Thomas J. Herzfeld Advisors, Inc. Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	First Opportunity Fund	607,156	$5,659	3.3%	$8.19	—	common stock	33587T108
—	Virtus Total Return Fund	1,190,135	$5,260	3.1%	$3.87	—	common stock	92829A103
—	Alpine Total Dynamic Dividend Fund	592,402	$4,970	2.9%	$8.38	—	common stock	021060207
—	Petroleum & Resources Corp.	173,273	$4,838	2.8%	$25.90	—	common stock	716549100
—	Adams Express Company	349,580	$4,538	2.7%	$12.01	—	common stock	006212104
—	Tri-Continental Corp.	217,236	$4,362	2.6%	$18.00	—	common stock	895436103
—	PIMCO Dynamic Credit Income Fund	160,430	$3,626	2.1%	$22.53	—	common stock	72202D106
—	Federated Enhanced Treasury Income Fund	214,782	$2,927	1.7%	$13.01	—	common stock	314162108
—	General American Investors	82,211	$2,896	1.7%	$32.21	—	common stock	368802104
—	Alpine Global Dynamic Dividend Fund	273,515	$2,738	1.6%	$10.20	—	common stock	02082E205
—	RMR Real Estate Income Fund	144,931	$2,690	1.6%	$19.54	—	common stock	76970B101
SEB	SEABOARD CORP	1,017	$2,666	1.6%	$2655.35	-4.2%	common stock	811543107
—	Clough Global Opportunities Fund	207,645	$2,647	1.6%	$12.90	—	common stock	18914E106
—	COPA HOLDINGS SA CLASS A	17,827	$2,588	1.5%	$145.17	—	common stock	P31076905
—	BlackRock Credit Allocation Income Trust IV	178,444	$2,413	1.4%	$12.98	—	common stock	092508100
—	Liberty All-Star Equity Fund	404,283	$2,377	1.4%	$5.25	—	common stock	530158104
—	Royce Value Trust	150,716	$2,371	1.4%	$15.30	—	common stock	780910105
—	The Herzfeld Caribbean Basin Fund	289,244	$2,363	1.4%	$8.49	—	common stock	42804T106
—	Oxford Lane Capital, 7.50% Pfd Series 2023	90,311	$2,165	1.3%	$23.38	—	preferred stock	691543300
KOF	COCA COLA FEMSA SAB SP ADR	19,602	$2,068	1.2%	$138.37	—	common stock	191241108
—	Putnam Premier Income Trust	372,466	$2,060	1.2%	$5.35	—	common stock	746853100
—	Nuveen Dividend Advantage Municipal Fund 3	157,175	$2,059	1.2%	$13.20	—	common stock	67070X101
—	Cohen & Steers Infrastructure Fund	92,742	$2,048	1.2%	$19.04	—	common stock	19248A109
MTZ	MASTEC INC	44,800	$1,946	1.1%	$30.34	+25.1%	common stock	576323109
—	Morgan Stanley Emerging Markets Domestic Debt Fund	143,718	$1,886	1.1%	$14.43	—	common stock	617477104
—	American Select Portfolio	186,010	$1,848	1.1%	$10.15	—	common stock	029570108
—	Blackrock Build America Bond Trust	88,890	$1,799	1.1%	$19.90	—	common stock	09248X100
—	Gabelli Equity Trust Preferred Series G	74,401	$1,708	1.0%	$24.75	—	preferred stock	362397176
—	Nuveen Real Asset Income & Growth Fund	90,971	$1,673	1.0%	$18.71	—	common stock	67074Y105
—	BlackRock Enhanced Equity Dividend Trust	210,108	$1,668	1.0%	$7.72	—	common stock	09251A104
RCL	ROYAL CARIBBEAN CRUISES LTD	30,000	$1,637	1.0%	$29.48	+48.4%	common stock	V7780T103
XJEQX	Japan Equity Fund	247,309	$1,614	0.9%	$6.53	—	common stock	00306J109
LEN	LENNAR CORP A	40,500	$1,605	0.9%	$33.64	+2.7%	common stock	526057104
—	First Trust High Income Long/Short Fund	81,294	$1,441	0.8%	$17.40	—	common stock	33738E109
—	BlackRock Global Opportunties Equity Trust	98,312	$1,438	0.8%	$13.50	—	common stock	092501105
