Thomas J. Herzfeld Advisors, Inc. Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	First Opportunity Fund, Inc.	624,383	$6,007	3.4%	$8.23	—	common stock	33587T108
—	Virtus Total Return Fund	1,239,451	$5,949	3.4%	$3.91	—	common stock	92829A103
—	Petroleum & Resources Corp.	177,793	$5,544	3.2%	$26.03	—	common stock	716549100
—	Alpine Total Dynamic Dividend Fund	575,069	$5,130	2.9%	$8.38	—	common stock	021060207
—	Adams Express Company	358,526	$4,930	2.8%	$12.06	—	common stock	006212104
—	Tri-Continental Corp.	220,626	$4,629	2.6%	$18.05	—	common stock	895436103
—	PIMCO Dynamic Credit Income Fund	170,233	$4,055	2.3%	$22.60	—	common stock	72202D106
—	General American Investors Company, Inc.	89,166	$3,283	1.9%	$32.57	—	common stock	368802104
—	RMR Real Estate Income Fund	155,544	$3,064	1.7%	$19.55	—	common stock	76970B101
—	Clough Global Opportunities Fund	228,131	$2,966	1.7%	$12.91	—	common stock	18914E106
—	Oxford Lane Capital, 7.50% Pfd Series 2023	114,491	$2,811	1.6%	$23.63	—	preferred stock	691543300
—	Alpine Global Dynamic Dividend Fund	266,765	$2,804	1.6%	$10.20	—	common stock	02082E205
—	Federated Enhanced Treasury Income Fund	203,617	$2,747	1.6%	$13.01	—	common stock	314162108
—	Liberty All-Star Equity Fund	426,285	$2,562	1.5%	$5.29	—	common stock	530158104
—	BlackRock Credit Allocation Income Trust	178,544	$2,455	1.4%	$12.98	—	common stock	092508100
CPA	Copa Holdings SA	17,200	$2,452	1.4%	$98.21	0.0%	common stock	P31076105
—	Nuveen Dividend Advantage Municipal Fund 3	169,228	$2,315	1.3%	$13.24	—	common stock	67070X101
—	The Herzfeld Caribbean Basin Fund, Inc.	282,652	$2,304	1.3%	$8.49	—	common stock	42804T106
—	Cohen & Steers Infrastructure Fund, Inc.	92,773	$2,272	1.3%	$19.04	—	common stock	19248A109
KOF	Coca Cola Femsa S.A.B. de C.V.	19,602	$2,227	1.3%	$138.37	—	common stock	191241108
—	Putnam Premier Income Trust	393,546	$2,184	1.2%	$5.36	—	common stock	746853100
—	American Select Portfolio Inc.	194,605	$2,082	1.2%	$10.17	—	common stock	029570108
—	Nuveen Credit Strategies Income Fund	221,322	$2,072	1.2%	$9.36	—	common stock	67073D102
—	Royce Value Trust Inc.	129,016	$2,064	1.2%	$15.30	—	common stock	780910105
—	First Trust High Income Long/Short Fund	111,234	$2,019	1.2%	$17.60	—	common stock	33738E109
—	Kayne Anderson Midstream/Energy Fund	47,630	$1,930	1.1%	$36.50	—	common stock	48661E108
SEB	Seaboard Corp.	633	$1,912	1.1%	$2655.35	-1.3%	common stock	811543107
MTZ	MasTec, Inc.	60,100	$1,852	1.1%	$32.21	+17.0%	common stock	576323109
XJEQX	Aberdeen Japan Equity Fund, Inc.	249,199	$1,772	1.0%	$6.53	—	common stock	00306J109
LEN	Lennar Corp.	40,500	$1,700	1.0%	$33.64	+1.9%	common stock	526057104
—	Nuveen California AMT-Free Municipal Income Fund	122,607	$1,674	1.0%	$13.52	—	common stock	670651108
RCL	Royal Caribbean Cruises Ltd.	30,000	$1,668	1.0%	$29.48	+58.4%	common stock	V7780T103
—	BlackRock Enhanced Equity Dividend Trust	186,435	$1,564	0.9%	$7.72	—	common stock	09251A104
—	Oxford Lane Capital, 8.125% Pfd Series 2024	61,227	$1,551	0.9%	$25.33	—	preferred stock	691543409
—	Gabelli Equity Trust Preferred Series G	67,401	$1,531	0.9%	$24.75	—	preferred stock	362397176
