Thomas J. Herzfeld Advisors, Inc. Diversified Active

Location: Miami Beach, FL

CIK: 0001509510 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 13, 2014

Total Value: $175M (100.0% shares, 0.0% debt)

Holdings (297)

Alpine Total Dynamic Dividend Fund 5.6%
Value $9.796M Shares 1,168,936 Est. Cost $8.38 Unrealized
First Opportunity Fund 3.1%
Value $5.417M Shares 605,980 Est. Cost $8.19 Unrealized
Alpine Global Dynamic Dividend Fund 2.9%
Value $5.133M Shares 503,266 Est. Cost $10.20 Unrealized
Virtus Total Return Fund 2.7%
Value $4.779M Shares 1,215,909 Est. Cost $3.87 Unrealized
Adams Express Company 2.6%
Value $4.546M Shares 347,782 Est. Cost $12.01 Unrealized
Petroleum & Resources Corp. 2.6%
Value $4.513M Shares 164,837 Est. Cost $25.79 Unrealized
Tri-Continental Corp. 2.5%
Value $4.331M Shares 216,759 Est. Cost $18.00 Unrealized
Federated Enhanced Treasury Income Fund 1.8%
Value $3.231M Shares 252,828 Est. Cost $13.01 Unrealized
General American Investors 1.6%
Value $2.783M Shares 79,054 Est. Cost $32.09 Unrealized
SEB SEABOARD CORP 1.6%
Value $2.773M Shares 992 Est. Cost $2658.17 Unrealized +1.9%
Clough Global Opportunities Fund 1.5%
Value $2.716M Shares 207,829 Est. Cost $12.90 Unrealized
KOF COCA COLA FEMSA SAB SP ADR 1.4%
Value $2.387M Shares 19,602 Est. Cost $138.37 Unrealized
Royce Value Trust 1.3%
Value $2.354M Shares 147,013 Est. Cost $15.29 Unrealized
BlackRock Credit Allocation Income Trust IV 1.3%
Value $2.347M Shares 179,723 Est. Cost $12.98 Unrealized
RMR Real Estate Income Fund 1.3%
Value $2.341M Shares 138,419 Est. Cost $19.59 Unrealized
Liberty All-Star Equity Fund 1.3%
Value $2.312M Shares 387,317 Est. Cost $5.23 Unrealized
Eaton Vance Risk-Managed Diversified Equity Income Fund 1.3%
Value $2.274M Shares 201,740 Est. Cost $10.90 Unrealized
The Herzfeld Caribbean Basin Fund 1.3%
Value $2.238M Shares 278,009 Est. Cost $8.50 Unrealized
PIMCO Dynamic Credit Income Fund 1.3%
Value $2.21M Shares 98,305 Est. Cost $22.48 Unrealized
Morgan Stanley Emerging Markets Domestic Debt Fund 1.2%
Value $2.186M Shares 167,882 Est. Cost $14.43 Unrealized
Oxford Lane Capital, 7.50% Pfd Series 2023 1.2%
Value $2.099M Shares 91,661 Est. Cost $23.38 Unrealized
Putnam Premier Income Trust 1.2%
Value $2.086M Shares 383,416 Est. Cost $5.35 Unrealized
Nuveen Real Asset Income & Growth Fund 1.1%
Value $1.941M Shares 115,900 Est. Cost $18.71 Unrealized
Nuveen Dividend Advantage Municipal Fund 3 1.1%
Value $1.895M Shares 153,405 Est. Cost $13.21 Unrealized
MTZ MASTEC INC 1.1%
Value $1.891M Shares 57,800 Est. Cost $30.34 Unrealized +4.3%
Cohen & Steers Infrastructure Fund 1.1%
Value $1.889M Shares 91,709 Est. Cost $19.00 Unrealized
AllianceBernstein Income Fund 1.1%
Value $1.847M Shares 259,110 Est. Cost $7.43 Unrealized
American Select Portfolio 1.0%
Value $1.84M Shares 198,716 Est. Cost $10.15 Unrealized
Japan Equity Fund 1.0%
Value $1.761M Shares 251,902 Est. Cost $6.47 Unrealized
WSO WATSCO INC 1.0%
Value $1.758M Shares 18,300 Est. Cost $84.60 Unrealized +12.2%
LEN LENNAR CORP A 1.0%
Value $1.721M Shares 43,500 Est. Cost $33.64 Unrealized -9.5%
Blackrock Build America Bond Trust 1.0%
Value $1.714M Shares 89,490 Est. Cost $19.90 Unrealized
RCL ROYAL CARIBBEAN CRUISES LTD 0.9%
Value $1.66M Shares 35,000 Est. Cost $29.48 Unrealized +23.4%
Gabelli Equity Trust Preferred Series G 0.9%
Value $1.598M Shares 76,326 Est. Cost $24.75 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.9%
Value $1.589M Shares 200,102 Est. Cost $7.71 Unrealized
CPA COPA HOLDINGS SA CLASS A 0.9%
Value $1.493M Shares 9,327 Est. Cost $87.82 Unrealized +19.2%
