tortoise Energy Infrastructure, 3.75% Preferred Series B 0.0%
Value ($000) $29 Shares 3,300 Est. Cost $9.09 Unrealized
GELTECH SOLUTIONS INC 0.0%
Value ($000) $29 Shares 25,000 Est. Cost $1.16 Unrealized
Transamerica Income Shares 0.0%
Value ($000) $28 Shares 1,359 Est. Cost $20.60 Unrealized
BlackRock Municipal Bond Investment Trust 0.0%
Value ($000) $28 Shares 2,000 Est. Cost $14.50 Unrealized
Invesco Value Municipal Income Trust 0.0%
Value ($000) $27 Shares 2,000 Est. Cost $14.50 Unrealized
BlackRock MuniHoldings New Jersey Insured Fund 0.0%
Value ($000) $27 Shares 2,000 Est. Cost $14.50 Unrealized
American Strategic Income Portfolio 0.0%
Value ($000) $25 Shares 2,600 Est. Cost $10.38 Unrealized
Nuveen Georgia Dividend Advantage Municipal Fund 2, 2.65% MTP Pfd 2/1/2015 0.0%
Value ($000) $25 Shares 2,500 Est. Cost $10.00 Unrealized
Gabelli Dividend & Income Trust Preferred Series A 0.0%
Value ($000) $25 Shares 1,000 Est. Cost $25.00 Unrealized
Nuveen Maryland Premium Income Municipal Fund 0.0%
Value ($000) $24 Shares 2,000 Est. Cost $13.50 Unrealized
Delaware Investments National Municipal Income Fund 0.0%
Value ($000) $24 Shares 2,000 Est. Cost $12.50 Unrealized
Neuberger Berman High Yield Strategies Fund 0.0%
Value ($000) $23 Shares 1,743 Est. Cost $12.62 Unrealized
Tri-Continental Corp., $2.50 Cumulative Preferred Stock 0.0%
Value ($000) $23 Shares 500 Est. Cost $50.00 Unrealized
Invesco Municipal Income Opportunity Trust 0.0%
Value ($000) $22 Shares 3,400 Est. Cost $6.47 Unrealized
Gabelli Equity Trust 0.0%
Value ($000) $20 Shares 2,942 Est. Cost $6.60 Unrealized
Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #2 0.0%
Value ($000) $20 Shares 2,000 Est. Cost $10.00 Unrealized
Nuveen New Jersey Dividend Advantage Municipal Fund 2 0.0%
Value ($000) $20 Shares 1,600 Est. Cost $13.13 Unrealized
Nuveen Maryland Premium Income Municipal Fund, 2.65% MTP Pfd 2/1/2015 0.0%
Value ($000) $20 Shares 2,000 Est. Cost $10.00 Unrealized
XXHYBXX New America High Income Fund 0.0%
Value ($000) $19 Shares 2,000 Est. Cost $10.00 Unrealized
Nuveen Core Equity Alpha Fund 0.0%
Value ($000) $19 Shares 1,244 Est. Cost $14.74 Unrealized
Nasdaq Premium Income & Growth Fund 0.0%
Value ($000) $18 Shares 1,144 Est. Cost $16.02 Unrealized
Nuveen Pennsylvania Dividend Advantage Municipal Fund 0.0%
Value ($000) $18 Shares 1,500 Est. Cost $13.33 Unrealized
Nuveen Massachusetts Dividend Advantage Municipal Fund 0.0%
Value ($000) $17 Shares 1,310 Est. Cost $14.78 Unrealized
BCB HOLDINGS LTD 0.0%
Value ($000) $17 Shares 70,348 Est. Cost $0.27 Unrealized
Helios Multi Sector High Income Fund 0.0%
Value ($000) $17 Shares 3,000 Est. Cost $5.67 Unrealized
Eaton Vance Michigan Municipal Bond Fund 0.0%
Value ($000) $15 Shares 1,300 Est. Cost $12.31 Unrealized
DWS Global High Income Fund 0.0%
Value ($000) $14 Shares 1,802 Est. Cost $8.32 Unrealized
DESARROLLADORA HOMEX ADR 0.0%