—	Zweig Total Return Fund Inc.	100,203	$1,442	0.8%	$12.91	—	common stock	989837208
—	AllianzGI Equity & Convertible Income Fund	70,267	$1,419	0.8%	$19.21	—	common stock	018829101
—	DoubleLine Income Solutions Fund	62,541	$1,405	0.8%	$21.18	—	common stock	258622109
—	The Korea Fund, Inc.	32,824	$1,402	0.8%	$34.59	—	common stock	500634209
—	Putnam High Income Securities Fund	159,859	$1,392	0.8%	$7.90	—	common stock	746779107
—	Gabelli Healthcare & Wellness (Rx) Trust	134,653	$1,390	0.8%	$10.01	—	common stock	36246K103
—	Aberdeen Asia-Pacific Income Fund, Inc.	220,399	$1,384	0.8%	$6.21	—	common stock	003009107
—	American Income Fund, Inc.	174,342	$1,355	0.8%	$7.77	—	common stock	02672T109
—	First Trust Mortgage Income Fund	84,595	$1,342	0.8%	$15.88	—	common stock	33734E103
—	Tortoise Pipeline & Energy Fund	36,380	$1,295	0.7%	$32.34	—	common stock	89148H108
WSO	Watsco Inc.	12,300	$1,264	0.7%	$84.60	+19.6%	common stock	942622200
—	Montgomery Street Income Securities, Inc.	73,862	$1,232	0.7%	$16.16	—	common stock	614115103
—	Bancolombia S.A.	21,280	$1,230	0.7%	$55.78	—	common stock	05968L102
CWCO	Consolidated Water Co. Ltd.	104,013	$1,224	0.7%	$8.59	+2.7%	common stock	G23773107
—	New Germany Fund, Inc.	65,511	$1,223	0.7%	$18.08	—	common stock	644465106
—	Boulder Growth and Income Fund, Inc.	143,031	$1,219	0.7%	$7.44	—	common stock	101507101
NCLH	Norwegian Cruise Line Holdings Ltd.	38,443	$1,219	0.7%	$32.51	-0.6%	common stock	G66721104
CCL	Carnival Corp.	31,000	$1,167	0.7%	$27.76	+17.1%	common stock	143658300
—	Cyberonics, Inc.	18,330	$1,145	0.7%	$62.47	—	common stock	23251P102
—	First Trust Intermediate Duration Preferred & Income Fund	49,392	$1,130	0.6%	$21.77	—	common stock	33718W103
—	AllianceBernstein Income Fund	148,149	$1,114	0.6%	$7.45	—	common stock	01881E101
MINT	PIMCO Enhanced Short Maturity ETF	10,629	$1,078	0.6%	$101.42	—	common stock	72201R833
—	Tortoise Energy Independence Fund, Inc.	37,297	$1,049	0.6%	$26.27	—	common stock	89148K101
—	Chiquita Brands International Inc.	95,244	$1,033	0.6%	$11.24	—	common stock	170032809
—	Japan Smaller Capitalization Fund Inc.	107,086	$1,012	0.6%	$8.62	—	common stock	47109U104
FCX	Freeport McMoran Copper & Gold	27,000	$986	0.6%	$24.45	+20.9%	common stock	35671D857
—	Nuveen Dividend Advantage Municipal Income Fund	69,248	$981	0.6%	$13.08	—	common stock	67071L106
TV	Grupo Televisa, S.A.B.	28,400	$974	0.6%	$24.82	—	common stock	40049J206
—	Clough Global Equity Fund	60,629	$939	0.5%	$14.97	—	common stock	18914C100
—	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B	43,324	$934	0.5%	$21.45	—	preferred stock	36465A307
—	America Movil S.A.B. de C.V.	44,690	$927	0.5%	$21.75	—	common stock	02364W105
FMX	Fomento Economico Mexicano, S.A.B. de C.V.	9,500	$890	0.5%	$102.53	—	common stock	344419106
—	Steiner Leisure Ltd.	19,467	$843	0.5%	$51.91	—	common stock	P8744Y102
—	Neuberger Berman Real Estate Securities Income Fund	164,694	$823	0.5%	$4.83	—	common stock	64190A103
—	LMP Capital and Income Fund, Inc.	46,180	$819	0.5%	$15.70	—	common stock	50208A102