BlackRock Global Opportunties Equity Trust 0.8%
Value $1.48M Shares 98,916 Est. Cost $13.50 Unrealized
PIMCO Dynamic Income Fund 0.8%
Value $1.461M Shares 50,151 Est. Cost $29.09 Unrealized
First Trust Mortgage Income Fund 0.8%
Value $1.45M Shares 93,182 Est. Cost $15.88 Unrealized
Korea Fund 0.8%
Value $1.427M Shares 34,574 Est. Cost $34.59 Unrealized
Nuveen Diviersified Currency Opportunities Fund 0.8%
Value $1.427M Shares 141,607 Est. Cost $11.21 Unrealized
CWCO CONSOLIDATED WATER CO ORD SH 0.8%
Value $1.412M Shares 100,117 Est. Cost $8.57 Unrealized +24.7%
Putnam High Income Securities Fund 0.8%
Value $1.408M Shares 170,459 Est. Cost $7.90 Unrealized
CCL CARNIVAL CORP 0.8%
Value $1.366M Shares 34,000 Est. Cost $27.76 Unrealized +5.4%
Zweig Total Return Fund 0.8%
Value $1.359M Shares 97,510 Est. Cost $12.86 Unrealized
Gabelli Healthcare & Wellness (Rx) Trust 0.7%
Value $1.314M Shares 126,632 Est. Cost $9.99 Unrealized
Montgomery Street Income Securities 0.7%
Value $1.234M Shares 79,385 Est. Cost $16.16 Unrealized
BLX BANCO LATINOAMERICANO COME E 0.7%
Value $1.185M Shares 42,300 Est. Cost $11.35 Unrealized +16.8%
Nuveen California AMT-Free Municipal Income Fund 0.7%
Value $1.18M Shares 96,997 Est. Cost $13.49 Unrealized
Boulder Growth and Income Fund 0.7%
Value $1.148M Shares 142,840 Est. Cost $7.44 Unrealized
First Trust High Income Long/Short Fund 0.6%
Value $1.083M Shares 62,894 Est. Cost $17.30 Unrealized
CHIQUITA BRANDS INTL 0.6%
Value $1.064M Shares 90,900 Est. Cost $11.18 Unrealized
AMERICA MOVIL ADR SERIES L 0.6%
Value $1.044M Shares 44,690 Est. Cost $21.75 Unrealized
BANCOLOMBIA S.A. SPONS ADR 0.6%
Value $1.043M Shares 21,280 Est. Cost $55.78 Unrealized
Advent Claymore Covertible Securities & Income Fund 0.6%
Value $1.034M Shares 55,777 Est. Cost $16.94 Unrealized
Japan Smaller Capitalization Fund 0.6%
Value $1.019M Shares 111,175 Est. Cost $8.62 Unrealized
FCX FREEPORT MCMORAN COPPER 0.6%
Value $1.019M Shares 27,000 Est. Cost $24.45 Unrealized +23.0%
Aberdeen Asia-Pacific Income Fund 0.6%
Value $985K Shares 170,953 Est. Cost $6.19 Unrealized
Clough Global Equity Fund 0.6%
Value $975K Shares 62,079 Est. Cost $14.97 Unrealized
GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B 0.6%
Value $965K Shares 49,349 Est. Cost $21.45 Unrealized
STEINER LEISURE LTD 0.5%
Value $958K Shares 19,467 Est. Cost $51.91 Unrealized
FMX FOMENTO ECONOMICO MEX SP ADR 0.5%
Value $930K Shares 9,500 Est. Cost $102.53 Unrealized
NSC NORFOLK SOUTHERN CORP 0.5%
Value $928K Shares 10,000 Est. Cost $57.67 Unrealized +13.9%
New Germany Fund 0.5%
Value $897K Shares 45,027 Est. Cost $17.60 Unrealized
TV GRUPO TELEVISA SA SPON ADR 0.5%
Value $859K Shares 28,400 Est. Cost $24.82 Unrealized
Nuveen Dividend Advantage Municipal Income Fund 0.5%
Value $820K Shares 65,508 Est. Cost $13.00 Unrealized
DoubleLine Income Solutions Fund 0.5%
Value $801K Shares 38,001 Est. Cost $21.08 Unrealized
Nuveen Quality Preferred Income Fund 3 0.4%
Value $776K Shares 98,888 Est. Cost $8.42 Unrealized
CX CEMEX SAB SPONS ADR PART CER 0.4%
Value $776K Shares 65,561 Est. Cost $10.74 Unrealized
Thai Fund, Inc. 0.4%
Value $772K Shares 42,540 Est. Cost $21.32 Unrealized
ATLANTIC TELE NETWORK INC 0.4%
Value $747K Shares 13,198 Est. Cost $49.65 Unrealized
Royce Micro-Cap Trust, Inc. 0.4%
Value $740K Shares 58,717 Est. Cost $10.92 Unrealized
Bancroft Fund 0.4%
Value $739K Shares 39,750 Est. Cost $17.68 Unrealized
BlackRock International Growth and Income Trust 0.4%
Value $711K Shares 87,500 Est. Cost $7.37 Unrealized