—	Nuveen Diviersified Currency Opportunities Fund	136,563	$1,433	0.8%	$11.21	—	common stock	67090N109
—	First Trust Mortgage Income Fund	88,938	$1,400	0.8%	$15.88	—	common stock	33734E103
—	Gabelli Healthcare & Wellness (Rx) Trust	134,610	$1,392	0.8%	$10.01	—	common stock	36246K103
—	Putnam High Income Securities Fund	163,259	$1,366	0.8%	$7.90	—	common stock	746779107
—	Zweig Total Return Fund	96,843	$1,362	0.8%	$12.86	—	common stock	989837208
WSO	WATSCO INC	13,300	$1,329	0.8%	$84.60	+14.1%	common stock	942622200
—	Korea Fund	32,924	$1,321	0.8%	$34.59	—	common stock	500634209
—	Nuveen California AMT-Free Municipal Income Fund	98,467	$1,310	0.8%	$13.49	—	common stock	670651108
—	DoubleLine Income Solutions Fund	60,461	$1,283	0.8%	$21.13	—	common stock	258622109
—	Montgomery Street Income Securities	78,850	$1,269	0.7%	$16.16	—	common stock	614115103
CWCO	CONSOLIDATED WATER CO ORD SH	95,117	$1,254	0.7%	$8.57	+15.4%	common stock	G23773107
CCL	CARNIVAL CORP	33,000	$1,249	0.7%	$27.76	+19.2%	common stock	143658300
—	BANCOLOMBIA S.A. SPONS ADR	21,280	$1,202	0.7%	$55.78	—	common stock	05968L102
—	CHIQUITA BRANDS INTL	95,244	$1,186	0.7%	$11.24	—	common stock	170032809
—	Boulder Growth and Income Fund	143,031	$1,163	0.7%	$7.44	—	common stock	101507101
—	Advent Claymore Covertible Securities & Income Fund	62,527	$1,162	0.7%	$17.12	—	common stock	00764C109
—	New Germany Fund	57,028	$1,110	0.7%	$17.99	—	common stock	644465106
NCLH	NORWEGIAN CRUISE LINE HOLDIN	34,343	$1,108	0.7%	$32.54	+5.0%	common stock	G66721104
—	AllianzGI Equity & Convertible Income Fund	53,911	$1,049	0.6%	$18.91	—	common stock	018829101
—	Aberdeen Asia-Pacific Income Fund	166,243	$1,016	0.6%	$6.19	—	common stock	003009107
—	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B	47,449	$1,006	0.6%	$21.45	—	preferred stock	36465A307
—	Kayne Anderson Midstream/Energy Fund	28,756	$976	0.6%	$33.86	—	common stock	48661E108
TV	GRUPO TELEVISA SA SPON ADR	28,400	$945	0.6%	$24.82	—	common stock	40049J206
—	AllianceBernstein Income Fund	128,159	$941	0.6%	$7.43	—	common stock	01881E101
—	Japan Smaller Capitalization Fund	107,086	$938	0.6%	$8.62	—	common stock	47109U104
—	Clough Global Equity Fund	60,629	$935	0.5%	$14.97	—	common stock	18914C100
—	STEINER LEISURE LTD	19,467	$900	0.5%	$51.91	—	common stock	P8744Y102
FCX	FREEPORT MCMORAN COPPER W/I	27,000	$893	0.5%	$24.45	+16.4%	common stock	35671D857
—	AMERICA MOVIL ADR SERIES L	44,690	$888	0.5%	$21.75	—	common stock	02364W105
FMX	FOMENTO ECONOMICO MEX SP ADR	9,500	$886	0.5%	$102.53	—	common stock	344419106
—	Nuveen Dividend Advantage Municipal Income Fund	64,658	$862	0.5%	$13.00	—	common stock	67071L106
—	First Trust Intermediate Duration Preferred & Income Fund	37,006	$819	0.5%	$21.39	—	common stock	33718W103
—	Nuveen Quality Preferred Income Fund 3	93,659	$784	0.5%	$8.42	—	common stock	67072W101
—	LMP Capital and Income Fund, Inc.	48,381	$779	0.5%	$15.70	—	common stock	50208A102
NSC	NORFOLK SOUTHERN CORP	8,000	$777	0.5%	$57.67	+23.8%	common stock	655844108