—	Morgan Stanley Emerging Markets Domestic Debt Fund	58,660	$781	0.4%	$14.43	—	common stock	617477104
—	Bancroft Fund Ltd.	38,386	$775	0.4%	$17.68	—	common stock	059695106
CX	Cemex, S.A.B. de C.V.	56,743	$751	0.4%	$10.83	—	common stock	151290889
—	Teco Energy, Inc.	40,500	$748	0.4%	$17.19	—	common stock	872375100
—	Kayne Anderson Energy Total Return Fund	23,060	$748	0.4%	$27.80	—	common stock	48660P104
—	Nuveen Quality Preferred Income Fund 3	85,979	$746	0.4%	$8.42	—	common stock	67072W101
—	Brookfield Global Listed Infrastructure Income Fund, Inc.	29,571	$741	0.4%	$20.25	—	common stock	11273Q109
—	Royce Micro-Cap Trust, Inc.	57,660	$728	0.4%	$10.94	—	common stock	780915104
—	Nuveen Municipal Market Opportunity Fund, Inc.	53,573	$715	0.4%	$12.17	—	common stock	67062W103
—	Boulder Total Return Fund, Inc.	27,876	$715	0.4%	$21.20	—	common stock	101541100
—	Central Securities Corp.	28,651	$672	0.4%	$21.85	—	common stock	155123102
—	GDL Fund Preferred Series B	12,800	$644	0.4%	$50.23	—	preferred stock	361570302
—	Cohen & Steers Total Return Realty Fund	51,382	$637	0.4%	$12.40	—	common stock	19247R103
—	Macquarie Global Infrastructure Total Return Fund Inc.	24,620	$633	0.4%	$20.52	—	common stock	55608D101
—	Tahoe Resources Inc.	23,900	$626	0.4%	$14.16	—	common stock	873868103
—	Cohen & Steers REIT & Preferred Income Fund Inc.	33,591	$606	0.3%	$17.13	—	common stock	19247X100
—	Delaware Enhanced Global Dividend & Income Fund	47,571	$605	0.3%	$11.72	—	common stock	246060107
—	Clough Global Allocation Fund	38,994	$604	0.3%	$15.24	—	common stock	18913Y103
—	H&Q Healthcare Investors	22,549	$594	0.3%	$26.34	—	common stock	404052102
NSC	Norfolk Southern Corp.	5,500	$567	0.3%	$57.67	+31.8%	common stock	655844108
—	Apollo Tactical Income Fund Inc	28,496	$523	0.3%	$18.12	—	common stock	037638103
—	Nuveen Diviersified Currency Opportunities Fund	46,576	$523	0.3%	$11.21	—	common stock	67090N109
FDP	Fresh Del Monte Produce Inc.	16,890	$518	0.3%	$21.57	+6.2%	common stock	G36738105
—	Nuveen Build America Bond Opportunity Fund	23,013	$495	0.3%	$20.33	—	common stock	67074Q102
—	TCW Strategic Income Fund, Inc.	88,891	$491	0.3%	$5.40	—	common stock	872340104
—	Atlantic Tele Network, Inc.	8,000	$464	0.3%	$49.65	—	common stock	049079205
—	American Strategic Income Portfolio Inc. II	50,420	$443	0.3%	$8.20	—	common stock	030099105
—	Goldman Sachs MLP Income Opportunities Fund	21,301	$443	0.3%	$20.80	—	common stock	38147W103
—	Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	35,075	$432	0.2%	$11.84	—	common stock	95766R104
EVTC	Evertec Inc.	17,643	$428	0.2%	$20.78	+1.7%	common stock	30040P103
—	Center Coast MLP & Infrastructure Fund	22,001	$421	0.2%	$17.23	—	common stock	151461100
—	Cushing Renaissance Fund	14,677	$417	0.2%	$25.52	—	common stock	231647108
—	Western Asset High Yield Defined Opportunity Fund Inc.	22,669	$406	0.2%	$17.75	—	common stock	95768B107
—	Teekay LNG Partners LP	8,361	$386	0.2%	$43.66	—	common stock	Y8564M105
—	Royce Focus Trust, Inc.	44,026	$376	0.2%	$7.11	—	common stock	78080N108
—	Putnam Master Intermediate Income Trust	70,528	$363	0.2%	$4.96	—	common stock	746909100
