Thomas J. Herzfeld Advisors, Inc. Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Alpine Total Dynamic Dividend Fund	1,168,936	$9,796	5.6%	$8.38	—	common stock	021060207
—	First Opportunity Fund	605,980	$5,417	3.1%	$8.19	—	common stock	33587T108
—	Alpine Global Dynamic Dividend Fund	503,266	$5,133	2.9%	$10.20	—	common stock	02082E205
—	Virtus Total Return Fund	1,215,909	$4,779	2.7%	$3.87	—	common stock	92829A103
—	Adams Express Company	347,782	$4,546	2.6%	$12.01	—	common stock	006212104
—	Petroleum & Resources Corp.	164,837	$4,513	2.6%	$25.79	—	common stock	716549100
—	Tri-Continental Corp.	216,759	$4,331	2.5%	$18.00	—	common stock	895436103
—	Federated Enhanced Treasury Income Fund	252,828	$3,231	1.8%	$13.01	—	common stock	314162108
—	General American Investors	79,054	$2,783	1.6%	$32.09	—	common stock	368802104
SEB	SEABOARD CORP	992	$2,773	1.6%	$2658.17	+1.9%	common stock	811543107
—	Clough Global Opportunities Fund	207,829	$2,716	1.5%	$12.90	—	common stock	18914E106
KOF	COCA COLA FEMSA SAB SP ADR	19,602	$2,387	1.4%	$138.37	—	common stock	191241108
—	Royce Value Trust	147,013	$2,354	1.3%	$15.29	—	common stock	780910105
—	BlackRock Credit Allocation Income Trust IV	179,723	$2,347	1.3%	$12.98	—	common stock	092508100
—	RMR Real Estate Income Fund	138,419	$2,341	1.3%	$19.59	—	common stock	76970B101
—	Liberty All-Star Equity Fund	387,317	$2,312	1.3%	$5.23	—	common stock	530158104
—	Eaton Vance Risk-Managed Diversified Equity Income Fund	201,740	$2,274	1.3%	$10.90	—	common stock	27829G106
—	The Herzfeld Caribbean Basin Fund	278,009	$2,238	1.3%	$8.50	—	common stock	42804T106
—	PIMCO Dynamic Credit Income Fund	98,305	$2,210	1.3%	$22.48	—	common stock	72202D106
—	Morgan Stanley Emerging Markets Domestic Debt Fund	167,882	$2,186	1.2%	$14.43	—	common stock	617477104
—	Oxford Lane Capital, 7.50% Pfd Series 2023	91,661	$2,099	1.2%	$23.38	—	preferred stock	691543300
—	Putnam Premier Income Trust	383,416	$2,086	1.2%	$5.35	—	common stock	746853100
—	Nuveen Real Asset Income & Growth Fund	115,900	$1,941	1.1%	$18.71	—	common stock	67074Y105
—	Nuveen Dividend Advantage Municipal Fund 3	153,405	$1,895	1.1%	$13.21	—	common stock	67070X101
MTZ	MASTEC INC	57,800	$1,891	1.1%	$30.34	+4.3%	common stock	576323109
—	Cohen & Steers Infrastructure Fund	91,709	$1,889	1.1%	$19.00	—	common stock	19248A109
—	AllianceBernstein Income Fund	259,110	$1,847	1.1%	$7.43	—	common stock	01881E101
—	American Select Portfolio	198,716	$1,840	1.0%	$10.15	—	common stock	029570108
—	Japan Equity Fund	251,902	$1,761	1.0%	$6.47	—	common stock	471057109
WSO	WATSCO INC	18,300	$1,758	1.0%	$84.60	+12.2%	common stock	942622200
LEN	LENNAR CORP A	43,500	$1,721	1.0%	$33.64	-9.5%	common stock	526057104
—	Blackrock Build America Bond Trust	89,490	$1,714	1.0%	$19.90	—	common stock	09248X100
RCL	ROYAL CARIBBEAN CRUISES LTD	35,000	$1,660	0.9%	$29.48	+23.4%	common stock	V7780T103
—	Gabelli Equity Trust Preferred Series G	76,326	$1,598	0.9%	$24.75	—	preferred stock	362397176
—	BlackRock Enhanced Equity Dividend Trust	200,102	$1,589	0.9%	$7.71	—	common stock	09251A104
CPA	COPA HOLDINGS SA CLASS A	9,327	$1,493	0.9%	$87.82	+19.2%	common stock	P31076105
—	BlackRock Global Opportunties Equity Trust	98,916	$1,480	0.8%	$13.50	—	common stock	092501105