—	Eaton Vance Risk-Managed Diversified Equity Income Fund	68,292	$772	0.5%	$10.90	—	common stock	27829G106
—	Bancroft Fund	38,386	$750	0.4%	$17.68	—	common stock	059695106
—	Neuberger Berman Real Estate Securities Income Fund	154,642	$730	0.4%	$4.82	—	common stock	64190A103
—	Royce Micro-Cap Trust, Inc.	56,928	$697	0.4%	$10.92	—	common stock	780915104
—	Nuveen Municipal Market Opportunity Fund	54,633	$697	0.4%	$12.17	—	common stock	67062W103
—	TECO ENERGY INC	40,500	$695	0.4%	$17.19	—	common stock	872375100
—	BlackRock International Growth and Income Trust	85,700	$691	0.4%	$7.37	—	common stock	092524107
CX	CEMEX SAB SPONS ADR PART CER	54,561	$689	0.4%	$10.74	—	common stock	151290889
—	NexPoint Credit Strategies Fund	61,525	$681	0.4%	$9.54	—	common stock	65340G106
—	Boulder Total Return Fund	27,876	$678	0.4%	$21.20	—	common stock	101541100
—	Thai Fund, Inc.	60,315	$653	0.4%	$18.23	—	common stock	882904105
—	GDL Fund Preferred Series B	12,800	$645	0.4%	$50.23	—	preferred stock	361570302
—	Brookfield Global Listed Infrastructure Income Fund, Inc.	29,571	$632	0.4%	$20.25	—	common stock	11273Q109
—	Macquarie Global Infrastructure Total Return Fund	26,052	$612	0.4%	$20.52	—	common stock	55608D101
—	Clough Global Allocation Fund	38,994	$592	0.3%	$15.24	—	common stock	18913Y103
FDP	FRESH DEL MONTE PRODUCE INC	20,890	$576	0.3%	$21.57	+0.1%	common stock	G36738105
—	Delaware Enhanced Global Dividend & Income Fund	46,572	$573	0.3%	$11.70	—	common stock	246060107
—	Kayne Anderson Energy Total Return Fund	20,900	$571	0.3%	$27.32	—	common stock	48660P104
—	PIMCO Dynamic Income Fund	18,251	$553	0.3%	$29.09	—	common stock	72201Y101
—	ATLANTIC TELE NETWORK INC	8,000	$527	0.3%	$49.65	—	common stock	049079205
—	Tortoise Pipeline & Energy Fund	17,897	$521	0.3%	$28.98	—	common stock	89148H108
—	Central Securities	22,721	$508	0.3%	$21.44	—	common stock	155123102
—	BlackRock Enhanced Capital and Income Fund	36,227	$506	0.3%	$12.62	—	common stock	09256A109
—	TAHOE RESOURCES INC	23,900	$505	0.3%	$14.16	—	common stock	873868103
—	Tortoise Energy Independence Fund, Inc.	20,360	$505	0.3%	$24.72	—	common stock	89148K101
—	Western Asset/Claymore Inflation-Linked Opportunities & Inc.	42,075	$489	0.3%	$11.84	—	common stock	95766R104
—	Cohen & Steers REIT & Preferred Income Fund	28,591	$486	0.3%	$16.97	—	common stock	19247X100
—	TCW Strategic Income Fund	88,891	$485	0.3%	$5.40	—	common stock	872340104
—	Cohen & Steers Dividend Majors Fund	30,286	$468	0.3%	$14.59	—	common stock	19248G106
—	Morgan Stanley Asia Pacific Fund	27,325	$461	0.3%	$15.72	—	common stock	61744U106
—	JZ Capital Partners Ltd Ord	60,000	$443	0.3%	$7.25	—	common stock	G5216J134
EVTC	EVERTEC INC	17,643	$436	0.3%	$20.78	+5.1%	common stock	30040P103
—	Calamos Global Dynamic Income Fund	46,739	$421	0.2%	$8.78	—	common stock	12811L107
—	American Strategic Income Portfolio II	50,420	$419	0.2%	$8.20	—	common stock	030099105
—	Royce Focus Trust	47,928	$382	0.2%	$7.11	—	common stock	78080N108
—	Center Coast MLP & Infrastructure Fund	22,001	$379	0.2%	$17.23	—	common stock	151461100