Western Asset Inflation Management Fund 0.4%
Value $711K Shares 42,005 Est. Cost $16.84 Unrealized
TECO ENERGY INC 0.4%
Value $698K Shares 40,500 Est. Cost $17.19 Unrealized
NCLH NORWEGIAN CRUISE LINE HOLDINGS 0.4%
Value $679K Shares 19,143 Est. Cost $31.23 Unrealized +3.9%
Clough Global Allocation Fund 0.4%
Value $668K Shares 43,446 Est. Cost $15.24 Unrealized
Neuberger Berman Real Estate Securities Income Fund 0.4%
Value $664K Shares 152,971 Est. Cost $4.82 Unrealized
First Trust Intermediate Duration Preferred & Income Fund 0.4%
Value $645K Shares 30,376 Est. Cost $21.23 Unrealized
GDL Fund Preferred Series B 0.4%
Value $643K Shares 12,800 Est. Cost $50.23 Unrealized
Boulder Total Return Fund 0.4%
Value $641K Shares 27,876 Est. Cost $21.20 Unrealized
Nuveen Municipal Market Opportunity Fund 0.4%
Value $636K Shares 53,003 Est. Cost $12.15 Unrealized
FDP FRESH DEL MONTE PRODUCE INC 0.3%
Value $591K Shares 20,890 Est. Cost $21.57 Unrealized +4.3%
Macquarie Global Infrastructure Total Return Fund 0.3%
Value $560K Shares 25,325 Est. Cost $20.44 Unrealized
Cohen & Steers Dividend Majors Fund 0.3%
Value $551K Shares 37,763 Est. Cost $14.59 Unrealized
BlackRock Enhanced Capital and Income Fund 0.3%
Value $535K Shares 39,170 Est. Cost $12.62 Unrealized
NexPoint Credit Strategies Fund 0.3%
Value $533K Shares 56,625 Est. Cost $9.41 Unrealized
AllianzGI Equity & Convertible Income Fund 0.3%
Value $527K Shares 27,012 Est. Cost $18.36 Unrealized
Kayne Anderson Midstream/Energy Fund 0.3%
Value $523K Shares 15,186 Est. Cost $33.79 Unrealized
Delaware Enhanced Global Dividend & Income Fund 0.3%
Value $508K Shares 41,552 Est. Cost $11.62 Unrealized
Dividend and Income Fund 0.3%
Value $502K Shares 33,209 Est. Cost $14.50 Unrealized
Nuveen Build America Bond Opportunity Fund 0.3%
Value $501K Shares 25,765 Est. Cost $19.98 Unrealized
Brookfield Global Listed Infrastructure Income Fund, Inc. 0.3%
Value $492K Shares 24,880 Est. Cost $20.03 Unrealized
Central Securities 0.3%
Value $479K Shares 22,061 Est. Cost $21.41 Unrealized
Western Asset/Claymore Inflation-Linked Opportunities & Inc. 0.3%
Value $474K Shares 42,075 Est. Cost $11.84 Unrealized
Morgan Stanley Asia Pacific Fund 0.3%
Value $460K Shares 27,761 Est. Cost $15.72 Unrealized
Cohen & Steers REIT & Preferred Income Fund 0.3%
Value $449K Shares 28,591 Est. Cost $16.97 Unrealized
JZ Capital Partners Ltd Ord 0.3%
Value $445K Shares 60,000 Est. Cost $7.25 Unrealized
EVTC EVERTEC INC 0.2%
Value $435K Shares 17,643 Est. Cost $20.78 Unrealized -4.5%
LMP Capital and Income Fund, Inc. 0.2%
Value $429K Shares 27,130 Est. Cost $15.39 Unrealized
American Strategic Income Portfolio II 0.2%
Value $420K Shares 54,420 Est. Cost $8.20 Unrealized
Aberdeen Singapore Fund 0.2%
Value $415K Shares 32,462 Est. Cost $13.10 Unrealized
TAHOE RESOURCES INC 0.2%
Value $398K Shares 23,900 Est. Cost $14.16 Unrealized
Templeton Dragon Fund 0.2%
Value $377K Shares 14,570 Est. Cost $25.08 Unrealized
Eaton Vance Tax-Managed Diversified Equity Income Fund 0.2%
Value $364K Shares 33,316 Est. Cost $10.17 Unrealized
Tortoise Energy Independence Fund, Inc. 0.2%
Value $364K Shares 14,495 Est. Cost $24.69 Unrealized
MEXICO EQUITY AND INCOME FUND INC 0.2%
Value $363K Shares 24,396 Est. Cost $15.41 Unrealized
Putnam Master Intermediate Income Trust 0.2%
Value $360K Shares 71,483 Est. Cost $4.96 Unrealized
TEEKAY LNG PARTNERS LP 0.2%
Value $357K Shares 8,361 Est. Cost $43.66 Unrealized
VMC VULCAN MATERIALS CO 0.2%
Value $327K Shares 5,500 Est. Cost $46.69 Unrealized +7.6%
Nuveen Build America Bond Fund 0.2%