Value ($000) $13 Shares 6,100 Est. Cost $3.77 Unrealized
Invesco Pennsylvania Value Municipal Income Trust 0.0%
Value ($000) $13 Shares 1,000 Est. Cost $14.00 Unrealized
Nuveen New Jersey Dividend Advantage Municipal Fund 0.0%
Value ($000) $13 Shares 1,000 Est. Cost $14.00 Unrealized
Gabelli Global Utility & Income Trust 0.0%
Value ($000) $13 Shares 668 Est. Cost $19.46 Unrealized
GRUPO MEXICO SAB DE CV SER B 0.0%
Value ($000) $12 Shares 3,872 Est. Cost $2.84 Unrealized
Cornerstone Strategic Value Fund 0.0%
Value ($000) $12 Shares 1,727 Est. Cost $7.23 Unrealized
Nuveen Pennsylvania Dividend Advantage Municipal Fund 2 0.0%
Value ($000) $12 Shares 1,000 Est. Cost $13.00 Unrealized
LATIN AMERICAN DISCOVERY FUND 0.0%
Value ($000) $11 Shares 800 Est. Cost $13.75 Unrealized
Eaton Vance Massachusetts Municipal Income Trust 0.0%
Value ($000) $11 Shares 833 Est. Cost $13.21 Unrealized
GTMAY GRUPO TMM SA SP ADR A 0.0%
Value ($000) $11 Shares 12,280 Est. Cost $0.73 Unrealized
HMC Honda Motor Co., Ltd. 0.0%
Value ($000) $11 Shares 300 Est. Cost $36.67 Unrealized
Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #1 0.0%
Value ($000) $10 Shares 1,000 Est. Cost $10.00 Unrealized
Nuveen California Premium Income Municipal Fund, 2.00% MTP Pfd 10/1/2015 0.0%
Value ($000) $10 Shares 1,000 Est. Cost $10.00 Unrealized
Putnam Managed Municipal Income Trust 0.0%
Value ($000) $10 Shares 1,500 Est. Cost $7.33 Unrealized
Nuveen PA Dividend Advantage Municipal Fund 2, MTP Preferred 0.0%
Value ($000) $10 Shares 1,000 Est. Cost $10.00 Unrealized
Asia Tigers Fund 0.0%
Value ($000) $10 Shares 892 Est. Cost $11.36 Unrealized
Enzo Biochem, Inc 0.0%
Value ($000) $8 Shares 3,000 Est. Cost $2.00 Unrealized
Madison/Claymore Covered Call & Equity Strategy Fund 0.0%
Value ($000) $8 Shares 1,000 Est. Cost $8.00 Unrealized
GRUPO AEROPORT DEL SURESTE B 0.0%
Value ($000) $8 Shares 700 Est. Cost $11.43 Unrealized
Nuveen North Carolina Premium Income Municipal Fund 0.0%
Value ($000) $6 Shares 500 Est. Cost $14.00 Unrealized
Rand Capital Corp. 0.0%
Value ($000) $6 Shares 2,000 Est. Cost $3.00 Unrealized
Nuveen California Municipal Value Fund 2 0.0%
Value ($000) $6 Shares 392 Est. Cost $15.31 Unrealized
F Ford Motor Co. 0.0%
Value ($000) $6 Shares 350 Est. Cost $9.02 Unrealized 0.0%
GUSBOURNE PLC 0.0%
Value ($000) $5 Shares 4,420 Est. Cost $0.45 Unrealized
CorEnergy Infrastructure Trust 0.0%
Value ($000) $4 Shares 510 Est. Cost $7.84 Unrealized
Brookfield Global Listed Income Fund, Inc. Rights 0.0%
Value ($000) $3 Shares 8,901 Est. Cost $0.34 Unrealized
Aberdeen Latin America Equity Fund 0.0%
Value ($000) $3 Shares 88 Est. Cost $34.09 Unrealized
SHELLSHOCK LTD 0.0%
Value ($000) $2 Shares 3,250 Est. Cost $0.62 Unrealized
Tim Hortons, Inc. 0.0%
Value ($000) $1 Shares 13 Est. Cost $76.92 Unrealized
Helios Strategic Income Fund 0.0%
Value ($000) $1 Shares 166 Est. Cost $6.02 Unrealized