—	Cushing Renaissance Fund	14,343	$371	0.2%	$25.45	—	common stock	231647108
—	Aberdeen Singapore Fund	29,192	$364	0.2%	$13.10	—	common stock	003244100
—	Nuveen Build America Bond Opportunity Fund	17,713	$363	0.2%	$19.98	—	common stock	67074Q102
—	Putnam Master Intermediate Income Trust	70,528	$363	0.2%	$4.96	—	common stock	746909100
—	TEEKAY LNG PARTNERS LP	8,361	$346	0.2%	$43.66	—	common stock	Y8564M105
—	Templeton Dragon Fund	13,270	$325	0.2%	$25.08	—	common stock	88018T101
—	Eaton Vance Tax-Advantaged Dividend Income Fund	15,207	$299	0.2%	$19.00	—	common stock	27828G107
—	Eaton Vance Tax-Managed Diversified Equity Income Fund	26,358	$294	0.2%	$10.17	—	common stock	27828N102
—	Source Capital	4,287	$294	0.2%	$66.98	—	common stock	836144105
—	Guggenheim Build America Bonds	13,938	$289	0.2%	$21.52	—	common stock	401664107
—	Morgan Stanley Income Securities	16,121	$283	0.2%	$16.98	—	common stock	61745P874
—	Western Asset High Yield Defined Opportunity Fund	15,669	$280	0.2%	$17.68	—	common stock	95768B107
—	Aberdeen Indonesia Fund	29,152	$275	0.2%	$11.62	—	common stock	00305P106
—	Advent/Claymore Enhanced Growth & Income Fund	26,901	$274	0.2%	$9.90	—	common stock	00765E104
VMC	VULCAN MATERIALS CO	4,000	$266	0.2%	$46.69	+24.5%	common stock	929160109
—	Zweig Fund	17,238	$262	0.2%	$12.80	—	common stock	989834205
—	Dividend and Income Fund	17,120	$262	0.2%	$14.50	—	common stock	25538A204
ILF	ISHARES LATIN AMERICA 40 ETF INDEX	7,000	$256	0.2%	$36.80	—	common stock	464287390
—	Apollo Tactical Income Fund Inc	14,023	$250	0.1%	$17.89	—	common stock	037638103
—	Nuveen Build America Bond Fund	12,602	$247	0.1%	$19.38	—	common stock	67074C103
MLM	MARTIN MARIETTA MATERIALS	1,900	$244	0.1%	$93.00	+12.1%	common stock	573284106
—	John Hancock Hedged Equity & Income Fund	13,401	$235	0.1%	$16.93	—	common stock	47804L102
—	MEXICO EQUITY + INCOME FUND INC	15,418	$224	0.1%	$15.41	—	common stock	592834105
—	Morgan Stanley Emerging Market Debt Fund	21,999	$218	0.1%	$10.17	—	common stock	61744H105
—	BlackRock Energy & Resources Trust	9,035	$218	0.1%	$24.92	—	common stock	09250U101
—	Blackrock Muniyield Michigan Quality Fund II	17,550	$218	0.1%	$12.70	—	common stock	09254W103
—	MFS Intermarket Income Trust I	26,056	$217	0.1%	$8.13	—	common stock	59318R103
—	First Trust Enhanced Equity Income Fund	16,088	$215	0.1%	$12.93	—	common stock	337318109
—	Nuveen Intermediate Duration Municipal Term Fund	17,520	$210	0.1%	$11.83	—	common stock	670671106
—	ING Global Advantage and Premium Opportunity Fund	17,210	$206	0.1%	$11.97	—	common stock	92912R104
—	JPMorgan China Region Fund	14,179	$202	0.1%	$15.16	—	common stock	48126T104
—	Guggenheim Equal Weight Enhanced Equity Income Fund	10,752	$202	0.1%	$18.65	—	common stock	40167M106
WU	WESTERN UNION CO	12,000	$196	0.1%	$17.25	—	common stock	959802109
—	Brookfield Total Return Fund	8,000	$194	0.1%	$23.75	—	common stock	11283U108
—	BlackRock Resources & Commodities Strategy Trust	16,756	$193	0.1%	$11.52	—	common stock	09257A108
BPOP	POPULAR INC	6,000	$186	0.1%	$21.82	-1.7%	common stock	733174700