Value $327K Shares 17,740 Est. Cost $19.38 Unrealized
Royce Focus Trust 0.2%
Value $316K Shares 41,445 Est. Cost $6.97 Unrealized
Morgan Stanley Income Securities 0.2%
Value $301K Shares 17,921 Est. Cost $16.98 Unrealized
Eaton Vance Tax-Advantaged Dividend Income Fund 0.2%
Value $289K Shares 15,207 Est. Cost $19.00 Unrealized
Western Asset High Yield Defined Opportunity Fund 0.2%
Value $277K Shares 15,669 Est. Cost $17.68 Unrealized
TCW Strategic Income Fund 0.2%
Value $266K Shares 49,730 Est. Cost $5.35 Unrealized
Aberdeen Indonesia Fund 0.2%
Value $265K Shares 32,068 Est. Cost $11.62 Unrealized
ILF ISHARES LATIN AMERICA 40 ETF 0.1%
Value $259K Shares 7,000 Est. Cost $36.80 Unrealized
Zweig Fund 0.1%
Value $256K Shares 17,221 Est. Cost $12.80 Unrealized
Advent/Claymore Enhanced Growth & Income Fund 0.1%
Value $244K Shares 24,132 Est. Cost $9.87 Unrealized
John Hancock Hedged Equity & Income Fund 0.1%
Value $229K Shares 13,401 Est. Cost $16.93 Unrealized
Blackrock Muniyield Michigan Quality Fund II 0.1%
Value $222K Shares 19,350 Est. Cost $12.70 Unrealized
BlackRock Energy & Resources Trust 0.1%
Value $220K Shares 9,035 Est. Cost $24.92 Unrealized
Guggenheim Build America Bonds 0.1%
Value $219K Shares 11,038 Est. Cost $21.73 Unrealized
Guggenheim Equal Weight Enhanced Equity Income Fund 0.1%
Value $218K Shares 11,527 Est. Cost $18.65 Unrealized
MFS Intermarket Income Trust I 0.1%
Value $215K Shares 26,556 Est. Cost $8.13 Unrealized
JPMorgan China Region Fund 0.1%
Value $215K Shares 14,179 Est. Cost $15.16 Unrealized
Morgan Stanley Emerging Market Debt Fund 0.1%
Value $210K Shares 21,999 Est. Cost $10.17 Unrealized
Nuveen Premium Income Municipal Fund 2 0.1%
Value $208K Shares 16,592 Est. Cost $13.12 Unrealized
WU WESTERN UNION CO 0.1%
Value $207K Shares 12,000 Est. Cost $17.25 Unrealized
Avenue Income Credit Strategies Fund 0.1%
Value $203K Shares 11,560 Est. Cost $17.38 Unrealized
Special Opportunities Fund 0.1%
Value $199K Shares 11,387 Est. Cost $16.95 Unrealized
BlackRock Resources & Commodities Strategy Trust 0.1%
Value $194K Shares 16,756 Est. Cost $11.52 Unrealized
Brookfield Total Return Fund 0.1%
Value $190K Shares 8,000 Est. Cost $23.75 Unrealized
MLM MARTIN MARIETTA MATERIALS 0.1%
Value $190K Shares 1,900 Est. Cost $93.00 Unrealized -4.5%
EQS Equus Total Return 0.1%
Value $186K Shares 93,614 Est. Cost $2.08 Unrealized -9.2%
ING Global Advantage and Premium Opportunity Fund 0.1%
Value $186K Shares 15,810 Est. Cost $11.76 Unrealized
SEACOR HOLDINGS INC 0.1%
Value $182K Shares 2,000 Est. Cost $83.00 Unrealized
Nuveen Intermediate Duration Municipal Term Fund 0.1%
Value $181K Shares 15,751 Est. Cost $11.81 Unrealized
Nuveen Equity Premium Advantage Fund 0.1%
Value $173K Shares 13,677 Est. Cost $12.44 Unrealized
BPOP POPULAR INC 0.1%
Value $172K Shares 6,000 Est. Cost $21.82 Unrealized -6.6%
Eaton Vance Floating-Rate Income Plus Fund 0.1%
Value $169K Shares 9,331 Est. Cost $18.11 Unrealized
Nuveen New Jersey Dividend Advantage Municipal Fund 2 0.1%
Value $162K Shares 13,100 Est. Cost $12.46 Unrealized
Foxby Corp. 0.1%
Value $161K Shares 82,338 Est. Cost $1.64 Unrealized
Eaton Vance Michigan Municipal Income Trust 0.1%
Value $159K Shares 14,319 Est. Cost $11.61 Unrealized
PSMT PRICESMART INC 0.1%
Value $157K Shares 1,363 Est. Cost $74.69 Unrealized +30.8%
Gabelli Dividend & Income Trust 0.1%
Value $155K Shares 7,000 Est. Cost $19.29 Unrealized
Royce Global Value Trust 0.1%
Value $155K Shares 17,393 Est. Cost $8.91 Unrealized
RENN Global Entrepreneurs Fund 0.1%
Value $155K Shares 106,588 Est. Cost $1.51 Unrealized