—	PIMCO Dynamic Income Fund	50,151	$1,461	0.8%	$29.09	—	common stock	72201Y101
—	First Trust Mortgage Income Fund	93,182	$1,450	0.8%	$15.88	—	common stock	33734E103
—	Nuveen Diviersified Currency Opportunities Fund	141,607	$1,427	0.8%	$11.21	—	common stock	67090N109
—	Korea Fund	34,574	$1,427	0.8%	$34.59	—	common stock	500634209
CWCO	CONSOLIDATED WATER CO ORD SH	100,117	$1,412	0.8%	$8.57	+24.7%	common stock	G23773107
—	Putnam High Income Securities Fund	170,459	$1,408	0.8%	$7.90	—	common stock	746779107
CCL	CARNIVAL CORP	34,000	$1,366	0.8%	$27.76	+5.4%	common stock	143658300
—	Zweig Total Return Fund	97,510	$1,359	0.8%	$12.86	—	common stock	989837208
—	Gabelli Healthcare & Wellness (Rx) Trust	126,632	$1,314	0.7%	$9.99	—	common stock	36246K103
—	Montgomery Street Income Securities	79,385	$1,234	0.7%	$16.16	—	common stock	614115103
BLX	BANCO LATINOAMERICANO COME E	42,300	$1,185	0.7%	$11.35	+16.8%	common stock	P16994132
—	Nuveen California AMT-Free Municipal Income Fund	96,997	$1,180	0.7%	$13.49	—	common stock	670651108
—	Boulder Growth and Income Fund	142,840	$1,148	0.7%	$7.44	—	common stock	101507101
—	First Trust High Income Long/Short Fund	62,894	$1,083	0.6%	$17.30	—	common stock	33738E109
—	CHIQUITA BRANDS INTL	90,900	$1,064	0.6%	$11.18	—	common stock	170032809
—	AMERICA MOVIL ADR SERIES L	44,690	$1,044	0.6%	$21.75	—	common stock	02364W105
—	BANCOLOMBIA S.A. SPONS ADR	21,280	$1,043	0.6%	$55.78	—	common stock	05968L102
—	Advent Claymore Covertible Securities & Income Fund	55,777	$1,034	0.6%	$16.94	—	common stock	00764C109
FCX	FREEPORT MCMORAN COPPER	27,000	$1,019	0.6%	$24.45	+23.0%	common stock	35671D857
—	Japan Smaller Capitalization Fund	111,175	$1,019	0.6%	$8.62	—	common stock	47109U104
—	Aberdeen Asia-Pacific Income Fund	170,953	$985	0.6%	$6.19	—	common stock	003009107
—	Clough Global Equity Fund	62,079	$975	0.6%	$14.97	—	common stock	18914C100
—	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B	49,349	$965	0.6%	$21.45	—	preferred stock	36465A307
—	STEINER LEISURE LTD	19,467	$958	0.5%	$51.91	—	common stock	P8744Y102
FMX	FOMENTO ECONOMICO MEX SP ADR	9,500	$930	0.5%	$102.53	—	common stock	344419106
NSC	NORFOLK SOUTHERN CORP	10,000	$928	0.5%	$57.67	+13.9%	common stock	655844108
—	New Germany Fund	45,027	$897	0.5%	$17.60	—	common stock	644465106
TV	GRUPO TELEVISA SA SPON ADR	28,400	$859	0.5%	$24.82	—	common stock	40049J206
—	Nuveen Dividend Advantage Municipal Income Fund	65,508	$820	0.5%	$13.00	—	common stock	67071L106
—	DoubleLine Income Solutions Fund	38,001	$801	0.5%	$21.08	—	common stock	258622109
CX	CEMEX SAB SPONS ADR PART CER	65,561	$776	0.4%	$10.74	—	common stock	151290889
—	Nuveen Quality Preferred Income Fund 3	98,888	$776	0.4%	$8.42	—	common stock	67072W101
—	Thai Fund, Inc.	42,540	$772	0.4%	$21.32	—	common stock	882904105
—	ATLANTIC TELE NETWORK INC	13,198	$747	0.4%	$49.65	—	common stock	049079205
—	Royce Micro-Cap Trust, Inc.	58,717	$740	0.4%	$10.92	—	common stock	780915104
—	Bancroft Fund	39,750	$739	0.4%	$17.68	—	common stock	059695106
—	BlackRock International Growth and Income Trust	87,500	$711	0.4%	$7.37	—	common stock	092524107
—	Western Asset Inflation Management Fund	42,005	$711	0.4%	$16.84	—	common stock	95766U107