—	Aberdeen Singapore Fund, Inc.	26,489	$346	0.2%	$13.10	—	common stock	003244100
—	Templeton Dragon Fund, Inc.	13,270	$343	0.2%	$25.08	—	common stock	88018T101
—	NexPoint Credit Strategies Fund	27,500	$332	0.2%	$9.54	—	common stock	65340G106
—	Thai Fund, Inc.	28,855	$324	0.2%	$18.23	—	common stock	882904105
—	Eaton Vance Tax-Advantaged Dividend Income Fund	15,207	$315	0.2%	$19.00	—	common stock	27828G107
—	Source Capital Corp.	4,289	$300	0.2%	$66.98	—	common stock	836144105
—	Zweig Fund, Inc.	17,255	$270	0.2%	$12.80	—	common stock	989834205
—	Dividend and Income Fund	16,570	$264	0.2%	$14.50	—	common stock	25538A204
—	AllianceBernstein Global High Income Fund, Inc.	18,253	$262	0.1%	$14.35	—	common stock	01879R106
—	Morgan Stanley Asia Pacific Fund	15,600	$261	0.1%	$15.72	—	common stock	61744U106
VMC	Vulcan Materials Company	4,000	$255	0.1%	$46.69	+23.5%	common stock	929160109
MLM	Martin Marietta Materials Inc.	1,900	$251	0.1%	$93.00	+22.8%	common stock	573284106
—	Blackstone/GSO Strategic Credit Fund	14,001	$249	0.1%	$17.78	—	common stock	09257R101
—	Aberdeen Indonesia Fund, Inc.	26,152	$248	0.1%	$11.62	—	common stock	00305P106
—	BlackRock Energy & Resources Trust	9,035	$244	0.1%	$24.92	—	common stock	09250U101
—	Mexico Equity and Income Fund, Inc.	14,886	$240	0.1%	$15.41	—	common stock	592834105
—	Alliance California Municipal Income Fund	17,762	$234	0.1%	$12.72	—	common stock	018546101
EQS	Equus Total Return, Inc.	92,292	$229	0.1%	$2.08	+4.4%	common stock	294766100
—	Blackrock MuniYield Michigan Quality Fund II	17,550	$228	0.1%	$12.70	—	common stock	09254W103
—	MFS Intermarket Income Trust I	26,056	$222	0.1%	$8.13	—	common stock	59318R103
—	Nuveen Intermediate Duration Municipal Term Fund	17,520	$221	0.1%	$11.83	—	common stock	670671106
—	Voya Global Advantage and Premium Opportunity Fund	17,210	$212	0.1%	$11.97	—	common stock	92912R104
WU	The Western Union Company	12,000	$208	0.1%	$17.25	—	common stock	959802109
—	BlackRock Resources & Commodities Strategy Trust	16,756	$208	0.1%	$11.52	—	common stock	09257A108
BPOP	Popular, Inc.	6,000	$205	0.1%	$21.82	+6.5%	common stock	733174700
—	Morgan Stanley Emerging Market Debt Fund, Inc.	19,899	$202	0.1%	$10.17	—	common stock	61744H105
—	Brookfield Total Return Fund Inc.	8,000	$201	0.1%	$23.75	—	common stock	11283U108
—	Special Opportunities Fund, Inc.	11,387	$190	0.1%	$16.95	—	common stock	84741T104
—	Morgan Stanley Income Securities Inc.	10,425	$188	0.1%	$16.98	—	common stock	61745P874
—	Nuveen Build America Bond Fund	9,025	$185	0.1%	$19.38	—	common stock	67074C103
—	Guggenheim Equal Weight Enhanced Equity Income Fund	9,190	$184	0.1%	$18.65	—	common stock	40167M106
—	Guggenheim Build America Bonds	8,258	$182	0.1%	$21.52	—	common stock	401664107
—	Neuberger Berman MLP Income Fund	9,001	$182	0.1%	$18.00	—	common stock	64129H104
—	Nuveen Flexible Investment Income Fund	9,001	$169	0.1%	$16.81	—	common stock	67075B104
—	JPMorgan China Region Fund, Inc.	11,067	$168	0.1%	$15.16	—	common stock	48126T104
—	Eaton Vance Floating-Rate Income Plus Fund	9,331	$168	0.1%	$18.11	—	common stock	278284104