—	Special Opportunities Fund	11,387	$185	0.1%	$16.95	—	common stock	84741T104
—	RENN Global Entrepreneurs Fund	106,588	$181	0.1%	$1.51	—	common stock	759720105
MRGO	MARGO CARIBE INC	64,239	$180	0.1%	$3.97	-26.3%	common stock	566605101
EQS	Equus Total Return	93,273	$179	0.1%	$2.08	-7.6%	common stock	294766100
—	Nuveen Equity Premium Advantage Fund	13,705	$174	0.1%	$12.44	—	common stock	6706ET107
—	SEACOR HOLDINGS INC	2,000	$173	0.1%	$83.00	—	common stock	811904101
FUGI	FUEGO ENTERPRISES INC	513,210	$171	0.1%	$0.41	+99.6%	common stock	35953E201
—	Eaton Vance Floating-Rate Income Plus Fund	9,331	$170	0.1%	$18.11	—	common stock	278284104
—	Neuberger Berman MLP Income Fund	9,001	$162	0.1%	$18.00	—	common stock	64129H104
—	Avenue Income Credit Strategies Fund	9,185	$162	0.1%	$17.38	—	common stock	05358E106
—	Gabelli Dividend & Income Trust	7,000	$154	0.1%	$19.29	—	common stock	36242H104
—	Eaton Vance Michigan Municipal Income Trust	12,821	$154	0.1%	$11.61	—	common stock	27826D106
—	Nuveen Flexible Investment Income Fund	9,001	$154	0.1%	$16.81	—	common stock	67075B104
—	Nuveen Premium Income Municipal Fund 2	11,432	$153	0.1%	$13.12	—	common stock	67063W102
—	European Equity Fund	16,906	$153	0.1%	$7.16	—	common stock	298768102
—	Royce Global Value Trust	17,073	$153	0.1%	$8.91	—	common stock	78081T104
—	Alliance California Municipal Income Fund	11,800	$150	0.1%	$12.49	—	common stock	018546101
—	Nuveen California Dividend Advantage Municipal Fund 3	12,150	$148	0.1%	$12.41	—	common stock	67070Y109
—	H&Q Life Sciences Investors	6,600	$144	0.1%	$21.82	—	common stock	404053100
—	Foxby Corp.	76,995	$142	0.1%	$1.64	—	common stock	351645106
—	Flaherty & Crumrine Dynamic Preferred & Income Fund	6,431	$140	0.1%	$20.87	—	common stock	33848W106
—	ASA Gold and Precious Metals Limited	10,307	$138	0.1%	$12.55	—	common stock	G3156P103
—	Western Asset/Claymore Inflation-Linked Securities & Income	11,421	$133	0.1%	$11.99	—	common stock	95766Q106
—	Eaton Vance California Municipal Income Trust	10,868	$131	0.1%	$11.44	—	common stock	27826F101
—	New Ireland Fund	8,732	$125	0.1%	$10.43	—	common stock	645673104
—	General American Investors Preferred Series B	4,900	$125	0.1%	$25.33	—	preferred stock	368802401
—	Central Europe Russia and Turkey Fund	4,633	$122	0.1%	$29.83	—	common stock	153436100
—	GDL Fund	10,962	$121	0.1%	$11.40	—	common stock	361570104
—	John Hancock Tax-Advantaged Dividend Income Fund	6,052	$121	0.1%	$18.79	—	common stock	41013V100
—	Nuveen Intermediate Duration Quality Municipal Fund	9,950	$121	0.1%	$11.83	—	common stock	670677103
—	Morgan Stanley India Investment Fund	6,131	$120	0.1%	$15.45	—	common stock	61745C105
—	Cohen & Steers MLP Income and Energy Opportunity Fund	6,571	$118	0.1%	$18.26	—	common stock	19249B106
—	Wells Fargo Advantage Global Dividend Opportunity Fund	15,002	$118	0.1%	$7.37	—	common stock	94987C103
ULTRF	ULTRAPETROL (BAHAMAS) LTD	36,000	$112	0.1%	$2.88	+19.0%	common stock	P94398107
—	Nuveen New Jersey Dividend Advantage Municipal Fund 2	8,600	$111	0.1%	$12.46	—	common stock	67071T109