—	TECO ENERGY INC	40,500	$698	0.4%	$17.19	—	common stock	872375100
NCLH	NORWEGIAN CRUISE LINE HOLDINGS	19,143	$679	0.4%	$31.23	+3.9%	common stock	G66721104
—	Clough Global Allocation Fund	43,446	$668	0.4%	$15.24	—	common stock	18913Y103
—	Neuberger Berman Real Estate Securities Income Fund	152,971	$664	0.4%	$4.82	—	common stock	64190A103
—	First Trust Intermediate Duration Preferred & Income Fund	30,376	$645	0.4%	$21.23	—	common stock	33718W103
—	GDL Fund Preferred Series B	12,800	$643	0.4%	$50.23	—	preferred stock	361570302
—	Boulder Total Return Fund	27,876	$641	0.4%	$21.20	—	common stock	101541100
—	Nuveen Municipal Market Opportunity Fund	53,003	$636	0.4%	$12.15	—	common stock	67062W103
FDP	FRESH DEL MONTE PRODUCE INC	20,890	$591	0.3%	$21.57	+4.3%	common stock	G36738105
—	Macquarie Global Infrastructure Total Return Fund	25,325	$560	0.3%	$20.44	—	common stock	55608D101
—	Cohen & Steers Dividend Majors Fund	37,763	$551	0.3%	$14.59	—	common stock	19248G106
—	BlackRock Enhanced Capital and Income Fund	39,170	$535	0.3%	$12.62	—	common stock	09256A109
—	NexPoint Credit Strategies Fund	56,625	$533	0.3%	$9.41	—	common stock	65340G106
—	AllianzGI Equity & Convertible Income Fund	27,012	$527	0.3%	$18.36	—	common stock	018829101
—	Kayne Anderson Midstream/Energy Fund	15,186	$523	0.3%	$33.79	—	common stock	48661E108
—	Delaware Enhanced Global Dividend & Income Fund	41,552	$508	0.3%	$11.62	—	common stock	246060107
—	Dividend and Income Fund	33,209	$502	0.3%	$14.50	—	common stock	25538A204
—	Nuveen Build America Bond Opportunity Fund	25,765	$501	0.3%	$19.98	—	common stock	67074Q102
—	Brookfield Global Listed Infrastructure Income Fund, Inc.	24,880	$492	0.3%	$20.03	—	common stock	11273Q109
—	Central Securities	22,061	$479	0.3%	$21.41	—	common stock	155123102
—	Western Asset/Claymore Inflation-Linked Opportunities & Inc.	42,075	$474	0.3%	$11.84	—	common stock	95766R104
—	Morgan Stanley Asia Pacific Fund	27,761	$460	0.3%	$15.72	—	common stock	61744U106
—	Cohen & Steers REIT & Preferred Income Fund	28,591	$449	0.3%	$16.97	—	common stock	19247X100
—	JZ Capital Partners Ltd Ord	60,000	$445	0.3%	$7.25	—	common stock	G5216J134
EVTC	EVERTEC INC	17,643	$435	0.2%	$20.78	-4.5%	common stock	30040P103
—	LMP Capital and Income Fund, Inc.	27,130	$429	0.2%	$15.39	—	common stock	50208A102
—	American Strategic Income Portfolio II	54,420	$420	0.2%	$8.20	—	common stock	030099105
—	Aberdeen Singapore Fund	32,462	$415	0.2%	$13.10	—	common stock	003244100
—	TAHOE RESOURCES INC	23,900	$398	0.2%	$14.16	—	common stock	873868103
—	Templeton Dragon Fund	14,570	$377	0.2%	$25.08	—	common stock	88018T101
—	Tortoise Energy Independence Fund, Inc.	14,495	$364	0.2%	$24.69	—	common stock	89148K101
—	Eaton Vance Tax-Managed Diversified Equity Income Fund	33,316	$364	0.2%	$10.17	—	common stock	27828N102
—	MEXICO EQUITY AND INCOME FUND INC	24,396	$363	0.2%	$15.41	—	common stock	592834105
—	Putnam Master Intermediate Income Trust	71,483	$360	0.2%	$4.96	—	common stock	746909100
—	TEEKAY LNG PARTNERS LP	8,361	$357	0.2%	$43.66	—	common stock	Y8564M105
VMC	VULCAN MATERIALS CO	5,500	$327	0.2%	$46.69	+7.6%	common stock	929160109