—	Advent/Claymore Enhanced Growth & Income Fund	15,993	$165	0.1%	$9.90	—	common stock	00765E104
—	Avenue Income Credit Strategies Fund	9,185	$165	0.1%	$17.38	—	common stock	05358E106
—	Seacor Holdings, Inc.	2,000	$165	0.1%	$83.00	—	common stock	811904101
—	Eaton Vance Michigan Municipal Income Trust	12,821	$160	0.1%	$11.61	—	common stock	27826D106
—	Royce Global Value Trust, Inc.	16,927	$159	0.1%	$8.91	—	common stock	78081T104
—	Nuveen Premium Income Municipal Fund 2	11,432	$158	0.1%	$13.12	—	common stock	67063W102
—	RENN Global Entrepreneurs Fund, Inc.	106,588	$157	0.1%	$1.51	—	common stock	759720105
—	Nuveen California Dividend Advantage Municipal Fund 3	12,150	$155	0.1%	$12.41	—	common stock	67070Y109
—	European Equity Fund, Inc.	16,996	$153	0.1%	$7.16	—	common stock	298768102
—	Gabelli Dividend & Income Trust	7,000	$153	0.1%	$19.29	—	common stock	36242H104
—	Flaherty & Crumrine Dynamic Preferred & Income Fund	6,431	$152	0.1%	$20.87	—	common stock	33848W106
—	ASA Gold and Precious Metals Limited	10,307	$151	0.1%	$12.55	—	common stock	G3156P103
—	New Ireland Fund, Inc.	11,032	$150	0.1%	$11.09	—	common stock	645673104
—	John Hancock Tax-Advantaged Dividend Income Fund	7,160	$150	0.1%	$19.12	—	common stock	41013V100
—	Foxby Corp.	76,580	$147	0.1%	$1.64	—	common stock	351645106
—	Cohen & Steers MLP Income and Energy Opportunity Fund	6,571	$140	0.1%	$18.26	—	common stock	19249B106
—	Eaton Vance California Municipal Income Trust	10,868	$136	0.1%	$11.44	—	common stock	27826F101
—	Central Europe Russia and Turkey Fund	4,448	$130	0.1%	$29.83	—	common stock	153436100
—	Morgan Stanley India Investment Fund	5,531	$128	0.1%	$15.45	—	common stock	61745C105
—	Nuveen Intermediate Duration Quality Municipal Fund	9,950	$128	0.1%	$11.83	—	common stock	670677103
—	Voya Natural Resources Equity Income Fund	10,250	$118	0.1%	$10.54	—	common stock	92913C106
XEVMX	Eaton Vance California Municipal Bond Fund	10,109	$117	0.1%	$11.12	—	common stock	27828A100
—	Central Fund of Canada Limited (USA)	8,000	$116	0.1%	$13.63	—	common stock	153501101
—	Nuveen CT Premium Income Municipal Fund	8,808	$111	0.1%	$13.14	—	common stock	67060D107
—	GDL Fund	9,961	$108	0.1%	$11.40	—	common stock	361570104
ULTRF	Ultrapetrol (Bahamas) Ltd.	36,000	$107	0.1%	$2.88	+3.2%	common stock	P94398107
XXCHNXX	China Fund, Inc.	5,000	$106	0.1%	$20.00	—	common stock	169373107
—	BlackRock Utility & Infrastructure Trust	5,000	$105	0.1%	$17.80	—	common stock	09248D104
—	Delaware Investments Dividend & Income Fund, Inc.	9,926	$104	0.1%	$8.96	—	common stock	245915103
—	Western Asset/Claymore Inflation-Linked Securities & Income Fund	8,446	$103	0.1%	$11.99	—	common stock	95766Q106
—	MFS California Municipal Fund	8,796	$97	0.1%	$10.69	—	common stock	59318C106
—	Blackrock MuniYield Michigan Quality Fund	6,800	$95	0.1%	$13.62	—	common stock	09254V105
—	Nuveen New Jersey Dividend Advantage Municipal Fund 2	7,000	$94	0.1%	$12.46	—	common stock	67071T109
—	Taiwan Fund, Inc.	4,526	$93	0.1%	$18.36	—	common stock	874036106
—	Nuveen Quality Municipal Fund, Inc.	7,000	$92	0.1%	$12.51	—	common stock	67062N103