—	Central Fund of Canada Limited (USA)	8,000	$110	0.1%	$13.63	—	common stock	153501101
—	ING Risk Managed Natural Resources Fund	10,250	$108	0.1%	$10.54	—	common stock	92913C106
—	Nuveen CT Premium Income Municipal Fund	8,808	$107	0.1%	$13.14	—	common stock	67060D107
PSMT	PRICESMART INC	1,000	$101	0.1%	$74.69	+16.8%	common stock	741511109
XXCHNXX	China Fund	5,000	$100	0.1%	$20.00	—	common stock	169373107
—	Delaware Investments Dividend & Income Fund	10,476	$100	0.1%	$8.96	—	common stock	245915103
—	Madison Strategic Sector Premium Fund	7,785	$95	0.1%	$11.57	—	common stock	558268108
—	BlackRock Utility & Infrastructure Trust	5,000	$95	0.1%	$17.80	—	common stock	09248D104
—	Calamos Strategic Total Return Fund	8,535	$95	0.1%	$11.13	—	common stock	128125101
—	ERA GROUP INC	3,215	$94	0.1%	$26.40	—	common stock	26885G109
—	MFS California Municipal Fund	8,796	$93	0.1%	$10.69	—	common stock	59318C106
—	Blackrock Muniyield Michigan Quality Fund	6,800	$90	0.1%	$13.62	—	common stock	09254V105
—	Nuveen Quality Municipal Fund	7,000	$89	0.1%	$12.51	—	common stock	67062N103
—	Ares Multi-Strategy Credit Fund	4,001	$88	0.1%	$21.24	—	common stock	04014Q108
—	Nuveen Equity Premium and Growth Fund	6,001	$85	0.0%	$13.83	—	common stock	6706EW100
—	Nuveen AMT-Free Municipal Income Fund	6,500	$84	0.0%	$12.90	—	common stock	670657105
—	Brookfield Mortgage Opportunity Income Fund	5,001	$84	0.0%	$16.60	—	common stock	112792106
TIP	iShares Barclays TIPS Bond Fund	750	$84	0.0%	$112.00	—	common stock	464287176
—	Eaton Vance Limited Duration Income Fund	5,440	$83	0.0%	$15.26	—	common stock	27828H105
—	Nuveen Michigan Quality Income Municipal Fund	5,918	$80	0.0%	$13.43	—	common stock	670979103
—	Fort Dearborn Income Securities Inc	5,400	$78	0.0%	$13.89	—	common stock	347200107
—	Dreyfus Municipal Bond Infrastructure Fund	6,601	$74	0.0%	$11.67	—	common stock	26203D101
—	Legg Mason BW Global Income Opportunities Fund	4,206	$74	0.0%	$17.74	—	common stock	52469B100
—	Market Vectors Gold Miners ETF	3,000	$71	0.0%	$24.33	—	common stock	57060U100
—	Nuveen Dividend Advantage Municipal Fund 2	5,000	$68	0.0%	$14.00	—	common stock	67070F100
—	Nuveen Equity Premium Income Fund	5,310	$67	0.0%	$12.62	—	common stock	6706ER101
—	BlackRock Limited Duration Income Trust	3,910	$67	0.0%	$17.14	—	common stock	09249W101
XEVMX	Eaton Vance California Municipal Bond Fund	6,209	$67	0.0%	$10.83	—	common stock	27828A100
—	Aberdeen Emerging Markets Smaller Companies Opportunities Fund	4,964	$66	0.0%	$17.89	—	common stock	00301T102
—	Invesco Municipal Opportunity Trust	5,450	$66	0.0%	$11.67	—	common stock	46132C107
—	Nuveen Arizona Premium Income Municipal Fund	5,000	$64	0.0%	$13.33	—	common stock	67061W104
—	Nuveen Quality Income Municipal Fund	4,725	$63	0.0%	$13.50	—	common stock	670977107
—	Wells Fargo Multi-Sector Income Fund	4,300	$62	0.0%	$13.95	—	common stock	94987D101
—	Engex	15,572	$60	0.0%	$2.88	—	common stock	292851102
—	First Trust Dividend and Income Fund	6,900	$60	0.0%	$8.70	—	common stock	33731L100
—	Invesco California Value Municipal Income Trust	5,000	$59	0.0%	$11.40	—	common stock	46132H106