—	Nuveen Build America Bond Fund	17,740	$327	0.2%	$19.38	—	common stock	67074C103
—	Royce Focus Trust	41,445	$316	0.2%	$6.97	—	common stock	78080N108
—	Morgan Stanley Income Securities	17,921	$301	0.2%	$16.98	—	common stock	61745P874
—	Eaton Vance Tax-Advantaged Dividend Income Fund	15,207	$289	0.2%	$19.00	—	common stock	27828G107
—	Western Asset High Yield Defined Opportunity Fund	15,669	$277	0.2%	$17.68	—	common stock	95768B107
—	TCW Strategic Income Fund	49,730	$266	0.2%	$5.35	—	common stock	872340104
—	Aberdeen Indonesia Fund	32,068	$265	0.2%	$11.62	—	common stock	00305P106
ILF	ISHARES LATIN AMERICA 40 ETF	7,000	$259	0.1%	$36.80	—	common stock	464287390
—	Zweig Fund	17,221	$256	0.1%	$12.80	—	common stock	989834205
—	Advent/Claymore Enhanced Growth & Income Fund	24,132	$244	0.1%	$9.87	—	common stock	00765E104
—	John Hancock Hedged Equity & Income Fund	13,401	$229	0.1%	$16.93	—	common stock	47804L102
—	Blackrock Muniyield Michigan Quality Fund II	19,350	$222	0.1%	$12.70	—	common stock	09254W103
—	BlackRock Energy & Resources Trust	9,035	$220	0.1%	$24.92	—	common stock	09250U101
—	Guggenheim Build America Bonds	11,038	$219	0.1%	$21.73	—	common stock	401664107
—	Guggenheim Equal Weight Enhanced Equity Income Fund	11,527	$218	0.1%	$18.65	—	common stock	40167M106
—	JPMorgan China Region Fund	14,179	$215	0.1%	$15.16	—	common stock	48126T104
—	MFS Intermarket Income Trust I	26,556	$215	0.1%	$8.13	—	common stock	59318R103
—	Morgan Stanley Emerging Market Debt Fund	21,999	$210	0.1%	$10.17	—	common stock	61744H105
—	Nuveen Premium Income Municipal Fund 2	16,592	$208	0.1%	$13.12	—	common stock	67063W102
WU	WESTERN UNION CO	12,000	$207	0.1%	$17.25	—	common stock	959802109
—	Avenue Income Credit Strategies Fund	11,560	$203	0.1%	$17.38	—	common stock	05358E106
—	Special Opportunities Fund	11,387	$199	0.1%	$16.95	—	common stock	84741T104
—	BlackRock Resources & Commodities Strategy Trust	16,756	$194	0.1%	$11.52	—	common stock	09257A108
—	Brookfield Total Return Fund	8,000	$190	0.1%	$23.75	—	common stock	11283U108
MLM	MARTIN MARIETTA MATERIALS	1,900	$190	0.1%	$93.00	-4.5%	common stock	573284106
EQS	Equus Total Return	93,614	$186	0.1%	$2.08	-9.2%	common stock	294766100
—	ING Global Advantage and Premium Opportunity Fund	15,810	$186	0.1%	$11.76	—	common stock	44982N109
—	SEACOR HOLDINGS INC	2,000	$182	0.1%	$83.00	—	common stock	811904101
—	Nuveen Intermediate Duration Municipal Term Fund	15,751	$181	0.1%	$11.81	—	common stock	670671106
—	Nuveen Equity Premium Advantage Fund	13,677	$173	0.1%	$12.44	—	common stock	6706ET107
BPOP	POPULAR INC	6,000	$172	0.1%	$21.82	-6.6%	common stock	733174700
—	Eaton Vance Floating-Rate Income Plus Fund	9,331	$169	0.1%	$18.11	—	common stock	278284104
—	Nuveen New Jersey Dividend Advantage Municipal Fund 2	13,100	$162	0.1%	$12.46	—	common stock	67071T109
—	Foxby Corp.	82,338	$161	0.1%	$1.64	—	common stock	351645106
—	Eaton Vance Michigan Municipal Income Trust	14,319	$159	0.1%	$11.61	—	common stock	27826D106
PSMT	PRICESMART INC	1,363	$157	0.1%	$74.69	+30.8%	common stock	741511109
—	Royce Global Value Trust	17,393	$155	0.1%	$8.91	—	common stock	78081T104
—	Gabelli Dividend & Income Trust	7,000	$155	0.1%	$19.29	—	common stock	36242H104