—	Era Group Inc.	3,215	$92	0.1%	$26.40	—	common stock	26885G109
—	Salient Midstream & MLP Fund	3,001	$89	0.1%	$29.66	—	common stock	79471V105
—	Brookfield Mortgage Opportunity Income Fund	5,001	$88	0.1%	$16.60	—	common stock	112792106
—	Nuveen AMT-Free Municipal Income Fund	6,500	$88	0.1%	$12.90	—	common stock	670657105
—	Nuveen Equity Premium and Growth Fund	6,001	$87	0.0%	$13.83	—	common stock	6706EW100
PSMT	PriceSmart Inc.	1,000	$87	0.0%	$74.69	+8.0%	common stock	741511109
—	Eaton Vance Limited Duration Income Fund	5,440	$85	0.0%	$15.26	—	common stock	27828H105
—	Fort Dearborn Income Securities, Inc	5,400	$80	0.0%	$13.89	—	common stock	347200107
—	Avianca Holdings S.A.	5,000	$80	0.0%	$16.00	—	common stock	05367G100
—	Market Vectors Gold Miners ETF	3,000	$79	0.0%	$24.33	—	common stock	57060U100
—	Legg Mason BW Global Income Opportunities Fund	4,206	$77	0.0%	$17.74	—	common stock	52469B100
—	Invesco Municipal Opportunity Trust	6,050	$76	0.0%	$11.76	—	common stock	46132C107
FDX	FedEx Corporation	500	$76	0.0%	$118.51	0.0%	common stock	31428X106
—	Ares Multi-Strategy Credit Fund	3,316	$72	0.0%	$21.24	—	common stock	04014Q108
—	Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.	4,964	$71	0.0%	$17.89	—	common stock	00301T102
—	Eaton Vance Risk-Managed Diversified Equity Income Fund	6,125	$71	0.0%	$10.90	—	common stock	27829G106
—	Nuveen Dividend Advantage Municipal Fund 2	5,000	$70	0.0%	$14.00	—	common stock	67070F100
—	Nuveen Quality Income Municipal Fund, Inc.	4,725	$65	0.0%	$13.50	—	common stock	670977107
—	Invesco California Value Municipal Income Trust	5,000	$62	0.0%	$11.40	—	common stock	46132H106
—	Turkish Investment Fund, Inc.	4,880	$59	0.0%	$15.87	—	common stock	900145103
—	Nuveen Select Quality Municipal Fund	4,200	$58	0.0%	$13.60	—	common stock	670973106
SBSAA	Spanish Broadcasting System Inc.	10,030	$57	0.0%	$3.90	+55.4%	common stock	846425833
—	Asia Pacific Fund	5,150	$57	0.0%	$10.17	—	common stock	044901106
—	BlackRock Municipal Income Investment Quality Trust	4,000	$57	0.0%	$13.56	—	common stock	09250G102
—	Dreyfus Municipal Bond Infrastructure Fund, Inc.	4,801	$57	0.0%	$11.67	—	common stock	26203D101
—	KKR Income Opportunities Fund	3,001	$56	0.0%	$18.66	—	common stock	48249T106
XJPIX	Nuveen Preferred & Income Term Fund	2,300	$54	0.0%	$24.33	—	common stock	67075A106
—	Duff & Phelps Global Utility Income Fund, Inc.	2,410	$53	0.0%	$18.67	—	common stock	26433C105
—	John Hancock Premium Dividend Fund	3,666	$50	0.0%	$13.23	—	common stock	41013T105
—	Aberdeen Israel Fund, Inc.	2,750	$49	0.0%	$14.55	—	common stock	00301L109
TIP	iShares TIPS Bond	420	$48	0.0%	$112.00	—	common stock	464287176
—	DWS Multi-Market Income Trust	4,751	$45	0.0%	$9.47	—	common stock	25160E102
—	BlackRock Multi-Sector Income Trust	2,301	$43	0.0%	$17.82	—	common stock	09258A107
—	H&Q Life Sciences Investors	1,864	$39	0.0%	$21.82	—	common stock	404053100
—	Gabelli Global Utility & Income Trust	1,763	$37	0.0%	$19.70	—	common stock	36242L105
—	Tortoise Energy Infrastructure	746	$37	0.0%	$49.60	—	common stock	89147L100
—	Morgan Stanley Emerging Markets Fund, Inc.	2,264	$36	0.0%	$14.13	—	common stock	61744G107