Central Europe Russia and Turkey Fund 0.1%
Value $155K Shares 5,079 Est. Cost $29.83 Unrealized
MRGO MARGO CARIBE INC 0.1%
Value $154K Shares 64,239 Est. Cost $3.97 Unrealized -33.7%
European Equity Fund 0.1%
Value $151K Shares 16,906 Est. Cost $7.16 Unrealized
New Ireland Fund 0.1%
Value $149K Shares 11,597 Est. Cost $10.43 Unrealized
Calamos Global Dynamic Income Fund 0.1%
Value $145K Shares 16,194 Est. Cost $8.35 Unrealized
Alliance California Municipal Income Fund 0.1%
Value $143K Shares 11,800 Est. Cost $12.49 Unrealized
Cushing Renaissance Fund 0.1%
Value $140K Shares 5,592 Est. Cost $24.80 Unrealized
Nuveen Intermediate Duration Quality Municipal Fund 0.1%
Value $138K Shares 12,000 Est. Cost $11.83 Unrealized
Nuveen California Dividend Advantage Municipal Fund 3 0.1%
Value $137K Shares 12,000 Est. Cost $12.42 Unrealized
ULTRF ULTRAPETROL (BAHAMAS) LTD 0.1%
Value $135K Shares 36,000 Est. Cost $2.88 Unrealized +23.3%
CUPUF CARIBBEAN UTILITIES CO LTD A 0.1%
Value $133K Shares 12,000 Est. Cost $6.57 Unrealized +6.7%
First Trust Enhanced Equity Income Fund 0.1%
Value $130K Shares 9,766 Est. Cost $12.65 Unrealized
Western Asset/Claymore Inflation-Linked Securities & Income 0.1%
Value $130K Shares 11,395 Est. Cost $11.99 Unrealized
FUGI FUEGO ENTERPRISES INC 0.1%
Value $128K Shares 513,210 Est. Cost $0.41 Unrealized -28.6%
Morgan Stanley India Investment Fund 0.1%
Value $128K Shares 7,295 Est. Cost $15.45 Unrealized
ASA Gold and Precious Metals Limited 0.1%
Value $126K Shares 10,307 Est. Cost $12.55 Unrealized
General American Investors Preferred Series B 0.1%
Value $124K Shares 4,900 Est. Cost $25.33 Unrealized
GDL Fund 0.1%
Value $121K Shares 10,962 Est. Cost $11.40 Unrealized
Cohen & Steers MLP Income and Energy Opportunity Fund 0.1%
Value $120K Shares 6,571 Est. Cost $18.26 Unrealized
Nuveen Quality Income Municipal Fund 0.1%
Value $119K Shares 9,725 Est. Cost $13.50 Unrealized
Nuveen Select Quality Municipal Fund 0.1%
Value $114K Shares 9,200 Est. Cost $13.60 Unrealized
John Hancock Tax-Advantaged Dividend Income Fund 0.1%
Value $110K Shares 6,043 Est. Cost $18.79 Unrealized
Legg Mason BW Global Income Opportunities Fund 0.1%
Value $107K Shares 6,314 Est. Cost $17.74 Unrealized
Central Fund of Canada Limited (USA) 0.1%
Value $106K Shares 8,000 Est. Cost $13.63 Unrealized
XXCHNXX China Fund 0.1%
Value $104K Shares 5,000 Est. Cost $20.00 Unrealized
Nuveen CT Premium Income Municipal Fund 0.1%
Value $102K Shares 8,808 Est. Cost $13.14 Unrealized
ING Risk Managed Natural Resources 0.1%
Value $101K Shares 10,250 Est. Cost $10.83 Unrealized
eUNITs 2 Year U.S. International Equity Market Participation Trust 0.1%
Value $101K Shares 8,601 Est. Cost $10.96 Unrealized
ERA GROUP INC 0.1%
Value $99,000 Shares 3,215 Est. Cost $26.40 Unrealized
Nuveen Flexible Investment Income Fund 0.1%
Value $99,000 Shares 6,001 Est. Cost $16.66 Unrealized
Delaware Investments Dividend & Income Fund 0.1%
Value $98,000 Shares 10,476 Est. Cost $8.96 Unrealized
Flaherty & Crumrine Dynamic Preferred & Income Fund 0.1%
Value $95,000 Shares 4,631 Est. Cost $20.51 Unrealized
BlackRock Health Sciences Trust 0.1%
Value $95,000 Shares 2,690 Est. Cost $35.32 Unrealized
Madison Strategic Sector Premium Fund 0.1%
Value $93,000 Shares 7,785 Est. Cost $11.57 Unrealized
Blackrock Muniyield Michigan Quality Fund 0.1%
Value $93,000 Shares 7,450 Est. Cost $13.62 Unrealized
Turkish Investment Fund 0.1%
Value $91,000 Shares 6,206 Est. Cost $15.87 Unrealized
Nuveen AMT-Free Municipal Income Fund 0.1%
Value $90,000 Shares 7,500 Est. Cost $12.90 Unrealized