—	RENN Global Entrepreneurs Fund	106,588	$155	0.1%	$1.51	—	common stock	759720105
—	Central Europe Russia and Turkey Fund	5,079	$155	0.1%	$29.83	—	common stock	153436100
MRGO	MARGO CARIBE INC	64,239	$154	0.1%	$3.97	-33.7%	common stock	566605101
—	European Equity Fund	16,906	$151	0.1%	$7.16	—	common stock	298768102
—	New Ireland Fund	11,597	$149	0.1%	$10.43	—	common stock	645673104
—	Calamos Global Dynamic Income Fund	16,194	$145	0.1%	$8.35	—	common stock	12811L107
—	Alliance California Municipal Income Fund	11,800	$143	0.1%	$12.49	—	common stock	018546101
—	Cushing Renaissance Fund	5,592	$140	0.1%	$24.80	—	common stock	231647108
—	Nuveen Intermediate Duration Quality Municipal Fund	12,000	$138	0.1%	$11.83	—	common stock	670677103
—	Nuveen California Dividend Advantage Municipal Fund 3	12,000	$137	0.1%	$12.42	—	common stock	67070Y109
ULTRF	ULTRAPETROL (BAHAMAS) LTD	36,000	$135	0.1%	$2.88	+23.3%	common stock	P94398107
CUPUF	CARIBBEAN UTILITIES CO LTD A	12,000	$133	0.1%	$6.57	+6.7%	common stock	G1899E146
—	Western Asset/Claymore Inflation-Linked Securities & Income	11,395	$130	0.1%	$11.99	—	common stock	95766Q106
—	First Trust Enhanced Equity Income Fund	9,766	$130	0.1%	$12.65	—	common stock	337318109
—	Morgan Stanley India Investment Fund	7,295	$128	0.1%	$15.45	—	common stock	61745C105
FUGI	FUEGO ENTERPRISES INC	513,210	$128	0.1%	$0.41	-28.6%	common stock	35953E201
—	ASA Gold and Precious Metals Limited	10,307	$126	0.1%	$12.55	—	common stock	G3156P103
—	General American Investors Preferred Series B	4,900	$124	0.1%	$25.33	—	preferred stock	368802401
—	GDL Fund	10,962	$121	0.1%	$11.40	—	common stock	361570104
—	Cohen & Steers MLP Income and Energy Opportunity Fund	6,571	$120	0.1%	$18.26	—	common stock	19249B106
—	Nuveen Quality Income Municipal Fund	9,725	$119	0.1%	$13.50	—	common stock	670977107
—	Nuveen Select Quality Municipal Fund	9,200	$114	0.1%	$13.60	—	common stock	670973106
—	John Hancock Tax-Advantaged Dividend Income Fund	6,043	$110	0.1%	$18.79	—	common stock	41013V100
—	Legg Mason BW Global Income Opportunities Fund	6,314	$107	0.1%	$17.74	—	common stock	52469B100
—	Central Fund of Canada Limited (USA)	8,000	$106	0.1%	$13.63	—	common stock	153501101
XXCHNXX	China Fund	5,000	$104	0.1%	$20.00	—	common stock	169373107
—	Nuveen CT Premium Income Municipal Fund	8,808	$102	0.1%	$13.14	—	common stock	67060D107
—	eUNITs 2 Year U.S. International Equity Market Participation Trust	8,601	$101	0.1%	$10.96	—	common stock	29841R102
—	ING Risk Managed Natural Resources	10,250	$101	0.1%	$10.83	—	common stock	449810100
—	Nuveen Flexible Investment Income Fund	6,001	$99	0.1%	$16.66	—	common stock	67075B104
—	ERA GROUP INC	3,215	$99	0.1%	$26.40	—	common stock	26885G109
—	Delaware Investments Dividend & Income Fund	10,476	$98	0.1%	$8.96	—	common stock	245915103
—	BlackRock Health Sciences Trust	2,690	$95	0.1%	$35.32	—	common stock	09250W107
—	Flaherty & Crumrine Dynamic Preferred & Income Fund	4,631	$95	0.1%	$20.51	—	common stock	33848W106
—	Blackrock Muniyield Michigan Quality Fund	7,450	$93	0.1%	$13.62	—	common stock	09254V105
—	Madison Strategic Sector Premium Fund	7,785	$93	0.1%	$11.57	—	common stock	558268108
—	Turkish Investment Fund	6,206	$91	0.1%	$15.87	—	common stock	900145103