XMUIX	BlackRock Muni Intermediate Duration Fund	4,000	$57	0.0%	$14.00	—	common stock	09253X102
—	Asia Pacific Fund	5,500	$57	0.0%	$10.17	—	common stock	044901106
—	Nuveen Select Quality Municipal Fund	4,200	$56	0.0%	$13.60	—	common stock	670973106
—	BlackRock Municipal Income Investment Quality Trust	4,000	$55	0.0%	$13.56	—	common stock	09250G102
—	Turkish Investment Fund	4,880	$53	0.0%	$15.87	—	common stock	900145103
XJPIX	Nuveen Preferred & Income Term Fund	2,300	$52	0.0%	$24.33	—	common stock	67075A106
—	MVC Capital Preferred Series B	2,000	$51	0.0%	$25.00	—	preferred stock	553829201
—	Aberdeen Israel Fund	2,750	$50	0.0%	$14.55	—	common stock	00301L109
—	Duff & Phelps Global Utility Income Fund	2,410	$48	0.0%	$18.67	—	common stock	26433C105
SBSAA	SPANISH BROADCASTING SYS A	8,030	$47	0.0%	$3.36	+38.3%	common stock	846425833
—	John Hancock Premium Dividend Fund	3,642	$47	0.0%	$13.23	—	common stock	41013T105
SBUX	Starbucks Corporation	600	$44	0.0%	$24.37	+20.2%	common stock	855244109
—	Taiwan Fund	2,226	$42	0.0%	$16.09	—	common stock	874036106
—	BlackRock Multi-Sector Income Trust	2,301	$41	0.0%	$17.82	—	common stock	09258A107
—	MFS Investment Grade Municipal Trust	4,157	$37	0.0%	$9.44	—	common stock	59318B108
—	Morgan Stanley Emerging Markets Fund	2,264	$35	0.0%	$14.13	—	common stock	61744G107
—	MVC Capital	2,618	$35	0.0%	$12.66	—	common stock	553829102
—	BlackRock S&P Quality Rankings Global Equity Managed Trust	2,650	$35	0.0%	$12.45	—	common stock	09250D109
—	Gabelli Global Utility & Income Trust	1,763	$35	0.0%	$19.70	—	common stock	36242L105
—	BlackRock MuniAssets Fund	2,500	$31	0.0%	$11.50	—	common stock	09254J102
—	Morgan Stanley Eastern Europe Fund	1,615	$29	0.0%	$16.10	—	common stock	616988101
—	Columbia Seligman Premium Technology Growth Fund	1,726	$27	0.0%	$14.48	—	common stock	19842X109
—	Nuveen Georgia Dividend Advantage Municipal Fund 2, 2.65% MTP Pfd 2/1/2015	2,500	$25	0.0%	$10.00	—	preferred stock	67072B305
—	Tortoise Energy Infrastructure, 3.75% Preferred Series B	2,600	$24	0.0%	$9.09	—	preferred stock	89147L704
—	Nuveen Floating Rate Income Opportunity Fund	2,000	$24	0.0%	$12.00	—	common stock	6706EN100
—	Neuberger Berman High Yield Strategies Fund	1,743	$24	0.0%	$12.62	—	common stock	64128C106
—	Gabelli Equity Trust	3,077	$24	0.0%	$6.65	—	common stock	362397101
—	GELTECH SOLUTIONS INC	25,000	$23	0.0%	$1.16	—	common stock	368537106
—	Nuveen Core Equity Alpha Fund	1,313	$23	0.0%	$14.87	—	common stock	67090X107
—	Tri-Continental Corp., $2.50 Cumulative Preferred Stock	500	$23	0.0%	$50.00	—	preferred stock	895436202
—	Nasdaq Premium Income & Growth Fund	1,185	$22	0.0%	$16.10	—	common stock	63110R105
—	Gabelli Equity Trust Preferred Series D	848	$21	0.0%	$25.14	—	preferred stock	362397705
XXHYBXX	New America High Income Fund	2,000	$20	0.0%	$10.00	—	common stock	641876800
—	Nuveen Maryland Premium Income Municipal Fund, 2.65% MTP Pfd 2/1/2015	2,000	$20	0.0%	$10.00	—	preferred stock	67061Q404
—	Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #2	2,000	$20	0.0%	$10.00	—	preferred stock	67072B503