Apollo Tactical Income Fund Inc 0.1%
Value $90,000 Shares 5,001 Est. Cost $18.00 Unrealized
BlackRock Utility & Infrastructure Trust 0.1%
Value $89,000 Shares 5,000 Est. Cost $17.80 Unrealized
Eaton Vance California Municipal Income Trust 0.1%
Value $88,000 Shares 7,853 Est. Cost $11.21 Unrealized
Wells Fargo Advantage Global Dividend Opportunity Fund 0.0%
Value $87,000 Shares 12,002 Est. Cost $7.25 Unrealized
Tortoise Pipeline & Energy Fund 0.0%
Value $85,000 Shares 3,001 Est. Cost $28.32 Unrealized
Nuveen Equity Premium and Growth Fund 0.0%
Value $85,000 Shares 6,001 Est. Cost $13.83 Unrealized
Nuveen Quality Municipal Fund 0.0%
Value $85,000 Shares 7,000 Est. Cost $12.51 Unrealized
Ares Multi-Strategy Credit Fund 0.0%
Value $85,000 Shares 4,001 Est. Cost $21.24 Unrealized
XEVMX Eaton Vance California Municipal Bond Fund 0.0%
Value $84,000 Shares 8,209 Est. Cost $10.83 Unrealized
Eaton Vance Limited Duration Income Fund 0.0%
Value $83,000 Shares 5,440 Est. Cost $15.26 Unrealized
Brookfield Mortgage Opportunity Income Fund 0.0%
Value $83,000 Shares 5,001 Est. Cost $16.60 Unrealized
TIP iShares Barclays TIPS Bond Fund 0.0%
Value $82,000 Shares 750 Est. Cost $112.00 Unrealized
Nuveen Pennsylvania Dividend Advantage Municipal Fund 0.0%
Value $79,000 Shares 6,500 Est. Cost $12.43 Unrealized
Fort Dearborn Income Securities Inc 0.0%
Value $75,000 Shares 5,400 Est. Cost $13.89 Unrealized
Nuveen Michigan Quality Income Municipal Fund 0.0%
Value $74,000 Shares 5,918 Est. Cost $13.43 Unrealized
Invesco Municipal Opportunity Trust 0.0%
Value $70,000 Shares 6,000 Est. Cost $11.67 Unrealized
Source Capital 0.0%
Value $70,000 Shares 1,036 Est. Cost $61.94 Unrealized
Nuveen Arizona Premium Income Municipal Fund 0.0%
Value $69,000 Shares 5,700 Est. Cost $13.33 Unrealized
BlackRock MuniAssets Fund 0.0%
Value $69,000 Shares 6,000 Est. Cost $11.50 Unrealized
BlackRock Limited Duration Income Trust 0.0%
Value $67,000 Shares 3,910 Est. Cost $17.14 Unrealized
Nuveen Equity Premium Income Fund 0.0%
Value $67,000 Shares 5,310 Est. Cost $12.62 Unrealized
XJPIX Nuveen Preferred & Income Term Fund 0.0%
Value $66,000 Shares 3,000 Est. Cost $24.33 Unrealized
Dreyfus Municipal Bond Infrastructure Fund 0.0%
Value $66,000 Shares 6,401 Est. Cost $11.69 Unrealized
BlackRock Municipal Target Term Trust 0.0%
Value $64,000 Shares 3,751 Est. Cost $17.06 Unrealized
Market Vectors Gold Miners ETF 0.0%
Value $63,000 Shares 3,000 Est. Cost $24.33 Unrealized
Nuveen Dividend Advantage Municipal Fund 2 0.0%
Value $63,000 Shares 5,000 Est. Cost $14.00 Unrealized
Asia Pacific Fund 0.0%
Value $63,000 Shares 6,000 Est. Cost $10.17 Unrealized
Wells Fargo Multi-Sector Income Fund 0.0%
Value $60,000 Shares 4,300 Est. Cost $13.95 Unrealized
Engex 0.0%
Value $58,000 Shares 16,472 Est. Cost $2.88 Unrealized
Invesco California Value Municipal Income Trust 0.0%
Value $57,000 Shares 5,000 Est. Cost $11.40 Unrealized
XMUIX BlackRock Muni Intermediate Duration Fund 0.0%
Value $56,000 Shares 4,000 Est. Cost $14.00 Unrealized
MFS California Municipal Fund 0.0%
Value $53,000 Shares 5,296 Est. Cost $10.76 Unrealized
Nuveen Municipal Opportunity Fund 0.0%
Value $53,000 Shares 4,000 Est. Cost $14.00 Unrealized
Putnam Municipal Opportunities Trust 0.0%
Value $52,000 Shares 4,800 Est. Cost $11.52 Unrealized
BlackRock Municipal Income Investment Quality Trust 0.0%
Value $51,000 Shares 4,000 Est. Cost $13.56 Unrealized
American Strategic Income Portfolio 0.0%
Value $50,000 Shares 5,600 Est. Cost $9.60 Unrealized
MVC Capital Preferred Series B 0.0%
Value $50,000 Shares 2,000 Est. Cost $25.00 Unrealized