—	Apollo Tactical Income Fund Inc	5,001	$90	0.1%	$18.00	—	common stock	037638103
—	Nuveen AMT-Free Municipal Income Fund	7,500	$90	0.1%	$12.90	—	common stock	670657105
—	BlackRock Utility & Infrastructure Trust	5,000	$89	0.1%	$17.80	—	common stock	09248D104
—	Eaton Vance California Municipal Income Trust	7,853	$88	0.1%	$11.21	—	common stock	27826F101
—	Wells Fargo Advantage Global Dividend Opportunity Fund	12,002	$87	0.0%	$7.25	—	common stock	94987C103
—	Tortoise Pipeline & Energy Fund	3,001	$85	0.0%	$28.32	—	common stock	89148H108
—	Nuveen Quality Municipal Fund	7,000	$85	0.0%	$12.51	—	common stock	67062N103
—	Ares Multi-Strategy Credit Fund	4,001	$85	0.0%	$21.24	—	common stock	04014Q108
—	Nuveen Equity Premium and Growth Fund	6,001	$85	0.0%	$13.83	—	common stock	6706EW100
XEVMX	Eaton Vance California Municipal Bond Fund	8,209	$84	0.0%	$10.83	—	common stock	27828A100
—	Eaton Vance Limited Duration Income Fund	5,440	$83	0.0%	$15.26	—	common stock	27828H105
—	Brookfield Mortgage Opportunity Income Fund	5,001	$83	0.0%	$16.60	—	common stock	112792106
TIP	iShares Barclays TIPS Bond Fund	750	$82	0.0%	$112.00	—	common stock	464287176
—	Nuveen Pennsylvania Dividend Advantage Municipal Fund	6,500	$79	0.0%	$12.43	—	common stock	67070E103
—	Fort Dearborn Income Securities Inc	5,400	$75	0.0%	$13.89	—	common stock	347200107
—	Nuveen Michigan Quality Income Municipal Fund	5,918	$74	0.0%	$13.43	—	common stock	670979103
—	Invesco Municipal Opportunity Trust	6,000	$70	0.0%	$11.67	—	common stock	46132C107
—	Source Capital	1,036	$70	0.0%	$61.94	—	common stock	836144105
—	Nuveen Arizona Premium Income Municipal Fund	5,700	$69	0.0%	$13.33	—	common stock	67061W104
—	BlackRock MuniAssets Fund	6,000	$69	0.0%	$11.50	—	common stock	09254J102
—	Nuveen Equity Premium Income Fund	5,310	$67	0.0%	$12.62	—	common stock	6706ER101
—	BlackRock Limited Duration Income Trust	3,910	$67	0.0%	$17.14	—	common stock	09249W101
—	Dreyfus Municipal Bond Infrastructure Fund	6,401	$66	0.0%	$11.69	—	common stock	26203D101
XJPIX	Nuveen Preferred & Income Term Fund	3,000	$66	0.0%	$24.33	—	common stock	67075A106
—	BlackRock Municipal Target Term Trust	3,751	$64	0.0%	$17.06	—	common stock	09257P105
—	Asia Pacific Fund	6,000	$63	0.0%	$10.17	—	common stock	044901106
—	Nuveen Dividend Advantage Municipal Fund 2	5,000	$63	0.0%	$14.00	—	common stock	67070F100
—	Market Vectors Gold Miners ETF	3,000	$63	0.0%	$24.33	—	common stock	57060U100
—	Wells Fargo Multi-Sector Income Fund	4,300	$60	0.0%	$13.95	—	common stock	94987D101
—	Engex	16,472	$58	0.0%	$2.88	—	common stock	292851102
—	Invesco California Value Municipal Income Trust	5,000	$57	0.0%	$11.40	—	common stock	46132H106
XMUIX	BlackRock Muni Intermediate Duration Fund	4,000	$56	0.0%	$14.00	—	common stock	09253X102
—	Nuveen Municipal Opportunity Fund	4,000	$53	0.0%	$14.00	—	common stock	670984103
—	MFS California Municipal Fund	5,296	$53	0.0%	$10.76	—	common stock	59318C106
—	Putnam Municipal Opportunities Trust	4,800	$52	0.0%	$11.52	—	common stock	746922103
—	BlackRock Municipal Income Investment Quality Trust	4,000	$51	0.0%	$13.56	—	common stock	09250G102
—	MVC Capital Preferred Series B	2,000	$50	0.0%	$25.00	—	preferred stock	553829201