—	Eaton Vance Municipal Income Term Trust	1,151	$18	0.0%	$14.44	—	common stock	27829U105
—	Liberty All-Star Growth Fund	3,094	$17	0.0%	$4.72	—	common stock	529900102
—	Swiss Helvetia Fund	1,173	$17	0.0%	$12.49	—	common stock	870875101
—	DWS Global High Income Fund	1,802	$15	0.0%	$8.32	—	common stock	23338W104
—	First Trust Specialty Finance and Financial Opportunities Fund	1,797	$14	0.0%	$7.79	—	common stock	33733G109
—	Eaton Vance Massachusetts Municipal Bond Fund	1,000	$13	0.0%	$12.00	—	common stock	27828K108
—	Cornerstone Strategic Value Fund	1,885	$12	0.0%	$7.17	—	common stock	21924B203
—	Enzo Biochem, Inc	3,000	$12	0.0%	$2.00	—	common stock	294100102
—	Nuveen Premier Municipal Income Fund	800	$11	0.0%	$12.50	—	common stock	670988104
GTMAY	GRUPO TMM SA SP ADR A	12,280	$11	0.0%	$0.73	—	common stock	40051D303
HMC	Honda Motor Co., Ltd.	300	$11	0.0%	$36.67	—	common stock	438128308
—	BlackRock Municipal Target Term Trust	601	$11	0.0%	$17.06	—	common stock	09257P105
—	Nuveen California Premium Income Municipal Fund, 2.00% MTP Pfd 10/1/2015	1,000	$10	0.0%	$10.00	—	preferred stock	6706L0300
—	Nuveen Georgia Dividend Advantage Municipal Fund, 2.65% Pfd, Series 2015 #1	1,000	$10	0.0%	$10.00	—	preferred stock	67072B404
—	LATIN AMERICAN DISCOVERY FUND	800	$10	0.0%	$13.75	—	common stock	51828C106
—	DESARROLLADORA HOMEX ADR	6,100	$9	0.0%	$3.77	—	common stock	25030W100
—	Putnam Municipal Opportunities Trust	800	$9	0.0%	$11.52	—	common stock	746922103
—	Asia Tigers Fund	759	$9	0.0%	$11.36	—	common stock	04516T105
—	Transamerica Income Shares	429	$9	0.0%	$20.60	—	common stock	893506105
—	Madison Covered Call and Equity Strategy Fund	1,000	$8	0.0%	$8.00	—	common stock	557437100
—	Pacholder High Yield Fund	1,000	$8	0.0%	$8.00	—	common stock	693742108
—	Rand Capital Corp.	2,000	$7	0.0%	$3.00	—	common stock	752185108
—	Western Asset Municipal High Income Fund, Inc.	1,000	$7	0.0%	$7.00	—	common stock	95766N103
XBZMX	BlackRock Maryland Municipal Bond Trust	528	$7	0.0%	$12.50	—	common stock	09249L105
—	Eaton Vance New Jersey Municipal Bond Fund	500	$6	0.0%	$12.00	—	common stock	27828R103
F	Ford Motor Co.	350	$5	0.0%	$9.02	-7.2%	common stock	345370860
XVMMX	Delaware Investments Minnesota Municipal Income Fund II, Inc.	200	$3	0.0%	$15.00	—	common stock	24610V103
—	CorEnergy Infrastructure Trust	510	$3	0.0%	$7.84	—	common stock	21870U205
—	Nuveen Tax - Advantaged Dividend Growth Fund	150	$2	0.0%	$13.33	—	common stock	67073G105
—	Eaton Vance National Municipal Opportunities Trust	101	$2	0.0%	$19.80	—	common stock	27829L105
—	Alliance New York Municipal Income Fund, Inc.	150	$2	0.0%	$13.33	—	common stock	018714105
—	Nuveen Diversified Dividend and Income Fund	151	$2	0.0%	$13.25	—	common stock	6706EP105
—	Aberdeen Latin America Equity Fund	88	$2	0.0%	$34.09	—	common stock	00306K106
—	Federated Premier Intermediate Municipal Income Fund	150	$2	0.0%	$13.33	—	common stock	31423M105
—	Tim Hortons, Inc.	13	$1	0.0%	$76.92	—	common stock	88706M103
—	Helios Strategic Income Fund	166	$1	0.0%	$6.02	—	common stock	42328A203