Taiwan Fund 0.0%
Value $48,000 Shares 2,471 Est. Cost $16.09 Unrealized
SBUX Starbucks Corporation 0.0%
Value $47,000 Shares 600 Est. Cost $24.37 Unrealized +28.1%
Aberdeen Emerging Markets Smaller Companies Opportunities Fund 0.0%
Value $47,000 Shares 3,400 Est. Cost $20.00 Unrealized
Duff & Phelps Global Utility Income Fund 0.0%
Value $46,000 Shares 2,410 Est. Cost $18.67 Unrealized
Aberdeen Israel Fund 0.0%
Value $46,000 Shares 2,750 Est. Cost $14.55 Unrealized
MVC Capital 0.0%
Value $45,000 Shares 3,318 Est. Cost $12.66 Unrealized
John Hancock Premium Dividend Fund 0.0%
Value $42,000 Shares 3,625 Est. Cost $13.23 Unrealized
Morgan Stanley Emerging Markets Fund 0.0%
Value $35,000 Shares 2,264 Est. Cost $14.13 Unrealized
Gabelli Global Utility & Income Trust 0.0%
Value $35,000 Shares 1,763 Est. Cost $19.70 Unrealized
MFS Investment Grade Municipal Trust 0.0%
Value $34,000 Shares 3,907 Est. Cost $9.47 Unrealized
Nuveen California Municipal Value Fund 2 0.0%
Value $34,000 Shares 2,317 Est. Cost $14.78 Unrealized
Swiss Helvetia Fund 0.0%
Value $34,000 Shares 2,402 Est. Cost $12.49 Unrealized
Morgan Stanley Eastern Europe Fund 0.0%
Value $33,000 Shares 1,615 Est. Cost $16.10 Unrealized
BlackRock S&P Quality Rankings Global Equity Managed Trust 0.0%
Value $32,000 Shares 2,500 Est. Cost $12.40 Unrealized
Transamerica Income Shares 0.0%
Value $28,000 Shares 1,359 Est. Cost $20.60 Unrealized
SBSAA SPANISH BROADCASTING SYS A 0.0%
Value $27,000 Shares 8,030 Est. Cost $3.36 Unrealized +16.2%
BlackRock MuniHoldings New Jersey Quality Fund 0.0%
Value $26,000 Shares 2,000 Est. Cost $14.50 Unrealized
Eaton Vance Municipal Income Term Trust 0.0%
Value $26,000 Shares 1,801 Est. Cost $14.44 Unrealized
Nuveen Premier Municipal Income Fund 0.0%
Value $25,000 Shares 2,000 Est. Cost $12.50 Unrealized
Columbia Seligman Premium Technology Growth Fund 0.0%
Value $25,000 Shares 1,726 Est. Cost $14.48 Unrealized
Nuveen Georgia Dividend Advantage Municipal Fund 2, 2.65% MTP Pfd 2/1/2015 0.0%
Value $25,000 Shares 2,500 Est. Cost $10.00 Unrealized
XBZMX BlackRock Maryland Municipal Bond Trust 0.0%
Value $25,000 Shares 2,000 Est. Cost $12.50 Unrealized
Nuveen Maryland Premium Income Municipal Fund 0.0%
Value $24,000 Shares 2,000 Est. Cost $13.50 Unrealized
Neuberger Berman High Yield Strategies Fund 0.0%
Value $23,000 Shares 1,743 Est. Cost $12.62 Unrealized
Gabelli Equity Trust 0.0%
Value $23,000 Shares 3,019 Est. Cost $6.62 Unrealized
Tortoise Energy Infrastructure, 3.75% Preferred Series B 0.0%
Value $22,000 Shares 2,600 Est. Cost $9.09 Unrealized
Nuveen California Quality Income Municipal Fund 0.0%
Value $22,000 Shares 1,500 Est. Cost $14.67 Unrealized
Tri-Continental Corp., $2.50 Cumulative Preferred Stock 0.0%
Value $22,000 Shares 500 Est. Cost $50.00 Unrealized
Nuveen Core Equity Alpha Fund 0.0%
Value $21,000 Shares 1,266 Est. Cost $14.77 Unrealized
Gabelli Equity Trust Preferred Series D 0.0%
Value $21,000 Shares 848 Est. Cost $25.14 Unrealized
Nasdaq Premium Income & Growth Fund 0.0%
Value $21,000 Shares 1,165 Est. Cost $16.06 Unrealized
Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #2 0.0%
Value $20,000 Shares 2,000 Est. Cost $10.00 Unrealized
Nuveen Maryland Premium Income Municipal Fund, 2.65% MTP Pfd 2/1/2015 0.0%
Value $20,000 Shares 2,000 Est. Cost $10.00 Unrealized
XXHYBXX New America High Income Fund 0.0%
Value $19,000 Shares 2,000 Est. Cost $10.00 Unrealized
Helios Multi Sector High Income Fund 0.0%
Value $18,000 Shares 3,000 Est. Cost $5.67 Unrealized
GELTECH SOLUTIONS INC 0.0%