—	American Strategic Income Portfolio	5,600	$50	0.0%	$9.60	—	common stock	030098107
—	Taiwan Fund	2,471	$48	0.0%	$16.09	—	common stock	874036106
SBUX	Starbucks Corporation	600	$47	0.0%	$24.37	+28.1%	common stock	855244109
—	Aberdeen Emerging Markets Smaller Companies Opportunities Fund	3,400	$47	0.0%	$20.00	—	common stock	00301T102
—	Aberdeen Israel Fund	2,750	$46	0.0%	$14.55	—	common stock	00301L109
—	Duff & Phelps Global Utility Income Fund	2,410	$46	0.0%	$18.67	—	common stock	26433C105
—	MVC Capital	3,318	$45	0.0%	$12.66	—	common stock	553829102
—	John Hancock Premium Dividend Fund	3,625	$42	0.0%	$13.23	—	common stock	41013T105
—	Gabelli Global Utility & Income Trust	1,763	$35	0.0%	$19.70	—	common stock	36242L105
—	Morgan Stanley Emerging Markets Fund	2,264	$35	0.0%	$14.13	—	common stock	61744G107
—	Nuveen California Municipal Value Fund 2	2,317	$34	0.0%	$14.78	—	common stock	6706EB106
—	MFS Investment Grade Municipal Trust	3,907	$34	0.0%	$9.47	—	common stock	59318B108
—	Swiss Helvetia Fund	2,402	$34	0.0%	$12.49	—	common stock	870875101
—	Morgan Stanley Eastern Europe Fund	1,615	$33	0.0%	$16.10	—	common stock	616988101
—	BlackRock S&P Quality Rankings Global Equity Managed Trust	2,500	$32	0.0%	$12.40	—	common stock	09250D109
—	Transamerica Income Shares	1,359	$28	0.0%	$20.60	—	common stock	893506105
SBSAA	SPANISH BROADCASTING SYS A	8,030	$27	0.0%	$3.36	+16.2%	common stock	846425833
—	BlackRock MuniHoldings New Jersey Quality Fund	2,000	$26	0.0%	$14.50	—	common stock	09254X101
—	Eaton Vance Municipal Income Term Trust	1,801	$26	0.0%	$14.44	—	common stock	27829U105
—	Nuveen Georgia Dividend Advantage Municipal Fund 2, 2.65% MTP Pfd 2/1/2015	2,500	$25	0.0%	$10.00	—	preferred stock	67072B305
XBZMX	BlackRock Maryland Municipal Bond Trust	2,000	$25	0.0%	$12.50	—	common stock	09249L105
—	Columbia Seligman Premium Technology Growth Fund	1,726	$25	0.0%	$14.48	—	common stock	19842X109
—	Nuveen Premier Municipal Income Fund	2,000	$25	0.0%	$12.50	—	common stock	670988104
—	Nuveen Maryland Premium Income Municipal Fund	2,000	$24	0.0%	$13.50	—	common stock	67061Q107
—	Neuberger Berman High Yield Strategies Fund	1,743	$23	0.0%	$12.62	—	common stock	64128C106
—	Gabelli Equity Trust	3,019	$23	0.0%	$6.62	—	common stock	362397101
—	Nuveen California Quality Income Municipal Fund	1,500	$22	0.0%	$14.67	—	common stock	670985100
—	Tri-Continental Corp., $2.50 Cumulative Preferred Stock	500	$22	0.0%	$50.00	—	preferred stock	895436202
—	Tortoise Energy Infrastructure, 3.75% Preferred Series B	2,600	$22	0.0%	$9.09	—	preferred stock	89147L704
—	Gabelli Equity Trust Preferred Series D	848	$21	0.0%	$25.14	—	preferred stock	362397705
—	Nasdaq Premium Income & Growth Fund	1,165	$21	0.0%	$16.06	—	common stock	63110R105
—	Nuveen Core Equity Alpha Fund	1,266	$21	0.0%	$14.77	—	common stock	67090X107
—	Nuveen Maryland Premium Income Municipal Fund, 2.65% MTP Pfd 2/1/2015	2,000	$20	0.0%	$10.00	—	preferred stock	67061Q404
—	Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #2	2,000	$20	0.0%	$10.00	—	preferred stock	67072B503
XXHYBXX	New America High Income Fund	2,000	$19	0.0%	$10.00	—	common stock	641876800
—	GELTECH SOLUTIONS INC	25,000	$18	0.0%	$1.16	—	common stock	368537106