—	BlackRock S&P Quality Rankings Global Equity Managed Trust	2,650	$36	0.0%	$12.45	—	common stock	09250D109
—	American Strategic Income Portfolio, Inc.	3,301	$34	0.0%	$10.30	—	common stock	030098107
—	MVC Capital, Inc.	2,618	$34	0.0%	$12.66	—	common stock	553829102
—	Morgan Stanley Eastern Europe Fund Inc.	1,615	$30	0.0%	$16.10	—	common stock	616988101
—	DWS Strategic Income Trust	2,000	$26	0.0%	$13.00	—	common stock	25160F109
—	Nuveen Floating Rate Income Opportunity Fund	2,000	$25	0.0%	$12.00	—	common stock	6706EN100
—	Neuberger Berman High Yield Strategies Fund	1,743	$24	0.0%	$12.62	—	common stock	64128C106
—	Nuveen Core Equity Alpha Fund	1,334	$24	0.0%	$14.92	—	common stock	67090X107
—	Gabelli Equity Trust, Inc.	3,138	$24	0.0%	$6.66	—	common stock	362397101
—	Tri-Continental Corp., $2.50 Cumulative Preferred Stock	500	$23	0.0%	$50.00	—	preferred stock	895436202
—	Nasdaq Premium Income & Growth Fund	1,207	$23	0.0%	$16.16	—	common stock	63110R105
—	Gabelli Equity Trust Preferred Series D	848	$21	0.0%	$25.14	—	preferred stock	362397705
XXHYBXX	New America High Income Fund, Inc.	2,000	$20	0.0%	$10.00	—	common stock	641876800
—	Eaton Vance Municipal Income Term Trust	1,151	$19	0.0%	$14.44	—	common stock	27829U105
—	Wells Fargo Multi-Sector Income Fund	1,300	$19	0.0%	$13.95	—	common stock	94987D101
VGT	Vanguard Information Technology ETF	186	$18	0.0%	$96.77	—	common stock	92204A702
—	Swiss Helvetia Fund Inc.	1,173	$17	0.0%	$12.49	—	common stock	870875101
VIS	Vanguard Industrials ETF	166	$17	0.0%	$102.41	—	common stock	92204A603
—	Liberty All-Star Growth Fund, Inc.	3,141	$17	0.0%	$4.73	—	common stock	529900102
VDE	Vanguard Energy ETF	109	$16	0.0%	$146.79	—	common stock	92204A306
—	First Trust Specialty Finance and Financial Opportunities Fund	1,797	$15	0.0%	$7.79	—	common stock	33733G109
—	Nuveen Global Equity Income Fund	1,000	$15	0.0%	$15.00	—	common stock	6706EH103
—	DWS Global High Income Fund	1,802	$15	0.0%	$8.32	—	common stock	25158V108
XLY	Consumer Discret Select Sector SPDR ETF	225	$15	0.0%	$66.67	—	common stock	81369Y407
EZU	iShares MSCI EMU Index	322	$14	0.0%	$43.48	—	common stock	464286608
XLV	Health Care Select Sector SPDR ETF	211	$13	0.0%	$61.61	—	common stock	81369Y209
—	Tortoise Energy Infrastructure, 3.75% Preferred Series B	1,300	$12	0.0%	$9.09	—	preferred stock	89147L704
—	Cornerstone Strategic Value Fund Inc.	1,972	$12	0.0%	$7.13	—	common stock	21924B203
—	BlackRock Municipal Target Term Trust	601	$12	0.0%	$17.06	—	common stock	09257P105
—	Nuveen Premier Municipal Income Fund, Inc.	800	$11	0.0%	$12.50	—	common stock	670988104
GTMAY	Grupo TMM S.A.B.	12,280	$11	0.0%	$0.73	—	common stock	40051D303
—	Latin American Discovery Fund Inc.	800	$11	0.0%	$13.75	—	common stock	51828C106
—	Nuveen Floating Rate Income Fund	800	$10	0.0%	$12.50	—	common stock	67072T108
IBB	iShares Nasdaq Biotechnology	36	$9	0.0%	$250.00	—	common stock	464287556
—	Transamerica Income Shares Inc.	429	$9	0.0%	$20.60	—	common stock	893506105
—	Putnam Municipal Opportunities Trust	800	$9	0.0%	$11.52	—	common stock	746922103