Value $18,000 Shares 25,000 Est. Cost $1.16 Unrealized
Liberty All-Star Growth Fund 0.0%
Value $17,000 Shares 3,042 Est. Cost $4.70 Unrealized
DWS Global High Income Fund 0.0%
Value $14,000 Shares 1,802 Est. Cost $8.32 Unrealized
Nuveen Pennsylvania Municipal Value Fund 0.0%
Value $14,000 Shares 1,000 Est. Cost $14.00 Unrealized
Nuveen Dividend Advantage Municipal Fund 0.0%
Value $13,000 Shares 1,000 Est. Cost $13.00 Unrealized
XMYDX BlackRock MuniYield Fund 0.0%
Value $13,000 Shares 1,000 Est. Cost $13.00 Unrealized
BlackRock MuniYield Pennsylvania Quality Fund 0.0%
Value $13,000 Shares 1,000 Est. Cost $13.00 Unrealized
BlackRock MuniHoldings Investment Quality Fund 0.0%
Value $13,000 Shares 1,000 Est. Cost $13.00 Unrealized
BlackRock MuniYield New Jersey Fund 0.0%
Value $12,000 Shares 877 Est. Cost $13.68 Unrealized
BlackRock MuniYield Investment Quality Fund 0.0%
Value $12,000 Shares 1,000 Est. Cost $12.00 Unrealized
HMC Honda Motor Co., Ltd. 0.0%
Value $12,000 Shares 300 Est. Cost $36.67 Unrealized
Nuveen Municipal Advantage Fund 0.0%
Value $12,000 Shares 1,000 Est. Cost $13.43 Unrealized
Nuveen New Jersey Dividend Advantage Municipal Fund 0.0%
Value $12,000 Shares 1,000 Est. Cost $14.00 Unrealized
Nuveen Pennsylvania Dividend Advantage Municipal Fund 2 0.0%
Value $12,000 Shares 1,000 Est. Cost $13.00 Unrealized
Eaton Vance Ohio Municipal Income Trust 0.0%
Value $12,000 Shares 1,000 Est. Cost $12.00 Unrealized
Eaton Vance Michigan Municipal Bond Fund 0.0%
Value $12,000 Shares 1,000 Est. Cost $12.31 Unrealized
Eaton Vance Massachusetts Municipal Bond Fund 0.0%
Value $12,000 Shares 1,000 Est. Cost $12.00 Unrealized
Cornerstone Strategic Value Fund 0.0%
Value $12,000 Shares 1,803 Est. Cost $7.21 Unrealized
GTMAY GRUPO TMM SA SP ADR A 0.0%
Value $11,000 Shares 12,280 Est. Cost $0.73 Unrealized
Eaton Vance Pennsylvania Municipal Bond Fund 0.0%
Value $11,000 Shares 1,000 Est. Cost $11.00 Unrealized
Nuveen California Premium Income Municipal Fund, 2.00% MTP Pfd 10/1/2015 0.0%
Value $10,000 Shares 1,000 Est. Cost $10.00 Unrealized
Putnam Managed Municipal Income Trust 0.0%
Value $10,000 Shares 1,500 Est. Cost $7.33 Unrealized
LATIN AMERICAN DISCOVERY FUND 0.0%
Value $10,000 Shares 800 Est. Cost $13.75 Unrealized
Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #1 0.0%
Value $10,000 Shares 1,000 Est. Cost $10.00 Unrealized
Eaton Vance Massachusetts Municipal Income Trust 0.0%
Value $10,000 Shares 833 Est. Cost $13.21 Unrealized
Asia Tigers Fund 0.0%
Value $10,000 Shares 892 Est. Cost $11.36 Unrealized
Enzo Biochem, Inc 0.0%
Value $9,000 Shares 3,000 Est. Cost $2.00 Unrealized
Pacholder High Yield Fund 0.0%
Value $8,000 Shares 1,000 Est. Cost $8.00 Unrealized
Madison Covered Call and Equity Strategy Fund 0.0%
Value $8,000 Shares 1,000 Est. Cost $8.00 Unrealized
DESARROLLADORA HOMEX ADR 0.0%
Value $7,000 Shares 6,100 Est. Cost $3.77 Unrealized
Nuveen Massachusetts AMT-Free Municipal Fund 0.0%
Value $6,000 Shares 504 Est. Cost $13.38 Unrealized
Eaton Vance New Jersey Municipal Bond Fund 0.0%
Value $6,000 Shares 500 Est. Cost $12.00 Unrealized
Rand Capital Corp. 0.0%
Value $6,000 Shares 2,000 Est. Cost $3.00 Unrealized
F Ford Motor Co. 0.0%
Value $5,000 Shares 350 Est. Cost $9.02 Unrealized -0.2%
CorEnergy Infrastructure Trust 0.0%
Value $4,000 Shares 510 Est. Cost $7.84 Unrealized
Aberdeen Latin America Equity Fund 0.0%
Value $2,000 Shares 88 Est. Cost $34.09 Unrealized
Helios Strategic Income Fund 0.0%
Value $1,000 Shares 166 Est. Cost $6.02 Unrealized
Tim Hortons, Inc. 0.0%
Value $1,000 Shares 13 Est. Cost $76.92 Unrealized