—	Helios Multi Sector High Income Fund	3,000	$18	0.0%	$5.67	—	common stock	42327Y202
—	Liberty All-Star Growth Fund	3,042	$17	0.0%	$4.70	—	common stock	529900102
—	DWS Global High Income Fund	1,802	$14	0.0%	$8.32	—	common stock	23338W104
—	Nuveen Pennsylvania Municipal Value Fund	1,000	$14	0.0%	$14.00	—	common stock	67074K105
—	BlackRock MuniHoldings Investment Quality Fund	1,000	$13	0.0%	$13.00	—	common stock	09254P108
—	BlackRock MuniYield Pennsylvania Quality Fund	1,000	$13	0.0%	$13.00	—	common stock	09255G107
XMYDX	BlackRock MuniYield Fund	1,000	$13	0.0%	$13.00	—	common stock	09253W104
—	Nuveen Dividend Advantage Municipal Fund	1,000	$13	0.0%	$13.00	—	common stock	67066V101
—	Eaton Vance Michigan Municipal Bond Fund	1,000	$12	0.0%	$12.31	—	common stock	27828M104
—	Eaton Vance Ohio Municipal Income Trust	1,000	$12	0.0%	$12.00	—	common stock	27826G109
—	Eaton Vance Massachusetts Municipal Bond Fund	1,000	$12	0.0%	$12.00	—	common stock	27828K108
—	Nuveen New Jersey Dividend Advantage Municipal Fund	1,000	$12	0.0%	$14.00	—	common stock	67069Y102
—	Cornerstone Strategic Value Fund	1,803	$12	0.0%	$7.21	—	common stock	21924B203
—	Nuveen Municipal Advantage Fund	1,000	$12	0.0%	$13.43	—	common stock	67062H106
—	Nuveen Pennsylvania Dividend Advantage Municipal Fund 2	1,000	$12	0.0%	$13.00	—	common stock	67071W102
HMC	Honda Motor Co., Ltd.	300	$12	0.0%	$36.67	—	common stock	438128308
—	BlackRock MuniYield Investment Quality Fund	1,000	$12	0.0%	$12.00	—	common stock	09254T100
—	BlackRock MuniYield New Jersey Fund	877	$12	0.0%	$13.68	—	common stock	09254Y109
—	Eaton Vance Pennsylvania Municipal Bond Fund	1,000	$11	0.0%	$11.00	—	common stock	27828W102
GTMAY	GRUPO TMM SA SP ADR A	12,280	$11	0.0%	$0.73	—	common stock	40051D303
—	Putnam Managed Municipal Income Trust	1,500	$10	0.0%	$7.33	—	common stock	746823103
—	Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #1	1,000	$10	0.0%	$10.00	—	preferred stock	67072B404
—	Asia Tigers Fund	892	$10	0.0%	$11.36	—	common stock	04516T105
—	LATIN AMERICAN DISCOVERY FUND	800	$10	0.0%	$13.75	—	common stock	51828C106
—	Eaton Vance Massachusetts Municipal Income Trust	833	$10	0.0%	$13.21	—	common stock	27826E104
—	Nuveen California Premium Income Municipal Fund, 2.00% MTP Pfd 10/1/2015	1,000	$10	0.0%	$10.00	—	preferred stock	6706L0300
—	Enzo Biochem, Inc	3,000	$9	0.0%	$2.00	—	common stock	294100102
—	Madison Covered Call and Equity Strategy Fund	1,000	$8	0.0%	$8.00	—	common stock	557437100
—	Pacholder High Yield Fund	1,000	$8	0.0%	$8.00	—	common stock	693742108
—	DESARROLLADORA HOMEX ADR	6,100	$7	0.0%	$3.77	—	common stock	25030W100
—	Nuveen Massachusetts AMT-Free Municipal Fund	504	$6	0.0%	$13.38	—	common stock	67072F108
—	Eaton Vance New Jersey Municipal Bond Fund	500	$6	0.0%	$12.00	—	common stock	27828R103
—	Rand Capital Corp.	2,000	$6	0.0%	$3.00	—	common stock	752185108
F	Ford Motor Co.	350	$5	0.0%	$9.02	-0.2%	common stock	345370860
—	CorEnergy Infrastructure Trust	510	$4	0.0%	$7.84	—	common stock	21870U205
—	Aberdeen Latin America Equity Fund	88	$2	0.0%	$34.09	—	common stock	00306K106
—	Tim Hortons, Inc.	13	$1	0.0%	$76.92	—	common stock	88706M103
—	Helios Strategic Income Fund	166	$1	0.0%	$6.02	—	common stock	42328A203