—	Gabelli Global Small and Mid-Cap Value Fund	700	$8	0.0%	$11.43	—	common stock	36249W104
—	Car Charging Group, Inc.	10,000	$8	0.0%	$0.80	—	common stock	14074Y206
XBZMX	BlackRock Maryland Municipal Bond Trust	528	$7	0.0%	$12.50	—	common stock	09249L105
—	Western Asset Municipal High Income Fund, Inc.	1,000	$7	0.0%	$7.00	—	common stock	95766N103
—	Invesco Quality Municipal Income Trust	600	$7	0.0%	$11.67	—	common stock	46133G107
XLF	Financial Select Sector SPDR ETF	302	$7	0.0%	$23.18	—	common stock	81369Y605
—	Eaton Vance New Jersey Municipal Bond Fund	500	$7	0.0%	$12.00	—	common stock	27828R103
DXJ	WisdomTree Japan Hedged Equity	143	$7	0.0%	$48.95	—	common stock	97717W851
—	iShares MSCI United Kingdom	282	$6	0.0%	$21.28	—	common stock	464286699
IEMG	iShares Core MSCI Emerging Market	116	$6	0.0%	$51.72	—	common stock	46434G103
FDN	First Trust Dow Jones Internet Index	97	$6	0.0%	$61.86	—	common stock	33733E302
SKYY	First Trust ISE Cloud Computing Index	209	$6	0.0%	$28.71	—	common stock	33734X192
—	Rand Capital Corp.	2,000	$6	0.0%	$3.00	—	common stock	752185108
VDC	Vanguard Consumer Staples ETF	40	$5	0.0%	$125.00	—	common stock	92204A207
—	Desarrolladora Hom, SAB de CV	6,100	$5	0.0%	$3.77	—	common stock	25030W100
MBB	iShares MBS	38	$4	0.0%	$105.26	—	common stock	464288588
BSV	Vanguard Short-Term Bond ETF	48	$4	0.0%	$83.33	—	common stock	921937827
VAW	Vanguard Materials ETF	31	$3	0.0%	$96.77	—	common stock	92204A801
VOX	Vanguard Telecommunication Services ETF	39	$3	0.0%	$76.92	—	common stock	92204A884
BIV	Vanguard Intermediate-Term Bond ETF	37	$3	0.0%	$81.08	—	common stock	921937819
—	Aberdeen Latin America Equity Fund, Inc.	88	$3	0.0%	$34.09	—	common stock	00306K106
EPP	iShares MSCI Pacific ex-Japan	51	$3	0.0%	$58.82	—	common stock	464286665
EWL	iShares MSCI Switzerland Capped Index	99	$3	0.0%	$30.30	—	common stock	464286749
EWC	iShares MSCI Canada	81	$3	0.0%	$37.04	—	common stock	464286509
—	MFS Investment Grade Municipal Trust	250	$2	0.0%	$9.44	—	common stock	59318B108
LQD	iShares iBoxx $ Investment Grade Corporate Bond	20	$2	0.0%	$100.00	—	common stock	464287242
—	Federated Premier Intermediate Municipal Income Fund	150	$2	0.0%	$13.33	—	common stock	31423M105
—	EGShares Emerging Markets Consumer	72	$2	0.0%	$27.78	—	common stock	268461779
—	Eaton Vance National Municipal Opportunities Trust	101	$2	0.0%	$19.80	—	common stock	27829L105
—	Alliance New York Municipal Income Fund, Inc.	150	$2	0.0%	$13.33	—	common stock	018714105
—	Nuveen Diversified Dividend and Income Fund	151	$2	0.0%	$13.25	—	common stock	6706EP105
—	Nuveen Tax - Advantaged Dividend Growth Fund	150	$2	0.0%	$13.33	—	common stock	67073G105
—	SPDR Barclays High Yield Bond	42	$2	0.0%	$47.62	—	common stock	78464A417
—	PowerShares Emerging Markets Soverign Debt ETF	27	$1	0.0%	$37.04	—	common stock	73936T573
IEI	iShares 3-7 Year Treasury Bond	6	$1	0.0%	$166.67	—	common stock	464288661
—	Tim Hortons, Inc.	13	$1	0.0%	$76.92	—	common stock	88706M103
—	Market Vectors EM Local Currency Bond ETF	33	$1	0.0%	$30.30	—	common stock	57060U522
EWD	iShares MSCI Sweden	33	$1	0.0%	$30.30	—	common stock	464286756